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destruction data disposal data encryption policy data forensics data goverance data governance data governance framework data integrity data leakage data management data management and business continuity dominate t data privacy data privacy laws data protection data quality data retention data secure data security data segmentation data validations ddos debit card data debit card transactions denial of service department of education depleted liquidity and an adversarial relationship dfa dfa provisions dfa rules disaster recovery disciplinary measures disruption risk disruptive technology distributed industry sector distribution channels divestiture dodd frank dodd-frank dodd-frank act dodd–frank wall street reform and consumer prote doj draft operational risk guideline drug money drug trade due diligence early mover economic environment economic uncertainty effective capital plan effectiveness of internal control over financial r ehr electronic health records emergency operations center emerging risks emerging technologies enforcement actions enhanced prudential standards enterprise content management application enterprise performance management enterprise resource planning enterprise risk enterprise risk management enterprise risks enterprise software platform enterprise value enterprisewide risk committees enterprisewide risk committees enterprisewide risk management eod programs erm erm assessment erm capabilities erp erp accelerated implementation erp application erp implementation erp project team erp solution erp strategy erp systems eu financial sanctions executive communication executive compensation executive risk committee executive sessions expanding role of internal auditors external audit external audit firms external auditor external auditors false negatives false positives family federal education loan fasb fatf fbo fcpa fdic fdlp federal bank regulators federal direct loan program federal reserve federal reserve board federal thrifts fedwire 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management systems information security policies information security program information security programs information technology information technology risk information technology risks information technology survey infrastructure as a services initial public offering initial registration insurance insurance industry insured federal savings associations insurer integrating risk with strategy integration execution integration planning intelligence-gathering process intermediate holding company internal audit internal audit capabilities and needs survey internal audit company leaders internal audit functions internal audit in financial services internal audit leadership internal audit management internal audit partnerships internal audit profession internal audit quality assurance reviews internal audit requirement internal auditing internal auditor internal auditors internal audit’s value proposition internal control internal control over financial reporting internal control processes internal control system internal control – integrated framework: 2013 internal controls internal investigation internalaudit international accounting standards board international classifications of diseases international financial reporting standards internet internet security intrusion detection inventory management investigate business fraud invoice processing ipo ipo case study ipo faq ipo filing ipo readiness ipo strategy irm isaca isms iso iso 27001 iso 27002 iso 31000 iso/iec 27001 iso/iec 27001-2 iso/iec 27002 issue management issue resolution it it assessment it asset management it audit it audit best practice it audit best practices it audit risk assessment it audit trends it auditing it benchmarking it challenges it consulting it controls it crisis it crisis management it general controls it governance it infrastructure it infrastructure planning it issues it knwoledge it management it priorities it privacy it problems it risk it risk assessment it risk management it risks 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medical device risk medical device security merger evaluation merger integration mergers mergers and acquisitions mhealth mhealth programs microsoft sharepoint minimum standards mm mobile applications mobile commerce mobile commerce integration mobile commerce security mobile devices mobile health mobile medical applications mobile privacy mobile security mobile technology mobile-based technologies model assumptions model error model governance model performance model risk model risk management model validation modeling money fraud money laundering monitor security mortgage performance mortgage refinance mra notice naic name masking name masking algorithm name matching name matching algorithm name matching algorithms nasdaq national association of insurance commissioners national banks national institute of standards and technology national organization of insurance commissioners nc state report ncua new media businesses nist north carolina risk survey north carolina state north carolina state enterprise risk management in npr nyse oac obama occ occ bulletin 2001-47 occ bulletin 2011-12 occ guidelines establishing heightened standards f ocr ofac ofac compliance office of foreign assets control office of the comptroller of the currency office of the superintendent of financial institut omni-channel retailing on-demand training online healthcare online retailer operating efficiency operational risk operational risks operational synergies oracle oracle advanced controls oracle automation oracle controls oracle customization oracle ebs oracle enhancement oracle optimization oracle security organic growth organizatioal risk survey organizational risk organizational risk findings organizational risks for 2014 orsa orsa business risk orsa summary report orsa: getting ready for the 2015 summary report osfi our client was in default of its secured financing oversight own risk and solvency assessment p2p pa-dss paas patient coding patient protection and affordable care act payment application data security standard payment card industry pc pcaob pcg pcg implementation pcg rules pci pci compliance pci dss pci dss 2.0 pci dss 3.0 pci dss section 10 pci saq pci security standards council pci ssc pcr pcr assessment peer to peer penetration testing performance obligation performance obligations period close period-end close periodic auditor rotation personally identifiable information pii platform as a service pmo policies post-acquisition issues pot pot dispensary ppa ppaca ppaca compliance ppaca implementation pre-ipo pre-ipo filing preventing cyber threats preventing data breach preventive controls governor principle 8 privacy privacy assessment privacy framework privacy management privacy practices privacy/identity management private data privileged access standard procedures process assessment process audit process control process optimization process re-engineering process remediation process risk procurement profitability analysis profitability reporting program governance program participation agreement project management project management office proprietary risk oversight proprietary risks protiviti protiviti case study protiviti coso webinar protiviti newsletter public accounting oversight board inspection repor public comp public company accounting oversight board public company preparation public company preparedness public company readiness public company transformation public offering publicly traded company quality audits rcm framework rcm guideline rds implementation realignment rebalancing recognition of revenue recognizing revenue reconciliation report record retention recovery strategies red flag gap analysis red flags refinancing registrant registration documents registration statement regulation yy regulations regulator regulators regulatory challenges regulatory changes regulatory compliance regulatory compliance management regulatory environment regulatory expectations regulatory guidance regulatory notice regulatory reporting regulatory scrutiny regulatory standards regulatory uncertainty reit related party transactions reputation risk resolution planning resolution planning responsible business behavior restoring confidence; risk management capabilities retail businesses revenue base revenue controls revenue from contracts with customers revenue recognition revenue recognition guidance revenue recognition requirements revenue recognition standards risk risk and compliance risk appetite risk appetite dialogue risk appetite framework risk appetite statement risk assessment risk assessment framework risk assessments risk awareness risk capture risk committee risk committees risk committees risk compliance risk control risk culture risk culture: from theory to evolving practice risk exposure risk governance risk governance structure risk identification risk identification and analysis risk management risk management and governance risk management association risk management in 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scenario validation sec sec filings sec reporting section 404 section 404 of sarbanes-oxley section 404 of sarbanes-oxley act securing data securities securities and exchange commission security security and privacy security and privacy policies security breach security breaches security classification security controls security infomation event management security monitoring security operations center security standards iso/iec 27001 and 27002 have be security strategy security therat segregation of duties self-monitoring serious organised crime agency service assurance share holders shared services shared services center sharepoint sharepoint user adoption model siem sifi smac smartphones smi soc 2 report soca social business social media social media brands social media case study social media compliance social media for financial advisers social media pioneers social media policies social media policy social media risk social media risks social media strategy sod software as a service solvency ii solvency modernization initiative sox sox benefits sox compliance sox costs sox outsourcing specially designated nationals spreadsheet risk spreadsheet risk management ssae 16 compliant ssae 16 soc 1 standards standards and procedures str strategic assumption strategic planning strategic risk strategic risk oversight strategic risks strategy strategy implementation strategy setting strategy-setting streamline work stream streamline workstream streamlining the financial close stress test stress testing stress testing requirements stress testing requirements stress tests stress-testing student aid student loan subprime mortgage crisis succession planning supervisory framework supervisory guidance supply chain supply chain management supply chain risk suspicious activity report suspicious transaction swift system validation systematically important financial institutions tablets targeted marketing tdr technical accounting technological applications technology asset governance technology assets technology challenges technology innovation technology integration technology risk technology trends technology-enabled auditing telecommunications terrorist financing red flags the bulletin the committee of sponsoring organizations of the t the iia the institute of internal auditors the updated coso internal control framework: frequ third party breach third party management third party oversight third party risk management third party sanctions screening list third party security third-party anti-corruption program third-party due diligence third-party monitoring third-party relationships third-party review third-party risk third-party vendors threat intelligence threshold setting threshold stability threshold tuning threshold validation title 4 title iv title iv compliance tm tm systems to conduct a third-party risk management benchmark tone of the organization too big to fail top finance challenges top finance priorities top risks training training tools transaction monitoring transaction monitoring systems transaction processing transaction services transaction type transactional projects transactional work transition to icd10 troubled debt restructuring tuning monitoring scenarios u.k. bribery act u.s. department of education u.s. office of the comptroller of the currency; oc un sanctions unacceptable risks unapproved technology unauthorized access uncertain political leadership understanding vendor risk and how to manage it app university user adoption user-adoption strategy validation validation script valued-based approach to risk vendor vendor due diligence vendor management projects vendor risk management vendor risk management maturity vendors virtualization virus volcker rule vulnerability assessment vulnerability testing walkthroughs watch list watch list selection web security web-based technologies wikileaks windows xp wisp within federally regulated financial institutions working capital management written information 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