DC Decision 081709

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DC Decision 081709

  1. 1. Determinations Committee Decision Date: 17 August 2009 Determinations Committee: EMEA (Europe) Meeting Date: 14 August 2009 DC Issue : Historic Succession Events List Question 1 for vote: (a) Has a Succession Event occurred with respect to United Business Media? (b) Is United Business Media Limited the sole Successor? (c) Is the date of the Succession Event is 1 July 2008? Vote result: Yes Votes: 15 "Yes" votes - Bank of America / Merrill Lynch Barclays Citibank Credit Suisse Deutsche Bank AG Goldman Sachs JPMorgan Chase Bank, N.A. Morgan Stanley The Royal Bank of Scotland UBS Elliott Management Corporation Legal & General Investment Management Limited Pacific Investment Management Company LLC Primus Asset Management, Inc. Rabobank International 0 "No" votes Question 2 for vote: (a) Has a Succession Event occurred with respect to Gallaher Group Limited and JTI(UK) Finance Plc? (b) Is JTI(UK) Finance Plc the sole Successor? (c) Is the date of the Succession Event 3 December 2007? Vote result: Yes Votes: 15 "Yes" votes - Bank of America / Merrill Lynch Barclays Citibank Credit Suisse Deutsche Bank AG Goldman Sachs JPMorgan Chase Bank, N.A. Morgan Stanley The Royal Bank of Scotland UBS Elliott Management Corporation 1
  2. 2. Legal & General Investment Management Limited Pacific Investment Management Company LLC Primus Asset Management, Inc. Rabobank International 0 "No" votes Question 3 for vote: (a) Has a Succession Event occurred with respect to Cablecom Luxembourg S.C.A.? (b) Is UPC Holding B.V. the sole Successor? (c) Is the date of the Succession Event 17 April 2007? Vote result: Yes Votes: 15 "Yes" votes - Bank of America / Merrill Lynch Barclays Citibank Credit Suisse Deutsche Bank AG Goldman Sachs JPMorgan Chase Bank, N.A. Morgan Stanley The Royal Bank of Scotland UBS Elliott Management Corporation Legal & General Investment Management Limited Pacific Investment Management Company LLC Primus Asset Management, Inc. Rabobank International 0 "No" votes Question 4 for vote: (a) Has a Succession Event occurred with respect to ArcelorMittal Finance? (b) Is ArcelorMittal the sole Successor? (c) Is the date of the Succession Event is 31 October 2008? Vote result: Yes Votes: 15 "Yes" votes - Bank of America / Merrill Lynch Barclays Citibank Credit Suisse Deutsche Bank AG Goldman Sachs JPMorgan Chase Bank, N.A. Morgan Stanley The Royal Bank of Scotland UBS Elliott Management Corporation Legal & General Investment Management Limited 2
  3. 3. Pacific Investment Management Company LLC Primus Asset Management, Inc. Rabobank International 0 "No" votes Question 5 for vote: (a) Has a Succession Event occurred with respect to Gaz de France? (b) Is GDF Suez the sole Successor? (c) Is the date of the Succession Event is 22 July 2008? Vote result: Yes Votes: 15 "Yes" votes - Bank of America / Merrill Lynch Barclays Citibank Credit Suisse Deutsche Bank AG Goldman Sachs JPMorgan Chase Bank, N.A. Morgan Stanley The Royal Bank of Scotland UBS Elliott Management Corporation Legal & General Investment Management Limited Pacific Investment Management Company LLC Primus Asset Management, Inc. Rabobank International 0 "No" votes Question 6 for vote: (a) Has a Succession Event occurred with respect to BAA Airports Limited? (b) Is BAA Funding Limited the sole Successor? (c) Is the date of the Succession Event is 18 August 2008? Vote result: Yes Votes: 15 "Yes" votes - Bank of America / Merrill Lynch Barclays Citibank Credit Suisse Deutsche Bank AG Goldman Sachs JPMorgan Chase Bank, N.A. Morgan Stanley The Royal Bank of Scotland UBS Elliott Management Corporation Legal & General Investment Management Limited Pacific Investment Management Company LLC Primus Asset Management, Inc. 3
  4. 4. Rabobank International 0 "No" votes Question 7 for vote: (a) Has a Succession Event occurred with respect to Scottish Power Limited? (b) Is Iberdrola International B.V. the sole Successor? (c) Is the date of the Succession Event is 24 October 2007? Vote result: Yes Votes: 15 "Yes" votes - Bank of America / Merrill Lynch Barclays Citibank Credit Suisse Deutsche Bank AG Goldman Sachs JPMorgan Chase Bank, N.A. Morgan Stanley The Royal Bank of Scotland UBS Elliott Management Corporation Legal & General Investment Management Limited Pacific Investment Management Company LLC Primus Asset Management, Inc. Rabobank International 0 "No" votes Question 8 for vote: (a) Has a Succession Event occurred with respect to Kelda Group Plc? (b) Are Kelda Group Limited and Yorkshire Water Services Finance PLC the Successor Entities? (c) Is the date of the Succession Event is 3 July 2008? Vote result: Yes Votes: 15 "Yes" votes - Bank of America / Merrill Lynch Barclays Citibank Credit Suisse Deutsche Bank AG Goldman Sachs JPMorgan Chase Bank, N.A. Morgan Stanley The Royal Bank of Scotland UBS Elliott Management Corporation Legal & General Investment Management Limited Pacific Investment Management Company LLC Primus Asset Management, Inc. Rabobank International 4
  5. 5. 0 "No" votes 5

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