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One of the key challenges to maintaining an effective anti-money laundering compliance program remains the effective use of enabling technology. In Protiviti’s Views on AML Technology, our second volume on this topic, we explore:
• The selection and validation of sanctions screening systems
• The advantages of a qualitative approach to threshold setting for transaction monitoring systems
• The use of key performance indicators and key risk indicators to enhance the transaction monitoring program
• Internal audit’s role in assessing AML technology
This publication is a compilation of point-of-view (POV) papers that we published throughout 2014.
Stay tuned for our new AML FAQ Guide with some insights on AML Technology to be published later in November 2014.