FSA Data Security compliance case study show cases the key FSA requirements and how www.riesgoriskmanagement.com can assist clients to accomplish the tasks in a sustainable manner.

1. Ben oguntala, LLB, LLM
Case study: FSA Data Security
2011
FSA Data security case study describes the various processes and
procedures adapted by www.riesgoriskmanagement.com to achieve
FSA Data Security compliance. For more information, please contact
Ben.oguntala@riesgoriskmanagement.com
www.riesgoriskmanagement.com
Westminster, London
07812 039 867

2. INTRODUCTION
FSA has 8 key requirements under its Data Security framework, each of the 8 key requirements are
auditable and require demonstrating operational compliance.
www.riesgoriskmanagement.com FSA compliance solution is a web based solution designed to
address the key 8 requirements with a view to ensuring they are integrated into the customer’s
operation there by ensuring inherent compliance.
The framework is a centralised platform that consolidates the end to end resources required to
complete the audit assessment. It captures data and reports on the level of compliance providing
the management with first instance of knowledge on non compliance.

3. FSA DATA SECURITY
The FSA Data Security framework covers the key areas where evidence need to exist of policies
mapped to procedures as well as processes.
Our solution lists all the relevant the policies and tracks how contemporary they as well as maps
them to procedures and operational processes that give effect to the policies in the day to day
operations.

4. GOVERNANCE
For effective governance to exist, there must be an :
1. ISMS forum with active members
2. ISMS meeting dates
3. An agenda for the ISMS forum
4. A record of the minutes of the ISMS forum
5. A documentation of the meeting
ISMS FORUM
The tool handles the following:
ISMS Members
ISMS Meeting dates
ISMS Agendas
ISMS Minutes
ISMS documents
Click to
see details
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www.riesgoriskmanagement.com ||| info@riesgoriskmanagement.com

5. The policies and procedures mapping dashboard
The organisation and its business units

6. MANAGING 3RD PARTY SUPPLIERS
Managing 3rd party suppliers in managed via our extranet solution that extends the host
organisation’s minimum compliance requirements and monitors compliance across the organisation.

7. INTERNAL AUDITORS AND COMPLIANCE MONITORING
The diagram below depicts how the internal audit and compliance monitoring process is
implemented to ensure that the requirements of the FSA are not only meet but sustainable.
Non compliance reports from Audits

8. CONTACT DETAILS
The solution is available in the form a web based solution that is installed and implemented on the
customer network, it requires a web served that may also have an extranet instance.
For purchase information:
Ben Oguntala, LLB, LLM (Financial markets regulation)
Ben.oguntala@riesgoriskmanagement.com
Telephone - +44 781 039 867