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FFIEC I.T. Booklets Topology

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FFIEC I.T. Booklets Topology - Created by Jason P. Rusch

Published in: Economy & Finance
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FFIEC I.T. Booklets Topology

  1. 1. Audit Introduction IT Audit Roles and Responsibilities Independence and Staffing of Internal IT Audit Internal Audit Program Risk Assessment and Risk-Based Auditing Audit Participation in Application Development, Acquisition, Conversions, and Testing Outsourcing Internal IT Audit Third-Party Reviews of Technology Service Providers Appendix A: Examination Procedures Appendix B: Glossary Appendix C: Laws Regulations Business Continuity Introduction Board and Senior Management Responsibilities Business Continuity Planning Process Business Impact Analysis Risk Assessment Risk Management Risk Monitoring and Testing Other Policies, Standards and Processes Summary Appendix A: Examination Procedures Appendix B: Glossary Appendix C: Internal And External Threats Appendix D: Pandemic Planning Appendix E: Interdependencies Appendix F: Business Impact Analysis Process Appendix G: Business Continuity Plan Components Appendix H: Testing Program - Governance and Attributes Appendix I: Laws, Regulations, and Guidance Appendix J: Strengthening the Resilience of Outsourced Technology Services Development and Acquisition Introduction Project Management Development Procedures Acquisition Maintenance Appendix A: Examination Procedures Appendix B: Glossary E-Banking Introduction Board and Senior Management Responsibilities Business Continuity Planning Process Business Impact Analysis Risk Assessment Risk Management Risk Monitoring and Testing Other Policies, Standards and Processes Summary Appendix A: Examination Procedures Appendix B: Glossary Appendix C: Internal And External Threats Appendix D: Pandemic Planning Appendix E: Interdependencies Appendix F: Business Impact Analysis Process Appendix G: Business Continuity Plan Components Appendix H: Testing Program - Governance and Attributes Appendix I: Laws, Regulations, and Guidance Appendix J: Strengthening the Resilience of Outsourced Technology Services Information Security Introduction Security Process Information Security Risk Assessment Information Security Strategy Security Controls Implementation Security Monitoring Security Process Monitoring and Updating Appendix A: Examination Procedures Appendix B: Glossary Appendix C: Laws Regulations Management Introduction Risk Overview Roles and Responsibilities IT Risk Management Process Management Considerations for Technology Appendix A: Examination Procedures Appendix B: Laws, Regulations,and Guidance Operations Introduction Roles and Responsibilities Risk Identification Risk Assessment Risk Mitigation and Control Implementation Risk Monitoring and Reporting Appendix A: Examination Procedures Appendix B: Glossary Appendix C: Item Processing Appendix D: Advanced Data Storage Solutions Outsourcing Tech Services Introduction Board and Management Responsibilities Risk Management Related Topics Appendix A: Examination Procedures Appendix B: Laws, Regulations, and Guidance Appendix C: Foreign-Based Third-Party Service Providers Appendix D: Managed Security Service Providers Retail Payment Systems Introduction Retail Payment Systems Overview Payment Instruments, Clearing, and Settlement Retail Payment Systems Risk Management Appendix A: Examination Procedures Appendix B: Glossary Appendix C: Schematic of Retail Payments Access Channels Payments Method Appendix D: Laws, Regulations, and Guidance Supervision Tech Service Providers Introduction Supervisory Policy Supervisory Programs Roles and Responsibilities Risk-Based Supervision Appendix A: URSIT Wholesale Payment Systems Introduction Interbank Payment and Messaging Systems Securities Settlement Systems Intrabank Payment and Messaging Systems Wholesale Payment Systems Risk Management Appendix A: Examination Procedures Appendix B: Glossary Appendix C: Laws, Regulations and Guidance Appendix D: Legal Framework for Interbank Payment Systems Appendix E: Fed Reserve Board Payment System Risk Policy: Day Overdrafts Appendix F: Payment System Resiliency

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