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Einführung in die Compliance-Begriffswelt

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Mag. Rudolf Schwab, MBA, Certified Compliance Professional Vorstandsmitglied des Verbundes österreichischer Compliance-Officer

Published in: Leadership & Management
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  • DOWNLOAD THIS BOOKS INTO AVAILABLE FORMAT (2019 Update) ......................................................................................................................... ......................................................................................................................... Download Full PDF EBOOK here { https://soo.gd/irt2 } ......................................................................................................................... Download Full EPUB Ebook here { https://soo.gd/irt2 } ......................................................................................................................... Download Full doc Ebook here { https://soo.gd/irt2 } ......................................................................................................................... Download PDF EBOOK here { https://soo.gd/irt2 } ......................................................................................................................... Download EPUB Ebook here { https://soo.gd/irt2 } ......................................................................................................................... Download doc Ebook here { https://soo.gd/irt2 } ......................................................................................................................... ......................................................................................................................... ................................................................................................................................... eBook is an electronic version of a traditional print book THIS can be read by using a personal computer or by using an eBook reader. (An eBook reader can be a software application for use on a computer such as Microsoft's free Reader application, or a book-sized computer THIS is used solely as a reading device such as Nuvomedia's Rocket eBook.) Users can purchase an eBook on diskette or CD, but the most popular method of getting an eBook is to purchase a downloadable file of the eBook (or other reading material) from a Web site (such as Barnes and Noble) to be read from the user's computer or reading device. Generally, an eBook can be downloaded in five minutes or less ......................................................................................................................... .............. Browse by Genre Available eBooks .............................................................................................................................. Art, Biography, Business, Chick Lit, Children's, Christian, Classics, Comics, Contemporary, Cookbooks, Manga, Memoir, Music, Mystery, Non Fiction, Paranormal, Philosophy, Poetry, Psychology, Religion, Romance, Science, Science Fiction, Self Help, Suspense, Spirituality, Sports, Thriller, Travel, Young Adult, Crime, Ebooks, Fantasy, Fiction, Graphic Novels, Historical Fiction, History, Horror, Humor And Comedy, ......................................................................................................................... ......................................................................................................................... .....BEST SELLER FOR EBOOK RECOMMEND............................................................. ......................................................................................................................... Blowout: Corrupted Democracy, Rogue State Russia, and the Richest, Most Destructive Industry on Earth,-- The Ride of a Lifetime: Lessons Learned from 15 Years as CEO of the Walt Disney Company,-- Call Sign Chaos: Learning to Lead,-- StrengthsFinder 2.0,-- Stillness Is the Key,-- She Said: Breaking the Sexual Harassment Story THIS Helped Ignite a Movement,-- Atomic Habits: An Easy & Proven Way to Build Good Habits & Break Bad Ones,-- Everything Is Figureoutable,-- What It Takes: Lessons in the Pursuit of Excellence,-- Rich Dad Poor Dad: What the Rich Teach Their Kids About Money THIS the Poor and Middle Class Do Not!,-- The Total Money Makeover: Classic Edition: A Proven Plan for Financial Fitness,-- Shut Up and Listen!: Hard Business Truths THIS Will Help You Succeed, ......................................................................................................................... .........................................................................................................................
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Einführung in die Compliance-Begriffswelt

  1. 1. Compliance Ein Buch mit sieben Siegeln ?! Einführung in die Begriffswelt von Compliance Mag. Rudolf Schwab MBA Certified Compliance Professional
  2. 2. A1 Group 2
  3. 3. A1 Group 3
  4. 4. A1 Group 4
  5. 5. A1 Group 5 Compliance - Definition  Einhaltung bestimmter Standards und Regelungen  to comply with  Organisatorische Maßnahmen zur Unterstützung der Einhaltung dieser Standards und Regelungen  Compliance als Instrument normenkonformen Verhaltens  Organisationseinheit zur Implementierung, zum Betrieb, zur Überprüfung und zur Weiterentwicklung eine Compliance Management Systems  Exkurs:  In der Medizin: Compliance als Therapie und Behandlungskooperation
  6. 6. A1 Group 6 Compliance Management System Ziele  Aufdeckung und Prävention von Compliance Verstößen  Vermeidung von Haftung  Unternehmen  Organe  Mitarbeiter  Beitrag zum Geschäftserfolg  Reputation  Rechtssicherer Marktzugang
  7. 7. A1 Group 7 Compliance Management System 1/2 Grundelemente  Förderung einer Integritäts-Kultur  Tone from the Top und Tone from the Middle  Compliance Ziele  Compliance Organisation  Zielgerichtete Compliance Kommunikation sowie Aus- und Fortbildung  Compliance Risk Assessment und Monitoring der risikoreduzierenden Maßnahmen  Erstellung und Aktualisierung von Verhaltensregeln  Implementierung und Monitoring von internen Compliance relevanten Kontrollen  Förderung von Compliance durch Human Resources-Instrumente
  8. 8. A1 Group 8 Compliance Management System 2/2 Grundelemente  Förderung der Integrität von Geschäftspartnern durch Business Partner Due Diligence  Hinweisgebersystem  Konsequente Aufklärung und Sanktionierung bei Fehlverhalten  Compliance Audits  Compliance Reporting  Kontinuierliche Verbesserung  Compliance Helpdesk
  9. 9. A1 Group 9 Compliance Organisation Herausforderungen und Trends in der Compliance  Compliance Kultur und Kommunikation als Hot Topics  Proaktive Nutzung der neuen Möglichkeiten der Digitalisierung  Weiterentwicklung der Compliance Kompetenzen  Veränderungsdynamik der Compliance-Risiken  Zunehmende Regulierung  Nachweisbarkeit der Wirksamkeit eines CMS Sophia
  10. 10. A1 Group 10 Compliance Regelwerke  COSO  US Sentencing Guidelines  FCPA Evaluation Guideline for Compliance Management Systems  IDW PS 980 (Prüfungsstandard Compliance des Instituts der deutschen Wirtschaftsprüfer)  ISO 19600 (Compliance Management System)  ISO 37001 (Anti-Korruptions Management System)  ISO 27701 (Datenschutz)  Corporate Governance Kodex
  11. 11. A1 Group 11 Weiterführende Informationen  Compliance Program Monitor ZfW https://www.dnwe.de/files/ZfW-CPM-DE_EN_2011.pdf  Führungsgrundsätze für kleine und mittlere Unternehmen zur Bekämpfung von Korruption https://www.transparency.de/fileadmin/Redaktion/Publikationen /2014/Fuehrungsgrundsaetze_KMU_TransparencyDeutschland_ 2014.pdf
  12. 12. A1 Group 12 Rudolf Schwab Beschäftigt bei A1 Group Compliance ÖCOV Vorstandsmitglied BCM Stadtsprecher Wien Mitglied Integritätsbeauftragen Netzwerk Mitglied Transparency International AC Chapter Co-Herausgeber Compliance Praxis Lehrgangsleiter Zertifikatslehrgang für Compliance Officer Lehrbeauftragter MBA Risikomanagement & Compliance Kontakt: rudolf.schwab@a1.group Tel: 0043 664 6639079

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