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Copyright and Your Dissertation

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This is a workshop to provide grad students with practical guidance for navigating copyright questions and other legal considerations for their dissertation or thesis.

It was delivered over Zoom on 19 October 2020.

This is a workshop to provide grad students with practical guidance for navigating copyright questions and other legal considerations for their dissertation or thesis.

It was delivered over Zoom on 19 October 2020.

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Copyright and Your Dissertation

  1. 1. Copyright & Fair Use for Digital Projects 19 October 2020 Office of Scholarly Communication Services Berkeley Library Copyright & Your Dissertation
  2. 2. Copyright and Your Dissertation October 19 | 1-2:30 p.m. Managing and Maximizing Your Scholarly Impact October 20 | 1-2:30 p.m. From Dissertation to Book: Navigating the Publication Process October 22 | 1-2:30 p.m. Copyright and Fair Use for Digital Projects November 10 | 11 a.m.-12:30 p.m. How to Share & Publish Data: Resources, Law, & Policy December 1 | 12:30 p.m.-2:00 p.m. REGISTER: https://www.lib.berkeley.edu/scholarly-communication FALL PUBLISHING SERIES: Publish Like a Pro
  3. 3. Copyright & Fair Use for Digital Projects Copyright & Your Dissertation Rachael G. Samberg, JD, MLIS Timothy Vollmer, MIS
  4. 4. FRAMING https://grad.berkeley.edu/academic-progress/dissertation/
  5. 5. You’re an author, & you have rights Alavi, S. J. (2013). The Poetics of Commitment in Modern Persian: A Case of Three Revolutionary Poets in Iran. UC Berkeley. ProQuest ID: Alavi_berkeley_0028E_14033 Retrieved from: https://escholarship.org/uc/item/9vn474vw
  6. 6. We’ll help you think about other people’s stuff Solution to Viscous Burger’s Equation https://www.researchgate.net/figure/The-solution-to-v iscous-Burgers-equation-11-with-e-0-04_fig1_228445669
  7. 7. Computational Design, Synthesis, and Structure Property Evaluation of 1,3-Thiazole-Based Color-Tunable Multi-heterocyclic Small Organic Fluorophores as Multifunctional Molecular Materials © Journal of Organic Chemistry Other people’s diagrams or images
  8. 8. Trieste, Umberto Saba, 1910 Ho attraversato tutta la città. Poi ho salita un'erta, popolosa in principio, in là deserta, chiusa da un muricciolo: Trieste, trans. Kline, 2012 I traversed the whole city. Then climbed a hill crowded at first, in the end deserted, closed off by a little wall: http://poetsofmodernity.xyz/POMBR/Italian/FiveItalianPoets.htm#anchor_Toc326225674 Or their text...
  9. 9. And what it means to have their permission Translated by A. S. Kline © Copyright 2012 All Rights Reserved This work may be freely reproduced, stored, and transmitted, electronically or otherwise, for any non-commercial purpose.
  10. 10. attribution vs. permission Dan4thNicholas, CC-BY, h2ps://flic.kr/p/8PEZiG Sakaki0214, CC-BY-NC-ND, h2ps://flic.kr/p/9jykF1
  11. 11. WE’LL TEACH A WORKFLOW Photo by Stephen Leonardi on Unsplash
  12. 12. What is COPYRIGHT? Exclusive rights to make certain uses of original expression for limited period of time Photo by Luis Alfonso Orellana on Unsplash Egypt, Lee Friedlander (1983)
  13. 13. Exclusive Rights ● Reproduction ● Derivative works ● Distribution ● Public performance ● Public display Egypt, Lee Friedlander (1983)
  14. 14. Not invoking any exclusive rights by providing links to lawfully-uploaded content: ● It’s not reproduction ● It’s not a derivative work ● It’s not distribution ● It’s not a performance ● It’s not public display Three horizontal rusted chains crossed by two poles https://unsplash.com/photos/TcFq4-ulczU Linking Exclusive Right That’s why it’s always okay to link to lawful content.
  15. 15. Limited Period ● Varies, but at least author’s life + 70 years ● Within “protected” period, you need author’s permission to reproduce, display, perform, etc. Egypt, Lee Friedlander (1983)
  16. 16. If copyright gives authors exclusive rights for so long, how can we ever use anything?
  17. 17. Limitations Expression, not ideas or facts World Bank & OECD Data https://data.worldbank.org/indicator/ny.gdp.mktp.kd.zg?locations=eg
  18. 18. Expression, not ideas or facts Keatings, K & Tassie, Geoffrey & Flower, R.J. & Hassan, F.A. & Hamdan, Mohamed & Hughes, M & Arrowsmith, C. (2007). An examination of groundwater within the Hawara Pyramid, Egypt. Geoarchaeology. 22. 533 - 554. 10.1002/gea.20171. Limitations
  19. 19. Other limitations: The Public Domain FEDERAL GOVERNMENT WORKS EXPIRED COPYRIGHT http://www.gutenberg.org/files/100/100-h/100-h.htm https://www.loc.gov/item/webcast-6177
  20. 20. So if something *is* protected, we have to get permission to use it?
  21. 21. Not if an exception like fair use applies Discovery UK, Video “Exploring King Tutankhamun's Tomb” George Georgiou, http://www.georgegeorgiou.net/projects.php
  22. 22. “The fair use of a copyrighted work…for purposes such as criticism, comment, news reporting, teaching…, scholarship, or research, is not an infringement of copyright.” Discovery UK, Video “Exploring King Tutankhamun's Tomb” 17 U.S.C. § 107 George Georgiou, http://www.georgegeorgiou.net/projects.php
  23. 23. FOUR-FACTOR BALANCING TEST 1. Purpose & character of use Nonprofit educational more likely fair than commercial; “transformativeness” dominates. 2. Nature of copyrighted work More likely fair if you’re using factual or scholarly work. 3. Amount and substantiality Size & importance of portion used in relation to whole. 4. Effect on potential market Less likely fair if use supplants market for purchasing/licensing original. Discovery UK, Video “Exploring King Tutankhamun's Tomb” George Georgiou, http://www.georgegeorgiou.net/projects.php
  24. 24. Publishing Workflow: Copyright and Other Law & Policy Considerations 1: Do you need permission? Has a license already been granted? Is the work protected by copyright? Would publishing the content be fair use? If yes to any, go to Step 3. 2: Seek permission if needed Research who holds copyright & send request Keep records for your files Ensure permission covers all intended uses 3: Address non-© law & policy concerns Contractual or terms of service restrictions from archives, databases, or websites? Concerns about rights of privacy or publicity? Should you register your copyright? Do you want to & can you license the use of your work? 4: How do you want to share? Questions? schol-comm@berkeley.edu Ethical concerns or norms re: certain types of info?
  25. 25. Is it protected by copyright?
  26. 26. Is it protected by copyright?
  27. 27. Is there a license? Diagram of the human heart (cropped) Creative Commons Attribution-Share Alike 3.0 Unported
  28. 28. Does an exception apply? Excerpt of 2011 Don Quixote translation, that you’re using in a literary essay
  29. 29. Takeaways Step 1: You have a right to make fair uses. Asserting that right requires judgment and some risk analysis.
  30. 30. Publishing Workflow: Copyright and Other Law & Policy Considerations 1: Do you need permission? Has a license already been granted? Is the work protected by copyright? Would publishing the content be fair use? If yes to any, go to Step 3. 2: Seek permission if needed Research who holds copyright & send request Keep records for your files Ensure permission covers all intended uses 3: Address non-© law & policy concerns Contractual or terms of service restrictions from archives, databases, or websites? Concerns about rights of privacy or publicity? Should you register your copyright? Do you want to & can you license the use of your work? 4: How do you want to share? Questions? schol-comm@berkeley.edu Ethical concerns or norms re: certain types of info?
  31. 31. Finding rightsholders Could try archives & registration databases https://norman.hrc.utexas.edu/watch/ copyright.gov
  32. 32. Get permission for scope of use Robert Rauschenberg, “Bed” Image file MOMA “The image may be displayed in eBook format for a period of up to ten years only. All future editions, reprints, translations, or formats (including electronic media) must be negotiated separately.”
  33. 33. Keep records of determinations & efforts Download spreadsheet: http://ucblib.link/digprojectpermissions
  34. 34. Takeaways Step 2: Try to make your use fair under step 1 so that step 2 is unnecessary. Step 2 takes time; plan. If you can’t locate rightsholder or don’t hear back, exercise judgment.
  35. 35. Publishing Workflow: Copyright and Other Law & Policy Considerations 1: Do you need permission? Has a license already been granted? Is the work protected by copyright? Would publishing the content be fair use? If yes to any, go to Step 3. 2: Seek permission if needed Research who holds copyright & send request Keep records for your files Ensure permission covers all intended uses 3: Address non-© law & policy concerns Contractual or terms of service restrictions from archives, databases, or websites? Concerns about rights of privacy or publicity? Should you register your copyright? Do you want to & can you license the use of your work? 4: How do you want to share? Questions? schol-comm@berkeley.edu Ethical concerns or norms re: certain types of info?
  36. 36. CONTRACTS
  37. 37. Databases EbscoHost ProQuest JSTOR ScienceDirect etc.
  38. 38. Website Terms of Use If you intend to quote extensive amounts of text, use other original content, or reproduce images from this site, please contact us for permission. http://www.hrc.utexas.edu/use/
  39. 39. Archives I understand that permission to publish, or otherwise publicly use, materials...must be [granted by library] I understand further that the University makes no representation that it is the owner of the copyright... and that permission to publish must also be obtained from the owner of the copyright.
  40. 40. PRIVACY
  41. 41. Protect the people in the work Federal (e.g. FERPA & HIPAA) State (e.g. intrusion, private facts, false light, appropriation of likeness) Important Limitations: - Death - Unidentifiable - Newsworthiness - Permission
  42. 42. E.g. Public Interest
  43. 43. ETHICS
  44. 44. Summary of Step 3: Consider whether there are applicable agreements that may curtail uses that would otherwise be fair, and try to negotiate for better terms. Privacy law has important exceptions. Ethical considerations may require harm balancing; consult with advisors & field
  45. 45. Publishing Workflow: Copyright and Other Law & Policy Considerations 1: Do you need permission? Has a license already been granted? Is the work protected by copyright? Would publishing the content be fair use? If yes to any, go to Step 3. 2: Seek permission if needed Research who holds copyright & send request Keep records for your files Ensure permission covers all intended uses 3: Address non-© law & policy concerns Contractual or terms of service restrictions from archives, databases, or websites? Concerns about rights of privacy or publicity? Should you register your copyright? Do you want to & can you license the use of your work? 4: How do you want to share? Questions? schol-comm@berkeley.edu Ethical concerns or norms re: certain types of info?
  46. 46. If they liked it then they should have put a registration on it? ● Copyright automatic ● Registration not required ● But it has advantages...
  47. 47. Do you want to license others to use it beyond fair use? ● Talk to your advisor ● Think long term (publishing book? etc.)
  48. 48. Summary of Step 4: Consider registration Usually no additional license to apply but you can consider it; talk to your advisor
  49. 49. Copyright & Fair Use for Digital Projects THANK YOU! Let’s talk more… E-mail: schol-comm@berkeley.edu Twitter: @UCB_scholcomm YouTube: http://ucblib.link/OSCS-Youtube

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