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Regulation A How to make a confidential filing

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http://www.TheSecuritiesAttorneys.com Reg A – How to Make a Confidential Filing
If you have not filed under Reg A or filed an effective registration statement, you can file a draft offering for non-public review. You must file all such documents not later than 21 days before qualification. If you want to, this would allow you to quietly abandon an offering before the initial public filing.

The initial non-public statement, all non-public statement amendments, and all correspondence with SEC staff regarding such submissions must be publicly filed on EDGAR as exhibits to the offering statement not less than 21 calendar days before qualification of the offering statement.

Want to know more? – email me at John.Lux@ Securities-Law.info (240) 200-4529 John E. Lux was in the top 5% of authors on Slideshare in 2014 and has been quoted by Bloomberg as an expert on reverse mergers
This is part of a series on Regulation A, so subscribe here for more and to learn more, go to www. TheSecuritiesAttorneys.com and get a free copy of our book “How to Go Public”
Disclaimer This is not legal or investment advice of any kind Seek competent advice from qualified attorneys and investment bankers Your situation may vary The more you know about finance and business, the more you can profit

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Regulation A How to make a confidential filing

  1. 1. www.TheSecuritiesAttorneys.com Reg A – How to Make a Confidential Filing
  2. 2. www.TheSecuritiesAttorneys.com If you have not filed under Reg A or an effective registration statements, you can file a draft offering for non-public review
  3. 3. You must file all such documents not later than 21 days before qualification
  4. 4. If you want to, this would allow you to quietly abandon an offering before the initial public filing
  5. 5. The initial non-public statement, all non- public statement amendments, and all correspondence with SEC staff regarding such submissions must be publicly filed on EDGAR as exhibits to the offering statement not less than 21 calendar days before qualification of the offering statement
  6. 6. www.TheSecuritiesAttorneys.com This is part of a series on Regulation A, so subscribe here for more and to learn more, go to www. TheSecuritiesAttorneys.com and get a free copy of our book “How to Go Public”
  7. 7. www.TheSecuritiesAttorneys.com  Want to know more? – email me at John.Lux@ Securities- Law.info  (240) 200-4529
  8. 8. John E. Lux was in the top 5% of authors on Slideshare in 2014 and has been quoted by Bloomberg as an expert on reverse mergers
  9. 9. Disclaimer  This is not legal or investment advice of any kind  Seek competent advice from qualified attorneys and investment bankers  Your situation may vary  The more you know about finance and business, the more you can profit

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