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The final criteria evolved during the evaluation process, and were used to select Rijndael from that short-list, and more details are given in Stallings Table 5.2, with categories of: general security, ease of software & hardware implementation, implementation attacks, & flexibility (in en/decrypt, keying, other factors).

All were thought to be good – it came down to the best balance of attributes to meet criteria, in particular the balance between speed, security & flexibility.

The key is expanded into 44/52/60 lots of 32-bit words (see later), with 4 used in each round.

The data computation then consists of an “add round key” step, then 9/11/13 rounds with all 4 steps, and a final 10th/12th/14th step of byte subs + mix cols + add round key. This can be viewed as alternating XOR key & scramble data bytes operations. All of the steps are easily reversed, and can be efficiently implemented using XOR’s & table lookups.

The key is expanded into 44/52/60 lots of 32-bit words (see later), with 4 used in each round.

The data computation then consists of an “add round key” step, then 9/11/13 rounds with all 4 steps, and a final 10th/12th/14th step of byte subs + mix cols + add round key. This can be viewed as alternating XOR key & scramble data bytes operations. All of the steps are easily reversed, and can be efficiently implemented using XOR’s & table lookups.

The table was designed to be resistant to known cryptanalytic attacks. Specifically, the Rijndael developers sought a design that has a low correlation between input bits and output bits, with the property that the output cannot be described as a simple mathematical function of the input, with no fixed points and no “opposite fixed points”.

The constants used are based on a linear code with maximal distance between code words – this gives good mixing of the bytes within each column. Combined with the “shift rows” step provides good avalanche, so that within a few rounds, all output bits depend on all input bits.

In practise, you implement Mix Columns by expressing the transformation on each column as 4 equations (Stallings equation 5.4) to compute the new bytes for that column. This computation only involves shifts, XORs & conditional XORs (for the modulo reduction).

The decryption computation requires the use of the inverse of the matrix, which has larger coefficients, and is thus potentially a little harder & slower to implement.

The designers & the AES standard provide an alternate characterisation of Mix Columns, which treats each column of State to be a four-term polynomial with coefficients in GF(28). Each column is multiplied by a fixed polynomial a(x) given in Stallings eqn 5.7. Whilst this is useful for analysis of the stage, the matrix description is all that’s required for implementation.

The developers of Rijndael believe that this compact, efficient implementation was probably one of the most important factors in the selection of Rijndael for AES.

- 1. Advanced Encryption Standard
- 2. Topics Origin of AES Basic AES Inside Algorithm Final Notes
- 3. Origin of AES A replacement for DES was needed Key size is too small Can use Triple-DES – but slow, small block US NIST issued call for ciphers in 1997 15 candidates accepted in Jun 98 5 were shortlisted in Aug 99
- 4. AES Competition Requirements Private key symmetric block cipher 128-bit data, 128/192/256-bit keys Stronger & faster than Triple-DES Provide full specification & design details Both C & Java implementations
- 5. AES Evaluation Criteria initial criteria: security – effort for practical cryptanalysis cost – in terms of computational efficiency algorithm & implementation characteristics final criteria general security ease of software & hardware implementation implementation attacks flexibility (in en/decrypt, keying, other factors)
- 6. AES Shortlist After testing and evaluation, shortlist in Aug-99 MARS (IBM) - complex, fast, high security margin RC6 (USA) - v. simple, v. fast, low security margin Rijndael (Belgium) - clean, fast, good security margin Serpent (Euro) - slow, clean, v. high security margin Twofish (USA) - complex, v. fast, high security margin Found contrast between algorithms with few complex rounds versus many simple rounds Refined versions of existing ciphers versus new proposals Rijndae: pronounce “Rain-Dahl”
- 7. The AES Cipher - Rijndael Rijndael was selected as the AES in Oct-2000 Designed by Vincent Rijmen and Joan Daemen in Belgium Issued as FIPS PUB 197 standard in Nov-2001 An iterative rather than Feistel cipher processes data as block of 4 columns of 4 bytes (128 bits) operates on entire data block in every round Rijndael design: simplicity has 128/192/256 bit keys, 128 bits data resistant against known attacks speed and code compactness on many CPUs V. Rijmen J. Daemen
- 8. Topics Origin of AES Basic AES Inside Algorithm Final Notes
- 9. AES Conceptual Scheme 9 AESAES Plaintext (128 bits) Ciphertext (128 bits) Key (128-256 bits)
- 10. Multiple rounds 10 Rounds are (almost) identical First and last round are a little different
- 11. Overall Structure
- 12. High Level Description No MixColumns
- 13. 128-bit values 13 Data block viewed as 4-by-4 table of bytes Represented as 4 by 4 matrix of 8-bit bytes. Key is expanded to array of 32 bits words 1 byte
- 14. Data Unit
- 15. Unit Transformation
- 16. Changing Plaintext to State
- 17. Topics Origin of AES Basic AES Inside Algorithm Final Notes
- 18. AES encryption round Byte substitution Shift rows Mix columns AES S-box Key schedule round key ++ key current state new state
- 19. Details of Each Round
- 20. SubBytes: Byte Substitution A simple substitution of each byte provide a confusion Uses one S-box of 16x16 bytes containing a permutation of all 256 8-bit values Each byte of state is replaced by byte indexed by row (left 4-bits) & column (right 4-bits) eg. byte {95} is replaced by byte in row 9 column 5 which has value {2A} S-box constructed using defined transformation of values in Galois Field- GF(28 ) Galois : pronounce “Gal-Wa”
- 21. SubBytes and InvSubBytes
- 22. SubBytes Operation The SubBytes operation involves 16 independent byte-to-byte transformations. • Interpret the byte as two hexadecimal digits xy • SW implementation, use row (x) and column (y) as lookup pointer S1,1 = xy16 x’y’16
- 23. SubBytes Table Implement by Table Lookup
- 24. InvSubBytes Table
- 25. Sample SubByte Transformation The SubBytes and InvSubBytes transformations are inverses of each other.
- 26. ShiftRows Shifting, which permutes the bytes. A circular byte shift in each each 1st row is unchanged 2nd row does 1 byte circular shift to left 3rd row does 2 byte circular shift to left 4th row does 3 byte circular shift to left In the encryption, the transformation is called ShiftRows In the decryption, the transformation is called InvShiftRows and the shifting is to the right
- 27. ShiftRows Scheme
- 28. ShiftRows and InvShiftRows
- 29. MixColumns ShiftRows and MixColumns provide diffusion to the cipher Each column is processed separately Each byte is replaced by a value dependent on all 4 bytes in the column Effectively a matrix multiplication in GF(28 ) using prime poly m(x) =x8 +x4 +x3 +x+1
- 30. MixColumns Scheme The MixColumns transformation operates at the column level; it transforms each column of the state to a new column.
- 31. MixColumn and InvMixColumn
- 32. AddRoundKey XOR state with 128-bits of the round key AddRoundKey proceeds one column at a time. adds a round key word with each state column matrix the operation is matrix addition Inverse for decryption identical since XOR own inverse, with reversed keys Designed to be as simple as possible
- 33. AddRoundKey Scheme
- 34. AES Round
- 35. AES Key Scheduling takes 128-bits (16-bytes) key and expands into array of 44 32-bit words
- 36. Key Expansion Scheme
- 37. Key Expansion submodule RotWord performs a one byte circular left shift on a word For example: RotWord[b0,b1,b2,b3] = [b1,b2,b3,b0] SubWord performs a byte substitution on each byte of input word using the S-box SubWord(RotWord(temp)) is XORed with RCon[j] – the round constant
- 38. Round Constant (RCon) RCON is a word in which the three rightmost bytes are zero It is different for each round and defined as: RCon[j] = (RCon[j],0,0,0) where RCon[1] =1 , RCon[j] = 2 * RCon[j-1] Multiplication is defined over GF(2^8) but can be implement in Table Lookup
- 39. Key Expansion Example (1st Round) • Example of expansion of a 128-bit cipher key Cipher key = 2b7e151628aed2a6abf7158809cf4f3c w0=2b7e1516 w1=28aed2a6 w2=abf71588 w3=09cf4f3c
- 40. Topics Origin of AES Basic AES Inside Algorithm Final Notes
- 41. AES Security AES was designed after DES.AES was designed after DES. Most of the known attacks on DES were already tested onMost of the known attacks on DES were already tested on AES.AES. Brute-Force AttackBrute-Force Attack AES is definitely more secure than DES due to the larger-size key.AES is definitely more secure than DES due to the larger-size key. Statistical AttacksStatistical Attacks Numerous tests have failed to do statistical analysis of the ciphertextNumerous tests have failed to do statistical analysis of the ciphertext Differential and Linear AttacksDifferential and Linear Attacks There are no differential and linear attacks on AES as yet.There are no differential and linear attacks on AES as yet.
- 42. Implementation Aspects The algorithms used in AES are so simple that they can be easily implemented using cheap processors and a minimum amount of memory. Very efficient Implementation was a key factor in its selection as the AES cipher
- 43. Other Block Ciphers Blowfish (Schneier, open) Twofish (Schneier et al., open) IDEA (patented) Skipjack (NSA, Clipper) . . . 43

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