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OECD GUIDELINES FOR
MULTINATIONAL
ENTERPRISES
Conference on “Corporate Social Responsibility for Competitive
Entrepreneurship”
Responsible Business for a Better Live
7 November 2013, Riga
By Mari-lou Dupont, Legal Consultant
AGENDA

- Context: A new global agenda
- OECD Guidelines overview
- Unique implementation mechanism
- Conclusion
CONTEXT
- New global Responsible Business Conduct
(RBC) agenda
- Baseline expectations are now clearer than
ever
- Unique position of the
Guidelines
WHAT ARE THE GUIDELINES?
• A set of recommendations
addressed by governments to
multinational enterprises
operating in or from adherent
countries

• The only government-backed
recommendations for
responsible business conduct
in existence today
• Reflect good practices for all
ADHERENTS TO THE GUIDELINES
• 45 countries
– OECD members plus 11 non-OECD members:
Argentina, Brazil, Colombia, Costa Rica, Egypt,
Latvia, Lithuania, Morocco, Peru, Romania and
Tunisia
– Applications from Jordan, Ukraine, Kazakhstan and
Serbia are being considered and Russia is on an
accession path to the OECD

• Representative of all regions of the world

• Account for large majority of global investment
COMPREHENSIVE: 11 CHAPTERS

Concept and
Principles

General Policies

Disclosure

Human
Rights

Employment
and Industrial
Relations

Environment

Combating Bribery,
Bribe Solicitation and
Extortion

Science and
Technology

Competition

Taxation

Consumer
Interests

Not covered by any
other RBC
instrument

New
TWO SIDES OF THE SAME COIN
1. Recognizing positive contribution
2. Avoiding adverse impacts and addressing
them when they occur
Risk-based due diligence
PROACTIVE AGENDA
• New prospective dimension added in the 2011 Update
- Helps enterprises and stakeholders identify and respond to
risks of adverse impacts in business operations
• Proactive Agenda projects:
1. Project chaired by Netherlands on due diligence in the
financial sector
2. Project on responsible investment in agricultural supply
chains
3. Project chaired by Canada (in co-operation with Norway) on
stakeholder engagement and due diligence in the extractive sector.
WHAT MAKES THE GUIDELINES
UNIQUE?
- Implementation mechanism through National Contacts
Points (NCPs)
- NCPs main responsibility is to further the effectiveness of the
Guidelines

Undertaking information and promotion activities;
Contributing to the resolution of issues that arise in
the implementation of the Guidelines in specific
instances;
Reporting on their activities.
SPECIFIC INSTANCE PROCESS
SPECIFIC INSTANCES
•

More than 300 considered since 2000
– 60 new specific instances since update

•

Trends:
– Human rights, labour and
environment predominant issues
– Most frequently cited sectors: Mining
and Quarrying, Manufacturing and
Financing
– Large number of issues brought up by
NGOs
– Non-adhering countries (50% in
2013)
– Stakeholder engagement and
Indigenous Peoples in developing
countries
CONCLUSION

CSR or RBC
Strategy
Values
Charter

Code of
Conduct

Business
Principles

Code of
Ethics
FUTURE WORK

 Outreach
 NCP peer learning
Global Forum on Responsible
Business Conduct in 2014
“RBC In”… publication series
• Initial focus on Central Asia and South
Caucasus
• Concise, one-stop guidance for
governments, investors and civil society to
better understand the existing RBC
expectations.
THANK YOU !

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OECD Guidelines for Responsible Business Conduct (39

  • 1. OECD GUIDELINES FOR MULTINATIONAL ENTERPRISES Conference on “Corporate Social Responsibility for Competitive Entrepreneurship” Responsible Business for a Better Live 7 November 2013, Riga By Mari-lou Dupont, Legal Consultant
  • 2. AGENDA - Context: A new global agenda - OECD Guidelines overview - Unique implementation mechanism - Conclusion
  • 3. CONTEXT - New global Responsible Business Conduct (RBC) agenda - Baseline expectations are now clearer than ever - Unique position of the Guidelines
  • 4. WHAT ARE THE GUIDELINES? • A set of recommendations addressed by governments to multinational enterprises operating in or from adherent countries • The only government-backed recommendations for responsible business conduct in existence today • Reflect good practices for all
  • 5. ADHERENTS TO THE GUIDELINES • 45 countries – OECD members plus 11 non-OECD members: Argentina, Brazil, Colombia, Costa Rica, Egypt, Latvia, Lithuania, Morocco, Peru, Romania and Tunisia – Applications from Jordan, Ukraine, Kazakhstan and Serbia are being considered and Russia is on an accession path to the OECD • Representative of all regions of the world • Account for large majority of global investment
  • 6. COMPREHENSIVE: 11 CHAPTERS Concept and Principles General Policies Disclosure Human Rights Employment and Industrial Relations Environment Combating Bribery, Bribe Solicitation and Extortion Science and Technology Competition Taxation Consumer Interests Not covered by any other RBC instrument New
  • 7. TWO SIDES OF THE SAME COIN 1. Recognizing positive contribution 2. Avoiding adverse impacts and addressing them when they occur Risk-based due diligence
  • 8. PROACTIVE AGENDA • New prospective dimension added in the 2011 Update - Helps enterprises and stakeholders identify and respond to risks of adverse impacts in business operations • Proactive Agenda projects: 1. Project chaired by Netherlands on due diligence in the financial sector 2. Project on responsible investment in agricultural supply chains 3. Project chaired by Canada (in co-operation with Norway) on stakeholder engagement and due diligence in the extractive sector.
  • 9. WHAT MAKES THE GUIDELINES UNIQUE? - Implementation mechanism through National Contacts Points (NCPs) - NCPs main responsibility is to further the effectiveness of the Guidelines Undertaking information and promotion activities; Contributing to the resolution of issues that arise in the implementation of the Guidelines in specific instances; Reporting on their activities.
  • 11. SPECIFIC INSTANCES • More than 300 considered since 2000 – 60 new specific instances since update • Trends: – Human rights, labour and environment predominant issues – Most frequently cited sectors: Mining and Quarrying, Manufacturing and Financing – Large number of issues brought up by NGOs – Non-adhering countries (50% in 2013) – Stakeholder engagement and Indigenous Peoples in developing countries
  • 12. CONCLUSION CSR or RBC Strategy Values Charter Code of Conduct Business Principles Code of Ethics
  • 13. FUTURE WORK  Outreach  NCP peer learning Global Forum on Responsible Business Conduct in 2014
  • 14. “RBC In”… publication series • Initial focus on Central Asia and South Caucasus • Concise, one-stop guidance for governments, investors and civil society to better understand the existing RBC expectations.