KYC FORM

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KYC editable APPLICATION form for individuals


CONTACT:
LIC Agent ANANDARAMAN.R
(Insurance & WEALTH Advisor)
Mob.: +919843146519
Email : anandaraman.lic@hotmail.com

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KYC FORM

  1. 1. Know Your Client (KYC) Application Form (For Individuals Only) Please fill in ENGLISH and in BLOCK LETTERS with black ink Application No. : I "PleasenotethattheKYCApplicationFormandoverleafinstructionsshouldbeprintedonthesamepage(backtoback).Ifprintedseparatelythenboththepagesshouldbeattachedandsignedbytheapplicant." A. Identity Details (please see guidelines overleaf) Father’s/Spouse Name Please affix the recent passport size photograph and sign across it PHOTOGRAPH 1. Name of Applicant (As appearing in supporting identification document). Name 2. Gender B. Marital status Single MarriedMale Female C. Date of Birth /d d m m y y y y/ 4. Status Please tick ( )üResident Individual Non Resident Foreign National (Passport Copy Mandatory for NRIs & Foreign Nationals) Unique Identification Number (UID)/Aadhaar, if any: 5. PAN Please enclose a duly attested copy of your PAN Card 6. Proof of Identity submitted for PAN exempt cases Please Tick ( )ü Seal/Stamp of the intermediary should contain Staff Name Designation Name of the Organization Signature Date B. Address Details (please see guidelines overleaf) C. Other Details (please see guidelines overleaf) 4. Any other information: 2. Occupation (Please tick( ) any one and give brief details):ü Housewife Student Others (Please specify)Forex Dealer Private Sector Service Public Sector Government Service Business Professional Agriculturist Retired 3. Please tick, if applicable: Politically Exposed Person Related to a Politically Exposed Person For definition of PEP, please refer guideline overleaf OR 1. Gross Annual Income Details (Please tick ( ): Below 1 Lac 1-5 Lac 5-10 Lac 10-25 Lac > 25 Lacsü Net-worth in . as on (date)` (*Net worth should not be older than 1 year) /d d m m y y y y/ Date:Place: I hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. DECLARATION SIGNATURE OF APPLICANT 2. Contact Details Tel. (Off.) (ISD) (STD) Tel. (Res.) Mobile (ISD) (STD) Fax E-Mail Id. (ISD) (STD) (ISD) (STD) 3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. Passport Ration Card Registered Lease/Sale Agreement of Residence Driving License * Bank A/c Statement/Passbook *Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others ü Voter Identity Card Latest (Please specify) *Not more than 3 Months old. Validity/Expiry date of proof of address submitted /d d m m y y y y/ 5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. Passport Ration Card Registered Lease/Sale Agreement of Residence Driving License * Bank A/c Statement/Passbook *Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others ü Voter Identity Card Latest (Please specify) *Not more than 3 Months old. Validity/Expiry date of proof of address submitted /d d m m y y y y/ 3. Nationality Indian Other (Please specify) UID (Aadhaar) Passport Voter ID Driving Licence Others (Please see guideline ‘D’ overleaf 1. Address for Correspondence Pin Code Country City / Town / Village State 4. Permanent Address of Resident Applicant if different from above B1 OR Overseas Address (Mandatory) for Non-Resident Applicant City / Town / Village Pin Code State Country FOR OFFICE USE ONLY (Attested) True copies of documents received (Originals Verified) Self Certified Document copies received AMC/Intermediary name OR code Main Intermediary Seal/Stamp of the intermediary should contain Staff Name Designation Name of the Organization Signature Date /d d m m y y y y/IPV Done on
  2. 2. A. IMPORTANTPOINTS: Agreement of Residence/Driving License/Flat Maintenance 1. SelfattestedcopyofPANcardismandatoryforallclients. bill/InsuranceCopy. 2. Copies of all the documents submitted by the applicant should be 2. Utility billslikeTelephoneBill (onlyland line),Electricitybill orGasbill self-attested and accompanied by originals for verification. In case - Notmorethan3monthsold. the original of any document is not produced for verification, then 3. BankAccountStatement/Passbook-Notmorethan3monthsold. the copies should be properly attested by entities authorized for 4. Self-declaration by High Court and Supreme Court judges,giving theattestingthedocuments,asperthebelowmentionedlist. newaddressinrespectoftheirownaccounts. 3. If any proof of identity or address is in a foreign language, then 5. Proof of address issued by any of the following: Bank Managers oftranslationintoEnglishisrequired. Scheduled Commercial Banks/Scheduled Co-Operative 4. Name&addressoftheapplicantmentionedontheKYCform,should Bank/Multinationa Foreign Banks/Gazetted Officer/Notary matchwiththedocumentaryproofsubmitted. public/Elected representatives to the Legislative 5. Ifcorrespondence& permanentaddress aredifferent,then proofsfor Assembly/Parliament/Documents issued by any Govt. or Statutory bothhavetobesubmitted. Authority. 6. Sole proprietor must make the application in his individual name & 6. Identity card/document with address,issued by any of the following: capacity. Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, 7. For non-residents and foreign nationals,(allowed to trade subject to Scheduled Commercial Banks, Public Financial Institutions, Colleges RBI and FEMA guidelines), copy of passport/PIOCard/OCICard and affiliated to Universities and Professional Bodies such as ICAI, overseasaddressproofismandatory. ICWAI,ICSI,BarCounciletc.,totheirMembers. 8. For foreign entities,CIN is optional;and in the absence of DIN no.for 7. For FII/sub account, Power of Attorney given by FII/sub-account to thedirectors,theirpassportcopyshouldbegiven. the Custodians (which are duly notarized and/or apostiled or consularised)thatgivestheregisteredaddressshouldbetaken.9. In case of Merchant Navy NRI’s, Mariner’s declaration or certified copyofCDC(ContinuousDischargeCertificate)istobesubmitted. 8. Theproofofaddressinthenameofthespousemaybeaccepted. 10.For opening an account with Depository participant or Mutual Fund, D. Exemptions/clarifications to PAN for a minor, photocopy of the School Leaving Certificate/Mark sheet (*Sufficient documentary evidence in support of such claims issued by Higher Secondary Board/Passport of Minor/Birth to be collected.) Certificatemustbeprovided. 1. In case of transactions undertaken on behalf of Central Government 11.Politically Exposed Persons (PEP) are defined as individuals who are and/or State Government and by officials appointed by Courts e.g. orhave been entrustedwithprominent publicfunctions inaforeign Officialliquidator,Courtreceiveretc. country, e.g., Heads of States or of Governments, senior politicians, senior Government/judicial/military officers, senior 2. InvestorsresidinginthestateofSikkim. executives of state owned corporations, important political party 3. UNentities/multilateralagenciesexemptfrom payingtaxes/filingtax officials,etc. returnsinIndia. B. Proof of Identity( POI): List of documents admissible as Proof 4. SIPofMutualFundsuptoRs50,000/-p.a. of Identity: 5. In case of institutional clients, namely, FIIs, Mfs, VCFs, FVCIs,1. PAN card with photograph. This is a mandatory requirement for all Scheduled Commercial Banks, Multilateral and Bilateralapplicants except those who are specifically exempt from obtaining Development Financial Institutions, State Industrial DevelopmentPAN(listedinSectionD). Corporations,Insurance Companies registered with IRDA and Public 2. Unique Identification Number (UID) (Aadhaar) / Passport / Voter ID Financial Institution as defined under section 4A of the Companies card/Drivinglicense. Act, 1956, Custodians shall verify the PAN card details with the original PAN card and provide duly certified copies of such verified3. Identity card/ document with applicant’s Photo, issued by any of the PANdetailstotheintermediary.following: Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, E. List of peopleauthorized to attestthedocuments: Scheduled Commercial Banks, Public Financial Institutions, Colleges 1. Notary Public, Gazetted Officer, Manager of a Scheduled affiliated to Universities, Professional Bodies such as ICAI, ICWAI, Commercial/Co-operative Bank or Multinational Foreign Banks ICSI, Bar Council etc., to their Members; and Credit cards/Debit cards (Name,Designation&Sealshouldbeaffixedonthecopy). issuedbyBanks. 2. In case of NRIs, authorized officials of overseas branches of C. Proof of Address (POA): List of documents admissible as Proof Scheduled Commercial Banks registered in India, Notary Public, of Address: (*Documents having an expiry date should be Court Magistrate, Judge, Indian Embassy/Consulate General in the valid on thedate of submission.) country where the client resides are permitted to attest the 1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale documents. INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM Please Submit the KYC Documents on A4 Size Paper Only.

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