1.
State of Agile Compliance
Management
Modern approaches to addressing compliance in
investment banking

2.
The Complex Landscape of Compliance In Banking
Growing Complexity
Public Cloud
Demand for Speed

3.
Transformation Success Requires Balancing Risk with Agility
3
“The most commonly-cited barriers
to rapid software releases are
last minute security tests and
regulatory compliance concerns”
https://www.contino.io/files/State-of-DevOps-in-Financial-Services_WEB_FINAL.pdf

4.
STRONG Drive Towards “Risk Managed Agility”
High competitor risk
post-2018 position (strong
regulatory drive & limited
segment growth)
High performers optimise both
agility and risk levers
High risk unchecked agility
that leads to critical
(internal & external) risk
positions

5.
Foundational Role in Cloud Consumption Guardrails
* Indicative compliance structure capability position

6.
Successful Compliance IS Self-Service & Continuous
Lack of ROI without investment
in adequate education of APIs,
documentation and libraries
Risk of deploying squad
champions without an asset
deployment and education
strategy
Investment in standardising
assets, approaches &
documentation to contribute to
contribute to agility

7.
Proven
compliance
patterns

8.
1. Policy Codification: “Compliance as Code”

9.
2. Data-Driven Compliance INTERROGATION

10.
3. Cross-functional StrategIES

11.
State of Agile Compliance
Management
Modern approaches to addressing compliance in
investment banking