SBI Gold Fund NFO Application Form with KYC FORM

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INTRODUCING SBI GOLD FUND:
SBI Gold Fund is an open ended Fund of Fund (FOF) scheme that invests predominantly in the units of SBI Gold Exchange Traded Scheme (SBI GETS). The scheme seeks to provide returns that closely correspond to returns provided by SBI Gold Exchange Traded Scheme (SBI GETS). You can invest in SBI Gold Fund just like any other mutual fund scheme without the hassles of opening a demat account, providing you an opportunity to take exposure into Gold as an asset class, in a convenient way.
No need to hold or open a DEMAT account: Systematic Investment Plan (SIP): It is a long term disciplined investment technique which provides a systematic way of investing in Gold. This allows you to save and invest regularly without 'timing the markets'.
Systematic Investment Plan (SIP):
You can start investment in SBI Gold Fund with as low as Rs.100/month minimum 60 months (shall be available only through the direct debit mode of SBI & associate banks)
Rs.500/month for minimum 12 months
Rs.1000/month minimum 6 months
Rs.500/quarter minimum 12 quarters
Rs.1500/quarter for minimum 4 quarters.
Investing through the stock exchange platform
Through SBIMF Online – investing online through SBI Mutual Fund website (https://www.sbimf.com/INVESTORCENTER/ASPX/frmlogin.aspx?ARN_CODE=ARN-30155)

Start a SIP Today.......................................................See the power of compounding.
CONTACT,
ANANDARAMAN.R, B.Com. ARN-30155
(FINANCIAL PLANNER & WEALTH MANAGER)
#107, VYSIAL STREET, PONDICHERRY – 605 001
TEL.: 0413-4210045, MOB.: 9843046519
E-mail; anandpdy@hotmail.com

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SBI Gold Fund NFO Application Form with KYC FORM

  1. 1. THIS BOOKLET CONSISTS OF 24 PAGES INCLUDING THE APPLICATION FORMS. PLEASE ENSURE THAT YOU HAVE ALL THE PAGES. Sponsor : State Bank of India Investment Manager : SBI Funds Management Pvt. Ltd. APPLICATION NO. (A Joint Venture between SBI & AMUNDI) 191, Maker Towers ‘E’, Cuffe Parade, Mumbai - 400 005. Tel.: 022-22180221-27, www.sbimf.com APPLICATION FORM (Please fill in BLOCK Letters) ARN & Name of Distributor Branch Code ( only for SBI and Associate Banks) Sub-Broker Code Reference No. (To be filled by Registrar) ARN - 30155 Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor 1. PARTICULARS OF FIRST APPLICANT EXISTING FOLIO NO. (For Exisiting unitholders: Please mention your Folio number, Name and PAN details and then proceed to Investment and Payment details- 8) Name (Mr./Ms./M/s.) Date of Birth* D D M M Y Y Y Y Email ID *Mandatory in case of Minor and please provide photocopy of supporting documents Telephone No. (O) Please () only in case you want paper based communication Telephone No. (R) Mobile No. Relationship of Guardian in case of Minor Father Mother Legal Guardian Please mandatorily enclose the document evidencing the relationship of Minor with Guardian Name of Guardian in case of Minor Name of Contact Person (in case of Institutional Investor) PAN Mandatory Enclosures PAN Proof KYC Acknowledgement 2. PARTICULARS OF SECOND APPLICANT Name Mr./Ms./M/s. PAN Mandatory Enclosures PAN Proof KYC Acknowledgement 3. PARTICULARS OF THIRD APPLICANT Name Mr./Ms./M/s. PAN Mandatory Enclosures PAN Proof KYC Acknowledgement 4. GENERAL INFORMATION – Please ( ) wherever applicable Status (Please ()) Mode of Holding (Please ()) Occupation (Please ()) (SEE NOTE 2) Individual PSU Partnership Firm Bank Single Professional Housewife Trust FII Minor through Guardian PIO Business Retired Joint Society HUF Company/Body Corporate NRI Student Service AOP/BOI Sole Proprietor Government Body Others Any one or Survivor Others 5. CONTACT DETAILS Local Address of 1st Applicant City Pin State Address for Correspondence for NRI Applicants only ( Please () ) Indian by Default Foreign Foreign Address (NRI / FII Applicants) City Country Zip 6. BANK PARTICULARS (As per SEBI Regulations it is mandatory for Investors to provide their bank account details) Name of Bank Branch Name and Address£ City Pin Account No. Account Type (Please ) Savings NRO FCNR (This is 9 digit number next to the cheque number. Please provide a 9 digit MICR Code copy of CANCELLED cheque leaf) Current NRE Others IFS Code 7. DIRECT CREDIT OF DIVIDEND/ REDEMPTION Unit holders having core banking account with selected banks will receive their redemption/dividend proceeds (if any) directly into their bank account. Please attach a copy of a CANCELLED cheque leaf. Note : AMC, reserves the right to use any mode of payment as deemed appropriate. AMC shall not be responsible if transaction through ECS / Direct Credit could not be carried out because of incomplete or incorrect information provided by investor. Investors subscribing to the scheme through SIP must complete Registration cum Mandate form compulsorily alongwith application form £ TEAR HERE £ Sponsor : State Bank of India Investment Manager : SBI Funds Management Pvt. Ltd. ACKNOWLEDGEMENT SLIP APPLICATION NO. (A Joint Venture between SBI AMUNDI) To be filled in by the Investor (To be filled in by the First applicant/Authorized Signatory) : Stamp Received from : Signature Date Scheme Name Options () Cheque/ DD Amount (Rs.) Bank and Branch Cheque / DD No. Date Growth Dividend Payout SBI GOLD FUND Dividend Reinvestment Attachments All purchases are subject to realisation of cheque / demand draft ANANDARAMAN .R, B.Com.INSURANCE INV. ADVISOR MOB:9843046519
  2. 2. 8. INVESTMENT AND PAYMENT DETAILS : I/We would like to invest in the following Scheme of SBI Mutual Fund One time Investment Systematic Investment Plan (SIP) ( Please fill in your investment details below) (Please complete enclosed SIP ECS/Direct Debit Facility Registration cum Mandate Form) Scheme Name SBI GOLD FUND Options (Please ) Growth Dividend Payout Dividend Reinvestment Cheque / DD Amount (Rs.) Drawn on Bank and Branch Cheque / D.D. No. Date Investment Amount (Rs. in Figures) Investment Amount (Rs. in Words) For third party cheques, please see point 3 vii of Bank particulars mentioned in the guidelines. 9. DEMAT ACCOUNT DETAILS –( Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with the Depository Participant). Do you want Units in Demat Form (Please ()) Yes No If Yes, please provide the below details National Securities Depository Limited (NSDL) Central Depository Services (India) Limited (CDSL) Depository Depository Participant Name Participant Name DP ID No. I N Target ID No. Beneficiary Account No. 10A. NOMINATION : I wish to nominate the following person to receive the proceeds in the event of my death. (With effect from 01/04/2011, for individual investors applying with single holding, Nomination is mandatory. However, in case you do not wish to nominate please sign point 10 B.) Name of the Nominee Percentage Name of the Guardian* Relationship Date of Birth* D D M M Y Y Y Y ⊗ Address of Nominee/ Signature of Guardian* Guardian* (*Mandatory in case of Minor nominee) Name of the Nominee Percentage Name of the Guardian* Relationship Date of Birth* D D M M Y Y Y Y ⊗ Address of Nominee/ Signature of Guardian* Guardian* (*Mandatory in case of Minor nominee) Name of the Nominee Percentage Name of the Guardian* Relationship Date of Birth* D D M M Y Y Y Y ⊗ Address of Nominee/ Signature of Guardian* Guardian* (*Mandatory in case of Minor nominee) 10B. NOMINATION : I do not wish to nominate any person at the time of making the investment. Signature 11. DECLARATION SIGNATURE : I/We have read and understood the contents of the Scheme Information Document and the details of the scheme and I/We have not received or been induced by any rebate or gifts, directly or indirectly, in making this investment. I/We hereby declare that the amount invested/to be invested by me/us in the scheme(s) of SBI Mutual Fund is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules, regulations or any statute or legislation or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time. * I/We certify that as per the Memorandum and Articles of Association of the Company, Bye laws, Trust Deed or Partnership Deed and resolutions passed by the Company / Firm / Trust. I/We are authorised to enter into this transactions for and on behalf of the Company/Firm/Trust. ** I/We confirm that I am/we are Non Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for the subscriptions have been remitted from abroad through approved banking channels or from my/our Non Resident External/Ordinary account/FCNR Account . * Applicable to other than Individuals / HUF; ** Applicable to NRI; I/We do not have any existing SIP/Micro SIPs which together with the current Micro SIP application will result in aggregate investments exceeding Rs. 50,000 in a year (applicable to Micro SIP investors only). The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us SIGNATURE(S) Applicants must sign as per mode of holding ⊗ ⊗ ⊗ 1st Applicant / Guardian / Authorised Signatory 2nd Applicant / Authorised Signatory 3rd Applicant / Authorised Signatory Date Place TEAR HERE All future communication in connection with this application should be addressed to the Registrars to the scheme or SBIMF Corporate Office. Investment Manager : Registrar: SBI Funds Management Pvt. Ltd. Computer Age Management Services Pvt. Ltd., (A Joint Venture between SBI AMUNDI) SEBI Registration No. : INR000002813) 191, Maker Towers ‘E’, Cuffe Parade, 148, Old Mahabalipuram Road, Okkiyam Thuraipakkan, Mumbai - 400 005. Tel.: 022-22180244/22180221, Fax : 022 -22180244 Adjacent to Hotel Fortune, Chennai 600097, Tamil Nadu E-mail :customer.delight@sbimf.com, Tel: 044-30407000 24587000, Fax: 044-24580982 Website : www.sbimf.com Email: enq_L@camsonline.com, Website : www.camsonline.com ANANDARAMAN .R, B.Com.INSURANCE INV. ADVISOR MOB:9843046519
  3. 3. Sponsor : State Bank of India Investment Manager : SBI Funds Management Pvt. Ltd. (A Joint Venture between SBI AMUNDI) 191, Maker Towers ‘E’, Cuffe Parade, Mumbai - 400 005. Tel.: 022-22180221-27, www.sbimf.com SIP ECS/DIRECT DEBIT FACILITY : REGISTRATION CUM MANDATE FORM Investors subscribing to the scheme through SIP ECS/Direct Debit Facility must complete this form compulsorily alongwith Application Form ARN Name of Distributor Branch Code ( only for SBI and Associate Banks) Sub-Broker Code Reference No. (To be filled by Registrar) ARN - 30155 Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor Please SIP Registration - by New Investor ( ✓) SIP MICRO SIP SIP Registration - by Existing Investor INVESTOR DETAILS Folio No./Application No. (For Existing Investor please mention Folio Number / For New Applicants please mention the Application Form Number) Name of 1st Applicant (Mr/Ms/M/s) Name of Father/Guardian in case of Minor PAN DETAILS (Furnishing of PAN together with an attested copy of PAN Card is mandatory) First Applicant / Guardian Second Applicant Third Applicant Mandatory Enclosures Mandatory Enclosures Mandatory Enclosures PAN Proof KYC Acknowledgement PAN Proof KYC Acknowledgement PAN Proof KYC Acknowledgement SIP DETAILS (ECS in select cities or Direct Debit in select banks only) SIP with Cheque SIP without Cheque Scheme Name S B I G O L D F U N D Options (Please ✓ ) Growth Dividend Payout Dividend Reinvestment First SIP Cheque No. Each SIP Amount (Rs.) (Note : Cheque should be drawn on bank account mentioned below) SIP Date 5th 10th 20th 25th 30h (For February, last business day) No of SIP Frequency Monthly SIP Quarterly SIP 15th Installments SIP Period From* D D M M Y Y Y Y To (Please ✓ ) D D M M Y Y Y Y Till further notice# th # Please refer point no. xi overleaf * The earliest date for first SIP debit through ECS/Direct Debit is 15 October 2011 (for the applications submitted during NFO). DOCUMENT DETAILS Document Description (in case of Micro SIP) Document Number (if any) DECLARATION : I / We hereby , authorize the AMC and their authorised service providers , to debit my / our following bank account directly or by ECS for collection of payments. BANK PARTICULARS (as per bank records) Name of 1st Holder Name of 2nd Holder Name of 3rd Holder Name of Bank Branch Name and Address City Pin Account No. Account Type (Please ✓) Savings NRO FCNR 9 digit MICR Code (This is 9 digit number next to the cheque number. Please provide a copy of CANCELLED cheque leaf) Current NRE Others IFS Code DECLARATION SIGNATURE : I/We hereby declare that the particulars given above are correct and express my willingness to make payments referred above to debit my/our account directly or through participation in ECS. If the transaction is delayed or not effected for reasons of incomplete or incorrect information, I / We would not hold the user institution responsible. I / We will also inform AMC, about any changes in my/our bank account. I/We do not have any existing SIP/Micro SIPs which together with the current Micro SIP application will result in aggregate investments exceeding Rs. 50,000 in a year (applicable to Micro SIP investors only). The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/usI/We have read and agreed to the terms and conditions mentioned in SID/KIM. SIGNATURE(S) Applicants must    sign as per mode of holding 1st Account Holder/ Guardian / Authorised Signatory 2nd Account Holder 3rd Account Holder BANKER’S ATTESTATION Certified that the signature of account holder and the Details of Bank account are correct as per our records. Signature of authorised Official from Bank (Bank stamp and date) Signature of authorised Official from Bank (Bank stamp and date) The Branch Manager Date D D M M Y Y Y Y Bank Branch Sub : Mandate verification for A/c. No. This is to inform you that I/We have registered for making payment towards my investments in SBIMF by debit to my /our above account directly or through ECS. I/We hereby authorize you to honour such payments for which I/We have signed and endorsed the Mandate Form. Further, I authorize my representative (the bearer of this request) to get the above Mandate verified. Mandate verification charges, if any, may be charged to my/our account. Thanking you, Yours sincerely    1st Account Holder/ Guardian / Authorised Signatory 2nd Account Holder 3rd Account Holder A C K N O W L E D G E M E N T S L I P Folio No. / To be filled in by the Investor Application No. (To be filled in by the First applicant/Authorized Signatory) : Received from an application for Purchase of Units alongwith 1st Cheque Number For Rs. All purchases are subject to realisation of cheques. Acknowledgement Stamp ANANDARAMAN .R, B.Com.INSURANCE INV. ADVISOR MOB:9843046519
  4. 4. Sponsor : State Bank of India Investment Manager : SBI Funds Management Pvt. Ltd. (A Joint Venture between SBI AMUNDI) 191, Maker Towers ‘E’, Cuffe Parade, Mumbai - 400 005. Tel.: 022-22180221-27, www.sbimf.comASBA Application No. Date D D M M Y Y Y Y INVESTORS MUST READ THE SCHEME INFORMATION DOCUMENT/KEY INFORMATION MEMORANDUM AND INSTRUCTIONS BEFORE COMPLETING THIS FORM. APPLICATION SUPPORTED BY BLOCKED AMOUNT (ASBA) FORM BROKER/AGENT INFORMATION FOR OFFICE USE ONLY Name and AMFI Regn. No. Sub Broker Name Code SCSB SCSB IFSC Code Syndicate Member Code SL No.ARN - 30155ARN [Name Code] [11 digit code] [Name Code]Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor1. PARTICULARS OF FIRST APPLICANT (Name should be as available in Demat Account )NameMr./Ms./M/s.PAN 2. PARTICULARS OF SECOND APPLICANT Name Mr./Ms./M/s. PAN3. PARTICULARS OF THIRD APPLICANT Name Mr./Ms./M/s.PAN4. EXISTING FOLIO No. (If you have an existing folio number, please mention here)Folio No.5. DEMAT ACCOUNT DETAILSDepository (Please ) National Securities Depository Limited Central Depository Services [India] LimitedDepository Participant NameDP - IDBeneficiary Account Number6. INVESTMENT DETAILSScheme Name SBI GOLD FUND Options (Please ) Growth Dividend Payout Dividend Reinvestment7. DETAILS OF BANK ACCOUNT FOR BLOCKING OF FUNDSBank Account NumberBank NameBranch NameIFS CodeTotal Amount to be blocked(Rs. In figures)Rs. in wordsNote : AMC, reserves the right to use any mode of payment as deemed appropriate. AMC shall not be responsible if transaction through ECS / Direct Credit could not be carried out because of incomplete or incorrect information provided by investor. £ TEAR HERE £ Sponsor : State Bank of India Investment Manager : SBI Funds Management Pvt. Ltd. ACKNOWLEDGEMENT SLIP (A Joint Venture between SBI AMUNDI) To be filled in by the InvestorASBA Application Number Date : _____/_____/___________SBI GOLD FUNDReceived from :AddressSCSB Account details:A/c No. _______________________________________ Bank Name ________________________________________________ Branch Name ___________________________________Total Amount to be Blocked: SCSB Stamp, SignatureRs. In figures ______________________Rs. In words __________________________________________________________________________________________________________________________________________________________________________________________Date time of receipt ________________________________________________________________________________________________ ANANDARAMAN .R, B.Com. INSURANCE INV. ADVISOR MOB:9843046519
  5. 5. 8. DECLARATION SIGNATURE1) l/We hereby undertake that l/We am/are an ASBA lnvestor as per the applicable provisions of the SEBl (lssue of Capital and Disclosure Requirements), Regulations 2009 (‘SEBl Regulations’) as amended from time totime. 2) ln accordance with ASBA process provided in the SEBl Regulations and as disclosed in this application, l/We authorize (a) the SCSB to do all necessary acts including blocking of application money towards theSubscription of Units of the Scheme, to the extent mentioned above in the “SCSB / ASBA Account details” or unblocking of funds in the bank account maintained with the SCSB specified in this application form, transfer offunds to the Bank account of the Scheme/SBI Mutual Fund on receipt of instructions from the Registrar and Transfer Agent after the allotment of the Units entitling me/us to receive Units on such transfer of funds, etc. (b)Registrar and Transfer Agent to issue instructions to the SCSB to remove the block on the funds in the bank account specified in the application, upon allotment of Units and to transfer the requisite money to the Scheme’saccount / Bank account of SBI Mutual Fund. 3) ln case the amount available in the bank account specified in the application is insufficient for blocking the amount equivalent to the application money towards the Subscriptionof Units, the SCSB shall reject the application 4) lf the DP lD, Beneficiary Account No. or PAN furnished by me/us in the application is incorrect or incomplete or not matching with the depository records, the applicationshall be rejected and the SBI Mutual Fund or SCSBs shall not be liable for losses, if any. All future communication in connection with NFO should be addressed to the SCSB/RTA/AMC quoting the full name of the Sole/First Applicant, NFO Application Number, ASBA Application Number, Despository Account details [if it has been provided], Amount applied for and the accpunt number from where NFO amount was blocked.I/We have read and understood the contents of the Scheme Information Document and the details of the scheme and I/We have not received or been induced by any rebate or gifts, directly or indirectly, in making this investment.I/We hereby declare that the amount invested/to be invested by me/us in the scheme(s) of SBI Mutual Fund is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules,regulations or any statute or legislation or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time. * I/We certify that as per the Memorandum and Articlesof Association of the Company, Bye laws, Trust Deed or Partnership Deed and resolutions passed by the Company / Firm / Trust. I/We are authorised to enter into this transactions for and on behalf of the Company/Firm/Trust.** I/We confirm that I am/we are Non Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for the subscriptions have been remitted from abroad through approved banking channels or from my/our NonResident External/Ordinary account/FCNR Account . * Applicable to other than Individuals / HUF; ** Applicable to NRI; The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any othermode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/usSIGNATURE(S)All applicants ⊗ ⊗must sign here ⊗ 1st Applicant / Guardian / Authorised Signatory 2nd Applicant / Authorised Signatory 3rd Applicant / Authorised Signatory Date Place INSTRUCTIONS FOR FILLING ASBA APPLICATION FORM1. An Application Supported by Blocked Amount (ASBA) investor shall submit a duly filled up ASBA Application form, physically or electronically, to the Self Certified Syndicate Bank (SCSB) with whom the bank account to be blocked, is maintained. G In case of ASBA application form in physical mode, the investor shall submit the ASBA Application Form at the Bank branch of SCSB, which is designated for the purpose and the investor must be holding a bank account with such SCSB. G In case of ASBA application form in electronic form, the investor shall submit the ASBA Application Form either through the internet banking facility available with the SCSB, or such other electronically enabled mechanism for subscribing to units of Mutual Fund scheme authorising SCSB to block the subscription money in a bank account.2. Investors shall correctly mention the Bank Account number in the ASBA Application Form and ensure that funds equal to the subscription amount are available in the bank account maintained with the SCSB before submitting the same to the designated branch.3. Upon submission of an ASBA Application Form with the SCSB, whether in physical or electronic mode, investor shall be deemed to have agreed to block the entire subscription amount specified and authorized the Designated Branch to block such amount in the Bank Account.4. On the basis of an authorisation given by the account holder in the ASBA Application Form, the SCSB shall block the subscription money in the Bank Account specified in the ASBA Application Form. The subscription money shall remain blocked in the Bank Account till allotment of units under the scheme or till rejection of the application, as the case may be.5. If the Bank Account specified in the ASBA Application Form does not have sufficient credit balance to meet the subscription money, the ASBA application shall be rejected by the SCSB.6. The ASBA Application Form should not be accompanied by cheque, demand draft or any mode of payment other than authorisation to block subscription amount in the Bank Account.7. All grievances relating to the ASBA facility may be addressed to the BANK/AMC / RTA to the Issue, with a copy to the SCSB, giving full details such as name, address of the applicant, subscription amount blocked on application, bank account number and the Designated Branch or the collection centre of the SCSB where the ASBA Application Form was submitted by the Investor.8. ASBA facility extended to investors shall operate in accordance with the SEBI guidelines in force from time to time. ANANDARAMAN .R, B.Com. INSURANCE INV. ADVISOR MOB:9843046519

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