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UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT
NOTICE OF DOCKETING
17-1302 - CardiAQ Valve Technologies v. Neovasc Inc.
Date of docketing: December 1, 2016
Appeal from: United States District Court for the District of Massachusetts case no. 1:14-cv-12405-ADB
Appellant(s): Neovasc Inc., Neovasc Tiara Inc.
Critical dates include:
• Date of docketing. See Fed. Cir. R. 12.
• Entry of appearance. (Due within 14 days of the date of docketing.) See Fed. Cir. R. 47.3.
• Certificate of interest. (Due within 14 days of the date of docketing.) See Fed. Cir. R. 47.4.
• Docketing Statement. (Due within 14 days of the date of docketing or within 30 days if the United States or
its officer or agency is a party in the appeal.) [Only in cases where all parties are represented by counsel.
See Fed. Cir. R. 33.1 and the mediation guidelines available at www.cafc.uscourts.gov.]
• Requests for extensions of time. See Fed. Cir. R. 26 and 27. N.B. Delayed requests are not favored by
the court.
• Briefs. See Fed. Cir. R. 31. N.B. You will not receive a separate briefing schedule from the Clerk's
Office.
• Settlement discussions. See Fed. Cir. R. 33.
• ORAL ARGUMENT SCHEDULE CONFLICTS: Counsel should advise the clerk in writing within 30 days
once briefing is completed of potential scheduling conflicts or as soon as they are known and should not wait
until an actual conflict arises. Once scheduled, a case will not be postponed except on motion showing
compelling reasons. See Practice Note following Fed. Cir. R. 34.
The official caption is reflected on the electronic docket under the listing of the parties and counsel. The Rules of
Practice and required forms are available at www.cafc.uscourts.gov.
Peter R. Marksteiner
Clerk of Court
cc: United States District Court for the District of Massachusetts
Charles Tait Graves
John B. Sganga Jr.
Case: 17-1302 Document: 1-1 Page: 1 Filed: 12/01/2016 (1 of 142)
NEOVASC’S NOTICE OF APPEAL 1 CASE NO. 1:14-CV-12405-ADB
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
CARDIAQ VALVE TECHNOLOGIES, INC.,
Plaintiff,
v.
NEOVASC INC. and NEOVASC TIARA
INC.,
Defendants.
Civil Action No. 14-cv-12405-ADB
DEFENDANTS’ NOTICE OF APPEAL TO THE UNITED STATES COURT OF
APPEALS FOR THE FEDERAL CIRCUIT
Defendants Neovasc Inc. and Neovasc Tiara Inc. hereby appeal to the United States
Court of Appeals for the Federal Circuit from the Final Judgment entered on November 21, 2016
(ECF No. 598), and from any and all orders, rulings, opinions, and/or conclusions of the Court
adverse to Neovasc Inc. and Neovasc Tiara Inc. including, without limitation, the Court’s
Omnibus Memorandum and Order Resolving Motions To Exclude and Motions In Limine (ECF
No. 418), Memorandum and Order resolving renewed motions for judgment as a matter of law
(ECF No. 529), and Memorandum and Order resolving enhanced damages and motions for a
new trial on damages and trade secrets 4–6 (ECF No. 583).
Case 1:14-cv-12405-ADB Document 621 Filed 12/01/16 Page 1 of 4
135
Case: 17-1302 Document: 1-2 Page: 1 Filed: 12/01/2016 (2 of 142)
NEOVASC’S NOTICE OF APPEAL 2 CASE NO. 1:14-CV-12405-ADB
Dated: November 30, 2016 Respectfully submitted,
/s/ Charles T. Graves
Charles T. Graves (pro hac vice)
Douglas H. Carsten (pro hac vice)
Peter S. Kang (pro hac vice)
WILSON SONSINI GOODRICH & ROSATI, P.C.
12235 El Camino Real, Suite 200
San Diego, CA 92130
Phone: 858-350-2305
Fax: 858-350-2399
Email: dcarsten@wsgr.com
Email: pkang@wsgr.com
John P. Flynn (pro hac vice)
Charles T. Graves (pro hac vice)
Corina I. Cacovean (pro hac vice)
Joshua A. Baskin (pro hac vice)
WILSON SONSINI GOODRICH & ROSATI, P.C.
One Market Plaza
Spear Tower, Suite 3300
San Francisco, CA 94105
Phone: 415-947-2109
Fax: 415-947-2099
Email: jflynn@wsgr.com; tgraves@wsgr.com
ccacovean@wsgr.com; jbaskin@wsgr.com
Veronica Susana Ascarrunz (pro hac vice)
WILSON SONSINI GOODRICH & ROSATI, P.C.
1700 K Street, NW, Fifth Floor
Washington, DC 20006
Phone : 202-973-8812
Fax: 202-973-8899
Email: vascarrunz@wsgr.com
Joel C. Boehm (pro hac vice)
WILSON SONSINI GOODRICH & ROSATI, P.C.
900 South Capital of Texas Hwy
Las Cimas IV, Fifth Floor
Austin, TX 78746-5546
Phone: 512-338-5400
Fax: 512-338-5499
Email: jboehm@wsgr.com
Case 1:14-cv-12405-ADB Document 621 Filed 12/01/16 Page 2 of 4
136
Case: 17-1302 Document: 1-2 Page: 2 Filed: 12/01/2016 (3 of 142)
NEOVASC’S NOTICE OF APPEAL 3 CASE NO. 1:14-CV-12405-ADB
Alan D. Rose (BBO #427280)
Michael L. Chinitz (BBO #552915)
Meredith Wilson Doty (BBO #652220)
B. Aidan Flanagan (BBO #675667)
ROSE, CHINITZ & ROSE
One Beacon Street, 23rd
Floor
Boston, MA 02108
Phone: 617-536-0040
Fax: 617-536-4400
Email: adr@rose-law.net
mlc@rose-law.net
mwd@rose-law.net
baf@rose-law.net
Of Counsel:
Matthew M. Wolf
John E. Nilsson
R. Reeves Anderson
Robert Leider*
601 Massachusetts Ave., NW
Washington, DC 20001-3743
Telephone: +1 202.942.5000
Fax: +1 202.942.5999
matthew.wolf@aporter.com
john.nilsson@aporter.com
reeves.anderson@aporter.com
robert.leider@aporter.com
*Admitted only in Illinois
and New York; practicing
law in the District of
Columbia pending approval
of application for admission
under the supervision of Firm
principals who are D.C. Bar
members
Case 1:14-cv-12405-ADB Document 621 Filed 12/01/16 Page 3 of 4
137
Case: 17-1302 Document: 1-2 Page: 3 Filed: 12/01/2016 (4 of 142)
NEOVASC’S NOTICE OF APPEAL 4 CASE NO. 1:14-CV-12405-ADB
CERTIFICATE OF SERVICE
I, Charles T. Graves, hereby certify that on November 30, 2016 the foregoing document
was filed through the ECF system and will be sent electronically to the registered participants as
identified on the Notice of Electronic Filing.
/s/ Charles T. Graves
Charles T. Graves (admitted pro hac vice)
Case 1:14-cv-12405-ADB Document 621 Filed 12/01/16 Page 4 of 4
138
Case: 17-1302 Document: 1-2 Page: 4 Filed: 12/01/2016 (5 of 142)
120
FORM 7. Appeal Information Sheet
FEDERAL CIRCUIT APPEAL INFORMATION SHEET
___ United States District Court for the ____________________________________
___ United States Court of International Trade
___ United States Court of Federal Claims
___ United States Court of Appeals for Veterans Claims
Type of case: ________________________________________
_____________________ v. _____________________
(List all parties. Use an asterisk to indicate dismissed or withdrawn parties. Use a separate sheet
if needed. Explain any discrepancy with the caption used on the judgment, order, or opinion.)
Docket No. _____________________ Date of Judgment or Order __________________
Cross or related appeal? __________ Date of Notice of Appeal __________________
Appellant is: _____ Plaintiff _____Defendant _____Other (explain)_________________
FEES: Court of Appeals docket fee paid? _____Yes _____No
U.S. Appeal? _____Yes _____No
In forma pauperis? _____Yes _____No
Is this matter under seal? _____Yes _____No
COUNSEL: (List name, firm, address, and telephone of lead counsel for each party. Indicate
party represented. Use separate sheet if needed.)
____________________________ _______________________________________________
____________________________ _______________________________________________
____________________________ _______________________________________________
____________________________ _______________________________________________
COURT REPORTER: (Name and telephone): _______________________________________
IMPORTANT: Attach a copy of the judgment or order appealed from and any supporting
opinion or memorandum. Forward together with a copy of the notice of appeal and certified
docket entries.
Clerk of Court
United States Court of Appeals for the Federal Circuit
717 Madison Place, NW
Washington, DC 20439
Form 7
✔ DISTRICT OF MASSACHUSETTS
PATENT INFRINGEMENT
CardiAQ Valve Technologies, Inc. Neovasc Inc. et al
14cv12405-ADB November 21, 2016
December 1, 2016
✔
✔
✔
✔
✔
Brian C. Horne
Knobbe Martens Olsen & Bear LLP
1901 Avenue of the Stars
Suite 1500
Los Angeles CA 90067
310-551-3450
2bch@knobbe.com
Charles Graves
Wilson Sonsini Goodrich Rosati, PC
One Market Spear Tower
Suite 3300
San Francisco CA 94105
415-947-2156
tgraves@wsgr.com
Carol Scott (617)-330-1377
Case: 17-1302 Document: 1-2 Page: 5 Filed: 12/01/2016 (6 of 142)
APPEAL,PATENT
United States District Court
District of Massachusetts (Boston)
CIVIL DOCKET FOR CASE #: 1:14−cv−12405−ADB
CardiAQ Valve Technologies, Inc. v. Neovasc Inc. et al
Assigned to: Judge Allison D. Burroughs
related Case: 1:16−cv−12246−ADB
Cause: 35:145 Patent Infringement
Date Filed: 06/06/2014
Jury Demand: Both
Nature of Suit: 830 Patent
Jurisdiction: Federal Question
Plaintiff
CardiAQ Valve Technologies, Inc. represented by Brian C. Horne
Knobbe, Martens, Olson & Bear, LLP
1901 Avenue of the Stars
Suite 1500
Los Angeles, CA 90067
(310) 551−3450
Email: 2bch@knobbe.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Christy G. Lea
Knobbe Martens
2040 Main Street
14th Floor
Irvine, CA
949−760−0404
Email: 2cgl@knobbe.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Hans L. Mayer
Knobbe, Martens, Olson & Bear LLP
14th Floor
2040 Main Street
Irvine, CA 92614−9261
949−760−0404
Fax: 949−760−0404
Email: 2hxm@knobbe.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Jenna C. Kelleher
Knobbe Martens
2040 Main Street
14th Floor
Irvine, CA 92614
1
Case: 17-1302 Document: 1-2 Page: 6 Filed: 12/01/2016 (7 of 142)
(949) 949−0404
Email: jenna.kelleher@gmail.com
TERMINATED: 08/12/2016
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
John W. Holcomb
Knobbe, Martens, Olsen & Bear
2040 Main Street
Fourteenth Floor
Irvine, CA 92614
949−760−0404
Email: John.Holcomb@knobbe.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
John B. Sganga , Jr.
Knobbe Martens Olson & Bear LLP
2400 Main Street
14th Floor
Irvine, CA 92614
949−760−0404
Email: John.Sganga@knobbe.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Joshua Stowell
Knobbe Martens
2040 Main Street
14th Floor
Irvine, CA 92614
949−760−0404
Email: 2jys@knobbe.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Mark A. Speegle
Knobbe Martens
2040 Main Street
14th Floor
Irvine, CA
949−760−0404
Email: 2mys@knobbe.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Vito A. Canuso , III
2
Case: 17-1302 Document: 1-2 Page: 7 Filed: 12/01/2016 (8 of 142)
9582 Featherhill Drive
Villa Park, CA 92861
714−941−0579
Email: vito@canuso.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Devon H.M. Villarreal
Partridge Snow & Hahn
30 Federal Street
Boston, MA 02110
617−292−7900
Email: dvillarreal@psh.com
ATTORNEY TO BE NOTICED
Randall T. Weeks , Jr.
Partridge Snow & Hahn, LLP
128 Union Street
New Bedford, MA 02740
401−861−8200
Fax: 401−861−8210
Email: rtw@psh.com
ATTORNEY TO BE NOTICED
Robert J. Kaler
Holland & Knight LLP
10 St. James Avenue
Boston, MA 02116
617−854−1443
Fax: 617−523−6850
Email: robert.kaler@hklaw.com
ATTORNEY TO BE NOTICED
V.
Defendant
Neovasc Inc. represented by Charles Tait Graves
Wilson, Sonsini, Goodrich Rosati, P.C.
One Market Spear Tower
Suite 3300
San Francisco, CA 94105
415−947−2156
Email: tgraves@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Colleen Bal
Wilson, Sonsini, Goodrich & Rosati
650 Page Mill Road
3
Case: 17-1302 Document: 1-2 Page: 8 Filed: 12/01/2016 (9 of 142)
Palo Alto, CA 94304
650−493−9300
Fax: 650−565−5100
Email: cbal@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Corina Cacovean
Wilson Sonsini Goodrich & Rosati
One Market Plaza
Spear Tower
Suite 3300
San Francisco, CA 94105
(415) 947−2000
Email: ccacovean@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Douglas H. Carsten
WILSON SONSINI GOODRICH &
ROSATI
12235 El Camino Real
Suite 200
San Diego, CA 92130
858−350−2300
Fax: 858−350−2399
Email: dcarsten@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Elham Firouzi Steiner
Wilson Sonsini Goodrich & Rosati
12235 El Camino Real
Suite 200
San Diego, CA 92130
(858) 350−2300
Email: esteiner@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Joel C. Boehm
WILSON SONSINI GOODRICH
&ROSATI
900 South Capital of Texas Highway Las
Cimas IV
5th Floor
Austin, TX 78746
(512) 338−5400
4
Case: 17-1302 Document: 1-2 Page: 9 Filed: 12/01/2016 (10 of 142)
Email: jboehm@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
John Flynn
Wilson Sonsini Goodrich & Rosati
One Market Plaza
Spear Tower
Suite 3300
San Francisco, CA 94105
(415) 947−2000
Email: jflynn@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Joshua A. Baskin
WILSON SONSINI GOODRICH
&ROSATI
One Market Plaza
Spear Tower
Suite 3300
San Francisco, CA 94105
(415) 947−2000
Email: jbaskin@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Michael L. Chinitz
Rose, Chinitz & Rose
1 Beacon Street
23rd Floor
Boston, MA 02108
617−536−0040
Fax: 617−536−4400
Email: mlc@rose−law.net
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Peter S. Kang
Wilson Sonsini Goodrich & Rosati, PC
12235 El Camino Real
Suite 200
San Diego, CA 92130−3002
(858) 350−2300
Email: pkang@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
5
Case: 17-1302 Document: 1-2 Page: 10 Filed: 12/01/2016 (11 of 142)
Shaun R. Snader
Wilson Sonsini Goodrich & Rosati, PC
1700 K Street NW
Fifth Floor
Washington, DC 20006−3817
(202) 973−8800
Email: ssnader@wsgr.com
TERMINATED: 11/20/2014
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Veronica Ascarrunz
Foley & Lardner LLP
3000 K Street NW, Suite 500
Washington, DC 20007−5143
(202) 973−8812
Email: vascarrunz@wsgr.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Alan D. Rose , Sr.
Rose, Chinitz & Rose
One Beacon Street
23rd Floor
Boston, MA 02108
617−536−0040
Fax: 617−536−4400
Email: adr@rose−law.net
ATTORNEY TO BE NOTICED
Bernard A. Flanagan
Rose, Chinitz & Rose
One Beacon Street
23rd Floor
Boston, MA 02108
617−536−0040
Email: baf@rose−law.net
ATTORNEY TO BE NOTICED
Gerard D. O'Shea
Wilson Sonsini Goodrich & Rosati P.C.
1301 Avenue of the Americas, 40th Flr.
New York, NY 10019
212−497−7785
Email: goshea@wsgr.com
ATTORNEY TO BE NOTICED
Meredith Wilson Doty
Rose, Chinitz & Rose
One Beacon Street, Fourth Floor
6
Case: 17-1302 Document: 1-2 Page: 11 Filed: 12/01/2016 (12 of 142)
Boston, MA 02108
617−536−0040
Fax: 617−536−4000
Email: mwd@rose−law.net
ATTORNEY TO BE NOTICED
Defendant
Neovasc Tiara Inc. represented by Charles Tait Graves
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Colleen Bal
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Corina Cacovean
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Douglas H. Carsten
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Elham Firouzi Steiner
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Joel C. Boehm
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
John Flynn
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Joshua A. Baskin
(See above for address)
LEAD ATTORNEY
7
Case: 17-1302 Document: 1-2 Page: 12 Filed: 12/01/2016 (13 of 142)
PRO HAC VICE
ATTORNEY TO BE NOTICED
Michael L. Chinitz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Peter S. Kang
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Shaun R. Snader
(See above for address)
TERMINATED: 11/20/2014
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Veronica Ascarrunz
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Alan D. Rose , Sr.
(See above for address)
ATTORNEY TO BE NOTICED
Bernard A. Flanagan
(See above for address)
ATTORNEY TO BE NOTICED
Gerard D. O'Shea
(See above for address)
ATTORNEY TO BE NOTICED
Meredith Wilson Doty
(See above for address)
ATTORNEY TO BE NOTICED
Mediator
Judge Jennifer C. Boal
TERMINATED: 11/06/2015
Date Filed # Page Docket Text
06/06/2014 1 COMPLAINT against Neovasc Tiara Inc., Neovasc Inc. Filing fee: $ 400,
receipt number 0101−5043823 (Fee Status: Filing Fee paid), filed by CardiAQ
8
Case: 17-1302 Document: 1-2 Page: 13 Filed: 12/01/2016 (14 of 142)
Valve Technologies, Inc.. (Attachments: # 1 Civil Cover Sheet, # 2
Supplement)(Weeks, Randall) (Entered: 06/06/2014)
06/06/2014 2 CORPORATE DISCLOSURE STATEMENT by CardiAQ Valve
Technologies, Inc.. (Weeks, Randall) (Entered: 06/06/2014)
06/06/2014 3 EXHIBIT s to Complaint by CardiAQ Valve Technologies, Inc..
(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5
Exhibit E)(Weeks, Randall) (Entered: 06/06/2014)
06/06/2014 4 ELECTRONIC NOTICE of Case Assignment. Judge Nathaniel M. Gorton
assigned to case. If the trial Judge issues an Order of Reference of any matter
in this case to a Magistrate Judge, the matter will be transmitted to Magistrate
Judge Marianne B. Bowler. (Abaid, Kimberly) (Entered: 06/06/2014)
06/06/2014 5 Summons Issued as to Neovasc Inc., Neovasc Tiara Inc.. Counsel receiving
this notice electronically should download this summons, complete one for
each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1.
Summons will be mailed to plaintiff(s) not receiving notice electronically
for completion of service. (Flaherty, Elaine) (Entered: 06/06/2014)
07/21/2014 6 SUMMONS Returned Executed Neovasc Inc. served on 7/8/2014, answer due
7/29/2014. (Weeks, Randall) (Entered: 07/21/2014)
07/21/2014 7 SUMMONS Returned Executed Neovasc Tiara Inc. served on 7/8/2014,
answer due 7/29/2014. (Weeks, Randall) (Entered: 07/21/2014)
07/25/2014 8 MOTION for Leave to Appear Pro Hac Vice for admission of Vito A. Canuso,
III Filing fee: $ 100, receipt number 0101−5119191 by CardiAQ Valve
Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered:
07/25/2014)
07/25/2014 9 MOTION for Leave to Appear Pro Hac Vice for admission of John W.
Holcomb Filing fee: $ 100, receipt number 0101−5119234 by CardiAQ Valve
Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered:
07/25/2014)
07/25/2014 10 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 8
Motion for Leave to Appear Pro Hac Vice Added Vito A. Canuso, III.;
granting 9 Motion for Leave to Appear Pro Hac Vice Added John W.
Holcomb Attorneys admitted Pro Hac Vice must register for electronic
filing if the attorney does not already have an ECF account in this district.
To register go to the Court website at www.mad.uscourts.gov. Select Case
Information, then Electronic Filing (CM/ECF) and go to the CM/ECF
Registration Form. (Moore, Kellyann) (Entered: 07/25/2014)
07/28/2014 11 MOTION for Leave to Appear Pro Hac Vice for admission of John B. Sganga,
Jr. Filing fee: $ 100, receipt number 0101−5121334 by CardiAQ Valve
Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered:
07/28/2014)
07/29/2014 12 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 11
Motion for Leave to Appear Pro Hac Vice Added John B. Sganga, Jr.
Attorneys admitted Pro Hac Vice must register for electronic filing if the
attorney does not already have an ECF account in this district. To register
go to the Court website at www.mad.uscourts.gov. Select Case
9
Case: 17-1302 Document: 1-2 Page: 14 Filed: 12/01/2016 (15 of 142)
Information, then Electronic Filing (CM/ECF) and go to the CM/ECF
Registration Form. (Moore, Kellyann) (Entered: 07/29/2014)
07/29/2014 13 MOTION for Leave to Appear Pro Hac Vice for admission of Charles Tait
Graves Filing fee: $ 100, receipt number 0101−5123858 by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Text of Proposed
Order)(O'Shea, Gerard) (Entered: 07/29/2014)
07/29/2014 14 MOTION for Leave to Appear Pro Hac Vice for admission of Douglas H.
Carsten Filing fee: $ 100, receipt number 0101−5123988 by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Text of Proposed
Order)(O'Shea, Gerard) (Entered: 07/29/2014)
07/29/2014 15 MOTION for Leave to Appear Pro Hac Vice for admission of Peter S. Kang
Filing fee: $ 100, receipt number 0101−5124006 by Neovasc Inc., Neovasc
Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(O'Shea,
Gerard) (Entered: 07/29/2014)
07/29/2014 16 MOTION for Leave to Appear Pro Hac Vice for admission of Shaun R.
Snader Filing fee: $ 100, receipt number 0101−5124022 by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Text of Proposed
Order)(O'Shea, Gerard) (Entered: 07/29/2014)
07/29/2014 17 MOTION to Dismiss Claims for Correction of Inventorship, Fraud, and
Unfair and Deceptive Trade Practices by Neovasc Inc., Neovasc Tiara Inc..
(Attachments: # 1 Text of Proposed Order)(O'Shea, Gerard) (Entered:
07/29/2014)
07/29/2014 18 MEMORANDUM in Support re 17 MOTION to Dismiss Claims for
Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices
filed by Neovasc Inc., Neovasc Tiara Inc.. (O'Shea, Gerard) (Entered:
07/29/2014)
07/29/2014 19 MOTION to Transfer Case to Central District of California. by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Text of Proposed Order)(O'Shea,
Gerard) (Entered: 07/29/2014)
07/29/2014 20 MEMORANDUM in Support re 19 MOTION to Transfer Case to Central
District of California. filed by Neovasc Inc., Neovasc Tiara Inc.. (O'Shea,
Gerard) (Entered: 07/29/2014)
07/29/2014 21 DECLARATION re 20 Memorandum in Support of Motion, 19 MOTION to
Transfer Case to Central District of California. of Brian McPherson by
Neovasc Inc., Neovasc Tiara Inc.. (O'Shea, Gerard) (Entered: 07/29/2014)
07/29/2014 22 DECLARATION re 20 Memorandum in Support of Motion, 21 Declaration,
19 MOTION to Transfer Case to Central District of California. of Shaun R.
Snader by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit
A−S)(O'Shea, Gerard) (Entered: 07/29/2014)
07/30/2014 23 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 13
Motion for Leave to Appear Pro Hac Vice Added Charles Tait Graves.
granting 14 Motion for Leave to Appear Pro Hac Vice Added Douglas H.
Carsten; granting 15 Motion for Leave to Appear Pro Hac Vice Added Peter S.
Kang.; granting 16 Motion for Leave to Appear Pro Hac Vice Added Shaun R.
Snader. Attorneys admitted Pro Hac Vice must register for electronic
10
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filing if the attorney does not already have an ECF account in this district.
To register go to the Court website at www.mad.uscourts.gov. Select Case
Information, then Electronic Filing (CM/ECF) and go to the CM/ECF
Registration Form. (Moore, Kellyann) (Entered: 07/30/2014)
08/12/2014 24 AMENDED COMPLAINT against Neovasc Tiara Inc., Neovasc Inc., filed by
CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit
B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Weeks, Randall) (Entered:
08/12/2014)
08/12/2014 25 Opposition re 19 MOTION to Transfer Case to Central District of California.
filed by CardiAQ Valve Technologies, Inc.. (Weeks, Randall) (Entered:
08/12/2014)
08/12/2014 26 AFFIDAVIT in Opposition re 19 MOTION to Transfer Case to Central
District of California. filed by CardiAQ Valve Technologies, Inc.. (Weeks,
Randall) (Entered: 08/12/2014)
08/12/2014 27 AFFIDAVIT in Opposition re 19 MOTION to Transfer Case to Central
District of California. filed by CardiAQ Valve Technologies, Inc..
(Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Weeks, Randall)
(Entered: 08/12/2014)
08/12/2014 28 MEMORANDUM in Opposition re 17 MOTION to Dismiss Claims for
Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices
filed by CardiAQ Valve Technologies, Inc.. (Weeks, Randall) (Entered:
08/12/2014)
08/13/2014 29 CORPORATE DISCLOSURE STATEMENT by Neovasc Inc., Neovasc Tiara
Inc.. (O'Shea, Gerard) (Entered: 08/13/2014)
08/19/2014 30 MOTION for Leave to File Reply Memorandum in Support of Neovasc's
Motion to Transfer Venue by Neovasc Inc., Neovasc Tiara Inc..(Snader,
Shaun) (Entered: 08/19/2014)
08/19/2014 31 MEMORANDUM in Support re 30 MOTION for Leave to File Reply
Memorandum in Support of Neovasc's Motion to Transfer Venue, 19
MOTION to Transfer Case to Central District of California. filed by Neovasc
Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Snader,
Shaun) (Entered: 08/19/2014)
08/19/2014 32 Opposition re 30 MOTION for Leave to File Reply Memorandum in Support
of Neovasc's Motion to Transfer Venue filed by CardiAQ Valve Technologies,
Inc.. (Sganga, John) (Entered: 08/19/2014)
08/20/2014 33 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 30
Motion for Leave to File Document ; Counsel using the Electronic Case Filing
System should now file the document for which leave to file has been granted
in accordance with the CM/ECF Administrative Procedures. Counsel must
include − Leave to file granted on (date of order)− in the caption of the
document. REPLY MEMORANDUM NOT TO EXCEED 10 PAGES. (Patch,
Christine) (Entered: 08/20/2014)
08/20/2014 34 NOTICE by Neovasc Inc., Neovasc Tiara Inc. Notice of Mootness of the
Complaint (Snader, Shaun) (Entered: 08/20/2014)
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08/20/2014 35 REPLY to Response to 19 MOTION to Transfer Case to Central District of
California. filed by Neovasc Inc., Neovasc Tiara Inc.. (Snader, Shaun)
(Entered: 08/20/2014)
08/20/2014 36 DECLARATION re 35 Reply to Response to Motion, 19 MOTION to
Transfer Case to Central District of California. by Neovasc Inc., Neovasc
Tiara Inc.. (Snader, Shaun) (Entered: 08/20/2014)
08/21/2014 37 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered. In light of the
filing of the Notice of Mootness (document 34 ) the Defendants' Motion to
Dismiss, document 17 , is terminated. (Moore, Kellyann) (Entered:
08/21/2014)
08/28/2014 38 MOTION to Dismiss Plaintiff's Claims for Correction of Inventorship, Fraud,
and Unfair and Deceptive Trade Practices from the First Amended Complaint
by Neovasc Inc., Neovasc Tiara Inc..(Snader, Shaun) (Entered: 08/28/2014)
08/28/2014 39 MEMORANDUM in Support re 38 MOTION to Dismiss Plaintiff's Claims for
Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices
from the First Amended Complaint filed by Neovasc Inc., Neovasc Tiara Inc..
(Snader, Shaun) (Entered: 08/28/2014)
09/11/2014 40 Opposition re 38 MOTION to Dismiss Plaintiff's Claims for Correction of
Inventorship, Fraud, and Unfair and Deceptive Trade Practices from the First
Amended Complaint filed by CardiAQ Valve Technologies, Inc.. (Holcomb,
John) (Entered: 09/11/2014)
09/11/2014 41 MEMORANDUM in Opposition re 38 MOTION to Dismiss Plaintiff's Claims
for Correction of Inventorship, Fraud, and Unfair and Deceptive Trade
Practices from the First Amended Complaint filed by CardiAQ Valve
Technologies, Inc.. (Holcomb, John) (Entered: 09/11/2014)
10/03/2014 42 Judge Nathaniel M. Gorton: ORDER entered. MEMORANDUM AND
ORDER: "Accordingly, defendants' motion to transfer venue (Docket No. 19 )
is DENIED. So ordered."(Moore, Kellyann) (Entered: 10/03/2014)
10/07/2014 43 NOTICE of Scheduling Conference Scheduling Conference set for 10/30/2014
02:30 PM in Courtroom 4 before Judge Nathaniel M. Gorton. COUNSEL
SHOULD BE PREPARED TO ARGUE ALL PENDING MOTIONS
BEFORE THE COURT.(Patch, Christine) (Entered: 10/07/2014)
10/17/2014 44 ELECTRONIC NOTICE OF RESCHEDULING Scheduling
Conference/Motion Hearing set for 11/5/2014 11:00 AM in Courtroom 4
before Judge Nathaniel M. Gorton. (Patch, Christine) (Entered: 10/17/2014)
10/21/2014 45 NOTICE of Appearance by Michael L. Chinitz on behalf of Neovasc Inc.,
Neovasc Tiara Inc. (Chinitz, Michael) (Entered: 10/21/2014)
10/21/2014 46 NOTICE of Appearance by Meredith Wilson Doty on behalf of Neovasc Inc.,
Neovasc Tiara Inc. (Doty, Meredith) (Entered: 10/21/2014)
10/27/2014 47 REPORT of Rule 26(f) Planning Meeting. (Holcomb, John) (Entered:
10/27/2014)
11/05/2014 48 ELECTRONIC Clerk's Notes for proceedings held before Judge Nathaniel M.
Gorton: Scheduling Conference held on 11/5/2014. Court hears arguments
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from counsel re 38 Motion to Dismiss. Court takes the matter under
advisement. Automatic discovery to be completed by 11/12/14; Plaintiff to
produce trade secret information by 11/19/14; written discovery to be served
by 5/31/15, answered by 6/30/15, all fact Discovery to be completed by
9/30/2015; experts designated and Rule 26 Reports exchanged by 10/31/15,
rebuttals by 11/30/15; expert depositions to be completed by 12/31/15;
dispositive Motions due by 1/31/2016, oppositions by 2/29/16. Final Pretrial
Conference set for 4/21/2016 03:00 PM in Courtroom 4 before Judge
Nathaniel M. Gorton. Jury Trial set for 5/2/2016 09:00 AM in Courtroom 4
before Judge Nathaniel M. Gorton. Case to be referred to Mediation Program:
October, 2015. (Court Reporter: Debra Lajoie
ylajoied@yahoo.com.)(Attorneys present: Holcomb, Weeks, Graves, Carsten,
Chinitz) (Patch, Christine) (Entered: 11/05/2014)
11/05/2014 49 Judge Nathaniel M. Gorton: ORDER entered. REFERRING CASE to
Alternative Dispute Resolution for Mediation: October, 2015.(Patch,
Christine) (Entered: 11/05/2014)
11/06/2014 50 Judge Nathaniel M. Gorton: ORDER entered. MEMORANDUM AND
ORDER: Accordingly, defendants' motion to dismiss (Docket No. 38 ) is, with
respect to plaintiff's claim for correction of inventorship, ALLOWED, but is,
with respect to plaintiff's claims for fraud and unfair and deceptive trade
practices, DENIED. So ordered."(Moore, Kellyann) (Entered: 11/06/2014)
11/10/2014 51 Notice of assignment to ADR Provider. Judge Jennifer C. Boal
appointed.(Garvin, Brendan) (Entered: 11/10/2014)
11/10/2014 52 CERTIFICATION pursuant to Local Rule 16.1 . (Chinitz, Michael) (Entered:
11/10/2014)
11/10/2014 53 ELECTRONIC NOTICE of Hearing. The Alternative Dispute Resolution
Hearing is set for 10/2/2015 at 10:00 a.m. in Courtroom 14 before Magistrate
Judge Jennifer C. Boal. Counsel and principals are directed to be present and
have full settlement authority. Each party must submit a brief (no more than 5
pages) mediation memorandum that includes a discussion of (1) the merits of
the case (both strengths and weaknesses); (2) damages or other relief sought
by the parties; (3) the status of discovery; and (4) the status of the parties'
settlement discussions. The memoranda should be submitted BY HAND,
E−MAIL to (steve_york@mad.uscourts.gov), OR MAIL WITH THE COURT
no later than five (5) business days prior to the mediation and marked
"Confidential − Not for Docketing." In the event that any party believes that
the case is not ripe for mediation, or the date poses a serious conflict, counsel
are to notify opposing counsel and call the deputy clerk at 617−748−9238 as
soon as possible. Prior to the mediation, there will be a Telephone Conference
set for 9/29/2015 at 11:30 a.m. in Courtroom 14 before Magistrate Judge
Jennifer C. Boal. The clerk will provide the call in information to all
parties by email, one day prior to the upcoming telephone conference.
(York, Steve) (Entered: 11/10/2014)
11/10/2014 54 CERTIFICATION pursuant to Local Rule 16.1 by CardiAQ Valve
Technologies, Inc.. (Holcomb, John) (Entered: 11/10/2014)
11/12/2014 55 Transcript of Motion Hearing/Scheduling Conference held on November 5,
2014, before Judge Nathaniel M. Gorton. The Transcript may be purchased
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through the Court Reporter, viewed at the public terminal, or viewed through
PACER after it is released. Court Reporter Name and Contact Information:
Debra Lajoie ylajoied@yahoo.com. Redaction Request due 12/3/2014.
Redacted Transcript Deadline set for 12/15/2014. Release of Transcript
Restriction set for 2/10/2015. (Scalfani, Deborah) Modified on 3/4/2015
(Scalfani, Deborah). (Entered: 11/12/2014)
11/12/2014 56 NOTICE is hereby given that an official transcript of a proceeding has been
filed by the court reporter in the above−captioned matter. Counsel are referred
to the Court's Transcript Redaction Policy, available on the court website at
http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah)
(Entered: 11/12/2014)
11/19/2014 57 CERTIFICATE OF SERVICE pursuant to LR 5.2 by CardiAQ Valve
Technologies, Inc. Service of Disclosure of Trade Secrets of Plaintiff CardiAQ
Valve Technologies, Inc.. (Holcomb, John) (Entered: 11/19/2014)
11/20/2014 58 ANSWER to 24 Amended Complaint by Neovasc Inc., Neovasc Tiara
Inc..(Chinitz, Michael) (Entered: 11/20/2014)
11/20/2014 59 NOTICE of Withdrawal of Appearance by Michael L. Chinitz (Chinitz,
Michael) (Entered: 11/20/2014)
12/08/2014 60 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of
Elham Firouzi Steiner, Esq. Filing fee: $ 100, receipt number 0101−5312412
by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Affidavit Certification
of Elham Firouzi Steiner, Esq.)(Chinitz, Michael) (Entered: 12/08/2014)
12/09/2014 61 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 60
Motion for Leave to Appear Pro Hac Vice Added Elham Firouzi Steiner.
Attorneys admitted Pro Hac Vice must register for electronic filing if the
attorney does not already have an ECF account in this district. To register
go to the Court website at www.mad.uscourts.gov. Select Case
Information, then Electronic Filing (CM/ECF) and go to the CM/ECF
Registration Form. (Patch, Christine) (Entered: 12/09/2014)
01/14/2015 62 STIPULATION Stipulation for Order Granting Leave for Plaintiff to File
Second Amended Complaint by CardiAQ Valve Technologies, Inc.. (Holcomb,
John) (Entered: 01/14/2015)
01/15/2015 63 Judge Nathaniel M. Gorton: ORDER entered. STIPULATION AND ORDER
Granting Leave for Plaintiff to File Second Amended Complaint. (Patch,
Christine) (Entered: 01/15/2015)
01/15/2015 64 AMENDED COMPLAINT Second Amended Complaint and Jury Demand
against Neovasc Tiara Inc., Neovasc Inc., filed by CardiAQ Valve
Technologies, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C,
# 4 Exhibit D, # 5 Exhibit E)(Holcomb, John) (Entered: 01/15/2015)
01/29/2015 65 ANSWER to 64 Amended Complaint, by Neovasc Inc., Neovasc Tiara
Inc..(Graves, Charles) (Entered: 01/29/2015)
02/06/2015 66 MOTION to Seal Memorandum in Support of Defendants' Motion to Compel
Discovery and All Supporting Documents by Neovasc Inc., Neovasc Tiara
Inc.. (Attachments: # 1 Memorandum in Support of Defendants' Motion to
Compel Discovery, # 2 Declaration of Peter Kang in Support of Defendants'
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Motion to Compel, # 3 Exhibit 2A, # 4 Exhibit 2B, # 5 Exhibit 2C, # 6 Exhibit
2D, # 7 Exhibit 2E, # 8 Exhibit 2F, # 9 Exhibit 2G, # 10 Exhibit 2H, # 11
Exhibit 2I, # 12 Exhibit 2J, # 13 Exhibit 2K, # 14 Exhibit 2L, # 15 Exhibit 2M,
# 16 Exhibit 2N, # 17 Exhibit 2O, # 18 Exhibit 2P, # 19 Exhibit 2Q, # 20
Exhibit 2R, # 21 Exhibit 2S, # 22 Exhibit 2T)(Kang, Peter) (Entered:
02/06/2015)
02/06/2015 67 MOTION to Compel Discovery by Neovasc Inc., Neovasc Tiara Inc..(Kang,
Peter) (Entered: 02/06/2015)
02/06/2015 68 MEMORANDUM in Support re 67 MOTION to Compel Discovery filed by
Neovasc Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 02/06/2015)
02/06/2015 69 AFFIDAVIT in Support re 67 MOTION to Compel Discovery . (Attachments:
# 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6
Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11
Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, #
16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit
T)(Kang, Peter) (Entered: 02/06/2015)
02/11/2015 70 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered. REFERRING
CASE to Magistrate Judge Marianne B. Bowler Referred for: Events Only (e).
Motions referred: 66 MOTION to Seal Memorandum in Support of
Defendants' Motion to Compel Discovery and All Supporting Documents, 67
MOTION to Compel Discovery. (Patch, Christine) Motions referred to
Marianne B. Bowler. (Entered: 02/11/2015)
02/13/2015 71 ELECTRONIC NOTICE of Reassignment. Judge Allison D. Burroughs
added. Judge Nathaniel M. Gorton no longer assigned to case. (Abaid,
Kimberly) (Entered: 02/13/2015)
02/19/2015 72 Opposition re 66 MOTION to Seal Memorandum in Support of Defendants'
Motion to Compel Discovery and All Supporting Documents (Statement of
Non−Opposition) filed by CardiAQ Valve Technologies, Inc.. (Holcomb,
John) (Entered: 02/19/2015)
02/19/2015 73 Opposition re 67 MOTION to Compel Discovery filed by CardiAQ Valve
Technologies, Inc.. (Holcomb, John) (Entered: 02/19/2015)
02/19/2015 74 AFFIDAVIT in Opposition re 67 MOTION to Compel Discovery
(Declaration of John W. Holcomb) filed by CardiAQ Valve Technologies,
Inc.. (Attachments: # 1 Exhibit 1)(Holcomb, John) (Entered: 02/19/2015)
02/19/2015 75 MEMORANDUM in Opposition re 67 MOTION to Compel Discovery filed
by CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 02/19/2015)
02/25/2015 76 ELECTRONIC NOTICE Setting Hearing on Motion 67 MOTION to Compel
Discovery : Motion Hearing set for 3/2/2015 02:30 PM in Courtroom 25
before Magistrate Judge Marianne B. Bowler. (Garvin, Brendan) (Entered:
02/25/2015)
02/25/2015 77 MOTION to Seal Exhibits in Support of Defendants' [Proposed] Reply to
Plaintiff's Opposition to Neovasc's Motion to Compel by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Exhibit U, # 2 Exhibit V)(Kang, Peter)
(Entered: 02/25/2015)
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02/25/2015 78 MOTION for Leave to File Reply Memorandum to Plaintiff's Opposition to
Neovasc's Motion to Compel by Neovasc Inc., Neovasc Tiara Inc..(Kang,
Peter) (Entered: 02/25/2015)
02/25/2015 79 MEMORANDUM in Support re 78 MOTION for Leave to File Reply
Memorandum to Plaintiff's Opposition to Neovasc's Motion to Compel filed by
Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 [Proposed] Reply to
Plaintiff's Opposition to Neovasc's Motion to Compel, # 2 [Proposed]
Declaration of Peter S. Kang in Support of Defendants' [Proposed] Reply to
Plaintiff's Opposition, # 3 Exhibit 2U, # 4 Exhibit 2V, # 5 Exhibit 2W)(Kang,
Peter) (Entered: 02/25/2015)
02/26/2015 80 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 77
Motion to Seal. (Folan, Karen) (Entered: 02/26/2015)
02/26/2015 81 Opposition re 78 MOTION for Leave to File Reply Memorandum to Plaintiff's
Opposition to Neovasc's Motion to Compel filed by CardiAQ Valve
Technologies, Inc.. (Attachments: # 1 Appendix A)(Holcomb, John) (Entered:
02/26/2015)
02/26/2015 82 Magistrate Judge Marianne B. Bowler: ELECTRONIC ORDER entered
granting 66 Motion to Seal (Garvin, Brendan) (Entered: 02/26/2015)
02/27/2015 Magistrate Judge Marianne B. Bowler: ELECTRONIC ORDER entered
granting 78 Motion for Leave to File Document ; Counsel using the Electronic
Case Filing System should now file the document for which leave to file has
been granted in accordance with the CM/ECF Administrative Procedures.
Counsel must include − Leave to file granted on (date of order)− in the caption
of the document. Plaintiff will be given the opportunity at oral argument on the
motion to address the issues raised in the reply memorandum. (Bowler,
Marianne) (Entered: 02/27/2015)
02/27/2015 83 REPLY to Response to 67 MOTION to Compel Discovery filed by Neovasc
Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 02/27/2015)
02/27/2015 84 AFFIDAVIT in Support re 67 MOTION to Compel Discovery filed by
Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit U, # 2 Exhibit V,
# 3 Exhibit W)(Kang, Peter) (Entered: 02/27/2015)
03/02/2015 85 ELECTRONIC Clerk's Notes for proceedings held before Magistrate Judge
Marianne B. Bowler: Motion Hearing held on 3/2/2015 re 67 MOTION to
Compel Discovery filed by Neovasc Tiara Inc., Neovasc Inc. Court hears
argument on the motion, motion is allowed in part and denied in part as stated
on the record in open court. (Court Reporter: Digital Recording − For
transcripts or CDs contact Deborah Scalfani by email at
deborah_scalfani@mad.uscourts.gov.)(Attorneys present: Holcomb, Spanga,
Weeks, Graves, Kang, Doty) (Garvin, Brendan) (Entered: 03/04/2015)
03/02/2015 86 Magistrate Judge Marianne B. Bowler: ELECTRONIC ORDER entered
granting in part and denying in part 67 Motion to Compel (Garvin, Brendan)
(Entered: 03/04/2015)
03/04/2015 87 Transcript of Motion Hearing held on March 2, 2015, before Magistrate Judge
Marianne B. Bowler. The Transcript may be purchased through Judy Bond
Gonsalves at 508−984−7003, viewed at the public terminal, or viewed through
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PACER after it is released. Court Reporter Name: No Reporter Used. Digital
Recording transcribed by Judy Bond Gonsalves. Redaction Request due
3/25/2015. Redacted Transcript Deadline set for 4/6/2015. Release of
Transcript Restriction set for 6/2/2015. (Scalfani, Deborah) (Entered:
03/04/2015)
03/04/2015 88 NOTICE is hereby given that an official transcript of a proceeding has been
filed by the court reporter in the above−captioned matter. Counsel are referred
to the Court's Transcript Redaction Policy, available on the court website at
http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah)
(Entered: 03/04/2015)
03/06/2015 89 MOTION for Leave to Appear Pro Hac Vice for admission of Mark A.
Speegle Filing fee: $ 100, receipt number 0101−5443588 by CardiAQ Valve
Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered:
03/06/2015)
03/09/2015 90 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 89
Motion for Leave to Appear Pro Hac Vice Added Mark A. Speegle. Attorneys
admitted Pro Hac Vice must register for electronic filing if the attorney
does not already have an ECF account in this district. To register go to
the Court website at www.mad.uscourts.gov. Select Case Information,
then Electronic Filing (CM/ECF) and go to the CM/ECF Registration
Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an
appearance in this matter. Further, local counsel shall review all filings and
shall personally appear in Court for any hearings or conferences, unless
expressly excused by the Court for good cause. (Folan, Karen) (Entered:
03/09/2015)
03/11/2015 91 Proposed Document(s) submitted by Neovasc Inc., Neovasc Tiara Inc..
Document received: [Proposed] Protective Order (Submitted by CardiAQ
Valve Technologies, Inc., Neovasc Inc. and Neovasc Tiara Inc.). (Kang, Peter)
(Entered: 03/11/2015)
03/16/2015 92 Judge Allison D. Burroughs: PROTECTIVE ORDER entered. "The parties'
Proposed Protective Order (Docket No. 91) is APPROVED. However, given
the lack of specificity in Paragraph 29, the Court reserves the right to allow,
after notice to the parties, the disclosure of any document or information
covered by this Protective Order or to modify this Protective Order at any time
in the interests of justice and to ensure that any proceeding before this Court is
fair, efficient, and consistent with the public interest." (Folan, Karen) (Entered:
03/17/2015)
04/02/2015 93 MOTION to Compel Discovery by CardiAQ Valve Technologies, Inc..
(Attachments: # 1 Text of Proposed Order [Proposed] Order)(Sganga, John)
(Entered: 04/02/2015)
04/02/2015 94 DECLARATION re 93 MOTION to Compel Discovery (Declaration of Mark
A. Speegle) by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit 1
(Filed Under Seal), # 2 Exhibit 2)(Speegle, Mark) (Entered: 04/02/2015)
04/02/2015 95 MOTION Impound and Seal Portions of the Memorandum in Support of
Motion to Compel and Exhibit 1 by CardiAQ Valve Technologies, Inc..
(Attachments: # 1 [Redacted] Memorandum in Support of Motion to Compel,
# 2 [Redacted] Exhibit 1 to Declaration of M. Speegle in Support of Motion to
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Compel)(Sganga, John) (Entered: 04/02/2015)
04/02/2015 96 NOTICE OF MANUAL FILING by CardiAQ Valve Technologies, Inc. re 95
MOTION Impound and Seal Portions of the Memorandum in Support of
Motion to Compel and Exhibit 1 (Sganga, John) (Entered: 04/02/2015)
04/06/2015 97 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 95
Motion to seal and impound memorandum and exhibits in support of motion to
compel discovery (Folan, Karen) (Entered: 04/06/2015)
04/13/2015 100 STIPULATION and Joint Motion for Order Extending the Time for
Defendants to Respond to Plaintiff's Motion to Compel and Amending the
Scheduling Order by Neovasc Inc., Neovasc Tiara Inc.. (Doty, Meredith)
(Entered: 04/13/2015)
04/14/2015 101 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. The parties'
Joint Motion [Docket No. 100] is ALLOWED. The deadline for Defendants to
respond to Plaintiffs' Motion to Compel is hereby extended to 4/30/2015. The
deadline for service of written discovery is extended to 6/14/2015. The
deadline for answering written discovery is extended to 7/14/2015. (Folan,
Karen) (Entered: 04/14/2015)
04/30/2015 102 MOTION to Seal and Impound Portions of Defendants Neovasc Inc.'s and
Neovasc Tiara Inc.'s Opposition to Plaintiff CardiAQ Valve Technologies,
Inc.'s Motion to Compel Discovery by Neovasc Inc., Neovasc Tiara Inc..
(Attachments: # 1 Exhibit Neovasc Inc.'s and Neovasc Tiara Inc.'s Opposition
to Plaintiff CardiAQ Valve Technologies, Inc. Motion to Compel
Discovery)(Kang, Peter) (Entered: 04/30/2015)
04/30/2015 103 Opposition re 93 MOTION to Compel Discovery filed by Neovasc Inc.,
Neovasc Tiara Inc.. (Kang, Peter) (Entered: 04/30/2015)
04/30/2015 104 DECLARATION re 103 Opposition to Motion to Compel by Neovasc Inc.,
Neovasc Tiara Inc.. (Kang, Peter) (Entered: 04/30/2015)
05/06/2015 105 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 102
Motion to Seal. (Folan, Karen) (Entered: 05/06/2015)
05/07/2015 107 Assented to MOTION to Seal and Impound Portions of Defendants Neovasc
Inc.'s and Neovasc Tiara Inc.'s Memorandum in Support of Its Motion to
Disqualify Plaintiff's Counsel and Supporting Exhibit by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Defendants Neovasc Inc.'s and Neovasc
Tiara Inc.'s Memorandum in Support of the Motion to Disqualify Plaintiff's
Counsel, # 2 Exhibit M to the Declaration of Douglas H. Carsten in Support of
Defendant Neovasc Inc. and Neovasc Tiara Inc.'s Motion to Disqualify
Plaintiff's Counsel)(Kang, Peter) (Entered: 05/07/2015)
05/07/2015 108 MOTION to Disqualify Counsel by Neovasc Inc., Neovasc Tiara Inc..(Kang,
Peter) (Entered: 05/07/2015)
05/07/2015 109 MEMORANDUM in Support re 108 MOTION to Disqualify Counsel filed by
Neovasc Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 05/07/2015)
05/07/2015 110 DECLARATION re 108 MOTION to Disqualify Counsel by Neovasc Inc.,
Neovasc Tiara Inc.. (Kang, Peter) (Entered: 05/07/2015)
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05/07/2015 111 DECLARATION re 108 MOTION to Disqualify Counsel (Declaration of
Douglas H. Carsten) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1
Exhibit A, # 2 Exhibit B1, # 3 Exhibit B2, # 4 Exhibit B3, # 5 Exhibit C, # 6
Exhibit C1, # 7 Exhibit C2, # 8 Exhibit C3, # 9 Exhibit C4, # 10 Exhibit C5, #
11 Exhibit C6, # 12 Exhibit C7, # 13 Exhibit C8, # 14 Exhibit C9, # 15 Exhibit
C10, # 16 Exhibit D1, # 17 Exhibit D2, # 18 Exhibit E, # 19 Exhibit F1, # 20
Exhibit F2, # 21 Exhibit G, # 22 Exhibit H, # 23 Exhibit I, # 24 Exhibit J, # 25
Exhibit K, # 26 Exhibit L Part 1, # 27 Exhibit L Part 2, # 28 Exhibit L Part 3, #
29 Exhibit M)(Kang, Peter) (Entered: 05/07/2015)
05/08/2015 112 ELECTRONIC NOTICE Setting Hearing on Motion 93 MOTION to Compel
Discovery : Motion Hearing set for 5/21/2015 10:30 AM in Courtroom 17
before Judge Allison D. Burroughs. If parties wish to call in to the hearing
instead of appearing in person, the call in number is 888−363−4734 and the
access code for the conference will be 6426345. (Folan, Karen) (Entered:
05/08/2015)
05/08/2015 113 Assented to MOTION to Seal and Impound Defendant Neovasc Inc.'s
Memorandum in Support of Defendant's Motion to Compel and Supporting
Documents by Neovasc Inc.. (Attachments: # 1 Memorandum in Support of
Defendant Neovasc Inc.'s Motion to Compel, # 2 Exhibit B, # 3 Exhibit
K)(Kang, Peter) (Entered: 05/08/2015)
05/08/2015 114 MOTION to Compel by Neovasc Inc..(Kang, Peter) (Entered: 05/08/2015)
05/08/2015 115 MEMORANDUM in Support re 114 MOTION to Compel filed by Neovasc
Inc.. (Kang, Peter) (Entered: 05/08/2015)
05/08/2015 116 DECLARATION re 114 MOTION to Compel (Declaration of Peter S. Kang)
by Neovasc Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, #
4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9
Exhibit I, # 10 Exhibit J, # 11 Exhibit K)(Kang, Peter) (Entered: 05/08/2015)
05/11/2015 117 ELECTRONIC NOTICE Setting Hearing on Motion 114 MOTION to Compel
: Motion Hearing set for 5/21/2015 10:30 AM in Courtroom 17 before Judge
Allison D. Burroughs. Parties are to file any responses to the motion by
5/19/15. If parties wish to call in to the hearing instead of appearing in person,
the call in number is 888−363−4734 and the access code for the conference
will be 6426345.(Folan, Karen) (Entered: 05/11/2015)
05/11/2015 118 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of
Veronica Susana Ascarrunz Filing fee: $ 100, receipt number 0101−5551782
by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of
Veronica Susana Ascarrunz, Esq. in Support of Motion for Admission Pro Hac
Vice)(Chinitz, Michael) (Entered: 05/11/2015)
05/12/2015 119 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 113
Motion to Seal. (Folan, Karen) (Entered: 05/12/2015)
05/13/2015 122 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 107
Assented−To Motion to Seal and Impound Portions of Defendants Neovasc
Inc.'s and Neovasc Tiara,Inc.'s Memorandum in Support of its Motion to
Disqualify Plaintiff's Counsel and Supporting Exhibit. (Montes, Mariliz)
(Entered: 05/13/2015)
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05/15/2015 123 NOTICE of Appearance by Gary M Ronan on behalf of Knobbe Martens
Olson & Bear LLP (Ronan, Gary) (Entered: 05/15/2015)
05/15/2015 124 Assented to MOTION for Extension of Time to June 11, 2015 to Respond to
Motion to Disqualify Plaintiff's Counsel (Docket #108) by CardiAQ Valve
Technologies, Inc., Knobbe Martens Olson & Bear LLP.(Ronan, Gary)
(Entered: 05/15/2015)
05/15/2015 125 NOTICE of Appearance by Richard M. Zielinski on behalf of Knobbe Martens
Olson & Bear LLP (Zielinski, Richard) (Entered: 05/15/2015)
05/18/2015 126 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 124
Motion for Extension of Time to 6/11/15 to respond to motion to disqualify
plaintiff's counsel. (Folan, Karen) (Entered: 05/18/2015)
05/19/2015 127 Opposition re 114 MOTION to Compel Discovery filed by CardiAQ Valve
Technologies, Inc.. (Sganga, John) (Entered: 05/19/2015)
05/19/2015 128 MEMORANDUM in Opposition re 114 MOTION to Compel Discovery filed
by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit 1, # 2
Exhibit 2, # 3 Exhibit 3)(Sganga, John) (Entered: 05/19/2015)
05/20/2015 129 ELECTRONIC NOTICE Resetting Hearing on Motion 114 MOTION to
Compel , 93 MOTION to Compel Discovery : Motion Hearing set for
5/21/2015 10:30 AM in Courtroom 18 before Judge Allison D. Burroughs.
NOTICE IS FOR COURTROOM LOCATION CHANGE ONLY. (Folan,
Karen) (Entered: 05/20/2015)
05/21/2015 130 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D.
Burroughs: Motion Hearing held on 5/21/2015 re 93 MOTION to Compel
Discovery filed by CardiAQ Valve Technologies, Inc., 114 MOTION to
Compel filed by Neovasc Inc. Parties to submit proposed order regarding
plaintiff's motion to compel by 3:00 p.m. on 5/26/15. Court grants 114 Motion
to compel. (Court Reporter: Carol Scott at carollynnscott@cs.com.)(Attorneys
present: Sganga, Ronan, Graves, Carsten, Kang, Doty) (Folan, Karen)
(Entered: 05/21/2015)
05/21/2015 131 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. On 5/21/2015,
the Court held a hearing on the parties cross−motions to compel discovery. For
the reasons stated on the record at the hearing, Plaintiffs Motion to Compel
will be allowed. The parties may jointly file a Proposed Order with the Court
no later than 3pm EST on Tuesday, May 26th. If the parties cannot agree on
proposed language, the Court will issue its own order. The Defendants Motion
to Compel [ECF No. 114] is also ALLOWED. Plaintiff is ORDERED to
supplement its response to Defendants Interrogatory No. 16, in accordance
with the guidance provided by the Court at the hearing. (Folan, Karen)
(Entered: 05/21/2015)
05/26/2015 132 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 118
Motion for Leave to Appear Pro Hac Vice Added Veronica Ascarrunz.
Attorneys admitted Pro Hac Vice must register for electronic filing if the
attorney does not already have an ECF account in this district. To register
go to the Court website at www.mad.uscourts.gov. Select Case
Information, then Electronic Filing (CM/ECF) and go to the CM/ECF
Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also
20
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file an appearance in this matter. Further, local counsel shall review all filings
and shall personally appear in Court for any hearings or conferences, unless
expressly excused by the Court for good cause. (Folan, Karen) (Entered:
05/26/2015)
05/26/2015 133 NOTICE by CardiAQ Valve Technologies, Inc. re 131 Order on Motion to
Compel,,,,, (Joint Submission of [Proposed] Order Granting In−Part Motion
of Plaintiff CardiAQ Valve Technologies, Inc. to Compel Discovery)
(Attachments: # 1 Text of Proposed Order)(Sganga, John) (Entered:
05/26/2015)
05/26/2015 134 MOTION for Leave to Appear Pro Hac Vice for admission of Christy G. Lea
Filing fee: $ 100, receipt number 0101−5572721 by CardiAQ Valve
Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered:
05/26/2015)
05/27/2015 135 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 134
Motion for Leave to Appear Pro Hac Vice Added Christy Lea. Attorneys
admitted Pro Hac Vice must register for electronic filing if the attorney
does not already have an ECF account in this district. To register go to
the Court website at www.mad.uscourts.gov. Select Case Information,
then Electronic Filing (CM/ECF) and go to the CM/ECF Registration
Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an
appearance in this matter. Further, local counsel shall review all filings and
shall personally appear in Court for any hearings or conferences, unless
expressly excused by the Court for good cause. (Folan, Karen) (Entered:
05/27/2015)
05/27/2015 136 Judge Allison D. Burroughs: ORDER entered. re 93 MOTION to Compel
Discovery filed by CardiAQ Valve Technologies, Inc. (Folan, Karen)
(Entered: 05/27/2015)
05/29/2015 137 Transcript of Motion Hearing held on May 21, 2015, before Judge Allison D.
Burroughs. The Transcript may be purchased through the Court Reporter,
viewed at the public terminal, or viewed through PACER after it is released.
Court Reporter Name and Contact Information: Carol Scott at
carollynnscott@cs.com Redaction Request due 6/19/2015. Redacted
Transcript Deadline set for 6/29/2015. Release of Transcript Restriction set for
8/27/2015. (Scalfani, Deborah) (Entered: 05/29/2015)
05/29/2015 138 NOTICE is hereby given that an official transcript of a proceeding has been
filed by the court reporter in the above−captioned matter. Counsel are referred
to the Court's Transcript Redaction Policy, available on the court website at
http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah)
(Entered: 05/29/2015)
06/03/2015 139 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of
Corina I. Cacovean Filing fee: $ 100, receipt number 0101−5587554 by
Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of Corina I.
Cacovean, Esq. in Support of Motion for Admission Pro Hac Vice)(Chinitz,
Michael) (Entered: 06/03/2015)
06/11/2015 142 Opposition re 108 MOTION to Disqualify Counsel filed by Knobbe Martens
Olson & Bear LLP. (Ronan, Gary) (Entered: 06/11/2015)
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06/11/2015 143 AFFIDAVIT of Karoline A. Delaney, Esq. in Opposition re 108 MOTION to
Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP.
(Attachments: # 1 Exhibit Exhibit 4, # 2 Exhibit Exhibit 5, # 3 Exhibit Exhibit
6, # 4 Exhibit Exhibit 7)(Ronan, Gary) (Entered: 06/11/2015)
06/11/2015 144 AFFIDAVIT of John B. Sganga, Jr. in Opposition re 108 MOTION to
Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP.
(Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 8, # 5
Exhibit 9, # 6 Exhibit 10, # 7 Exhibit 11)(Ronan, Gary) (Entered: 06/11/2015)
06/11/2015 145 AFFIDAVIT of Wendy K. Peterson, Esq. in Opposition re 108 MOTION to
Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP. (Ronan,
Gary) (Entered: 06/11/2015)
06/11/2015 146 AFFIDAVIT of Professor David C. Hricik in Opposition re 108 MOTION to
Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP.
(Attachments: # 1 Exhibit A)(Ronan, Gary) (Entered: 06/11/2015)
06/11/2015 147 Opposition re 108 MOTION to Disqualify Counsel filed by CardiAQ Valve
Technologies, Inc.. (Sganga, John) (Entered: 06/11/2015)
06/12/2015 148 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 139
Motion for Leave to Appear Pro Hac Vice Added Corina Cacovean.
Attorneys admitted Pro Hac Vice must register for electronic filing if the
attorney does not already have an ECF account in this district. To register
go to the Court website at www.mad.uscourts.gov. Select Case
Information, then Electronic Filing (CM/ECF) and go to the CM/ECF
Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also
file an appearance in this matter. Further, local counsel shall review all filings
and shall personally appear in Court for any hearings or conferences, unless
expressly excused by the Court for good cause. (Folan, Karen) (Entered:
06/12/2015)
06/19/2015 149 STIPULATION and Joint Motion for Order Allowing Further Briefing on
Defendants' Motion to Disqualify by Neovasc Inc., Neovasc Tiara Inc.. (Doty,
Meredith) (Entered: 06/19/2015)
06/22/2015 150 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. The Joint
Motion for Order Allowing Further Briefing 149 is ALLOWED IN PART.
The parties may file a reply and surreply by the dates proposed in the joint
motion. Each of the reply and surreply shall not exceed ten (10) pages. (
Replies due by 7/2/2015; Sur−replies due by 7/24/2015.)(Montes, Mariliz)
(Entered: 06/22/2015)
06/22/2015 152 ELECTRONIC NOTICE of Hearing : Hearing on Request for In Camera Ex
Parte Review of Non−Party Customer Objection set for 7/1/2015 10:30 AM in
Courtroom 17 before Judge Allison D. Burroughs. Third party objector(s) need
not attend the hearing on this motion. The parties are welcome to participate
by telephone if desired. Contact Courtroom Clerk for call in information if
participating by telephone.(Folan, Karen) (Entered: 06/22/2015)
06/24/2015 153 Assented to MOTION to Seal and Impound Portions of Opposition to
Defendants' Motion to Seal and Impound and Request for In Camera Ex Parte
Review of NonParty Customer Objection and Supporting Declaration by
CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit [Proposed]
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Case: 17-1302 Document: 1-2 Page: 27 Filed: 12/01/2016 (28 of 142)
Redacted Opposition)(Lea, Christy) (Entered: 06/24/2015)
06/25/2015 154 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 153
Motion to Seal. (Folan, Karen) (Entered: 06/25/2015)
06/25/2015 155 NOTICE OF MANUAL FILING by CardiAQ Valve Technologies, Inc. re 154
Order on Motion to Seal Opposition to Defendants' Motion to Seal and
Impound and Request for In Camera Ex Parte Review of Nonparty Customer
Objection, Supporting Declaration, and Exhibits A−B (Lea, Christy) (Entered:
06/25/2015)
07/01/2015 157 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D.
Burroughs: Hearing re Request for In Camera Ex Parte Review of Non−Party
Customer Objection held on 7/1/2015. Colloquy re: redactions. (Court
Reporter: Carol Scott at carollynnscott@cs.com.)(Attorneys present: Lea,
Speegle, Weeks, Ascarrunz, Doty, Oettinger) (Folan, Karen) (Entered:
07/01/2015)
07/02/2015 158 Assented to MOTION to Seal and Impound Portions of Opposition to
NonParty Customer In Camera Objection by CardiAQ Valve Technologies,
Inc.. (Attachments: # 1 Exhibit [Proposed] Redacted Opposition)(Lea, Christy)
(Entered: 07/02/2015)
07/02/2015 159 MOTION to Seal and Impound and for In Camera Ex Parte Review of
Materials Submitted in Support of Defendants Neovasc Inc.'s and Neovasc
Tiara Inc.'s Reply in Support of its Motion to Disqualify Plaintiff's Counsel
(Unopposed) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit
A1 to the Declaration of Veronica S. Ascarrunz, # 2 Exhibit A2 to the
Declaration of Veronica S. Ascarrunz, # 3 Exhibit A3 to the Declaration of
Veronica S. Ascarrunz, # 4 Exhibit A4 to the Declaration of Veronica S.
Ascarrunz, # 5 Exhibit A5 to the Declaration of Veronica S. Ascarrunz, # 6
Exhibit A6 to the Declaration of Veronica S. Ascarrunz, # 7 Exhibit A7 to the
Declaration of Veronica S. Ascarrunz, # 8 Exhibit A9 to the Declaration of
Veronica S. Ascarrunz, # 9 Exhibit A10 to the Declaration of Veronica S.
Ascarrunz, # 10 Exhibit B: Reply Declaration of Mark L. Tuft in Support of
Motion of Defendants Neovasc Inc. and Neovasc Tiara Inc. to Disqualify
Plaintiff's Counsel, # 11 Exhibit C: Declaration of Michael Schneider in
Support of Defendants Neovasc Inc. and Neovasc Tiara Inc.'s Reply in
Support of Motion to Disqualify Plaintiff's Counsel, # 12 Exhibit D:
Defendants Neovasc Inc.'s and Neovasc Tiara Inc.'s Reply in Support of its
Motion to Disqualify Plaintiff's Counsel)(Ascarrunz, Veronica) (Entered:
07/02/2015)
07/02/2015 160 REPLY to Response to 108 MOTION to Disqualify Counsel filed by Neovasc
Inc., Neovasc Tiara Inc.. (Ascarrunz, Veronica) (Entered: 07/02/2015)
07/02/2015 161 DECLARATION re 160 Reply to Response to Motion to Disqualify Counsel
(Declaration of Veronica S. Ascarrunz) by Neovasc Inc., Neovasc Tiara Inc..
(Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5
Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10
Exhibit 10)(Ascarrunz, Veronica) (Entered: 07/02/2015)
07/02/2015 162 DECLARATION re 160 Reply to Response to Motion to Disqualify Counsel
(Declaration of Mark L. Tuft) by Neovasc Inc., Neovasc Tiara Inc..
(Attachments: # 1 Exhibit A)(Ascarrunz, Veronica) (Entered: 07/02/2015)
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Case: 17-1302 Document: 1-2 Page: 28 Filed: 12/01/2016 (29 of 142)
07/02/2015 163 DECLARATION re 160 Reply to Response to Motion to Disqualify Counsel
(Declaration of Cameron K. Weiffenbach) by Neovasc Inc., Neovasc Tiara
Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, #
5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Ascarrunz, Veronica)
(Entered: 07/02/2015)
07/02/2015 164 NOTICE OF MANUAL FILING by Neovasc Inc., Neovasc Tiara Inc. re 159
MOTION to Seal and Impound and for In Camera Ex Parte Review of
Materials Submitted in Support of Defendants Neovasc Inc.'s and Neovasc
Tiara Inc.'s Reply in Support of its Motion to Disqualify Plaintiff's Counsel
(Unopposed) (Ascarrunz, Veronica) (Entered: 07/02/2015)
07/06/2015 165 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 158
Motion to Seal. (Folan, Karen) (Entered: 07/06/2015)
07/06/2015 166 NOTICE OF MANUAL FILING by CardiAQ Valve Technologies, Inc. re 165
Order on Motion to Seal Opposition to NonParty Customer Objection and
Exhibits A−B (Lea, Christy) (Entered: 07/06/2015)
07/07/2015 168 MOTION to Seal and Impound Portions of Memorandum in Support of
Motion to Compel by CardiAQ Valve Technologies, Inc.. (Attachments: # 1
Exhibit [Proposed] Redacted Memo in Support of Motion to Compel, # 2
Exhibit [Proposed] Redacted Exhibits K, L, M, N to Declaration of M. Speegle
in Support of Motion to Compel)(Lea, Christy) (Entered: 07/07/2015)
07/08/2015 169 NOTICE of Appearance by Bernard A. Flanagan on behalf of Neovasc Inc.,
Neovasc Tiara Inc. (Flanagan, Bernard) (Entered: 07/08/2015)
07/09/2015 170 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 168
Motion to Seal (Montes, Mariliz) (Entered: 07/09/2015)
07/09/2015 171 Judge Allison D. Burroughs: ORDER OF IMPOUNDMENT entered. re 170
Order on Motion to Seal (Montes, Mariliz) (Entered: 07/09/2015)
07/09/2015 172 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 159
Motion to Seal (Folan, Karen) (Entered: 07/09/2015)
07/09/2015 173 NOTICE OF MANUAL FILING by CardiAQ Valve Technologies, Inc. re 170
Order on Motion to Seal Portions of Memorandum In Support of Motion of
Plaintiff CardiAQ Valve Technologies, Inc. to Compel Defendants Neovasc
Inc. and Neovasc Tiara Inc. to Produce Unredacted Laboratory Notebooks
and Exhibits K, L, M, and N (Lea, Christy) (Entered: 07/09/2015)
07/09/2015 174 MOTION to Compel Defendants to Produce Unredacted Laboratory
Notebooks by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Text of
Proposed Order [Proposed] Order)(Lea, Christy) (Entered: 07/09/2015)
07/09/2015 175 DECLARATION re 174 MOTION to Compel Defendants to Produce
Unredacted Laboratory Notebooks (Declaration of Mark A. Speegle) by
CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit
B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8
Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K (Filed Under Seal), #
12 Exhibit L (Filed Under Seal), # 13 Exhibit M (Filed Under Seal), # 14
Exhibit N (Filed Under Seal))(Lea, Christy) (Entered: 07/09/2015)
07/10/2015 181
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Unopposed Motion to Seal and Impound and For In Camera Ex Parte Review
of Materials Submitted in Support of Defendants Neovasc, Inc.'s and Neovas
Tiara Inc.'s 160 Reply in Support of its Motion to Disqualify Plaintiff's
Counsel by Neovasc Inc., Neovasc Tiara Inc..(Montes, Mariliz) (Entered:
07/13/2015)
07/14/2015 185 Transcript of Hearing held on July 1, 2015, before Judge Allison D.
Burroughs. The Transcript may be purchased through the Court Reporter,
viewed at the public terminal, or viewed through PACER after it is released.
Court Reporter Name and Contact Information: Carol Scott at
carollynnscott@cs.com Redaction Request due 8/4/2015. Redacted Transcript
Deadline set for 8/14/2015. Release of Transcript Restriction set for
10/12/2015. (Scalfani, Deborah) (Entered: 07/14/2015)
07/14/2015 186 NOTICE is hereby given that an official transcript of a proceeding has been
filed by the court reporter in the above−captioned matter. Counsel are referred
to the Court's Transcript Redaction Policy, available on the court website at
http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah)
(Entered: 07/14/2015)
07/23/2015 187 Assented to MOTION to Seal Portions of Defendants Neovasc Inc.s and
Neovasc Tiara Inc.s Opposition to Motion of Plaintiff CardiAQ Valve
Technologies, Inc. to Compel Defendants Neovasc Inc. and Neovasc Tiara Inc.
to Produce Unredacted Laboratory Notebooks by Neovasc Inc., Neovasc
Tiara Inc..(Ascarrunz, Veronica) (Main Document 187 replaced on 7/29/2015)
(Montes, Mariliz). (Additional attachment(s) added on 7/29/2015: # 1 Text of
Proposed Order) (Montes, Mariliz). (Entered: 07/23/2015)
07/23/2015 188 MEMORANDUM in Opposition re 174 MOTION to Compel Defendants to
Produce Unredacted Laboratory Notebooks filed by Neovasc Inc., Neovasc
Tiara Inc.. (Ascarrunz, Veronica) (Entered: 07/23/2015)
07/23/2015 189 DECLARATION re 188 Memorandum in Opposition to Motion (Declaration
of Randy Lane, Filed Under Seal)) by Neovasc Inc., Neovasc Tiara Inc..
(Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Ascarrunz, Veronica) (Entered:
07/23/2015)
07/23/2015 190 DECLARATION re 188 Memorandum in Opposition to Motion (Declaration
of Veronica Ascarrunz, Exhibits 2 and 3 Filed Under Seal)) by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, #
4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9
Exhibit 9)(Ascarrunz, Veronica) (Entered: 07/23/2015)
07/24/2015 191 SUR−REPLY to Motion re 108 MOTION to Disqualify Counsel (Redacted)
filed by Knobbe Martens Olson & Bear LLP. (Ronan, Gary) (Entered:
07/24/2015)
07/24/2015 192 Assented to MOTION to Seal Document (Unredacted Surreply) by Knobbe
Martens Olson & Bear LLP. (Attachments: # 1 Exhibit Redacted
Surreply)(Ronan, Gary) (Entered: 07/24/2015)
07/27/2015 193 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 181
Motion to seal. (Folan, Karen) (Entered: 07/27/2015)
07/27/2015 194
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Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 187
Motion to Seal; granting 192 Motion to Seal Document. (Folan, Karen)
(Entered: 07/27/2015)
07/29/2015 198 Notice of correction to docket made by Court staff. Correction: Docket 187
corrected because: by detaching proposed order and re−filing as an
attachment. (Montes, Mariliz) (Entered: 07/29/2015)
08/05/2015 200 Assented to MOTION to Seal AND IMPOUND DEFENDANT NEOVASC
INC.S MEMORANDUM IN SUPPORT OF DEFENDANTS MOTION TO
COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION AND
CERTAIN SUPPORTING DOCUMENTS by Neovasc Inc..(Kang, Peter) (Main
Document 200 replaced on 8/14/2015) (Montes, Mariliz). (Additional
attachment(s) added on 8/14/2015: # 1 Text of Proposed Order) (Montes,
Mariliz). (Entered: 08/05/2015)
08/05/2015 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO
COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION by
Neovasc Inc..(Kang, Peter) (Entered: 08/05/2015)
08/05/2015 202 MEMORANDUM in Support re 201 MOTION for Discovery DEFENDANT
NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO
REQUESTS FOR ADMISSION MEMORANDUM IN SUPPORT OF
DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED
RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Kang,
Peter) (Entered: 08/05/2015)
08/05/2015 203 AFFIDAVIT OF PETER S. KANG in Support re 201 MOTION for Discovery
DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED
RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER
S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO
COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed
by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, #
3 Exhibit Exhibit C)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz).
(Entered: 08/05/2015)
08/05/2015 204 AFFIDAVIT in Support with EXHIBITS D and E re 201 MOTION for
Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL
AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION
OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S
MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR
ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit D, # 2
Exhibit Exhibit E)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz).
(Entered: 08/05/2015)
08/05/2015 205 EXHIBIT F TO AFFIDAVIT in Support re 201 MOTION for Discovery
DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED
RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER
S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO
COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed
by Neovasc Inc.. (Kang, Peter) (Main Document 205 replaced on 8/6/2015)
(Montes, Mariliz). Modified on 8/6/2015 to replace exhibit with a version in
color (Montes, Mariliz). Modified on 8/6/2015 (Montes, Mariliz). (Entered:
08/05/2015)
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08/05/2015 206 EXHIBITS G and H TO 203 AFFIDAVIT in Support re 201 MOTION for
Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL
AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION
OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S
MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR
ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit
H)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered:
08/05/2015)
08/05/2015 207 EXHIBITS I and J to 203 AFFIDAVIT IN SUPPORT re 201 MOTION for
Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL
AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION
OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S
MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR
ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit
J)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered:
08/05/2015)
08/05/2015 208 EXHIBITS O AND P OF 203 AFFIDAVIT in Support re 201 MOTION for
Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL
AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION
OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S
MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR
ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit
P)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered:
08/05/2015)
08/05/2015 209 EXHIBITS Q, R (to be filed under seal), S and T to 203 ( AFFIDAVIT in
Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S
MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR
ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF
DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED
RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc..
(Attachments: # 1 Exhibit Exhibit R − SEALED, # 2 Exhibit Exhibit S, # 3
Exhibit Exhibit T)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz).
(Entered: 08/05/2015)
08/05/2015 210 EXHIBITS U (Redacted), V and W to 203 AFFIDAVIT in Support re 201
MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO
COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION
DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT
NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO
REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1
Exhibit Exhibit V, # 2 Exhibit Exhibit W)(Kang, Peter) Modified on 8/6/2015
(Montes, Mariliz). (Entered: 08/05/2015)
08/05/2015 211 EXHIBITS X (to be filed under seal), Y, Z, AA, BB, CC TO 203 AFFIDAVIT
in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S
MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR
ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF
DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED
RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc..
(Attachments: # 1 Exhibit Exhibit Y, # 2 Exhibit Exhibit Z, # 3 Exhibit Exhibit
27
Case: 17-1302 Document: 1-2 Page: 32 Filed: 12/01/2016 (33 of 142)
AA, # 4 Exhibit Exhibit BB, # 5 Exhibit Exhibit CC)(Kang, Peter) Modified
on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015)
08/05/2015 212 EXHIBITS K, L, M to 203 AFFIDAVIT in Support re 201 MOTION for
Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL
AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc
Inc.. (Attachments: # 1 Ex. L, # 2 Ex. M)(Kang, Peter) Modified on 8/6/2015
(Montes, Mariliz). (Entered: 08/05/2015)
08/05/2015 213 EXHIBIT N TO 203 AFFIDAVIT in Support re 201 MOTION for Discovery
DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED
RESPONSES TO REQUESTS FOR ADMISSION Ex. N filed by Neovasc Inc..
(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015)
08/05/2015 214 Assented−To MOTION to Seal and Impound Defendants' Memorandum in
Support of Defendants' Motion to Compel Amended Responses to Requests
for Admission and Certain Supporting Documents. by Neovasc Inc., Neovasc
Tiara Inc.. (Attachments: # 1 Text of Proposed Order)(Montes, Mariliz)
(Entered: 08/06/2015)
08/06/2015 215 Notice of correction to docket made by Court staff. Correction: Dockets 203 to
213 corrected by editing description of documents and linking it to the
appropriate pleading. (Montes, Mariliz) (Entered: 08/06/2015)
08/06/2015 216 CERTIFICATE OF SERVICE pursuant to LR 5.2 by Neovasc Inc. re 203
Affidavit in Support of Motion, . (Kang, Peter) (Entered: 08/06/2015)
08/07/2015 217 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 200
Motion to Seal; granting 214 Motion to Seal (Montes, Mariliz) (Entered:
08/07/2015)
08/10/2015 220 ELECTRONIC NOTICE Setting Hearing on 141 Request for In Camera Ex
Parte Review of Non−Party Customer Objection and 167 Opposition to
Nonparty Customer Objection 174 MOTION to Compel Defendants to
Produce Unredacted Laboratory Notebooks, 108 MOTION to Disqualify
Counsel , 201 MOTION for Discovery DEFENDANT NEOVASC INC.S
MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR
ADMISSION : Motion Hearing set for 8/20/2015 10:30 AM in Courtroom 17
before Judge Allison D. Burroughs. (Folan, Karen) (Entered: 08/10/2015)
08/14/2015 221 Notice of correction to docket made by Court staff. Correction: Docket 200
corrected by detaching proposed order and re−filing it as an attachment.
(Montes, Mariliz) (Entered: 08/14/2015)
08/18/2015 223 Opposition re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S
MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR
ADMISSION filed by CardiAQ Valve Technologies, Inc.. (Attachments: # 1
Exhibit 1)(Sganga, John) (Entered: 08/18/2015)
08/20/2015 224 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D.
Burroughs: Motion Hearing held on 8/20/2015 re 174 MOTION to Compel
Defendants to Produce Unredacted Laboratory Notebooks filed by CardiAQ
Valve Technologies, Inc., 201 MOTION for Discovery DEFENDANT
NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO
REQUESTS FOR ADMISSION filed by Neovasc Inc., 108 MOTION to
28
Case: 17-1302 Document: 1-2 Page: 33 Filed: 12/01/2016 (34 of 142)
Disqualify Counsel filed by Neovasc Tiara Inc., Neovasc Inc. Order to issue.
(Court Reporter: Carol Scott at carollynnscott@cs.com.)(Attorneys present:
Sganga, Zielinski, Carsten, Chinitz, Ascarrunz) (Folan, Karen) (Entered:
08/20/2015)
08/20/2015 225 Judge Allison D. Burroughs: ORDER entered denying 108 Motion to
Disqualify Counsel; granting 174 Motion to Compel; granting 201 Motion for
Discovery. (Folan, Karen) (Entered: 08/20/2015)
08/31/2015 226 Letter/request (non−motion) from Neovasc to Judge Burroughs Requesting
Telephonic Conference . (Ascarrunz, Veronica) (Entered: 08/31/2015)
09/01/2015 227 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re
response to D.I. 226. (Sganga, John) (Entered: 09/01/2015)
09/02/2015 228 Transcript of Motion Hearing held on August 20, 2015, before Judge Allison
D. Burroughs. The Transcript may be purchased through the Court Reporter,
viewed at the public terminal, or viewed through PACER after it is released.
Court Reporter Name and Contact Information: Carol Scott at
carollynnscott@cs.com Redaction Request due 9/23/2015. Redacted
Transcript Deadline set for 10/5/2015. Release of Transcript Restriction set for
12/1/2015. (Scalfani, Deborah) (Entered: 09/02/2015)
09/02/2015 229 NOTICE is hereby given that an official transcript of a proceeding has been
filed by the court reporter in the above−captioned matter. Counsel are referred
to the Court's Transcript Redaction Policy, available on the court website at
http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah)
(Entered: 09/02/2015)
09/02/2015 230 ELECTRONIC NOTICE of Hearing. Telephone Conference set for 9/4/2015
02:00 PM in Courtroom 17 before Judge Allison D. Burroughs. Parties are to
call 888−363−4734, access code is 6426345.(Folan, Karen) (Entered:
09/02/2015)
09/03/2015 231 Letter/request (non−motion) from Neovasc to Judge Burroughs . (Ascarrunz,
Veronica) (Entered: 09/03/2015)
09/04/2015 232 CORPORATE DISCLOSURE STATEMENT by CardiAQ Valve
Technologies, Inc. identifying Corporate Parent Edwards Lifesciences
Corporation, Other Affiliate Edwards Lifesciences CardiAQ, Inc. for CardiAQ
Valve Technologies, Inc... (Lea, Christy) (Entered: 09/04/2015)
09/04/2015 238 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D.
Burroughs: Telephone Conference held on 9/4/2015. Colloquy re: docket nos.
226, 227, and 231. Parties to file motion with MJ Boal's session regarding
extension of mediation date. (Court Reporter: Carol Scott at
carollynnscott@cs.com.) (Folan, Karen) (Entered: 09/15/2015)
09/14/2015 233 Assented to MOTION to Extend ADR Hearing by CardiAQ Valve
Technologies, Inc..(Lea, Christy) (Entered: 09/14/2015)
09/14/2015 234 MOTION to Amend 92 Protective Order,, by CardiAQ Valve Technologies,
Inc.. (Attachments: # 1 Text of Proposed Order [Proposed] Order)(Lea,
Christy) (Entered: 09/14/2015)
09/14/2015 235
29
Case: 17-1302 Document: 1-2 Page: 34 Filed: 12/01/2016 (35 of 142)
MEMORANDUM in Support re 234 MOTION to Amend 92 Protective
Order,, filed by CardiAQ Valve Technologies, Inc.. (Lea, Christy) (Entered:
09/14/2015)
09/14/2015 236 DECLARATION re 234 MOTION to Amend 92 Protective Order,,
Declaration of Keith A. Newburry by CardiAQ Valve Technologies, Inc..
(Lea, Christy) (Entered: 09/14/2015)
09/14/2015 237 DECLARATION re 234 MOTION to Amend 92 Protective Order,,
Declaration of Ryan E. Lindsey by CardiAQ Valve Technologies, Inc.. (Lea,
Christy) (Entered: 09/14/2015)
09/15/2015 239 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. Re
Request for Expedited Briefing Scheduling, Hearing, and Ruling on Motion to
Amend the Protective Order (Dkt. Nos. 234−237). (Lea, Christy) (Entered:
09/15/2015)
09/16/2015 240 ELECTRONIC NOTICE of Hearing. Telephone Conference set for 9/18/2015
10:00 AM in Courtroom 17 before Judge Allison D. Burroughs. Neovasc is to
respond to Motion to Amend by 9:00 a.m. on Friday, 9/18/15. Parties are to
call in to 888−363−4734, access code is 6426345. (Folan, Karen) (Entered:
09/16/2015)
09/16/2015 241 DECLARATION re 234 MOTION to Amend 92 Protective Order,,
Declaration of Aimee S. Weisner by CardiAQ Valve Technologies, Inc.. (Lea,
Christy) (Entered: 09/16/2015)
09/16/2015 242 Magistrate Judge Jennifer C. Boal: ELECTRONIC ORDER entered granting
233 Assented to Motion to Extend ADR Hearing by CardiAQ Valve
Technologies, Inc. (York, Steve) (Entered: 09/16/2015)
09/16/2015 243 ELECTRONIC NOTICE OF RESCHEDULING. The Alternative Dispute
Resolution Hearing has been rescheduled for 11/6/2015 at 10:00 a.m. in
Courtroom 14 before Magistrate Judge Jennifer C. Boal. The Telephone
Conference has been reset for 11/3/2015 at 11:30 a.m. in Courtroom 14 before
Magistrate Judge Jennifer C. Boal. Please review the earlier notice
regarding rules and submissions prior to the mediation. (York, Steve)
(Entered: 09/16/2015)
09/17/2015 244 Reset Deadlines as to 234 MOTION to Amend 92 Protective Order .
Responses due by 9/18/2015 (Montes, Mariliz) (Entered: 09/17/2015)
09/17/2015 245 ELECTRONIC NOTICE of Hearing. Please note that the Telephone
Conference previously set for 9/18/2015 in Courtroom 17 before Judge Allison
D. Burroughs will proceed as scheduled at 10:00 a.m. Parties are to call in to
888−363−4734, access code is 6426345. (York, Steve) (Entered: 09/17/2015)
09/17/2015 246 NOTICE of Appearance by Devon H. MacWilliam on behalf of CardiAQ
Valve Technologies, Inc. (MacWilliam, Devon) (Entered: 09/17/2015)
09/17/2015 247 Opposition re 234 MOTION to Amend 92 Protective Order,, filed by Neovasc
Inc., Neovasc Tiara Inc.. (Ascarrunz, Veronica) (Entered: 09/17/2015)
09/17/2015 248 DECLARATION re 247 Opposition to Motion of Plaintiff to Amend the
Protective Order by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1
Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Ascarrunz, Veronica)
30
Case: 17-1302 Document: 1-2 Page: 35 Filed: 12/01/2016 (36 of 142)
(Entered: 09/17/2015)
09/18/2015 249 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D.
Burroughs: denying 234 Motion to Amend; Telephone Conference held on
9/18/2015; (Court Reporter: Catherine Handel at
hhcatherine2@yahoo.com.)(Attorneys present: Lea, MacWilliam, Carston,
Ascarrunz, Flanagan) (Folan, Karen) (Entered: 09/18/2015)
09/18/2015 250 CERTIFICATE OF SERVICE pursuant to LR 5.2 by Neovasc Inc., Neovasc
Tiara Inc. re 247 Opposition to Motion to Amend Protective Order.
(Ascarrunz, Veronica) (Entered: 09/18/2015)
10/08/2015 251 Letter/request (non−motion) from CardiAQ Valave Technologies, Inc. re
discovery. (Sganga, John) (Entered: 10/08/2015)
10/09/2015 252 Assented to MOTION to Seal and Impound Defendants Neovasc Inc.'s and
Neovasc Tiara Inc.'s Responsive Letter to the Court Opposing Reopening
Discovery by Neovasc Inc., Neovasc Tiara Inc..(Ascarrunz, Veronica) (Main
Document 252 replaced on 10/13/2015) (Montes, Mariliz). (Additional
attachment(s) added on 10/13/2015: # 1 Text of Proposed Order) (Montes,
Mariliz). (Entered: 10/09/2015)
10/09/2015 253 Letter/request (non−motion) from Defendants Neovasc Inc. and Neovasc Tiara
Inc. to the Court Opposing Reopening Discovery . (Attachments: # 1
Attachment 1)(Ascarrunz, Veronica) (Entered: 10/09/2015)
10/12/2015 254 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re
Discovery. (Sganga, John) (Entered: 10/12/2015)
10/12/2015 255 Assented to MOTION to Seal Supporting Documents to Letter by CardiAQ
Valve Technologies, Inc.. (Attachments: # 1 Attachments)(Sganga, John)
(Main Document 255 replaced on 10/13/2015) (Montes, Mariliz). (Additional
attachment(s) added on 10/13/2015: # 2 Text of Proposed Order) (Montes,
Mariliz). (Entered: 10/12/2015)
10/13/2015 256 Notice of correction to docket made by Court staff. Correction: Dockets 252
and 255 corrected by detaching proposed orders and re−filing as attachments.
(Montes, Mariliz) (Entered: 10/13/2015)
10/15/2015 257 Neovasc's Letter/request (non−motion) from Douglas Carsten re discovery
dispute. (Carsten, Douglas) (Entered: 10/15/2015)
10/15/2015 258 ELECTRONIC NOTICE of Hearing. Status Conference set for 10/20/2015
10:30 AM in Courtroom 17 before Judge Allison D. Burroughs. If counsel
would like to appear by telephone the call in information is 888−363−4734,
access code 6426345.(Folan, Karen) (Entered: 10/15/2015)
10/15/2015 259 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re
discovery disputes. (Sganga, John) (Entered: 10/15/2015)
10/16/2015 260 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 252
Motion to Seal. (Folan, Karen) (Entered: 10/16/2015)
10/16/2015 261 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 255
Motion to Seal (Folan, Karen) (Entered: 10/16/2015)
10/16/2015 262
31
Case: 17-1302 Document: 1-2 Page: 36 Filed: 12/01/2016 (37 of 142)
ELECTRONIC NOTICE OF RESCHEDULING Status Conference RESET
for 10/21/2015 10:30 AM in Courtroom 17 before Judge Allison D.
Burroughs. If counsel would like to appear by telephone the call in
information is 888−363−4734, access code 6426345.(Folan, Karen) (Entered:
10/16/2015)
10/20/2015 264 Transcript of Telephone Conference held on September 4, 2015, before Judge
Allison D. Burroughs. The Transcript may be purchased through the Court
Reporter, viewed at the public terminal, or viewed through PACER after it is
released. Court Reporter Name and Contact Information: Carol Scott at
carollynnscott@cs.com Redaction Request due 11/10/2015. Redacted
Transcript Deadline set for 11/20/2015. Release of Transcript Restriction set
for 1/18/2016. (Scalfani, Deborah) (Entered: 10/20/2015)
10/20/2015 265 NOTICE is hereby given that an official transcript of a proceeding has been
filed by the court reporter in the above−captioned matter. Counsel are referred
to the Court's Transcript Redaction Policy, available on the court website at
http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah)
(Entered: 10/20/2015)
10/21/2015 Electronic Clerk's Notes for proceedings held before Judge Allison D.
Burroughs: Status conference held on 10/21/2015 re 251 Letter/request
(non−motion) from CardiAQ Valve Technologies, Inc. re discovery, 253
Letter/request (non−motion) from Defendants Neovasc Inc. and Neovasc Tiara
Inc. to the Court Opposing Reopening Discovery, 254 Letter/request
(non−motion) from CardiAQ Valve Technologies, Inc. re Discovery, 257
Neovasc's Letter/request (non−motion) from Douglas Carsten re discovery
dispute, and 259 Letter/request (non−motion) from CardiAQ Valve
Technologies, Inc. re discovery disputes. The discovery issues raised in the
letters have been resolved, as directed by the Court during the status
conference. Any additional letters concerning the objecting customer dispute
are due by 11/16/15. The Court directs that the depositions of Randy Lane and
Dr. Arshad Quadri be reopened, with the time allowed for the further
deposition of Dr. Quadri to be double the time allowed for the further
deposition of Mr. Lane. In addition, the following deadlines have been
extended: experts designated and Rule 26 Reports exchanged by 11/14/15,
rebuttals by 12/14/15; expert depositions to be completed by 1/14/16. The
parties should instruct the Court by 1/15/16 as to whether they intend to file
dispositive motions. (Status Report due by 1/15/2016) (Montes, Mariliz)
(Entered: 10/21/2015)
10/22/2015 267 NOTICE of Appearance by Robert J. Kaler on behalf of CardiAQ Valve
Technologies, Inc. (Kaler, Robert) (Entered: 10/22/2015)
10/26/2015 268 MOTION to Seal Document by CardiAQ Valve Technologies, Inc..
(Attachments: # 1 Exhibit [Proposed] Redacted Letter Brief, # 2 Text of
Proposed Order)(Sganga, John) (Entered: 10/26/2015)
10/30/2015 269 MOTION to Seal and Impound Defendants Neovasc Inc.'s and Neovasc Tiara
Inc's Responsive Letter to the Court Opposing Reopening Depositions by
Neovasc Inc., Neovasc Tiara Inc..(Ascarrunz, Veronica) (Entered: 10/30/2015)
10/30/2015 270 Letter/request (non−motion) from Defendants Neovasc Inc. and Neovasc Tiara
Inc. to the Court Opposing Reopening Depositions . (Attachments: # 1 Exhibit
32
Case: 17-1302 Document: 1-2 Page: 37 Filed: 12/01/2016 (38 of 142)
1)(Ascarrunz, Veronica) (Entered: 10/30/2015)
11/02/2015 271 Transcript of Telephone Status Conference held on October 21, 2015, before
Judge Allison D. Burroughs. The Transcript may be purchased through the
Court Reporter, viewed at the public terminal, or viewed through PACER after
it is released. Court Reporter Name and Contact Information: Carol Scott at
carollynnscott@cs.com Redaction Request due 11/23/2015. Redacted
Transcript Deadline set for 12/3/2015. Release of Transcript Restriction set for
2/1/2016. (Scalfani, Deborah) (Entered: 11/02/2015)
11/02/2015 272 NOTICE is hereby given that an official transcript of a proceeding has been
filed by the court reporter in the above−captioned matter. Counsel are referred
to the Court's Transcript Redaction Policy, available on the court website at
http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah)
(Entered: 11/02/2015)
11/02/2015 273 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 268
Motion to Seal Document ; granting 269 Motion to Seal (Montes, Mariliz)
(Entered: 11/02/2015)
11/03/2015 274 Electronic Clerk's Notes for proceedings held before Magistrate Judge Jennifer
C. Boal: Telephone Conference held on 11/3/2015. The Court reviewed
preliminary matters with the parties prior to the upcoming mediation. (Court
Reporter: SEALED Digital Recording − For transcripts or CDs the parties
should first seek leave of the Court. If the request is granted, the parties should
then contact Deborah Scalfani by email at
deborah_scalfani@mad.uscourts.gov.)(Attorneys present: Lea, Sganga &
Kaler for the plaintiff; Carsten, Chinitz & Doty for defendants;) (York,
Steve)(York, Steve) (Entered: 11/03/2015)
11/03/2015 275 NOTICE of Withdrawal of Appearance by Gary M Ronan (Ronan, Gary)
(Entered: 11/03/2015)
11/03/2015 276 NOTICE of Withdrawal of Appearance by Richard M. Zielinski (Zielinski,
Richard) (Entered: 11/03/2015)
11/04/2015 278 Transcript of Telephone Conference held on September 18, 2015, before Judge
Allison D. Burroughs. The Transcript may be purchased through the Court
Reporter, viewed at the public terminal, or viewed through PACER after it is
released. Court Reporter Name and Contact Information: Catherine Handel at
hhcatherine2@yahoo.com Redaction Request due 11/25/2015. Redacted
Transcript Deadline set for 12/7/2015. Release of Transcript Restriction set for
2/2/2016. (Scalfani, Deborah) (Entered: 11/04/2015)
11/04/2015 279 NOTICE is hereby given that an official transcript of a proceeding has been
filed by the court reporter in the above−captioned matter. Counsel are referred
to the Court's Transcript Redaction Policy, available on the court website at
http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah)
(Entered: 11/04/2015)
11/06/2015 282 REPORT of Alternative Dispute Resolution Provider: Magistrate Judge
Jennifer C. Boal reports that this case did not settle and should be restored to
your trial list. The parties should jointly contact the Deputy Clerk, Steve York,
if they wish to engage in mediation efforts in the future. (York, Steve)
(Entered: 11/06/2015)
33
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11/10/2015 283 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. CardiAQs
Motion to Re−Open the Depositions of Mark Pace−Floridia and Krista Neale
is denied. [251, 277]. The Court notes, however, that during their depositions
and Randy Lanes previous deposition, Neovasc clearly over objected to
questions that should have been allowed. To compensate for this, but without
re−opening the Floridia and Neale depositions, the Court will allow CardiAQ
to depose Randy Lane for three hours, with the extra one−and−a−half hours
allocated for customer topics not previously adequately covered as a result of
the objections. This ruling will not impact the length of the upcoming Dr.
Quadri deposition, which should not exceed three hours. (Folan, Karen)
(Entered: 11/10/2015)
11/10/2015 284 STIPULATION for Order to Extend Expert Dates by CardiAQ Valve
Technologies, Inc.. (Lea, Christy) (Entered: 11/10/2015)
11/12/2015 285 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. ALLOWING
284 Stipulation for Order to Extend Expert Dates filed by CardiAQ Valve
Technologies, Inc. (Montes, Mariliz) (Entered: 11/12/2015)
12/10/2015 286 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of
John P. Flynn Filing fee: $ 100, receipt number 0101−5884133 by Neovasc
Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of John P. Flynn,
Esq. in Support of Motion for Admission Pro Hac Vice)(Chinitz, Michael)
(Entered: 12/10/2015)
12/11/2015 287 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 286
Motion for Leave to Appear Pro Hac Vice Added John P. Flynn. Attorneys
admitted Pro Hac Vice must register for electronic filing if the attorney
does not already have an ECF account in this district. To register go to
the Court website at www.mad.uscourts.gov. Select Case Information,
then Electronic Filing (CM/ECF) and go to the CM/ECF Registration
Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an
appearance in this matter. Further, local counsel shall review all filings and
shall personally appear in Court for any hearings or conferences, unless
expressly excused by the Court for good cause. (Folan, Karen) (Entered:
12/11/2015)
01/15/2016 288 NOTICE by Neovasc Inc., Neovasc Tiara Inc. of Defendants' Intention to File
a Dispositive Motion (Cacovean, Corina) (Entered: 01/15/2016)
01/15/2016 289 STATUS REPORT re Dispositive Motions by CardiAQ Valve Technologies,
Inc.. (Lea, Christy) (Entered: 01/15/2016)
02/01/2016 290 MOTION for Summary Judgment by Neovasc Inc., Neovasc Tiara Inc..
(Attachments: # 1 Text of Proposed Order)(Graves, Charles) (Entered:
02/01/2016)
02/01/2016 291 MEMORANDUM in Support re 290 MOTION for Summary Judgment filed
by Neovasc Inc., Neovasc Tiara Inc.. (Graves, Charles) (Entered: 02/01/2016)
02/01/2016 292 Statement of Material Facts L.R. 56.1 re 290 MOTION for Summary
Judgment filed by Neovasc Inc., Neovasc Tiara Inc.. (Graves, Charles)
(Entered: 02/01/2016)
02/01/2016 293
34
Case: 17-1302 Document: 1-2 Page: 39 Filed: 12/01/2016 (40 of 142)
DECLARATION re 290 MOTION for Summary Judgment of Corina I.
Cacovean by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit 1, #
2 Exhibit 2−13 Slip Sheets for Sealed Documents, # 3 Exhibit 14, # 4 Exhibit
15 Slip Sheet for Sealed Document, # 5 Exhibit 16, # 6 Exhibit 17 Slip Sheet
for Sealed Document, # 7 Exhibit 18, # 8 Exhibit 19, # 9 Exhibit 20, # 10
Exhibit 21 Slip Sheet for Sealed Document, # 11 Exhibit 22, # 12 Exhibit 23
Slip Sheet for Sealed Document)(Cacovean, Corina) (Entered: 02/01/2016)
02/01/2016 294 NOTICE OF MANUAL FILING by Neovasc Inc., Neovasc Tiara Inc.
Unredacted copies of Neovasc's Memorandum of Law, Separate Statement of
Undisputed Facts and Sealed exhibits to Cacovean Declaration re 291
Memorandum in Support of Motion, 292 Statement of Material Facts L.R.
56.1, 293 Declaration,, (Graves, Charles) (Entered: 02/01/2016)
02/01/2016 295 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of
Joshua A. Baskin Filing fee: $ 100, receipt number 0101−5955869 by Neovasc
Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of Joshua A. Baskin,
Esq. in Support of Motion for Admission Pro Hac Vice)(Chinitz, Michael)
(Entered: 02/01/2016)
02/01/2016 296 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Joel
C. Boehm Filing fee: $ 100, receipt number 0101−5955875 by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Certification of Joel C. Boehm, Esq. in
Support of Motion for Admission Pro Hac Vice)(Chinitz, Michael) (Entered:
02/01/2016)
02/01/2016 300 MOTION to Seal and Impound Defendants' Materials and Exhibits in Support
of Defendants' Motion for Partial Summary Judgment by Neovasc Inc.,
Neovasc Tiara Inc.. (Attachments: # 1 Text of Proposed Order)(Montes,
Mariliz) (Entered: 02/03/2016)
02/02/2016 297 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 295
Motion for Leave to Appear Pro Hac Vice Added Joshua A. Baskin.
Attorneys admitted Pro Hac Vice must register for electronic filing if the
attorney does not already have an ECF account in this district. To register
go to the Court website at www.mad.uscourts.gov. Select Case
Information, then Electronic Filing (CM/ECF) and go to the CM/ECF
Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also
file an appearance in this matter. Further, local counsel shall review all filings
and shall personally appear in Court for any hearings or conferences, unless
expressly excused by the Court for good cause. (Montes, Mariliz) (Entered:
02/02/2016)
02/02/2016 298 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 296
Motion for Leave to Appear Pro Hac Vice Added Joel C. Boehm. Attorneys
admitted Pro Hac Vice must register for electronic filing if the attorney
does not already have an ECF account in this district. To register go to
the Court website at www.mad.uscourts.gov. Select Case Information,
then Electronic Filing (CM/ECF) and go to the CM/ECF Registration
Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an
appearance in this matter. Further, local counsel shall review all filings and
shall personally appear in Court for any hearings or conferences, unless
expressly excused by the Court for good cause. (Montes, Mariliz) (Entered:
02/02/2016)
35
Case: 17-1302 Document: 1-2 Page: 40 Filed: 12/01/2016 (41 of 142)
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17 1302 documents

  • 1. UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT NOTICE OF DOCKETING 17-1302 - CardiAQ Valve Technologies v. Neovasc Inc. Date of docketing: December 1, 2016 Appeal from: United States District Court for the District of Massachusetts case no. 1:14-cv-12405-ADB Appellant(s): Neovasc Inc., Neovasc Tiara Inc. Critical dates include: • Date of docketing. See Fed. Cir. R. 12. • Entry of appearance. (Due within 14 days of the date of docketing.) See Fed. Cir. R. 47.3. • Certificate of interest. (Due within 14 days of the date of docketing.) See Fed. Cir. R. 47.4. • Docketing Statement. (Due within 14 days of the date of docketing or within 30 days if the United States or its officer or agency is a party in the appeal.) [Only in cases where all parties are represented by counsel. See Fed. Cir. R. 33.1 and the mediation guidelines available at www.cafc.uscourts.gov.] • Requests for extensions of time. See Fed. Cir. R. 26 and 27. N.B. Delayed requests are not favored by the court. • Briefs. See Fed. Cir. R. 31. N.B. You will not receive a separate briefing schedule from the Clerk's Office. • Settlement discussions. See Fed. Cir. R. 33. • ORAL ARGUMENT SCHEDULE CONFLICTS: Counsel should advise the clerk in writing within 30 days once briefing is completed of potential scheduling conflicts or as soon as they are known and should not wait until an actual conflict arises. Once scheduled, a case will not be postponed except on motion showing compelling reasons. See Practice Note following Fed. Cir. R. 34. The official caption is reflected on the electronic docket under the listing of the parties and counsel. The Rules of Practice and required forms are available at www.cafc.uscourts.gov. Peter R. Marksteiner Clerk of Court cc: United States District Court for the District of Massachusetts Charles Tait Graves John B. Sganga Jr. Case: 17-1302 Document: 1-1 Page: 1 Filed: 12/01/2016 (1 of 142)
  • 2. NEOVASC’S NOTICE OF APPEAL 1 CASE NO. 1:14-CV-12405-ADB UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS CARDIAQ VALVE TECHNOLOGIES, INC., Plaintiff, v. NEOVASC INC. and NEOVASC TIARA INC., Defendants. Civil Action No. 14-cv-12405-ADB DEFENDANTS’ NOTICE OF APPEAL TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT Defendants Neovasc Inc. and Neovasc Tiara Inc. hereby appeal to the United States Court of Appeals for the Federal Circuit from the Final Judgment entered on November 21, 2016 (ECF No. 598), and from any and all orders, rulings, opinions, and/or conclusions of the Court adverse to Neovasc Inc. and Neovasc Tiara Inc. including, without limitation, the Court’s Omnibus Memorandum and Order Resolving Motions To Exclude and Motions In Limine (ECF No. 418), Memorandum and Order resolving renewed motions for judgment as a matter of law (ECF No. 529), and Memorandum and Order resolving enhanced damages and motions for a new trial on damages and trade secrets 4–6 (ECF No. 583). Case 1:14-cv-12405-ADB Document 621 Filed 12/01/16 Page 1 of 4 135 Case: 17-1302 Document: 1-2 Page: 1 Filed: 12/01/2016 (2 of 142)
  • 3. NEOVASC’S NOTICE OF APPEAL 2 CASE NO. 1:14-CV-12405-ADB Dated: November 30, 2016 Respectfully submitted, /s/ Charles T. Graves Charles T. Graves (pro hac vice) Douglas H. Carsten (pro hac vice) Peter S. Kang (pro hac vice) WILSON SONSINI GOODRICH & ROSATI, P.C. 12235 El Camino Real, Suite 200 San Diego, CA 92130 Phone: 858-350-2305 Fax: 858-350-2399 Email: dcarsten@wsgr.com Email: pkang@wsgr.com John P. Flynn (pro hac vice) Charles T. Graves (pro hac vice) Corina I. Cacovean (pro hac vice) Joshua A. Baskin (pro hac vice) WILSON SONSINI GOODRICH & ROSATI, P.C. One Market Plaza Spear Tower, Suite 3300 San Francisco, CA 94105 Phone: 415-947-2109 Fax: 415-947-2099 Email: jflynn@wsgr.com; tgraves@wsgr.com ccacovean@wsgr.com; jbaskin@wsgr.com Veronica Susana Ascarrunz (pro hac vice) WILSON SONSINI GOODRICH & ROSATI, P.C. 1700 K Street, NW, Fifth Floor Washington, DC 20006 Phone : 202-973-8812 Fax: 202-973-8899 Email: vascarrunz@wsgr.com Joel C. Boehm (pro hac vice) WILSON SONSINI GOODRICH & ROSATI, P.C. 900 South Capital of Texas Hwy Las Cimas IV, Fifth Floor Austin, TX 78746-5546 Phone: 512-338-5400 Fax: 512-338-5499 Email: jboehm@wsgr.com Case 1:14-cv-12405-ADB Document 621 Filed 12/01/16 Page 2 of 4 136 Case: 17-1302 Document: 1-2 Page: 2 Filed: 12/01/2016 (3 of 142)
  • 4. NEOVASC’S NOTICE OF APPEAL 3 CASE NO. 1:14-CV-12405-ADB Alan D. Rose (BBO #427280) Michael L. Chinitz (BBO #552915) Meredith Wilson Doty (BBO #652220) B. Aidan Flanagan (BBO #675667) ROSE, CHINITZ & ROSE One Beacon Street, 23rd Floor Boston, MA 02108 Phone: 617-536-0040 Fax: 617-536-4400 Email: adr@rose-law.net mlc@rose-law.net mwd@rose-law.net baf@rose-law.net Of Counsel: Matthew M. Wolf John E. Nilsson R. Reeves Anderson Robert Leider* 601 Massachusetts Ave., NW Washington, DC 20001-3743 Telephone: +1 202.942.5000 Fax: +1 202.942.5999 matthew.wolf@aporter.com john.nilsson@aporter.com reeves.anderson@aporter.com robert.leider@aporter.com *Admitted only in Illinois and New York; practicing law in the District of Columbia pending approval of application for admission under the supervision of Firm principals who are D.C. Bar members Case 1:14-cv-12405-ADB Document 621 Filed 12/01/16 Page 3 of 4 137 Case: 17-1302 Document: 1-2 Page: 3 Filed: 12/01/2016 (4 of 142)
  • 5. NEOVASC’S NOTICE OF APPEAL 4 CASE NO. 1:14-CV-12405-ADB CERTIFICATE OF SERVICE I, Charles T. Graves, hereby certify that on November 30, 2016 the foregoing document was filed through the ECF system and will be sent electronically to the registered participants as identified on the Notice of Electronic Filing. /s/ Charles T. Graves Charles T. Graves (admitted pro hac vice) Case 1:14-cv-12405-ADB Document 621 Filed 12/01/16 Page 4 of 4 138 Case: 17-1302 Document: 1-2 Page: 4 Filed: 12/01/2016 (5 of 142)
  • 6. 120 FORM 7. Appeal Information Sheet FEDERAL CIRCUIT APPEAL INFORMATION SHEET ___ United States District Court for the ____________________________________ ___ United States Court of International Trade ___ United States Court of Federal Claims ___ United States Court of Appeals for Veterans Claims Type of case: ________________________________________ _____________________ v. _____________________ (List all parties. Use an asterisk to indicate dismissed or withdrawn parties. Use a separate sheet if needed. Explain any discrepancy with the caption used on the judgment, order, or opinion.) Docket No. _____________________ Date of Judgment or Order __________________ Cross or related appeal? __________ Date of Notice of Appeal __________________ Appellant is: _____ Plaintiff _____Defendant _____Other (explain)_________________ FEES: Court of Appeals docket fee paid? _____Yes _____No U.S. Appeal? _____Yes _____No In forma pauperis? _____Yes _____No Is this matter under seal? _____Yes _____No COUNSEL: (List name, firm, address, and telephone of lead counsel for each party. Indicate party represented. Use separate sheet if needed.) ____________________________ _______________________________________________ ____________________________ _______________________________________________ ____________________________ _______________________________________________ ____________________________ _______________________________________________ COURT REPORTER: (Name and telephone): _______________________________________ IMPORTANT: Attach a copy of the judgment or order appealed from and any supporting opinion or memorandum. Forward together with a copy of the notice of appeal and certified docket entries. Clerk of Court United States Court of Appeals for the Federal Circuit 717 Madison Place, NW Washington, DC 20439 Form 7 ✔ DISTRICT OF MASSACHUSETTS PATENT INFRINGEMENT CardiAQ Valve Technologies, Inc. Neovasc Inc. et al 14cv12405-ADB November 21, 2016 December 1, 2016 ✔ ✔ ✔ ✔ ✔ Brian C. Horne Knobbe Martens Olsen & Bear LLP 1901 Avenue of the Stars Suite 1500 Los Angeles CA 90067 310-551-3450 2bch@knobbe.com Charles Graves Wilson Sonsini Goodrich Rosati, PC One Market Spear Tower Suite 3300 San Francisco CA 94105 415-947-2156 tgraves@wsgr.com Carol Scott (617)-330-1377 Case: 17-1302 Document: 1-2 Page: 5 Filed: 12/01/2016 (6 of 142)
  • 7. APPEAL,PATENT United States District Court District of Massachusetts (Boston) CIVIL DOCKET FOR CASE #: 1:14−cv−12405−ADB CardiAQ Valve Technologies, Inc. v. Neovasc Inc. et al Assigned to: Judge Allison D. Burroughs related Case: 1:16−cv−12246−ADB Cause: 35:145 Patent Infringement Date Filed: 06/06/2014 Jury Demand: Both Nature of Suit: 830 Patent Jurisdiction: Federal Question Plaintiff CardiAQ Valve Technologies, Inc. represented by Brian C. Horne Knobbe, Martens, Olson & Bear, LLP 1901 Avenue of the Stars Suite 1500 Los Angeles, CA 90067 (310) 551−3450 Email: 2bch@knobbe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Christy G. Lea Knobbe Martens 2040 Main Street 14th Floor Irvine, CA 949−760−0404 Email: 2cgl@knobbe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Hans L. Mayer Knobbe, Martens, Olson & Bear LLP 14th Floor 2040 Main Street Irvine, CA 92614−9261 949−760−0404 Fax: 949−760−0404 Email: 2hxm@knobbe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jenna C. Kelleher Knobbe Martens 2040 Main Street 14th Floor Irvine, CA 92614 1 Case: 17-1302 Document: 1-2 Page: 6 Filed: 12/01/2016 (7 of 142)
  • 8. (949) 949−0404 Email: jenna.kelleher@gmail.com TERMINATED: 08/12/2016 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John W. Holcomb Knobbe, Martens, Olsen & Bear 2040 Main Street Fourteenth Floor Irvine, CA 92614 949−760−0404 Email: John.Holcomb@knobbe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John B. Sganga , Jr. Knobbe Martens Olson & Bear LLP 2400 Main Street 14th Floor Irvine, CA 92614 949−760−0404 Email: John.Sganga@knobbe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Joshua Stowell Knobbe Martens 2040 Main Street 14th Floor Irvine, CA 92614 949−760−0404 Email: 2jys@knobbe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Mark A. Speegle Knobbe Martens 2040 Main Street 14th Floor Irvine, CA 949−760−0404 Email: 2mys@knobbe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Vito A. Canuso , III 2 Case: 17-1302 Document: 1-2 Page: 7 Filed: 12/01/2016 (8 of 142)
  • 9. 9582 Featherhill Drive Villa Park, CA 92861 714−941−0579 Email: vito@canuso.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Devon H.M. Villarreal Partridge Snow & Hahn 30 Federal Street Boston, MA 02110 617−292−7900 Email: dvillarreal@psh.com ATTORNEY TO BE NOTICED Randall T. Weeks , Jr. Partridge Snow & Hahn, LLP 128 Union Street New Bedford, MA 02740 401−861−8200 Fax: 401−861−8210 Email: rtw@psh.com ATTORNEY TO BE NOTICED Robert J. Kaler Holland & Knight LLP 10 St. James Avenue Boston, MA 02116 617−854−1443 Fax: 617−523−6850 Email: robert.kaler@hklaw.com ATTORNEY TO BE NOTICED V. Defendant Neovasc Inc. represented by Charles Tait Graves Wilson, Sonsini, Goodrich Rosati, P.C. One Market Spear Tower Suite 3300 San Francisco, CA 94105 415−947−2156 Email: tgraves@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Colleen Bal Wilson, Sonsini, Goodrich & Rosati 650 Page Mill Road 3 Case: 17-1302 Document: 1-2 Page: 8 Filed: 12/01/2016 (9 of 142)
  • 10. Palo Alto, CA 94304 650−493−9300 Fax: 650−565−5100 Email: cbal@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Corina Cacovean Wilson Sonsini Goodrich & Rosati One Market Plaza Spear Tower Suite 3300 San Francisco, CA 94105 (415) 947−2000 Email: ccacovean@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Douglas H. Carsten WILSON SONSINI GOODRICH & ROSATI 12235 El Camino Real Suite 200 San Diego, CA 92130 858−350−2300 Fax: 858−350−2399 Email: dcarsten@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Elham Firouzi Steiner Wilson Sonsini Goodrich & Rosati 12235 El Camino Real Suite 200 San Diego, CA 92130 (858) 350−2300 Email: esteiner@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Joel C. Boehm WILSON SONSINI GOODRICH &ROSATI 900 South Capital of Texas Highway Las Cimas IV 5th Floor Austin, TX 78746 (512) 338−5400 4 Case: 17-1302 Document: 1-2 Page: 9 Filed: 12/01/2016 (10 of 142)
  • 11. Email: jboehm@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John Flynn Wilson Sonsini Goodrich & Rosati One Market Plaza Spear Tower Suite 3300 San Francisco, CA 94105 (415) 947−2000 Email: jflynn@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Joshua A. Baskin WILSON SONSINI GOODRICH &ROSATI One Market Plaza Spear Tower Suite 3300 San Francisco, CA 94105 (415) 947−2000 Email: jbaskin@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Michael L. Chinitz Rose, Chinitz & Rose 1 Beacon Street 23rd Floor Boston, MA 02108 617−536−0040 Fax: 617−536−4400 Email: mlc@rose−law.net LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter S. Kang Wilson Sonsini Goodrich & Rosati, PC 12235 El Camino Real Suite 200 San Diego, CA 92130−3002 (858) 350−2300 Email: pkang@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED 5 Case: 17-1302 Document: 1-2 Page: 10 Filed: 12/01/2016 (11 of 142)
  • 12. Shaun R. Snader Wilson Sonsini Goodrich & Rosati, PC 1700 K Street NW Fifth Floor Washington, DC 20006−3817 (202) 973−8800 Email: ssnader@wsgr.com TERMINATED: 11/20/2014 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Veronica Ascarrunz Foley & Lardner LLP 3000 K Street NW, Suite 500 Washington, DC 20007−5143 (202) 973−8812 Email: vascarrunz@wsgr.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Alan D. Rose , Sr. Rose, Chinitz & Rose One Beacon Street 23rd Floor Boston, MA 02108 617−536−0040 Fax: 617−536−4400 Email: adr@rose−law.net ATTORNEY TO BE NOTICED Bernard A. Flanagan Rose, Chinitz & Rose One Beacon Street 23rd Floor Boston, MA 02108 617−536−0040 Email: baf@rose−law.net ATTORNEY TO BE NOTICED Gerard D. O'Shea Wilson Sonsini Goodrich & Rosati P.C. 1301 Avenue of the Americas, 40th Flr. New York, NY 10019 212−497−7785 Email: goshea@wsgr.com ATTORNEY TO BE NOTICED Meredith Wilson Doty Rose, Chinitz & Rose One Beacon Street, Fourth Floor 6 Case: 17-1302 Document: 1-2 Page: 11 Filed: 12/01/2016 (12 of 142)
  • 13. Boston, MA 02108 617−536−0040 Fax: 617−536−4000 Email: mwd@rose−law.net ATTORNEY TO BE NOTICED Defendant Neovasc Tiara Inc. represented by Charles Tait Graves (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Colleen Bal (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Corina Cacovean (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Douglas H. Carsten (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Elham Firouzi Steiner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Joel C. Boehm (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John Flynn (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Joshua A. Baskin (See above for address) LEAD ATTORNEY 7 Case: 17-1302 Document: 1-2 Page: 12 Filed: 12/01/2016 (13 of 142)
  • 14. PRO HAC VICE ATTORNEY TO BE NOTICED Michael L. Chinitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter S. Kang (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Shaun R. Snader (See above for address) TERMINATED: 11/20/2014 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Veronica Ascarrunz (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Alan D. Rose , Sr. (See above for address) ATTORNEY TO BE NOTICED Bernard A. Flanagan (See above for address) ATTORNEY TO BE NOTICED Gerard D. O'Shea (See above for address) ATTORNEY TO BE NOTICED Meredith Wilson Doty (See above for address) ATTORNEY TO BE NOTICED Mediator Judge Jennifer C. Boal TERMINATED: 11/06/2015 Date Filed # Page Docket Text 06/06/2014 1 COMPLAINT against Neovasc Tiara Inc., Neovasc Inc. Filing fee: $ 400, receipt number 0101−5043823 (Fee Status: Filing Fee paid), filed by CardiAQ 8 Case: 17-1302 Document: 1-2 Page: 13 Filed: 12/01/2016 (14 of 142)
  • 15. Valve Technologies, Inc.. (Attachments: # 1 Civil Cover Sheet, # 2 Supplement)(Weeks, Randall) (Entered: 06/06/2014) 06/06/2014 2 CORPORATE DISCLOSURE STATEMENT by CardiAQ Valve Technologies, Inc.. (Weeks, Randall) (Entered: 06/06/2014) 06/06/2014 3 EXHIBIT s to Complaint by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Weeks, Randall) (Entered: 06/06/2014) 06/06/2014 4 ELECTRONIC NOTICE of Case Assignment. Judge Nathaniel M. Gorton assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Marianne B. Bowler. (Abaid, Kimberly) (Entered: 06/06/2014) 06/06/2014 5 Summons Issued as to Neovasc Inc., Neovasc Tiara Inc.. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Flaherty, Elaine) (Entered: 06/06/2014) 07/21/2014 6 SUMMONS Returned Executed Neovasc Inc. served on 7/8/2014, answer due 7/29/2014. (Weeks, Randall) (Entered: 07/21/2014) 07/21/2014 7 SUMMONS Returned Executed Neovasc Tiara Inc. served on 7/8/2014, answer due 7/29/2014. (Weeks, Randall) (Entered: 07/21/2014) 07/25/2014 8 MOTION for Leave to Appear Pro Hac Vice for admission of Vito A. Canuso, III Filing fee: $ 100, receipt number 0101−5119191 by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered: 07/25/2014) 07/25/2014 9 MOTION for Leave to Appear Pro Hac Vice for admission of John W. Holcomb Filing fee: $ 100, receipt number 0101−5119234 by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered: 07/25/2014) 07/25/2014 10 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 8 Motion for Leave to Appear Pro Hac Vice Added Vito A. Canuso, III.; granting 9 Motion for Leave to Appear Pro Hac Vice Added John W. Holcomb Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Moore, Kellyann) (Entered: 07/25/2014) 07/28/2014 11 MOTION for Leave to Appear Pro Hac Vice for admission of John B. Sganga, Jr. Filing fee: $ 100, receipt number 0101−5121334 by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered: 07/28/2014) 07/29/2014 12 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 11 Motion for Leave to Appear Pro Hac Vice Added John B. Sganga, Jr. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case 9 Case: 17-1302 Document: 1-2 Page: 14 Filed: 12/01/2016 (15 of 142)
  • 16. Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Moore, Kellyann) (Entered: 07/29/2014) 07/29/2014 13 MOTION for Leave to Appear Pro Hac Vice for admission of Charles Tait Graves Filing fee: $ 100, receipt number 0101−5123858 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 14 MOTION for Leave to Appear Pro Hac Vice for admission of Douglas H. Carsten Filing fee: $ 100, receipt number 0101−5123988 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 15 MOTION for Leave to Appear Pro Hac Vice for admission of Peter S. Kang Filing fee: $ 100, receipt number 0101−5124006 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 16 MOTION for Leave to Appear Pro Hac Vice for admission of Shaun R. Snader Filing fee: $ 100, receipt number 0101−5124022 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 17 MOTION to Dismiss Claims for Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Text of Proposed Order)(O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 18 MEMORANDUM in Support re 17 MOTION to Dismiss Claims for Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices filed by Neovasc Inc., Neovasc Tiara Inc.. (O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 19 MOTION to Transfer Case to Central District of California. by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Text of Proposed Order)(O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 20 MEMORANDUM in Support re 19 MOTION to Transfer Case to Central District of California. filed by Neovasc Inc., Neovasc Tiara Inc.. (O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 21 DECLARATION re 20 Memorandum in Support of Motion, 19 MOTION to Transfer Case to Central District of California. of Brian McPherson by Neovasc Inc., Neovasc Tiara Inc.. (O'Shea, Gerard) (Entered: 07/29/2014) 07/29/2014 22 DECLARATION re 20 Memorandum in Support of Motion, 21 Declaration, 19 MOTION to Transfer Case to Central District of California. of Shaun R. Snader by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A−S)(O'Shea, Gerard) (Entered: 07/29/2014) 07/30/2014 23 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 13 Motion for Leave to Appear Pro Hac Vice Added Charles Tait Graves. granting 14 Motion for Leave to Appear Pro Hac Vice Added Douglas H. Carsten; granting 15 Motion for Leave to Appear Pro Hac Vice Added Peter S. Kang.; granting 16 Motion for Leave to Appear Pro Hac Vice Added Shaun R. Snader. Attorneys admitted Pro Hac Vice must register for electronic 10 Case: 17-1302 Document: 1-2 Page: 15 Filed: 12/01/2016 (16 of 142)
  • 17. filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Moore, Kellyann) (Entered: 07/30/2014) 08/12/2014 24 AMENDED COMPLAINT against Neovasc Tiara Inc., Neovasc Inc., filed by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Weeks, Randall) (Entered: 08/12/2014) 08/12/2014 25 Opposition re 19 MOTION to Transfer Case to Central District of California. filed by CardiAQ Valve Technologies, Inc.. (Weeks, Randall) (Entered: 08/12/2014) 08/12/2014 26 AFFIDAVIT in Opposition re 19 MOTION to Transfer Case to Central District of California. filed by CardiAQ Valve Technologies, Inc.. (Weeks, Randall) (Entered: 08/12/2014) 08/12/2014 27 AFFIDAVIT in Opposition re 19 MOTION to Transfer Case to Central District of California. filed by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Weeks, Randall) (Entered: 08/12/2014) 08/12/2014 28 MEMORANDUM in Opposition re 17 MOTION to Dismiss Claims for Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices filed by CardiAQ Valve Technologies, Inc.. (Weeks, Randall) (Entered: 08/12/2014) 08/13/2014 29 CORPORATE DISCLOSURE STATEMENT by Neovasc Inc., Neovasc Tiara Inc.. (O'Shea, Gerard) (Entered: 08/13/2014) 08/19/2014 30 MOTION for Leave to File Reply Memorandum in Support of Neovasc's Motion to Transfer Venue by Neovasc Inc., Neovasc Tiara Inc..(Snader, Shaun) (Entered: 08/19/2014) 08/19/2014 31 MEMORANDUM in Support re 30 MOTION for Leave to File Reply Memorandum in Support of Neovasc's Motion to Transfer Venue, 19 MOTION to Transfer Case to Central District of California. filed by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Snader, Shaun) (Entered: 08/19/2014) 08/19/2014 32 Opposition re 30 MOTION for Leave to File Reply Memorandum in Support of Neovasc's Motion to Transfer Venue filed by CardiAQ Valve Technologies, Inc.. (Sganga, John) (Entered: 08/19/2014) 08/20/2014 33 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 30 Motion for Leave to File Document ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include − Leave to file granted on (date of order)− in the caption of the document. REPLY MEMORANDUM NOT TO EXCEED 10 PAGES. (Patch, Christine) (Entered: 08/20/2014) 08/20/2014 34 NOTICE by Neovasc Inc., Neovasc Tiara Inc. Notice of Mootness of the Complaint (Snader, Shaun) (Entered: 08/20/2014) 11 Case: 17-1302 Document: 1-2 Page: 16 Filed: 12/01/2016 (17 of 142)
  • 18. 08/20/2014 35 REPLY to Response to 19 MOTION to Transfer Case to Central District of California. filed by Neovasc Inc., Neovasc Tiara Inc.. (Snader, Shaun) (Entered: 08/20/2014) 08/20/2014 36 DECLARATION re 35 Reply to Response to Motion, 19 MOTION to Transfer Case to Central District of California. by Neovasc Inc., Neovasc Tiara Inc.. (Snader, Shaun) (Entered: 08/20/2014) 08/21/2014 37 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered. In light of the filing of the Notice of Mootness (document 34 ) the Defendants' Motion to Dismiss, document 17 , is terminated. (Moore, Kellyann) (Entered: 08/21/2014) 08/28/2014 38 MOTION to Dismiss Plaintiff's Claims for Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices from the First Amended Complaint by Neovasc Inc., Neovasc Tiara Inc..(Snader, Shaun) (Entered: 08/28/2014) 08/28/2014 39 MEMORANDUM in Support re 38 MOTION to Dismiss Plaintiff's Claims for Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices from the First Amended Complaint filed by Neovasc Inc., Neovasc Tiara Inc.. (Snader, Shaun) (Entered: 08/28/2014) 09/11/2014 40 Opposition re 38 MOTION to Dismiss Plaintiff's Claims for Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices from the First Amended Complaint filed by CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 09/11/2014) 09/11/2014 41 MEMORANDUM in Opposition re 38 MOTION to Dismiss Plaintiff's Claims for Correction of Inventorship, Fraud, and Unfair and Deceptive Trade Practices from the First Amended Complaint filed by CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 09/11/2014) 10/03/2014 42 Judge Nathaniel M. Gorton: ORDER entered. MEMORANDUM AND ORDER: "Accordingly, defendants' motion to transfer venue (Docket No. 19 ) is DENIED. So ordered."(Moore, Kellyann) (Entered: 10/03/2014) 10/07/2014 43 NOTICE of Scheduling Conference Scheduling Conference set for 10/30/2014 02:30 PM in Courtroom 4 before Judge Nathaniel M. Gorton. COUNSEL SHOULD BE PREPARED TO ARGUE ALL PENDING MOTIONS BEFORE THE COURT.(Patch, Christine) (Entered: 10/07/2014) 10/17/2014 44 ELECTRONIC NOTICE OF RESCHEDULING Scheduling Conference/Motion Hearing set for 11/5/2014 11:00 AM in Courtroom 4 before Judge Nathaniel M. Gorton. (Patch, Christine) (Entered: 10/17/2014) 10/21/2014 45 NOTICE of Appearance by Michael L. Chinitz on behalf of Neovasc Inc., Neovasc Tiara Inc. (Chinitz, Michael) (Entered: 10/21/2014) 10/21/2014 46 NOTICE of Appearance by Meredith Wilson Doty on behalf of Neovasc Inc., Neovasc Tiara Inc. (Doty, Meredith) (Entered: 10/21/2014) 10/27/2014 47 REPORT of Rule 26(f) Planning Meeting. (Holcomb, John) (Entered: 10/27/2014) 11/05/2014 48 ELECTRONIC Clerk's Notes for proceedings held before Judge Nathaniel M. Gorton: Scheduling Conference held on 11/5/2014. Court hears arguments 12 Case: 17-1302 Document: 1-2 Page: 17 Filed: 12/01/2016 (18 of 142)
  • 19. from counsel re 38 Motion to Dismiss. Court takes the matter under advisement. Automatic discovery to be completed by 11/12/14; Plaintiff to produce trade secret information by 11/19/14; written discovery to be served by 5/31/15, answered by 6/30/15, all fact Discovery to be completed by 9/30/2015; experts designated and Rule 26 Reports exchanged by 10/31/15, rebuttals by 11/30/15; expert depositions to be completed by 12/31/15; dispositive Motions due by 1/31/2016, oppositions by 2/29/16. Final Pretrial Conference set for 4/21/2016 03:00 PM in Courtroom 4 before Judge Nathaniel M. Gorton. Jury Trial set for 5/2/2016 09:00 AM in Courtroom 4 before Judge Nathaniel M. Gorton. Case to be referred to Mediation Program: October, 2015. (Court Reporter: Debra Lajoie ylajoied@yahoo.com.)(Attorneys present: Holcomb, Weeks, Graves, Carsten, Chinitz) (Patch, Christine) (Entered: 11/05/2014) 11/05/2014 49 Judge Nathaniel M. Gorton: ORDER entered. REFERRING CASE to Alternative Dispute Resolution for Mediation: October, 2015.(Patch, Christine) (Entered: 11/05/2014) 11/06/2014 50 Judge Nathaniel M. Gorton: ORDER entered. MEMORANDUM AND ORDER: Accordingly, defendants' motion to dismiss (Docket No. 38 ) is, with respect to plaintiff's claim for correction of inventorship, ALLOWED, but is, with respect to plaintiff's claims for fraud and unfair and deceptive trade practices, DENIED. So ordered."(Moore, Kellyann) (Entered: 11/06/2014) 11/10/2014 51 Notice of assignment to ADR Provider. Judge Jennifer C. Boal appointed.(Garvin, Brendan) (Entered: 11/10/2014) 11/10/2014 52 CERTIFICATION pursuant to Local Rule 16.1 . (Chinitz, Michael) (Entered: 11/10/2014) 11/10/2014 53 ELECTRONIC NOTICE of Hearing. The Alternative Dispute Resolution Hearing is set for 10/2/2015 at 10:00 a.m. in Courtroom 14 before Magistrate Judge Jennifer C. Boal. Counsel and principals are directed to be present and have full settlement authority. Each party must submit a brief (no more than 5 pages) mediation memorandum that includes a discussion of (1) the merits of the case (both strengths and weaknesses); (2) damages or other relief sought by the parties; (3) the status of discovery; and (4) the status of the parties' settlement discussions. The memoranda should be submitted BY HAND, E−MAIL to (steve_york@mad.uscourts.gov), OR MAIL WITH THE COURT no later than five (5) business days prior to the mediation and marked "Confidential − Not for Docketing." In the event that any party believes that the case is not ripe for mediation, or the date poses a serious conflict, counsel are to notify opposing counsel and call the deputy clerk at 617−748−9238 as soon as possible. Prior to the mediation, there will be a Telephone Conference set for 9/29/2015 at 11:30 a.m. in Courtroom 14 before Magistrate Judge Jennifer C. Boal. The clerk will provide the call in information to all parties by email, one day prior to the upcoming telephone conference. (York, Steve) (Entered: 11/10/2014) 11/10/2014 54 CERTIFICATION pursuant to Local Rule 16.1 by CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 11/10/2014) 11/12/2014 55 Transcript of Motion Hearing/Scheduling Conference held on November 5, 2014, before Judge Nathaniel M. Gorton. The Transcript may be purchased 13 Case: 17-1302 Document: 1-2 Page: 18 Filed: 12/01/2016 (19 of 142)
  • 20. through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Debra Lajoie ylajoied@yahoo.com. Redaction Request due 12/3/2014. Redacted Transcript Deadline set for 12/15/2014. Release of Transcript Restriction set for 2/10/2015. (Scalfani, Deborah) Modified on 3/4/2015 (Scalfani, Deborah). (Entered: 11/12/2014) 11/12/2014 56 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above−captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah) (Entered: 11/12/2014) 11/19/2014 57 CERTIFICATE OF SERVICE pursuant to LR 5.2 by CardiAQ Valve Technologies, Inc. Service of Disclosure of Trade Secrets of Plaintiff CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 11/19/2014) 11/20/2014 58 ANSWER to 24 Amended Complaint by Neovasc Inc., Neovasc Tiara Inc..(Chinitz, Michael) (Entered: 11/20/2014) 11/20/2014 59 NOTICE of Withdrawal of Appearance by Michael L. Chinitz (Chinitz, Michael) (Entered: 11/20/2014) 12/08/2014 60 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Elham Firouzi Steiner, Esq. Filing fee: $ 100, receipt number 0101−5312412 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Affidavit Certification of Elham Firouzi Steiner, Esq.)(Chinitz, Michael) (Entered: 12/08/2014) 12/09/2014 61 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 60 Motion for Leave to Appear Pro Hac Vice Added Elham Firouzi Steiner. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Patch, Christine) (Entered: 12/09/2014) 01/14/2015 62 STIPULATION Stipulation for Order Granting Leave for Plaintiff to File Second Amended Complaint by CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 01/14/2015) 01/15/2015 63 Judge Nathaniel M. Gorton: ORDER entered. STIPULATION AND ORDER Granting Leave for Plaintiff to File Second Amended Complaint. (Patch, Christine) (Entered: 01/15/2015) 01/15/2015 64 AMENDED COMPLAINT Second Amended Complaint and Jury Demand against Neovasc Tiara Inc., Neovasc Inc., filed by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Holcomb, John) (Entered: 01/15/2015) 01/29/2015 65 ANSWER to 64 Amended Complaint, by Neovasc Inc., Neovasc Tiara Inc..(Graves, Charles) (Entered: 01/29/2015) 02/06/2015 66 MOTION to Seal Memorandum in Support of Defendants' Motion to Compel Discovery and All Supporting Documents by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Memorandum in Support of Defendants' Motion to Compel Discovery, # 2 Declaration of Peter Kang in Support of Defendants' 14 Case: 17-1302 Document: 1-2 Page: 19 Filed: 12/01/2016 (20 of 142)
  • 21. Motion to Compel, # 3 Exhibit 2A, # 4 Exhibit 2B, # 5 Exhibit 2C, # 6 Exhibit 2D, # 7 Exhibit 2E, # 8 Exhibit 2F, # 9 Exhibit 2G, # 10 Exhibit 2H, # 11 Exhibit 2I, # 12 Exhibit 2J, # 13 Exhibit 2K, # 14 Exhibit 2L, # 15 Exhibit 2M, # 16 Exhibit 2N, # 17 Exhibit 2O, # 18 Exhibit 2P, # 19 Exhibit 2Q, # 20 Exhibit 2R, # 21 Exhibit 2S, # 22 Exhibit 2T)(Kang, Peter) (Entered: 02/06/2015) 02/06/2015 67 MOTION to Compel Discovery by Neovasc Inc., Neovasc Tiara Inc..(Kang, Peter) (Entered: 02/06/2015) 02/06/2015 68 MEMORANDUM in Support re 67 MOTION to Compel Discovery filed by Neovasc Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 02/06/2015) 02/06/2015 69 AFFIDAVIT in Support re 67 MOTION to Compel Discovery . (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T)(Kang, Peter) (Entered: 02/06/2015) 02/11/2015 70 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered. REFERRING CASE to Magistrate Judge Marianne B. Bowler Referred for: Events Only (e). Motions referred: 66 MOTION to Seal Memorandum in Support of Defendants' Motion to Compel Discovery and All Supporting Documents, 67 MOTION to Compel Discovery. (Patch, Christine) Motions referred to Marianne B. Bowler. (Entered: 02/11/2015) 02/13/2015 71 ELECTRONIC NOTICE of Reassignment. Judge Allison D. Burroughs added. Judge Nathaniel M. Gorton no longer assigned to case. (Abaid, Kimberly) (Entered: 02/13/2015) 02/19/2015 72 Opposition re 66 MOTION to Seal Memorandum in Support of Defendants' Motion to Compel Discovery and All Supporting Documents (Statement of Non−Opposition) filed by CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 02/19/2015) 02/19/2015 73 Opposition re 67 MOTION to Compel Discovery filed by CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 02/19/2015) 02/19/2015 74 AFFIDAVIT in Opposition re 67 MOTION to Compel Discovery (Declaration of John W. Holcomb) filed by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit 1)(Holcomb, John) (Entered: 02/19/2015) 02/19/2015 75 MEMORANDUM in Opposition re 67 MOTION to Compel Discovery filed by CardiAQ Valve Technologies, Inc.. (Holcomb, John) (Entered: 02/19/2015) 02/25/2015 76 ELECTRONIC NOTICE Setting Hearing on Motion 67 MOTION to Compel Discovery : Motion Hearing set for 3/2/2015 02:30 PM in Courtroom 25 before Magistrate Judge Marianne B. Bowler. (Garvin, Brendan) (Entered: 02/25/2015) 02/25/2015 77 MOTION to Seal Exhibits in Support of Defendants' [Proposed] Reply to Plaintiff's Opposition to Neovasc's Motion to Compel by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit U, # 2 Exhibit V)(Kang, Peter) (Entered: 02/25/2015) 15 Case: 17-1302 Document: 1-2 Page: 20 Filed: 12/01/2016 (21 of 142)
  • 22. 02/25/2015 78 MOTION for Leave to File Reply Memorandum to Plaintiff's Opposition to Neovasc's Motion to Compel by Neovasc Inc., Neovasc Tiara Inc..(Kang, Peter) (Entered: 02/25/2015) 02/25/2015 79 MEMORANDUM in Support re 78 MOTION for Leave to File Reply Memorandum to Plaintiff's Opposition to Neovasc's Motion to Compel filed by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 [Proposed] Reply to Plaintiff's Opposition to Neovasc's Motion to Compel, # 2 [Proposed] Declaration of Peter S. Kang in Support of Defendants' [Proposed] Reply to Plaintiff's Opposition, # 3 Exhibit 2U, # 4 Exhibit 2V, # 5 Exhibit 2W)(Kang, Peter) (Entered: 02/25/2015) 02/26/2015 80 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 77 Motion to Seal. (Folan, Karen) (Entered: 02/26/2015) 02/26/2015 81 Opposition re 78 MOTION for Leave to File Reply Memorandum to Plaintiff's Opposition to Neovasc's Motion to Compel filed by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Appendix A)(Holcomb, John) (Entered: 02/26/2015) 02/26/2015 82 Magistrate Judge Marianne B. Bowler: ELECTRONIC ORDER entered granting 66 Motion to Seal (Garvin, Brendan) (Entered: 02/26/2015) 02/27/2015 Magistrate Judge Marianne B. Bowler: ELECTRONIC ORDER entered granting 78 Motion for Leave to File Document ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include − Leave to file granted on (date of order)− in the caption of the document. Plaintiff will be given the opportunity at oral argument on the motion to address the issues raised in the reply memorandum. (Bowler, Marianne) (Entered: 02/27/2015) 02/27/2015 83 REPLY to Response to 67 MOTION to Compel Discovery filed by Neovasc Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 02/27/2015) 02/27/2015 84 AFFIDAVIT in Support re 67 MOTION to Compel Discovery filed by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit U, # 2 Exhibit V, # 3 Exhibit W)(Kang, Peter) (Entered: 02/27/2015) 03/02/2015 85 ELECTRONIC Clerk's Notes for proceedings held before Magistrate Judge Marianne B. Bowler: Motion Hearing held on 3/2/2015 re 67 MOTION to Compel Discovery filed by Neovasc Tiara Inc., Neovasc Inc. Court hears argument on the motion, motion is allowed in part and denied in part as stated on the record in open court. (Court Reporter: Digital Recording − For transcripts or CDs contact Deborah Scalfani by email at deborah_scalfani@mad.uscourts.gov.)(Attorneys present: Holcomb, Spanga, Weeks, Graves, Kang, Doty) (Garvin, Brendan) (Entered: 03/04/2015) 03/02/2015 86 Magistrate Judge Marianne B. Bowler: ELECTRONIC ORDER entered granting in part and denying in part 67 Motion to Compel (Garvin, Brendan) (Entered: 03/04/2015) 03/04/2015 87 Transcript of Motion Hearing held on March 2, 2015, before Magistrate Judge Marianne B. Bowler. The Transcript may be purchased through Judy Bond Gonsalves at 508−984−7003, viewed at the public terminal, or viewed through 16 Case: 17-1302 Document: 1-2 Page: 21 Filed: 12/01/2016 (22 of 142)
  • 23. PACER after it is released. Court Reporter Name: No Reporter Used. Digital Recording transcribed by Judy Bond Gonsalves. Redaction Request due 3/25/2015. Redacted Transcript Deadline set for 4/6/2015. Release of Transcript Restriction set for 6/2/2015. (Scalfani, Deborah) (Entered: 03/04/2015) 03/04/2015 88 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above−captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah) (Entered: 03/04/2015) 03/06/2015 89 MOTION for Leave to Appear Pro Hac Vice for admission of Mark A. Speegle Filing fee: $ 100, receipt number 0101−5443588 by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered: 03/06/2015) 03/09/2015 90 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 89 Motion for Leave to Appear Pro Hac Vice Added Mark A. Speegle. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an appearance in this matter. Further, local counsel shall review all filings and shall personally appear in Court for any hearings or conferences, unless expressly excused by the Court for good cause. (Folan, Karen) (Entered: 03/09/2015) 03/11/2015 91 Proposed Document(s) submitted by Neovasc Inc., Neovasc Tiara Inc.. Document received: [Proposed] Protective Order (Submitted by CardiAQ Valve Technologies, Inc., Neovasc Inc. and Neovasc Tiara Inc.). (Kang, Peter) (Entered: 03/11/2015) 03/16/2015 92 Judge Allison D. Burroughs: PROTECTIVE ORDER entered. "The parties' Proposed Protective Order (Docket No. 91) is APPROVED. However, given the lack of specificity in Paragraph 29, the Court reserves the right to allow, after notice to the parties, the disclosure of any document or information covered by this Protective Order or to modify this Protective Order at any time in the interests of justice and to ensure that any proceeding before this Court is fair, efficient, and consistent with the public interest." (Folan, Karen) (Entered: 03/17/2015) 04/02/2015 93 MOTION to Compel Discovery by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Text of Proposed Order [Proposed] Order)(Sganga, John) (Entered: 04/02/2015) 04/02/2015 94 DECLARATION re 93 MOTION to Compel Discovery (Declaration of Mark A. Speegle) by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit 1 (Filed Under Seal), # 2 Exhibit 2)(Speegle, Mark) (Entered: 04/02/2015) 04/02/2015 95 MOTION Impound and Seal Portions of the Memorandum in Support of Motion to Compel and Exhibit 1 by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 [Redacted] Memorandum in Support of Motion to Compel, # 2 [Redacted] Exhibit 1 to Declaration of M. Speegle in Support of Motion to 17 Case: 17-1302 Document: 1-2 Page: 22 Filed: 12/01/2016 (23 of 142)
  • 24. Compel)(Sganga, John) (Entered: 04/02/2015) 04/02/2015 96 NOTICE OF MANUAL FILING by CardiAQ Valve Technologies, Inc. re 95 MOTION Impound and Seal Portions of the Memorandum in Support of Motion to Compel and Exhibit 1 (Sganga, John) (Entered: 04/02/2015) 04/06/2015 97 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 95 Motion to seal and impound memorandum and exhibits in support of motion to compel discovery (Folan, Karen) (Entered: 04/06/2015) 04/13/2015 100 STIPULATION and Joint Motion for Order Extending the Time for Defendants to Respond to Plaintiff's Motion to Compel and Amending the Scheduling Order by Neovasc Inc., Neovasc Tiara Inc.. (Doty, Meredith) (Entered: 04/13/2015) 04/14/2015 101 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. The parties' Joint Motion [Docket No. 100] is ALLOWED. The deadline for Defendants to respond to Plaintiffs' Motion to Compel is hereby extended to 4/30/2015. The deadline for service of written discovery is extended to 6/14/2015. The deadline for answering written discovery is extended to 7/14/2015. (Folan, Karen) (Entered: 04/14/2015) 04/30/2015 102 MOTION to Seal and Impound Portions of Defendants Neovasc Inc.'s and Neovasc Tiara Inc.'s Opposition to Plaintiff CardiAQ Valve Technologies, Inc.'s Motion to Compel Discovery by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit Neovasc Inc.'s and Neovasc Tiara Inc.'s Opposition to Plaintiff CardiAQ Valve Technologies, Inc. Motion to Compel Discovery)(Kang, Peter) (Entered: 04/30/2015) 04/30/2015 103 Opposition re 93 MOTION to Compel Discovery filed by Neovasc Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 04/30/2015) 04/30/2015 104 DECLARATION re 103 Opposition to Motion to Compel by Neovasc Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 04/30/2015) 05/06/2015 105 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 102 Motion to Seal. (Folan, Karen) (Entered: 05/06/2015) 05/07/2015 107 Assented to MOTION to Seal and Impound Portions of Defendants Neovasc Inc.'s and Neovasc Tiara Inc.'s Memorandum in Support of Its Motion to Disqualify Plaintiff's Counsel and Supporting Exhibit by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Defendants Neovasc Inc.'s and Neovasc Tiara Inc.'s Memorandum in Support of the Motion to Disqualify Plaintiff's Counsel, # 2 Exhibit M to the Declaration of Douglas H. Carsten in Support of Defendant Neovasc Inc. and Neovasc Tiara Inc.'s Motion to Disqualify Plaintiff's Counsel)(Kang, Peter) (Entered: 05/07/2015) 05/07/2015 108 MOTION to Disqualify Counsel by Neovasc Inc., Neovasc Tiara Inc..(Kang, Peter) (Entered: 05/07/2015) 05/07/2015 109 MEMORANDUM in Support re 108 MOTION to Disqualify Counsel filed by Neovasc Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 05/07/2015) 05/07/2015 110 DECLARATION re 108 MOTION to Disqualify Counsel by Neovasc Inc., Neovasc Tiara Inc.. (Kang, Peter) (Entered: 05/07/2015) 18 Case: 17-1302 Document: 1-2 Page: 23 Filed: 12/01/2016 (24 of 142)
  • 25. 05/07/2015 111 DECLARATION re 108 MOTION to Disqualify Counsel (Declaration of Douglas H. Carsten) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B1, # 3 Exhibit B2, # 4 Exhibit B3, # 5 Exhibit C, # 6 Exhibit C1, # 7 Exhibit C2, # 8 Exhibit C3, # 9 Exhibit C4, # 10 Exhibit C5, # 11 Exhibit C6, # 12 Exhibit C7, # 13 Exhibit C8, # 14 Exhibit C9, # 15 Exhibit C10, # 16 Exhibit D1, # 17 Exhibit D2, # 18 Exhibit E, # 19 Exhibit F1, # 20 Exhibit F2, # 21 Exhibit G, # 22 Exhibit H, # 23 Exhibit I, # 24 Exhibit J, # 25 Exhibit K, # 26 Exhibit L Part 1, # 27 Exhibit L Part 2, # 28 Exhibit L Part 3, # 29 Exhibit M)(Kang, Peter) (Entered: 05/07/2015) 05/08/2015 112 ELECTRONIC NOTICE Setting Hearing on Motion 93 MOTION to Compel Discovery : Motion Hearing set for 5/21/2015 10:30 AM in Courtroom 17 before Judge Allison D. Burroughs. If parties wish to call in to the hearing instead of appearing in person, the call in number is 888−363−4734 and the access code for the conference will be 6426345. (Folan, Karen) (Entered: 05/08/2015) 05/08/2015 113 Assented to MOTION to Seal and Impound Defendant Neovasc Inc.'s Memorandum in Support of Defendant's Motion to Compel and Supporting Documents by Neovasc Inc.. (Attachments: # 1 Memorandum in Support of Defendant Neovasc Inc.'s Motion to Compel, # 2 Exhibit B, # 3 Exhibit K)(Kang, Peter) (Entered: 05/08/2015) 05/08/2015 114 MOTION to Compel by Neovasc Inc..(Kang, Peter) (Entered: 05/08/2015) 05/08/2015 115 MEMORANDUM in Support re 114 MOTION to Compel filed by Neovasc Inc.. (Kang, Peter) (Entered: 05/08/2015) 05/08/2015 116 DECLARATION re 114 MOTION to Compel (Declaration of Peter S. Kang) by Neovasc Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K)(Kang, Peter) (Entered: 05/08/2015) 05/11/2015 117 ELECTRONIC NOTICE Setting Hearing on Motion 114 MOTION to Compel : Motion Hearing set for 5/21/2015 10:30 AM in Courtroom 17 before Judge Allison D. Burroughs. Parties are to file any responses to the motion by 5/19/15. If parties wish to call in to the hearing instead of appearing in person, the call in number is 888−363−4734 and the access code for the conference will be 6426345.(Folan, Karen) (Entered: 05/11/2015) 05/11/2015 118 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Veronica Susana Ascarrunz Filing fee: $ 100, receipt number 0101−5551782 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of Veronica Susana Ascarrunz, Esq. in Support of Motion for Admission Pro Hac Vice)(Chinitz, Michael) (Entered: 05/11/2015) 05/12/2015 119 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 113 Motion to Seal. (Folan, Karen) (Entered: 05/12/2015) 05/13/2015 122 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 107 Assented−To Motion to Seal and Impound Portions of Defendants Neovasc Inc.'s and Neovasc Tiara,Inc.'s Memorandum in Support of its Motion to Disqualify Plaintiff's Counsel and Supporting Exhibit. (Montes, Mariliz) (Entered: 05/13/2015) 19 Case: 17-1302 Document: 1-2 Page: 24 Filed: 12/01/2016 (25 of 142)
  • 26. 05/15/2015 123 NOTICE of Appearance by Gary M Ronan on behalf of Knobbe Martens Olson & Bear LLP (Ronan, Gary) (Entered: 05/15/2015) 05/15/2015 124 Assented to MOTION for Extension of Time to June 11, 2015 to Respond to Motion to Disqualify Plaintiff's Counsel (Docket #108) by CardiAQ Valve Technologies, Inc., Knobbe Martens Olson & Bear LLP.(Ronan, Gary) (Entered: 05/15/2015) 05/15/2015 125 NOTICE of Appearance by Richard M. Zielinski on behalf of Knobbe Martens Olson & Bear LLP (Zielinski, Richard) (Entered: 05/15/2015) 05/18/2015 126 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 124 Motion for Extension of Time to 6/11/15 to respond to motion to disqualify plaintiff's counsel. (Folan, Karen) (Entered: 05/18/2015) 05/19/2015 127 Opposition re 114 MOTION to Compel Discovery filed by CardiAQ Valve Technologies, Inc.. (Sganga, John) (Entered: 05/19/2015) 05/19/2015 128 MEMORANDUM in Opposition re 114 MOTION to Compel Discovery filed by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Sganga, John) (Entered: 05/19/2015) 05/20/2015 129 ELECTRONIC NOTICE Resetting Hearing on Motion 114 MOTION to Compel , 93 MOTION to Compel Discovery : Motion Hearing set for 5/21/2015 10:30 AM in Courtroom 18 before Judge Allison D. Burroughs. NOTICE IS FOR COURTROOM LOCATION CHANGE ONLY. (Folan, Karen) (Entered: 05/20/2015) 05/21/2015 130 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D. Burroughs: Motion Hearing held on 5/21/2015 re 93 MOTION to Compel Discovery filed by CardiAQ Valve Technologies, Inc., 114 MOTION to Compel filed by Neovasc Inc. Parties to submit proposed order regarding plaintiff's motion to compel by 3:00 p.m. on 5/26/15. Court grants 114 Motion to compel. (Court Reporter: Carol Scott at carollynnscott@cs.com.)(Attorneys present: Sganga, Ronan, Graves, Carsten, Kang, Doty) (Folan, Karen) (Entered: 05/21/2015) 05/21/2015 131 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. On 5/21/2015, the Court held a hearing on the parties cross−motions to compel discovery. For the reasons stated on the record at the hearing, Plaintiffs Motion to Compel will be allowed. The parties may jointly file a Proposed Order with the Court no later than 3pm EST on Tuesday, May 26th. If the parties cannot agree on proposed language, the Court will issue its own order. The Defendants Motion to Compel [ECF No. 114] is also ALLOWED. Plaintiff is ORDERED to supplement its response to Defendants Interrogatory No. 16, in accordance with the guidance provided by the Court at the hearing. (Folan, Karen) (Entered: 05/21/2015) 05/26/2015 132 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 118 Motion for Leave to Appear Pro Hac Vice Added Veronica Ascarrunz. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also 20 Case: 17-1302 Document: 1-2 Page: 25 Filed: 12/01/2016 (26 of 142)
  • 27. file an appearance in this matter. Further, local counsel shall review all filings and shall personally appear in Court for any hearings or conferences, unless expressly excused by the Court for good cause. (Folan, Karen) (Entered: 05/26/2015) 05/26/2015 133 NOTICE by CardiAQ Valve Technologies, Inc. re 131 Order on Motion to Compel,,,,, (Joint Submission of [Proposed] Order Granting In−Part Motion of Plaintiff CardiAQ Valve Technologies, Inc. to Compel Discovery) (Attachments: # 1 Text of Proposed Order)(Sganga, John) (Entered: 05/26/2015) 05/26/2015 134 MOTION for Leave to Appear Pro Hac Vice for admission of Christy G. Lea Filing fee: $ 100, receipt number 0101−5572721 by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A)(Weeks, Randall) (Entered: 05/26/2015) 05/27/2015 135 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 134 Motion for Leave to Appear Pro Hac Vice Added Christy Lea. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an appearance in this matter. Further, local counsel shall review all filings and shall personally appear in Court for any hearings or conferences, unless expressly excused by the Court for good cause. (Folan, Karen) (Entered: 05/27/2015) 05/27/2015 136 Judge Allison D. Burroughs: ORDER entered. re 93 MOTION to Compel Discovery filed by CardiAQ Valve Technologies, Inc. (Folan, Karen) (Entered: 05/27/2015) 05/29/2015 137 Transcript of Motion Hearing held on May 21, 2015, before Judge Allison D. Burroughs. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Carol Scott at carollynnscott@cs.com Redaction Request due 6/19/2015. Redacted Transcript Deadline set for 6/29/2015. Release of Transcript Restriction set for 8/27/2015. (Scalfani, Deborah) (Entered: 05/29/2015) 05/29/2015 138 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above−captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah) (Entered: 05/29/2015) 06/03/2015 139 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Corina I. Cacovean Filing fee: $ 100, receipt number 0101−5587554 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of Corina I. Cacovean, Esq. in Support of Motion for Admission Pro Hac Vice)(Chinitz, Michael) (Entered: 06/03/2015) 06/11/2015 142 Opposition re 108 MOTION to Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP. (Ronan, Gary) (Entered: 06/11/2015) 21 Case: 17-1302 Document: 1-2 Page: 26 Filed: 12/01/2016 (27 of 142)
  • 28. 06/11/2015 143 AFFIDAVIT of Karoline A. Delaney, Esq. in Opposition re 108 MOTION to Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP. (Attachments: # 1 Exhibit Exhibit 4, # 2 Exhibit Exhibit 5, # 3 Exhibit Exhibit 6, # 4 Exhibit Exhibit 7)(Ronan, Gary) (Entered: 06/11/2015) 06/11/2015 144 AFFIDAVIT of John B. Sganga, Jr. in Opposition re 108 MOTION to Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 8, # 5 Exhibit 9, # 6 Exhibit 10, # 7 Exhibit 11)(Ronan, Gary) (Entered: 06/11/2015) 06/11/2015 145 AFFIDAVIT of Wendy K. Peterson, Esq. in Opposition re 108 MOTION to Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP. (Ronan, Gary) (Entered: 06/11/2015) 06/11/2015 146 AFFIDAVIT of Professor David C. Hricik in Opposition re 108 MOTION to Disqualify Counsel filed by Knobbe Martens Olson & Bear LLP. (Attachments: # 1 Exhibit A)(Ronan, Gary) (Entered: 06/11/2015) 06/11/2015 147 Opposition re 108 MOTION to Disqualify Counsel filed by CardiAQ Valve Technologies, Inc.. (Sganga, John) (Entered: 06/11/2015) 06/12/2015 148 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 139 Motion for Leave to Appear Pro Hac Vice Added Corina Cacovean. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an appearance in this matter. Further, local counsel shall review all filings and shall personally appear in Court for any hearings or conferences, unless expressly excused by the Court for good cause. (Folan, Karen) (Entered: 06/12/2015) 06/19/2015 149 STIPULATION and Joint Motion for Order Allowing Further Briefing on Defendants' Motion to Disqualify by Neovasc Inc., Neovasc Tiara Inc.. (Doty, Meredith) (Entered: 06/19/2015) 06/22/2015 150 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. The Joint Motion for Order Allowing Further Briefing 149 is ALLOWED IN PART. The parties may file a reply and surreply by the dates proposed in the joint motion. Each of the reply and surreply shall not exceed ten (10) pages. ( Replies due by 7/2/2015; Sur−replies due by 7/24/2015.)(Montes, Mariliz) (Entered: 06/22/2015) 06/22/2015 152 ELECTRONIC NOTICE of Hearing : Hearing on Request for In Camera Ex Parte Review of Non−Party Customer Objection set for 7/1/2015 10:30 AM in Courtroom 17 before Judge Allison D. Burroughs. Third party objector(s) need not attend the hearing on this motion. The parties are welcome to participate by telephone if desired. Contact Courtroom Clerk for call in information if participating by telephone.(Folan, Karen) (Entered: 06/22/2015) 06/24/2015 153 Assented to MOTION to Seal and Impound Portions of Opposition to Defendants' Motion to Seal and Impound and Request for In Camera Ex Parte Review of NonParty Customer Objection and Supporting Declaration by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit [Proposed] 22 Case: 17-1302 Document: 1-2 Page: 27 Filed: 12/01/2016 (28 of 142)
  • 29. Redacted Opposition)(Lea, Christy) (Entered: 06/24/2015) 06/25/2015 154 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 153 Motion to Seal. (Folan, Karen) (Entered: 06/25/2015) 06/25/2015 155 NOTICE OF MANUAL FILING by CardiAQ Valve Technologies, Inc. re 154 Order on Motion to Seal Opposition to Defendants' Motion to Seal and Impound and Request for In Camera Ex Parte Review of Nonparty Customer Objection, Supporting Declaration, and Exhibits A−B (Lea, Christy) (Entered: 06/25/2015) 07/01/2015 157 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D. Burroughs: Hearing re Request for In Camera Ex Parte Review of Non−Party Customer Objection held on 7/1/2015. Colloquy re: redactions. (Court Reporter: Carol Scott at carollynnscott@cs.com.)(Attorneys present: Lea, Speegle, Weeks, Ascarrunz, Doty, Oettinger) (Folan, Karen) (Entered: 07/01/2015) 07/02/2015 158 Assented to MOTION to Seal and Impound Portions of Opposition to NonParty Customer In Camera Objection by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit [Proposed] Redacted Opposition)(Lea, Christy) (Entered: 07/02/2015) 07/02/2015 159 MOTION to Seal and Impound and for In Camera Ex Parte Review of Materials Submitted in Support of Defendants Neovasc Inc.'s and Neovasc Tiara Inc.'s Reply in Support of its Motion to Disqualify Plaintiff's Counsel (Unopposed) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A1 to the Declaration of Veronica S. Ascarrunz, # 2 Exhibit A2 to the Declaration of Veronica S. Ascarrunz, # 3 Exhibit A3 to the Declaration of Veronica S. Ascarrunz, # 4 Exhibit A4 to the Declaration of Veronica S. Ascarrunz, # 5 Exhibit A5 to the Declaration of Veronica S. Ascarrunz, # 6 Exhibit A6 to the Declaration of Veronica S. Ascarrunz, # 7 Exhibit A7 to the Declaration of Veronica S. Ascarrunz, # 8 Exhibit A9 to the Declaration of Veronica S. Ascarrunz, # 9 Exhibit A10 to the Declaration of Veronica S. Ascarrunz, # 10 Exhibit B: Reply Declaration of Mark L. Tuft in Support of Motion of Defendants Neovasc Inc. and Neovasc Tiara Inc. to Disqualify Plaintiff's Counsel, # 11 Exhibit C: Declaration of Michael Schneider in Support of Defendants Neovasc Inc. and Neovasc Tiara Inc.'s Reply in Support of Motion to Disqualify Plaintiff's Counsel, # 12 Exhibit D: Defendants Neovasc Inc.'s and Neovasc Tiara Inc.'s Reply in Support of its Motion to Disqualify Plaintiff's Counsel)(Ascarrunz, Veronica) (Entered: 07/02/2015) 07/02/2015 160 REPLY to Response to 108 MOTION to Disqualify Counsel filed by Neovasc Inc., Neovasc Tiara Inc.. (Ascarrunz, Veronica) (Entered: 07/02/2015) 07/02/2015 161 DECLARATION re 160 Reply to Response to Motion to Disqualify Counsel (Declaration of Veronica S. Ascarrunz) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Ascarrunz, Veronica) (Entered: 07/02/2015) 07/02/2015 162 DECLARATION re 160 Reply to Response to Motion to Disqualify Counsel (Declaration of Mark L. Tuft) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit A)(Ascarrunz, Veronica) (Entered: 07/02/2015) 23 Case: 17-1302 Document: 1-2 Page: 28 Filed: 12/01/2016 (29 of 142)
  • 30. 07/02/2015 163 DECLARATION re 160 Reply to Response to Motion to Disqualify Counsel (Declaration of Cameron K. Weiffenbach) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Ascarrunz, Veronica) (Entered: 07/02/2015) 07/02/2015 164 NOTICE OF MANUAL FILING by Neovasc Inc., Neovasc Tiara Inc. re 159 MOTION to Seal and Impound and for In Camera Ex Parte Review of Materials Submitted in Support of Defendants Neovasc Inc.'s and Neovasc Tiara Inc.'s Reply in Support of its Motion to Disqualify Plaintiff's Counsel (Unopposed) (Ascarrunz, Veronica) (Entered: 07/02/2015) 07/06/2015 165 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 158 Motion to Seal. (Folan, Karen) (Entered: 07/06/2015) 07/06/2015 166 NOTICE OF MANUAL FILING by CardiAQ Valve Technologies, Inc. re 165 Order on Motion to Seal Opposition to NonParty Customer Objection and Exhibits A−B (Lea, Christy) (Entered: 07/06/2015) 07/07/2015 168 MOTION to Seal and Impound Portions of Memorandum in Support of Motion to Compel by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit [Proposed] Redacted Memo in Support of Motion to Compel, # 2 Exhibit [Proposed] Redacted Exhibits K, L, M, N to Declaration of M. Speegle in Support of Motion to Compel)(Lea, Christy) (Entered: 07/07/2015) 07/08/2015 169 NOTICE of Appearance by Bernard A. Flanagan on behalf of Neovasc Inc., Neovasc Tiara Inc. (Flanagan, Bernard) (Entered: 07/08/2015) 07/09/2015 170 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 168 Motion to Seal (Montes, Mariliz) (Entered: 07/09/2015) 07/09/2015 171 Judge Allison D. Burroughs: ORDER OF IMPOUNDMENT entered. re 170 Order on Motion to Seal (Montes, Mariliz) (Entered: 07/09/2015) 07/09/2015 172 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 159 Motion to Seal (Folan, Karen) (Entered: 07/09/2015) 07/09/2015 173 NOTICE OF MANUAL FILING by CardiAQ Valve Technologies, Inc. re 170 Order on Motion to Seal Portions of Memorandum In Support of Motion of Plaintiff CardiAQ Valve Technologies, Inc. to Compel Defendants Neovasc Inc. and Neovasc Tiara Inc. to Produce Unredacted Laboratory Notebooks and Exhibits K, L, M, and N (Lea, Christy) (Entered: 07/09/2015) 07/09/2015 174 MOTION to Compel Defendants to Produce Unredacted Laboratory Notebooks by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Text of Proposed Order [Proposed] Order)(Lea, Christy) (Entered: 07/09/2015) 07/09/2015 175 DECLARATION re 174 MOTION to Compel Defendants to Produce Unredacted Laboratory Notebooks (Declaration of Mark A. Speegle) by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K (Filed Under Seal), # 12 Exhibit L (Filed Under Seal), # 13 Exhibit M (Filed Under Seal), # 14 Exhibit N (Filed Under Seal))(Lea, Christy) (Entered: 07/09/2015) 07/10/2015 181 24 Case: 17-1302 Document: 1-2 Page: 29 Filed: 12/01/2016 (30 of 142)
  • 31. Unopposed Motion to Seal and Impound and For In Camera Ex Parte Review of Materials Submitted in Support of Defendants Neovasc, Inc.'s and Neovas Tiara Inc.'s 160 Reply in Support of its Motion to Disqualify Plaintiff's Counsel by Neovasc Inc., Neovasc Tiara Inc..(Montes, Mariliz) (Entered: 07/13/2015) 07/14/2015 185 Transcript of Hearing held on July 1, 2015, before Judge Allison D. Burroughs. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Carol Scott at carollynnscott@cs.com Redaction Request due 8/4/2015. Redacted Transcript Deadline set for 8/14/2015. Release of Transcript Restriction set for 10/12/2015. (Scalfani, Deborah) (Entered: 07/14/2015) 07/14/2015 186 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above−captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah) (Entered: 07/14/2015) 07/23/2015 187 Assented to MOTION to Seal Portions of Defendants Neovasc Inc.s and Neovasc Tiara Inc.s Opposition to Motion of Plaintiff CardiAQ Valve Technologies, Inc. to Compel Defendants Neovasc Inc. and Neovasc Tiara Inc. to Produce Unredacted Laboratory Notebooks by Neovasc Inc., Neovasc Tiara Inc..(Ascarrunz, Veronica) (Main Document 187 replaced on 7/29/2015) (Montes, Mariliz). (Additional attachment(s) added on 7/29/2015: # 1 Text of Proposed Order) (Montes, Mariliz). (Entered: 07/23/2015) 07/23/2015 188 MEMORANDUM in Opposition re 174 MOTION to Compel Defendants to Produce Unredacted Laboratory Notebooks filed by Neovasc Inc., Neovasc Tiara Inc.. (Ascarrunz, Veronica) (Entered: 07/23/2015) 07/23/2015 189 DECLARATION re 188 Memorandum in Opposition to Motion (Declaration of Randy Lane, Filed Under Seal)) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Ascarrunz, Veronica) (Entered: 07/23/2015) 07/23/2015 190 DECLARATION re 188 Memorandum in Opposition to Motion (Declaration of Veronica Ascarrunz, Exhibits 2 and 3 Filed Under Seal)) by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9)(Ascarrunz, Veronica) (Entered: 07/23/2015) 07/24/2015 191 SUR−REPLY to Motion re 108 MOTION to Disqualify Counsel (Redacted) filed by Knobbe Martens Olson & Bear LLP. (Ronan, Gary) (Entered: 07/24/2015) 07/24/2015 192 Assented to MOTION to Seal Document (Unredacted Surreply) by Knobbe Martens Olson & Bear LLP. (Attachments: # 1 Exhibit Redacted Surreply)(Ronan, Gary) (Entered: 07/24/2015) 07/27/2015 193 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 181 Motion to seal. (Folan, Karen) (Entered: 07/27/2015) 07/27/2015 194 25 Case: 17-1302 Document: 1-2 Page: 30 Filed: 12/01/2016 (31 of 142)
  • 32. Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 187 Motion to Seal; granting 192 Motion to Seal Document. (Folan, Karen) (Entered: 07/27/2015) 07/29/2015 198 Notice of correction to docket made by Court staff. Correction: Docket 187 corrected because: by detaching proposed order and re−filing as an attachment. (Montes, Mariliz) (Entered: 07/29/2015) 08/05/2015 200 Assented to MOTION to Seal AND IMPOUND DEFENDANT NEOVASC INC.S MEMORANDUM IN SUPPORT OF DEFENDANTS MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION AND CERTAIN SUPPORTING DOCUMENTS by Neovasc Inc..(Kang, Peter) (Main Document 200 replaced on 8/14/2015) (Montes, Mariliz). (Additional attachment(s) added on 8/14/2015: # 1 Text of Proposed Order) (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION by Neovasc Inc..(Kang, Peter) (Entered: 08/05/2015) 08/05/2015 202 MEMORANDUM in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION MEMORANDUM IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Kang, Peter) (Entered: 08/05/2015) 08/05/2015 203 AFFIDAVIT OF PETER S. KANG in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 204 AFFIDAVIT in Support with EXHIBITS D and E re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit D, # 2 Exhibit Exhibit E)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 205 EXHIBIT F TO AFFIDAVIT in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Kang, Peter) (Main Document 205 replaced on 8/6/2015) (Montes, Mariliz). Modified on 8/6/2015 to replace exhibit with a version in color (Montes, Mariliz). Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 26 Case: 17-1302 Document: 1-2 Page: 31 Filed: 12/01/2016 (32 of 142)
  • 33. 08/05/2015 206 EXHIBITS G and H TO 203 AFFIDAVIT in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit H)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 207 EXHIBITS I and J to 203 AFFIDAVIT IN SUPPORT re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit J)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 208 EXHIBITS O AND P OF 203 AFFIDAVIT in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit P)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 209 EXHIBITS Q, R (to be filed under seal), S and T to 203 ( AFFIDAVIT in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit R − SEALED, # 2 Exhibit Exhibit S, # 3 Exhibit Exhibit T)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 210 EXHIBITS U (Redacted), V and W to 203 AFFIDAVIT in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit V, # 2 Exhibit Exhibit W)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 211 EXHIBITS X (to be filed under seal), Y, Z, AA, BB, CC TO 203 AFFIDAVIT in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION DECLARATION OF PETER S. KANG IN SUPPORT OF DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Exhibit Exhibit Y, # 2 Exhibit Exhibit Z, # 3 Exhibit Exhibit 27 Case: 17-1302 Document: 1-2 Page: 32 Filed: 12/01/2016 (33 of 142)
  • 34. AA, # 4 Exhibit Exhibit BB, # 5 Exhibit Exhibit CC)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 212 EXHIBITS K, L, M to 203 AFFIDAVIT in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc.. (Attachments: # 1 Ex. L, # 2 Ex. M)(Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 213 EXHIBIT N TO 203 AFFIDAVIT in Support re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION Ex. N filed by Neovasc Inc.. (Kang, Peter) Modified on 8/6/2015 (Montes, Mariliz). (Entered: 08/05/2015) 08/05/2015 214 Assented−To MOTION to Seal and Impound Defendants' Memorandum in Support of Defendants' Motion to Compel Amended Responses to Requests for Admission and Certain Supporting Documents. by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Text of Proposed Order)(Montes, Mariliz) (Entered: 08/06/2015) 08/06/2015 215 Notice of correction to docket made by Court staff. Correction: Dockets 203 to 213 corrected by editing description of documents and linking it to the appropriate pleading. (Montes, Mariliz) (Entered: 08/06/2015) 08/06/2015 216 CERTIFICATE OF SERVICE pursuant to LR 5.2 by Neovasc Inc. re 203 Affidavit in Support of Motion, . (Kang, Peter) (Entered: 08/06/2015) 08/07/2015 217 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 200 Motion to Seal; granting 214 Motion to Seal (Montes, Mariliz) (Entered: 08/07/2015) 08/10/2015 220 ELECTRONIC NOTICE Setting Hearing on 141 Request for In Camera Ex Parte Review of Non−Party Customer Objection and 167 Opposition to Nonparty Customer Objection 174 MOTION to Compel Defendants to Produce Unredacted Laboratory Notebooks, 108 MOTION to Disqualify Counsel , 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION : Motion Hearing set for 8/20/2015 10:30 AM in Courtroom 17 before Judge Allison D. Burroughs. (Folan, Karen) (Entered: 08/10/2015) 08/14/2015 221 Notice of correction to docket made by Court staff. Correction: Docket 200 corrected by detaching proposed order and re−filing it as an attachment. (Montes, Mariliz) (Entered: 08/14/2015) 08/18/2015 223 Opposition re 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit 1)(Sganga, John) (Entered: 08/18/2015) 08/20/2015 224 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D. Burroughs: Motion Hearing held on 8/20/2015 re 174 MOTION to Compel Defendants to Produce Unredacted Laboratory Notebooks filed by CardiAQ Valve Technologies, Inc., 201 MOTION for Discovery DEFENDANT NEOVASC INC.S MOTION TO COMPEL AMENDED RESPONSES TO REQUESTS FOR ADMISSION filed by Neovasc Inc., 108 MOTION to 28 Case: 17-1302 Document: 1-2 Page: 33 Filed: 12/01/2016 (34 of 142)
  • 35. Disqualify Counsel filed by Neovasc Tiara Inc., Neovasc Inc. Order to issue. (Court Reporter: Carol Scott at carollynnscott@cs.com.)(Attorneys present: Sganga, Zielinski, Carsten, Chinitz, Ascarrunz) (Folan, Karen) (Entered: 08/20/2015) 08/20/2015 225 Judge Allison D. Burroughs: ORDER entered denying 108 Motion to Disqualify Counsel; granting 174 Motion to Compel; granting 201 Motion for Discovery. (Folan, Karen) (Entered: 08/20/2015) 08/31/2015 226 Letter/request (non−motion) from Neovasc to Judge Burroughs Requesting Telephonic Conference . (Ascarrunz, Veronica) (Entered: 08/31/2015) 09/01/2015 227 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re response to D.I. 226. (Sganga, John) (Entered: 09/01/2015) 09/02/2015 228 Transcript of Motion Hearing held on August 20, 2015, before Judge Allison D. Burroughs. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Carol Scott at carollynnscott@cs.com Redaction Request due 9/23/2015. Redacted Transcript Deadline set for 10/5/2015. Release of Transcript Restriction set for 12/1/2015. (Scalfani, Deborah) (Entered: 09/02/2015) 09/02/2015 229 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above−captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah) (Entered: 09/02/2015) 09/02/2015 230 ELECTRONIC NOTICE of Hearing. Telephone Conference set for 9/4/2015 02:00 PM in Courtroom 17 before Judge Allison D. Burroughs. Parties are to call 888−363−4734, access code is 6426345.(Folan, Karen) (Entered: 09/02/2015) 09/03/2015 231 Letter/request (non−motion) from Neovasc to Judge Burroughs . (Ascarrunz, Veronica) (Entered: 09/03/2015) 09/04/2015 232 CORPORATE DISCLOSURE STATEMENT by CardiAQ Valve Technologies, Inc. identifying Corporate Parent Edwards Lifesciences Corporation, Other Affiliate Edwards Lifesciences CardiAQ, Inc. for CardiAQ Valve Technologies, Inc... (Lea, Christy) (Entered: 09/04/2015) 09/04/2015 238 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D. Burroughs: Telephone Conference held on 9/4/2015. Colloquy re: docket nos. 226, 227, and 231. Parties to file motion with MJ Boal's session regarding extension of mediation date. (Court Reporter: Carol Scott at carollynnscott@cs.com.) (Folan, Karen) (Entered: 09/15/2015) 09/14/2015 233 Assented to MOTION to Extend ADR Hearing by CardiAQ Valve Technologies, Inc..(Lea, Christy) (Entered: 09/14/2015) 09/14/2015 234 MOTION to Amend 92 Protective Order,, by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Text of Proposed Order [Proposed] Order)(Lea, Christy) (Entered: 09/14/2015) 09/14/2015 235 29 Case: 17-1302 Document: 1-2 Page: 34 Filed: 12/01/2016 (35 of 142)
  • 36. MEMORANDUM in Support re 234 MOTION to Amend 92 Protective Order,, filed by CardiAQ Valve Technologies, Inc.. (Lea, Christy) (Entered: 09/14/2015) 09/14/2015 236 DECLARATION re 234 MOTION to Amend 92 Protective Order,, Declaration of Keith A. Newburry by CardiAQ Valve Technologies, Inc.. (Lea, Christy) (Entered: 09/14/2015) 09/14/2015 237 DECLARATION re 234 MOTION to Amend 92 Protective Order,, Declaration of Ryan E. Lindsey by CardiAQ Valve Technologies, Inc.. (Lea, Christy) (Entered: 09/14/2015) 09/15/2015 239 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. Re Request for Expedited Briefing Scheduling, Hearing, and Ruling on Motion to Amend the Protective Order (Dkt. Nos. 234−237). (Lea, Christy) (Entered: 09/15/2015) 09/16/2015 240 ELECTRONIC NOTICE of Hearing. Telephone Conference set for 9/18/2015 10:00 AM in Courtroom 17 before Judge Allison D. Burroughs. Neovasc is to respond to Motion to Amend by 9:00 a.m. on Friday, 9/18/15. Parties are to call in to 888−363−4734, access code is 6426345. (Folan, Karen) (Entered: 09/16/2015) 09/16/2015 241 DECLARATION re 234 MOTION to Amend 92 Protective Order,, Declaration of Aimee S. Weisner by CardiAQ Valve Technologies, Inc.. (Lea, Christy) (Entered: 09/16/2015) 09/16/2015 242 Magistrate Judge Jennifer C. Boal: ELECTRONIC ORDER entered granting 233 Assented to Motion to Extend ADR Hearing by CardiAQ Valve Technologies, Inc. (York, Steve) (Entered: 09/16/2015) 09/16/2015 243 ELECTRONIC NOTICE OF RESCHEDULING. The Alternative Dispute Resolution Hearing has been rescheduled for 11/6/2015 at 10:00 a.m. in Courtroom 14 before Magistrate Judge Jennifer C. Boal. The Telephone Conference has been reset for 11/3/2015 at 11:30 a.m. in Courtroom 14 before Magistrate Judge Jennifer C. Boal. Please review the earlier notice regarding rules and submissions prior to the mediation. (York, Steve) (Entered: 09/16/2015) 09/17/2015 244 Reset Deadlines as to 234 MOTION to Amend 92 Protective Order . Responses due by 9/18/2015 (Montes, Mariliz) (Entered: 09/17/2015) 09/17/2015 245 ELECTRONIC NOTICE of Hearing. Please note that the Telephone Conference previously set for 9/18/2015 in Courtroom 17 before Judge Allison D. Burroughs will proceed as scheduled at 10:00 a.m. Parties are to call in to 888−363−4734, access code is 6426345. (York, Steve) (Entered: 09/17/2015) 09/17/2015 246 NOTICE of Appearance by Devon H. MacWilliam on behalf of CardiAQ Valve Technologies, Inc. (MacWilliam, Devon) (Entered: 09/17/2015) 09/17/2015 247 Opposition re 234 MOTION to Amend 92 Protective Order,, filed by Neovasc Inc., Neovasc Tiara Inc.. (Ascarrunz, Veronica) (Entered: 09/17/2015) 09/17/2015 248 DECLARATION re 247 Opposition to Motion of Plaintiff to Amend the Protective Order by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Ascarrunz, Veronica) 30 Case: 17-1302 Document: 1-2 Page: 35 Filed: 12/01/2016 (36 of 142)
  • 37. (Entered: 09/17/2015) 09/18/2015 249 ELECTRONIC Clerk's Notes for proceedings held before Judge Allison D. Burroughs: denying 234 Motion to Amend; Telephone Conference held on 9/18/2015; (Court Reporter: Catherine Handel at hhcatherine2@yahoo.com.)(Attorneys present: Lea, MacWilliam, Carston, Ascarrunz, Flanagan) (Folan, Karen) (Entered: 09/18/2015) 09/18/2015 250 CERTIFICATE OF SERVICE pursuant to LR 5.2 by Neovasc Inc., Neovasc Tiara Inc. re 247 Opposition to Motion to Amend Protective Order. (Ascarrunz, Veronica) (Entered: 09/18/2015) 10/08/2015 251 Letter/request (non−motion) from CardiAQ Valave Technologies, Inc. re discovery. (Sganga, John) (Entered: 10/08/2015) 10/09/2015 252 Assented to MOTION to Seal and Impound Defendants Neovasc Inc.'s and Neovasc Tiara Inc.'s Responsive Letter to the Court Opposing Reopening Discovery by Neovasc Inc., Neovasc Tiara Inc..(Ascarrunz, Veronica) (Main Document 252 replaced on 10/13/2015) (Montes, Mariliz). (Additional attachment(s) added on 10/13/2015: # 1 Text of Proposed Order) (Montes, Mariliz). (Entered: 10/09/2015) 10/09/2015 253 Letter/request (non−motion) from Defendants Neovasc Inc. and Neovasc Tiara Inc. to the Court Opposing Reopening Discovery . (Attachments: # 1 Attachment 1)(Ascarrunz, Veronica) (Entered: 10/09/2015) 10/12/2015 254 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re Discovery. (Sganga, John) (Entered: 10/12/2015) 10/12/2015 255 Assented to MOTION to Seal Supporting Documents to Letter by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Attachments)(Sganga, John) (Main Document 255 replaced on 10/13/2015) (Montes, Mariliz). (Additional attachment(s) added on 10/13/2015: # 2 Text of Proposed Order) (Montes, Mariliz). (Entered: 10/12/2015) 10/13/2015 256 Notice of correction to docket made by Court staff. Correction: Dockets 252 and 255 corrected by detaching proposed orders and re−filing as attachments. (Montes, Mariliz) (Entered: 10/13/2015) 10/15/2015 257 Neovasc's Letter/request (non−motion) from Douglas Carsten re discovery dispute. (Carsten, Douglas) (Entered: 10/15/2015) 10/15/2015 258 ELECTRONIC NOTICE of Hearing. Status Conference set for 10/20/2015 10:30 AM in Courtroom 17 before Judge Allison D. Burroughs. If counsel would like to appear by telephone the call in information is 888−363−4734, access code 6426345.(Folan, Karen) (Entered: 10/15/2015) 10/15/2015 259 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re discovery disputes. (Sganga, John) (Entered: 10/15/2015) 10/16/2015 260 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 252 Motion to Seal. (Folan, Karen) (Entered: 10/16/2015) 10/16/2015 261 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 255 Motion to Seal (Folan, Karen) (Entered: 10/16/2015) 10/16/2015 262 31 Case: 17-1302 Document: 1-2 Page: 36 Filed: 12/01/2016 (37 of 142)
  • 38. ELECTRONIC NOTICE OF RESCHEDULING Status Conference RESET for 10/21/2015 10:30 AM in Courtroom 17 before Judge Allison D. Burroughs. If counsel would like to appear by telephone the call in information is 888−363−4734, access code 6426345.(Folan, Karen) (Entered: 10/16/2015) 10/20/2015 264 Transcript of Telephone Conference held on September 4, 2015, before Judge Allison D. Burroughs. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Carol Scott at carollynnscott@cs.com Redaction Request due 11/10/2015. Redacted Transcript Deadline set for 11/20/2015. Release of Transcript Restriction set for 1/18/2016. (Scalfani, Deborah) (Entered: 10/20/2015) 10/20/2015 265 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above−captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah) (Entered: 10/20/2015) 10/21/2015 Electronic Clerk's Notes for proceedings held before Judge Allison D. Burroughs: Status conference held on 10/21/2015 re 251 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re discovery, 253 Letter/request (non−motion) from Defendants Neovasc Inc. and Neovasc Tiara Inc. to the Court Opposing Reopening Discovery, 254 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re Discovery, 257 Neovasc's Letter/request (non−motion) from Douglas Carsten re discovery dispute, and 259 Letter/request (non−motion) from CardiAQ Valve Technologies, Inc. re discovery disputes. The discovery issues raised in the letters have been resolved, as directed by the Court during the status conference. Any additional letters concerning the objecting customer dispute are due by 11/16/15. The Court directs that the depositions of Randy Lane and Dr. Arshad Quadri be reopened, with the time allowed for the further deposition of Dr. Quadri to be double the time allowed for the further deposition of Mr. Lane. In addition, the following deadlines have been extended: experts designated and Rule 26 Reports exchanged by 11/14/15, rebuttals by 12/14/15; expert depositions to be completed by 1/14/16. The parties should instruct the Court by 1/15/16 as to whether they intend to file dispositive motions. (Status Report due by 1/15/2016) (Montes, Mariliz) (Entered: 10/21/2015) 10/22/2015 267 NOTICE of Appearance by Robert J. Kaler on behalf of CardiAQ Valve Technologies, Inc. (Kaler, Robert) (Entered: 10/22/2015) 10/26/2015 268 MOTION to Seal Document by CardiAQ Valve Technologies, Inc.. (Attachments: # 1 Exhibit [Proposed] Redacted Letter Brief, # 2 Text of Proposed Order)(Sganga, John) (Entered: 10/26/2015) 10/30/2015 269 MOTION to Seal and Impound Defendants Neovasc Inc.'s and Neovasc Tiara Inc's Responsive Letter to the Court Opposing Reopening Depositions by Neovasc Inc., Neovasc Tiara Inc..(Ascarrunz, Veronica) (Entered: 10/30/2015) 10/30/2015 270 Letter/request (non−motion) from Defendants Neovasc Inc. and Neovasc Tiara Inc. to the Court Opposing Reopening Depositions . (Attachments: # 1 Exhibit 32 Case: 17-1302 Document: 1-2 Page: 37 Filed: 12/01/2016 (38 of 142)
  • 39. 1)(Ascarrunz, Veronica) (Entered: 10/30/2015) 11/02/2015 271 Transcript of Telephone Status Conference held on October 21, 2015, before Judge Allison D. Burroughs. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Carol Scott at carollynnscott@cs.com Redaction Request due 11/23/2015. Redacted Transcript Deadline set for 12/3/2015. Release of Transcript Restriction set for 2/1/2016. (Scalfani, Deborah) (Entered: 11/02/2015) 11/02/2015 272 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above−captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah) (Entered: 11/02/2015) 11/02/2015 273 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 268 Motion to Seal Document ; granting 269 Motion to Seal (Montes, Mariliz) (Entered: 11/02/2015) 11/03/2015 274 Electronic Clerk's Notes for proceedings held before Magistrate Judge Jennifer C. Boal: Telephone Conference held on 11/3/2015. The Court reviewed preliminary matters with the parties prior to the upcoming mediation. (Court Reporter: SEALED Digital Recording − For transcripts or CDs the parties should first seek leave of the Court. If the request is granted, the parties should then contact Deborah Scalfani by email at deborah_scalfani@mad.uscourts.gov.)(Attorneys present: Lea, Sganga & Kaler for the plaintiff; Carsten, Chinitz & Doty for defendants;) (York, Steve)(York, Steve) (Entered: 11/03/2015) 11/03/2015 275 NOTICE of Withdrawal of Appearance by Gary M Ronan (Ronan, Gary) (Entered: 11/03/2015) 11/03/2015 276 NOTICE of Withdrawal of Appearance by Richard M. Zielinski (Zielinski, Richard) (Entered: 11/03/2015) 11/04/2015 278 Transcript of Telephone Conference held on September 18, 2015, before Judge Allison D. Burroughs. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Catherine Handel at hhcatherine2@yahoo.com Redaction Request due 11/25/2015. Redacted Transcript Deadline set for 12/7/2015. Release of Transcript Restriction set for 2/2/2016. (Scalfani, Deborah) (Entered: 11/04/2015) 11/04/2015 279 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above−captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general−info.htm (Scalfani, Deborah) (Entered: 11/04/2015) 11/06/2015 282 REPORT of Alternative Dispute Resolution Provider: Magistrate Judge Jennifer C. Boal reports that this case did not settle and should be restored to your trial list. The parties should jointly contact the Deputy Clerk, Steve York, if they wish to engage in mediation efforts in the future. (York, Steve) (Entered: 11/06/2015) 33 Case: 17-1302 Document: 1-2 Page: 38 Filed: 12/01/2016 (39 of 142)
  • 40. 11/10/2015 283 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. CardiAQs Motion to Re−Open the Depositions of Mark Pace−Floridia and Krista Neale is denied. [251, 277]. The Court notes, however, that during their depositions and Randy Lanes previous deposition, Neovasc clearly over objected to questions that should have been allowed. To compensate for this, but without re−opening the Floridia and Neale depositions, the Court will allow CardiAQ to depose Randy Lane for three hours, with the extra one−and−a−half hours allocated for customer topics not previously adequately covered as a result of the objections. This ruling will not impact the length of the upcoming Dr. Quadri deposition, which should not exceed three hours. (Folan, Karen) (Entered: 11/10/2015) 11/10/2015 284 STIPULATION for Order to Extend Expert Dates by CardiAQ Valve Technologies, Inc.. (Lea, Christy) (Entered: 11/10/2015) 11/12/2015 285 Judge Allison D. Burroughs: ELECTRONIC ORDER entered. ALLOWING 284 Stipulation for Order to Extend Expert Dates filed by CardiAQ Valve Technologies, Inc. (Montes, Mariliz) (Entered: 11/12/2015) 12/10/2015 286 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of John P. Flynn Filing fee: $ 100, receipt number 0101−5884133 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of John P. Flynn, Esq. in Support of Motion for Admission Pro Hac Vice)(Chinitz, Michael) (Entered: 12/10/2015) 12/11/2015 287 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 286 Motion for Leave to Appear Pro Hac Vice Added John P. Flynn. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an appearance in this matter. Further, local counsel shall review all filings and shall personally appear in Court for any hearings or conferences, unless expressly excused by the Court for good cause. (Folan, Karen) (Entered: 12/11/2015) 01/15/2016 288 NOTICE by Neovasc Inc., Neovasc Tiara Inc. of Defendants' Intention to File a Dispositive Motion (Cacovean, Corina) (Entered: 01/15/2016) 01/15/2016 289 STATUS REPORT re Dispositive Motions by CardiAQ Valve Technologies, Inc.. (Lea, Christy) (Entered: 01/15/2016) 02/01/2016 290 MOTION for Summary Judgment by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Text of Proposed Order)(Graves, Charles) (Entered: 02/01/2016) 02/01/2016 291 MEMORANDUM in Support re 290 MOTION for Summary Judgment filed by Neovasc Inc., Neovasc Tiara Inc.. (Graves, Charles) (Entered: 02/01/2016) 02/01/2016 292 Statement of Material Facts L.R. 56.1 re 290 MOTION for Summary Judgment filed by Neovasc Inc., Neovasc Tiara Inc.. (Graves, Charles) (Entered: 02/01/2016) 02/01/2016 293 34 Case: 17-1302 Document: 1-2 Page: 39 Filed: 12/01/2016 (40 of 142)
  • 41. DECLARATION re 290 MOTION for Summary Judgment of Corina I. Cacovean by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2−13 Slip Sheets for Sealed Documents, # 3 Exhibit 14, # 4 Exhibit 15 Slip Sheet for Sealed Document, # 5 Exhibit 16, # 6 Exhibit 17 Slip Sheet for Sealed Document, # 7 Exhibit 18, # 8 Exhibit 19, # 9 Exhibit 20, # 10 Exhibit 21 Slip Sheet for Sealed Document, # 11 Exhibit 22, # 12 Exhibit 23 Slip Sheet for Sealed Document)(Cacovean, Corina) (Entered: 02/01/2016) 02/01/2016 294 NOTICE OF MANUAL FILING by Neovasc Inc., Neovasc Tiara Inc. Unredacted copies of Neovasc's Memorandum of Law, Separate Statement of Undisputed Facts and Sealed exhibits to Cacovean Declaration re 291 Memorandum in Support of Motion, 292 Statement of Material Facts L.R. 56.1, 293 Declaration,, (Graves, Charles) (Entered: 02/01/2016) 02/01/2016 295 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Joshua A. Baskin Filing fee: $ 100, receipt number 0101−5955869 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of Joshua A. Baskin, Esq. in Support of Motion for Admission Pro Hac Vice)(Chinitz, Michael) (Entered: 02/01/2016) 02/01/2016 296 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Joel C. Boehm Filing fee: $ 100, receipt number 0101−5955875 by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Certification of Joel C. Boehm, Esq. in Support of Motion for Admission Pro Hac Vice)(Chinitz, Michael) (Entered: 02/01/2016) 02/01/2016 300 MOTION to Seal and Impound Defendants' Materials and Exhibits in Support of Defendants' Motion for Partial Summary Judgment by Neovasc Inc., Neovasc Tiara Inc.. (Attachments: # 1 Text of Proposed Order)(Montes, Mariliz) (Entered: 02/03/2016) 02/02/2016 297 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 295 Motion for Leave to Appear Pro Hac Vice Added Joshua A. Baskin. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an appearance in this matter. Further, local counsel shall review all filings and shall personally appear in Court for any hearings or conferences, unless expressly excused by the Court for good cause. (Montes, Mariliz) (Entered: 02/02/2016) 02/02/2016 298 Judge Allison D. Burroughs: ELECTRONIC ORDER entered granting 296 Motion for Leave to Appear Pro Hac Vice Added Joel C. Boehm. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. Pursuant to Local Rule 83.5.3, local counsel shall also file an appearance in this matter. Further, local counsel shall review all filings and shall personally appear in Court for any hearings or conferences, unless expressly excused by the Court for good cause. (Montes, Mariliz) (Entered: 02/02/2016) 35 Case: 17-1302 Document: 1-2 Page: 40 Filed: 12/01/2016 (41 of 142)