Compliance Consultant Template Compliance Manual presentation including How To's, Links to FCA Handbooks,

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Although this is not a regulatory requirement, it is a regulatory expectation as there are a number of elements that the regulators not only expect to be documented, but also somewhere that explains the rationale behind the way that company's manager their risks. This would clearly be best summarised in a regulatory Operational or Compliance Manual.

And don't forget, our Template Compliance Manual has been bought by IFAs, Private Banks, GI Brokers, Payment Providers, Portfolio and Asset Managers, stockbrokers (execution only and advisory), some foreign company's with UK interests but mainly domestic small to medium sized firms, including local council lending initiatives!

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