2013 sec systemic report using initial form pf data

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2013 sec systemic report using initial form pf data

  1. 1. Graphical Summary Of Private Fund Systemic Reports As Reported To Congress By SEC’s Division Of Investment Management On July 25, 2013
  2. 2. Sources & Uses of Data • Sources – Form PF as-of May 15, 2013 – Form ADV • Uses – FSOC via Treasury’s Office of Financial Research – International Organization of Securities Commission (IOSCO) – Other SEC Divisions • Enforcement, Investment Management, Economic & Risk Analysis • Integration into Analytical Tools(Aberrational Performance Inquiry tool, etc..) 2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  3. 3. Fund Data 2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  4. 4. Fund Type 2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  5. 5. Advisor Location 2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  6. 6. Domicile 2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  7. 7. Liquidity 2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  8. 8. Redemption 2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  9. 9. About PTT 2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com Performance Thinking &Technologies, Inc. (PTT) helps private funds with investment operations. We solve the difficult problems so funds can maintain their focus on the capital markets. PTT’s service model enables the following client benefits: Highly Experienced Investment Resources Specialty-skills in Analytics, Modeling, & Risk Deep Technical Knowledge & Knowledge Transfer Program For More Information: H. Seth Berlin Principal Performance Thinking & Technologies sberlin@p-t-t.com 612.605.1503 www.p-t-t.com

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