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Certification
     of
EHR Systems
     HISI 2011   1
FEED BACK FROM 2 EU PROJECTS

EHR – Implemement
       analysed implementation experience in 10
      countries

EHR - QTN
  evaluating the importance and possible impact
  of having well documented good quality and
  reliable EHR systems on the market and users.


                       HISI 2011                  2
10 GOOD REASONS TO ADOPT EHR SOLUTIONS
                               Re-usability of information

           Tracability - Reliability - Responsability Manag.

                                    Patient empowerment

                  Improve record / practice management

                               Improve care management

  Improve care through decision support, surveillance and…

                          Improved cost efficiency of care

                                     To share information

                                          Store & Retrieval

                             To access any time anywhere

                                    Level 1     Level 2         0
                                                               Level 3   5
                                                                         Level 4 10Level 5 15   20   25   30




                                                                         HISI 2011                             3
Barriers to Adopting
                                          High Start-up Costs              12
                                          High On-going Costs              11
                          Financial       Return on Investment (ROI)
                                          Uncertainty                      8
                                          Lack of Financial Resources      2
                                          Lack of computer skills of the
                                          physicians and/or Staff          10
                                          Lack of technical training and
                                          support                          9
Primary barriers




                                          Complexity of the system         2
                          Technical       Limitation of the system         2
                                          Lack of Customizability          5
                                          Lack of Reliability              3
                                          Interconnectivity/Standardizat
                                          ion                              8
                                          Lack of computers/hardware       2
                                          Time to select, purchase and
                                          implement the system             5
                                          Time to learn the system         7
                            Time          Time to enter data               6
                                          More time needed per patient     8
                                          Time needed to convert the
                                          records                          2




                              HISI 2011                                         4
Barriers to Adopting

                                        Lack of belief in EHRs
                       Psychological
                                        Need for control (loss of control or
                                        influence)
                                        Uncertainty about the vendor
                                        Lack of support from external
                                        parties
                                        Interference with doctor-patient
                           Social       relationship
  Secondary barriers




                                        Lack of support from other
                                        colleagues
                                        Lack of support from the
                                        management level
                           Legal        Privacy or security concerns
                                        Organizational size
                       Organizational
                                        Organizational type
                                        Lack of support from
                                        organizational culture
                       Change Process   Lack of incentives
                                        Lack of participation
                                        Lack of leadership




                        HISI 2011                                              5
EFFECTIVE USE
EHR-Implement issued two concrete
recommendations:
• Application selection should be the subject of
   detailed user evaluation to ensure local
   processes; workflow and functional needs are
   taken into account.
• Vendors selection must be the subject of a
   thorough due diligence process to ensure that
   both the EHR software and vendor organisation
   are fit for purpose.


                      HISI 2011                    6
EFFECTIVE USE

Selecting the most appropriate application from the correct vendor is a real challenge

Quality assessment, labelling and certification of the systems can fulfil an important role
when procuring an application.

They offer, considering the trustworthiness of the procedure, a guarantee of compliance
with standards, legal and user requirements, of course as far as they are tested against
pre-defined and comparable / similar criteria.




                                          HISI 2011                                      7
Effective Use
• “There is a large gap between the postulated
  and empirically demonstrated benefits of
  eHealth technologies. In addition, there is a
  lack of robust research on the risks of
  implementing these technologies and their
  cost-effectiveness has yet to be demonstrated”




                      HISI 2011                8
Reasons why a country
                                     might opt for certification
                                              Assured compliance to national rules and standards

                 Increasing quality of the products through coherent and pre-tested functionality


                  Leverage exchange of health (care) related data and interoperability of systems


                                                                   Improved patient safety in care


                                                     Have a reliable data source for secondary use


                                        Increase compliance to user and use quality requirements


                                                                       Improve EHR Procurement


Improving the quality of the care by improving the quality of the content based on related criteria


                                                                      Validated privacy protection


                              Stimulate competition on quality and reduce market fragmentation


                                          Improve market deployment and product development


                                                                                                      0       2         4         6             8   10   12   14   16   18

                                                                                  Level 1         Level 2     Level 3   Level 4       Level 5




                                                                                                            HISI 2011                                                   9
Stakeholders
• Health Authorities
    •   Initiators
    •   Enablers, Facilitators
    •   Responsible
    •   Delegation
–   Buyers
–   Health Professionals
–   Patients
–   Industry

                                 HISI 2011   10
Initiator
                                        IAF


Supplier    Authority
                                    Accreditation
                                        body
      Certification
         body                                 Certificate

                                                Label

           CAB
                                      Product




                        HISI 2011                           11
Verification and Validation of
              Software
• Verification attempts to answer to the
  question “is the software built right?”
• Validation attempts to answer to the question
  “is the right software built?”




                      HISI 2011               12
Approaches to Certification
• EHR-QTN approach
      • Third party assessment
      • quality label
      • Self-assessment with an external audit
      • declaration of quality.
• HITCH approach
      • LabelCert of products
      • Self-assessment with external audit
• KITH approach
      • Self-declaration based on high level description of key
        requirements
      • Self-declaration based on formal, verifiable
        requirements         HISI 2011                            13
What Works best
• Third party assessment is the most suitable
  procedure for the still immature market of
  EHR systems.
• Comprehensive or progressive testing
   – The EuroRec Repository
• Modular quality labelling and certification
   – Eurorec “baskets” of criteria



                         HISI 2011              14
Related Issues
• Quality labels and certificates are primarily
  national.
• It is strongly recommended to start small”,
• Impact of the Medical Devices Directive
  2007/47/EC
    – The IEC 62304 standard
      • Applicable to eHealth and EHR systems?
      • The Canadian Experience
      • Difficult area
•                          HISI 2011              15
Building blocks

• EuroRec
        • 1.700 functional descriptive statements
• IHE




                              HISI 2011             16
Overlaps




  HISI 2011   17
Sustaining certification
          Functional assessment and “interoperability” assessment should be kept as distinct procedures.


         Develop quality assessment and certification as a “public service” with / without subcontracting.


                                                       Costs should be supported by the product suppliers


                                                    Organise cross border recognition of tested functions.

  Develop and support a common “language” across Europe to describe functional requirements enabling
   portability across Europe: European repository of nationally reusable statements publically available.

                                                     Costs need to be supported by the health authorities.

       Functional assessment and “interoperability” assessment should be offered by on Health IT Quality
                                                   Institute.

    Develop and support a common “language” to describe functional requirements in a comparable way:
                      national repository of reusable statements publically available.

   Costs need to be shared between health authorities and the industry, industry e.g. paying the effective
                                        testing / assessment only

Increase economic viability of the suppliers by supporting the use of certified EHR systems and stimulating
                                      defragmentation of the market.

                        Create a relation of trust and partnership between authorities, users and industry.



                                                                                                              0      2        4         6   8   10   12   14

                                                                         Level 1         Level 2          Level 3   Level 4   Level 5



                                                                                                    HISI 2011                                                  18
Conclusions
• May be hard to see now
• But its coming …
• 4 Speed Europe




                    HISI 2011   19
HISI 2011   20

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Certification Of EHR Systems - Tony Kenny

  • 1. Certification of EHR Systems HISI 2011 1
  • 2. FEED BACK FROM 2 EU PROJECTS EHR – Implemement analysed implementation experience in 10 countries EHR - QTN evaluating the importance and possible impact of having well documented good quality and reliable EHR systems on the market and users. HISI 2011 2
  • 3. 10 GOOD REASONS TO ADOPT EHR SOLUTIONS Re-usability of information Tracability - Reliability - Responsability Manag. Patient empowerment Improve record / practice management Improve care management Improve care through decision support, surveillance and… Improved cost efficiency of care To share information Store & Retrieval To access any time anywhere Level 1 Level 2 0 Level 3 5 Level 4 10Level 5 15 20 25 30 HISI 2011 3
  • 4. Barriers to Adopting High Start-up Costs 12 High On-going Costs 11 Financial Return on Investment (ROI) Uncertainty 8 Lack of Financial Resources 2 Lack of computer skills of the physicians and/or Staff 10 Lack of technical training and support 9 Primary barriers Complexity of the system 2 Technical Limitation of the system 2 Lack of Customizability 5 Lack of Reliability 3 Interconnectivity/Standardizat ion 8 Lack of computers/hardware 2 Time to select, purchase and implement the system 5 Time to learn the system 7 Time Time to enter data 6 More time needed per patient 8 Time needed to convert the records 2 HISI 2011 4
  • 5. Barriers to Adopting Lack of belief in EHRs Psychological Need for control (loss of control or influence) Uncertainty about the vendor Lack of support from external parties Interference with doctor-patient Social relationship Secondary barriers Lack of support from other colleagues Lack of support from the management level Legal Privacy or security concerns Organizational size Organizational Organizational type Lack of support from organizational culture Change Process Lack of incentives Lack of participation Lack of leadership HISI 2011 5
  • 6. EFFECTIVE USE EHR-Implement issued two concrete recommendations: • Application selection should be the subject of detailed user evaluation to ensure local processes; workflow and functional needs are taken into account. • Vendors selection must be the subject of a thorough due diligence process to ensure that both the EHR software and vendor organisation are fit for purpose. HISI 2011 6
  • 7. EFFECTIVE USE Selecting the most appropriate application from the correct vendor is a real challenge Quality assessment, labelling and certification of the systems can fulfil an important role when procuring an application. They offer, considering the trustworthiness of the procedure, a guarantee of compliance with standards, legal and user requirements, of course as far as they are tested against pre-defined and comparable / similar criteria. HISI 2011 7
  • 8. Effective Use • “There is a large gap between the postulated and empirically demonstrated benefits of eHealth technologies. In addition, there is a lack of robust research on the risks of implementing these technologies and their cost-effectiveness has yet to be demonstrated” HISI 2011 8
  • 9. Reasons why a country might opt for certification Assured compliance to national rules and standards Increasing quality of the products through coherent and pre-tested functionality Leverage exchange of health (care) related data and interoperability of systems Improved patient safety in care Have a reliable data source for secondary use Increase compliance to user and use quality requirements Improve EHR Procurement Improving the quality of the care by improving the quality of the content based on related criteria Validated privacy protection Stimulate competition on quality and reduce market fragmentation Improve market deployment and product development 0 2 4 6 8 10 12 14 16 18 Level 1 Level 2 Level 3 Level 4 Level 5 HISI 2011 9
  • 10. Stakeholders • Health Authorities • Initiators • Enablers, Facilitators • Responsible • Delegation – Buyers – Health Professionals – Patients – Industry HISI 2011 10
  • 11. Initiator IAF Supplier Authority Accreditation body Certification body Certificate Label CAB Product HISI 2011 11
  • 12. Verification and Validation of Software • Verification attempts to answer to the question “is the software built right?” • Validation attempts to answer to the question “is the right software built?” HISI 2011 12
  • 13. Approaches to Certification • EHR-QTN approach • Third party assessment • quality label • Self-assessment with an external audit • declaration of quality. • HITCH approach • LabelCert of products • Self-assessment with external audit • KITH approach • Self-declaration based on high level description of key requirements • Self-declaration based on formal, verifiable requirements HISI 2011 13
  • 14. What Works best • Third party assessment is the most suitable procedure for the still immature market of EHR systems. • Comprehensive or progressive testing – The EuroRec Repository • Modular quality labelling and certification – Eurorec “baskets” of criteria HISI 2011 14
  • 15. Related Issues • Quality labels and certificates are primarily national. • It is strongly recommended to start small”, • Impact of the Medical Devices Directive 2007/47/EC – The IEC 62304 standard • Applicable to eHealth and EHR systems? • The Canadian Experience • Difficult area • HISI 2011 15
  • 16. Building blocks • EuroRec • 1.700 functional descriptive statements • IHE HISI 2011 16
  • 17. Overlaps HISI 2011 17
  • 18. Sustaining certification Functional assessment and “interoperability” assessment should be kept as distinct procedures. Develop quality assessment and certification as a “public service” with / without subcontracting. Costs should be supported by the product suppliers Organise cross border recognition of tested functions. Develop and support a common “language” across Europe to describe functional requirements enabling portability across Europe: European repository of nationally reusable statements publically available. Costs need to be supported by the health authorities. Functional assessment and “interoperability” assessment should be offered by on Health IT Quality Institute. Develop and support a common “language” to describe functional requirements in a comparable way: national repository of reusable statements publically available. Costs need to be shared between health authorities and the industry, industry e.g. paying the effective testing / assessment only Increase economic viability of the suppliers by supporting the use of certified EHR systems and stimulating defragmentation of the market. Create a relation of trust and partnership between authorities, users and industry. 0 2 4 6 8 10 12 14 Level 1 Level 2 Level 3 Level 4 Level 5 HISI 2011 18
  • 19. Conclusions • May be hard to see now • But its coming … • 4 Speed Europe HISI 2011 19
  • 20. HISI 2011 20