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An introduction to BS 8453 Training CourseAn Introduction to BS 8453:2011 Compliance framework for regulated financial ser...
Implementing BS 8453 Training CourseThe Implementing BS 8453 training course provides participants with practical tools an...
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BS 8453 Training Programme

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BS 8453 Training Programme

  1. 1. An introduction to BS 8453 Training CourseAn Introduction to BS 8453:2011 Compliance framework for regulated financial services firmshas been designed to enable delegates to understand the requirements and benefitsof the standard. BS 8453 offers a management framework of the compliance activitieswhich will support a regulated financial services organisation to remain compliant toregulatory requirements.Duration: 1 DayWho should attend?• Individuals within compliance – oversight (controlled) functions.• Individuals with compliance audit and assurance responsibilities within the firm• Compliance Managers• External compliance consultantsCourse structure:• Compliance culture• Adequacy of resources and approach• The compliance framework• Governing body involvement and responsibilities• Compliance risk assessment and management• Compliance-related advice• Compliance monitoring• Compliance training• Regulatory relations• Managing regulatory inspections/visits• Keeping regulator informed of developments/sharing information• Preparation, maintenance and periodic review of regulatory policies and procedures• Compliance reportingCost: £525 + VATCourse Fee includes refreshments, lunch and BS 8453 training course notes. Attendance on this training coursewill provide delegates with a certificate and 5 CPD points.In-house training can be provided upon request.Contact usFor pricing, availability and any further information, please contact us on:Telephone: +44 (0)1462 790894Email: enquiries@standardsinternational.co.ukWeb: www.standardsinternational.co.uk
  2. 2. Implementing BS 8453 Training CourseThe Implementing BS 8453 training course provides participants with practical tools and methodsfor implementing a Compliance framework to meet the requirements of BS 8453 and reduce riskto regulated financial services organizations. Training exercises prepare participant to identifykey requirements, create documentation, and prepare project plans.Duration: 1 DayWho should attend?• Individuals with compliance responsibilities within the firm• Those interested in improving compliance and reducing risk• Those interested in applying a compliance framework based on industry best practice.• External compliance consultantsCourse structure:• Identify and justify the resources required for implementation• Define the scope of the compliance framework• How to develop policies, procedures and documentation to meet the following requirements of BS 8453:- - Compliance culture - The compliance framework - Governing body involvement and responsibilities - Compliance risk assessment and management - Compliance-related advice - Compliance monitoring - Compliance training - Regulatory relations, managing regulatory inspections/visits - Keeping regulator informed of developments/sharing information - Preparation, maintenance and periodic review of regulatory policies and procedures - Compliance reportingBenefits to your business• Learn how to develop a systematic approach to implementing and managing consistent policies, procedures and training at all levels within your organisation, to avoid the penalties and reputational damage associated with regulatory breaches.• An organisation that implements BS 8453 can be confident that the likelihood of a compliance breach is reduced, that it will react quickly and correctly should a breach occur, and that the risks of compliance breaches are continually assessed and managed.Cost: £525 + VATCourse Fee includes refreshments, lunch and BS 8453 training course notes. Attendance on this training coursewill provide delegates with a certificate and 5 CPD points.In-house training can be provided upon request.Contact usFor pricing, availability and any further information, please contact us on:Telephone: +44 (0)1462 790894Email: enquiries@standardsinternational.co.ukWeb: www.standardsinternational.co.uk

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