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INTEGRATED VULNERABILITY
ANALYSIS (IVA)
FRAMEWORK & DATABASE
Laying the Groundwork for the
National Adaptation Planning
Process
Our ActivitiesThe IVA
1. The Pacific IVA Framework Pacific IVA Framework and NAPs
2. The guiding principles
3. The structure
4. Application across sectors and levels
5. The database
6. Prospects of supporting future Pacific NAP processes
Our ActivitiesPacific IVA Framework
Purpose:
• Inform climate-resilient investment prioritization and M&E in a
way that is systematic, robust, transparent and integrated
• effectively inform the development of the National Adaptation
Plan (NAP) as well as it’s implementation and monitoring and
evaluation process.
Our ActivitiesPacific IVA Framework
Background:
• Previously conducted VAs vary in approach, methods, theme, geographic cover, scale and
timescale
• No reference point to frame a COLLECTIVE ANALYSIS and USE OF RESULTS from previous
assessments and existing vulnerability related data for integrated adaptation prioritization
and M&E
• The IVA developed to provide a common overarching framework for adaptation decision-
making that allows for the comparative analysis of vulnerability across s across sectors
(environment, health, place, water, food, income, energy) and governance levels
(community, provincial, national).
• Need for an vulnerability assessment framework that local communities understand and
use
Our ActivitiesPacific IVA Framework
Background:
Our Activities
The IVA & NAPs in the Pacific
NAP GN support in Kiribati, Tuvalu & the Solomon Islands
The national IVA frameworks and databases aims to support:
 Identification of people and places that are particularly vulnerable to climate change and
how
 Identification and prioritizing evolving climate adaptation and disaster risk management
needs across sectors and at national and sub-national levels
 Development of institutional mechanisms for effectively incorporating climate vulnerability
data to inform the NAP development and M&E
 Provision of time and place-based gender disaggregated vulnerability data
 Climate financed project proposals development & project M&E
How the IVA assesses vulnerability
Vulnerability is determined by the exposure and sensitivity
of people’s Livelihood Assets (LAs) to the effects of climate
change and the ability to cope in a ‘climate impacted’
environment.
The VAF translates ‘the ability to cope’ as the ability to
meet the human security objectives (HSOs) or desired
future in a changing environment.
5 LAs – 7 HSOs
5 LAs 7 HSOs
Natural
Resources/Environment
Infrastructure and services
Finance
Human Resources
Institutions and
Governance
Ecosystem Health
Community Health
Security of Place
Water Security
Food Security
Income Security
Energy Security
The IVA Framework
LIVELIHOOD
ASSETS (LAs)
Human Security Objectives (HSOs)
Ecosystem
Health (e)
Community
Health (h)
Security of
Place (p)
Water
Security (w)
Food
Security
(f)
Income
Security
(i)
Energy
Security
(n)
Natural
resources (N)
Ne Nh Np Nw Nf Ni Nn
Infrastructure
and Services (I)
Ie Ih Ip Iw If Ii In
Finance (F) Fe Fh Fp Fw Ff Fi Fn
Human
Resources (H)
Le Lh Lp Lw Lf Li Ln
Institutions
and
Governance
(G)
Ge Gh Gp Gw Gf Gi Gn
Vulnerability is
explained as the
combined exposure
and sensitivity of LAs
to climate change
and disasters how
this affects the
extent to which
HSOs are met at a
particular point in
time.
Our Activities
IVA Application
• Multiple sources of data (quantitative, qualitative, GIS and
satellite imagery, community perceptions, census)
• Community level: focus group discussion, individual interviews,
transect walks, household surveys, photos
• National level: multiple sources of secondary data, quantitative
and qualitative expert analysis and ranking
Our Activities
IVA Scorecard (before and after)
1=Very
challenging 2=Challenging 3=Okay 4=Good 5=Very Good
HUMAN SECURITY
OBJECTIVES (HSO)
LIVELIHOOD ASSETS (LA)
June, 2016
HSO AverageNatural
resources
Institutions
&
Governance
Human
Resources
Infrastructur
e Finance
Ecosystem health 4 2 3 2 1 2.4
Energy security 3 3 3 4 2 3
Food Security 4 4 3 4 4 3.8
Income Security 3 4 3 4 4 3.6
Security of Place 4 4 3 4 3 3.6
Community Health 3 3 4 3 3 3.2
Water Security 4 3 4 3 2 3.2
June, 2016 LA
Average 3.57 3.29 3.29 3.43 2.71
HUMAN SECURITY
OBJECTIVES (HSO)
LIVELIHOOD ASSETS (LA)
June, 2016
HSO AverageNatural
resources
Institutions &
Governance
Human
Resources Infrastructure Finance
Ecosystem health 2 2 3 2 1 2
Energy security 3 1 3 1 2 2
Food Security 2 2 3 1 1 1.8
Income Security 2 2 3 1 1 1.8
Security of Place 2 2 3 1 1 1.8
Community Health 3 3 4 2 2 2.8
Water Security 4 3 4 2 2 3
June, 2016 LA
Average 2.57 2.14 3.29 1.43 1.43
Our Activities
IVA Database
Our Activities
Our Activities
Our Activities
Our Activities
Our Activities
Prospects for supporting future NAP
Processes in the Pacific
• Training of National IVA Facilitators
• Development of IVA database
• Training National IVA Knowledge Managers
• Development of institutional mechanisms to effectively incorporating IVA data
into NAP development and M&E across sectors and multiple levels
(community, sub-national, national)
• Provide gender-disaggregated vulnerability baselines for NAP processes
• Support Climate financing project proposal development and project M&E
www.napglobalnetwork.org
info@napglobalnetwork.org
Twitter: @NAP_Network

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Integrated Vulnerability Analysis (IVA) Framework & Database: Laying the Groundwork for the National Adaptation Planning Process | Patrina Dumaru, IISD

  • 1. INTEGRATED VULNERABILITY ANALYSIS (IVA) FRAMEWORK & DATABASE Laying the Groundwork for the National Adaptation Planning Process
  • 2. Our ActivitiesThe IVA 1. The Pacific IVA Framework Pacific IVA Framework and NAPs 2. The guiding principles 3. The structure 4. Application across sectors and levels 5. The database 6. Prospects of supporting future Pacific NAP processes
  • 3. Our ActivitiesPacific IVA Framework Purpose: • Inform climate-resilient investment prioritization and M&E in a way that is systematic, robust, transparent and integrated • effectively inform the development of the National Adaptation Plan (NAP) as well as it’s implementation and monitoring and evaluation process.
  • 4. Our ActivitiesPacific IVA Framework Background: • Previously conducted VAs vary in approach, methods, theme, geographic cover, scale and timescale • No reference point to frame a COLLECTIVE ANALYSIS and USE OF RESULTS from previous assessments and existing vulnerability related data for integrated adaptation prioritization and M&E • The IVA developed to provide a common overarching framework for adaptation decision- making that allows for the comparative analysis of vulnerability across s across sectors (environment, health, place, water, food, income, energy) and governance levels (community, provincial, national). • Need for an vulnerability assessment framework that local communities understand and use
  • 5. Our ActivitiesPacific IVA Framework Background:
  • 6. Our Activities The IVA & NAPs in the Pacific NAP GN support in Kiribati, Tuvalu & the Solomon Islands The national IVA frameworks and databases aims to support:  Identification of people and places that are particularly vulnerable to climate change and how  Identification and prioritizing evolving climate adaptation and disaster risk management needs across sectors and at national and sub-national levels  Development of institutional mechanisms for effectively incorporating climate vulnerability data to inform the NAP development and M&E  Provision of time and place-based gender disaggregated vulnerability data  Climate financed project proposals development & project M&E
  • 7. How the IVA assesses vulnerability Vulnerability is determined by the exposure and sensitivity of people’s Livelihood Assets (LAs) to the effects of climate change and the ability to cope in a ‘climate impacted’ environment. The VAF translates ‘the ability to cope’ as the ability to meet the human security objectives (HSOs) or desired future in a changing environment.
  • 8. 5 LAs – 7 HSOs 5 LAs 7 HSOs Natural Resources/Environment Infrastructure and services Finance Human Resources Institutions and Governance Ecosystem Health Community Health Security of Place Water Security Food Security Income Security Energy Security
  • 9. The IVA Framework LIVELIHOOD ASSETS (LAs) Human Security Objectives (HSOs) Ecosystem Health (e) Community Health (h) Security of Place (p) Water Security (w) Food Security (f) Income Security (i) Energy Security (n) Natural resources (N) Ne Nh Np Nw Nf Ni Nn Infrastructure and Services (I) Ie Ih Ip Iw If Ii In Finance (F) Fe Fh Fp Fw Ff Fi Fn Human Resources (H) Le Lh Lp Lw Lf Li Ln Institutions and Governance (G) Ge Gh Gp Gw Gf Gi Gn Vulnerability is explained as the combined exposure and sensitivity of LAs to climate change and disasters how this affects the extent to which HSOs are met at a particular point in time.
  • 10. Our Activities IVA Application • Multiple sources of data (quantitative, qualitative, GIS and satellite imagery, community perceptions, census) • Community level: focus group discussion, individual interviews, transect walks, household surveys, photos • National level: multiple sources of secondary data, quantitative and qualitative expert analysis and ranking
  • 11. Our Activities IVA Scorecard (before and after) 1=Very challenging 2=Challenging 3=Okay 4=Good 5=Very Good HUMAN SECURITY OBJECTIVES (HSO) LIVELIHOOD ASSETS (LA) June, 2016 HSO AverageNatural resources Institutions & Governance Human Resources Infrastructur e Finance Ecosystem health 4 2 3 2 1 2.4 Energy security 3 3 3 4 2 3 Food Security 4 4 3 4 4 3.8 Income Security 3 4 3 4 4 3.6 Security of Place 4 4 3 4 3 3.6 Community Health 3 3 4 3 3 3.2 Water Security 4 3 4 3 2 3.2 June, 2016 LA Average 3.57 3.29 3.29 3.43 2.71 HUMAN SECURITY OBJECTIVES (HSO) LIVELIHOOD ASSETS (LA) June, 2016 HSO AverageNatural resources Institutions & Governance Human Resources Infrastructure Finance Ecosystem health 2 2 3 2 1 2 Energy security 3 1 3 1 2 2 Food Security 2 2 3 1 1 1.8 Income Security 2 2 3 1 1 1.8 Security of Place 2 2 3 1 1 1.8 Community Health 3 3 4 2 2 2.8 Water Security 4 3 4 2 2 3 June, 2016 LA Average 2.57 2.14 3.29 1.43 1.43
  • 17. Our Activities Prospects for supporting future NAP Processes in the Pacific • Training of National IVA Facilitators • Development of IVA database • Training National IVA Knowledge Managers • Development of institutional mechanisms to effectively incorporating IVA data into NAP development and M&E across sectors and multiple levels (community, sub-national, national) • Provide gender-disaggregated vulnerability baselines for NAP processes • Support Climate financing project proposal development and project M&E