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Introduction of Certification Procedure
and Implementation rules for Compulsory
Certification of AV/IT/TTE
China Quality C...
Main Content
Introduction of Certification Procedure
Introduction of Implementation Rules
Communication and Discussion
Register in
http://www.cqc.com.cn
Make the application
Prepare and send the
needed documents to CQC
Send the samples and r...
Certification Procedure
 All of the notice and infomation CQC sent to the applicants can be seen
in the client-side.(incl...
Certification Procedure
Application documents
 Stamped or signed application form
 Business license(if needed)
 Questio...
Certification Procedure
 Factory quality assurance statement
( Meet the requirements of the factory quality assurance abi...
Implementation Rules
According to the Notice No.23, 2014 promulgated by CNCA, from the
implementation date (Sep. 1,2014), ...
Implementation Rules
Implementation Rule:
0.Foreword
1.Scope
2.Certification standards
3.Ceritification mode
4.Application...
 Rules Version Number
Implementation Rules Detailed Rules:
CNCA-C08-01:2014 CQC-C0801-2014
CNCA-C09-01:2014 CQC-C0901-201...
 General requirements
Certification body should formulate corresponding implementation
detailed rules according to the Im...
Implementation Rules
1. Scope
Same as the CCC catalogue promulgated by AQSIQ and CNCA.
For example:
No. Products discripti...
Implementation Rules
No. Products description Standards
0807 Power adapters for audio/video products GB8898-2011
GB13837-2...
2、Certification Standards
Audio and Video Products:
GB8898-2011 (IEC 60065:2005 MOD)
GB13837-2012 (IEC/CISPR 13:2009, IDT)...
Class A,
Class B
factories
Class C,
Class D
factories
Class A,B,C,D
can choose
voluntary
3. Certification Mode
Implementat...
Implementation Rules
Follow-up
inspection
Follow-up surveillance
Sampling test or inspection
in production lines, storehou...
Implementation Rules
4、Application Unit
The series of the models/types applied in one application unit should
have the sam...
Implementation Rules
5、Application for Certification
Application documents
...
add: Factory quality assurance statement
6、Certification Implementation
 Using manufacturer's testing laboratory
TMP:Testing at manufacturers' premises
WMT:Witnes...
Implementation Rules
Conditions:
 The laboratory is approved in accordance with the ISO/IEC 17025 by
accredited bodies wi...
Implementation Rules
The following two documents have been published on the CQC website.
-Application form applying for us...
components recognition
For components listed in the CCC catalugue should have CCC certificates
(e.g. plug, power cord, p...
Implementation Rules
7、Factory inspection
Factory Inspection
Initial factory inspection
Follow-up inspection
For applictio...
Follow-up inspection:
Enterprise Frequency Content
Class A
Once every
two years
1. Quality Assurance ability inspection (p...
8. The classification of the factories:
 For a new enterprise for the first time to apply for the CCC
certificate, the de...
Implementation Rules
Classification terms and conditions:
 Results of the factory inspection
 Results of the sampling te...
Implementation Rules
9. List of safety critical components, materials
10. List of EMC critical compoents
 delete some EMC...
Implementation Rules
Summarization:
 Certification Mode
 Using the manufacturer's testing laboratory
 follow-up inspect...
Thank you!
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Certification procedure and implementation rules

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Certification procedure and implementation rules

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Certification procedure and implementation rules

  1. 1. Introduction of Certification Procedure and Implementation rules for Compulsory Certification of AV/IT/TTE China Quality Certification Centre 2014.11.03
  2. 2. Main Content Introduction of Certification Procedure Introduction of Implementation Rules Communication and Discussion
  3. 3. Register in http://www.cqc.com.cn Make the application Prepare and send the needed documents to CQC Send the samples and related documents to the assigned lab Prepare the factory inspection (if need) Pay the fee Purchase/apply for printing or molding the CCC Certification Mark Applicant CQC Lab Send the acceptance notice Check the application documents Arrange the Factory Inspection (if need) Accept the sample and carry the type testing Issue the Type Testing Report and Upload to the CQC system No need testing Type Testing Send sample testing notice Assessment and Evaluation (Testing report, factory inspection report, etc.) Issue the Invoice Issue the certificate Confirm the fee to the account Certification Procedure
  4. 4. Certification Procedure  All of the notice and infomation CQC sent to the applicants can be seen in the client-side.(including the application number, needed documents, sample sending notice, Invoice notice, etc. )  For the factories abroad, type testing and factory inspection arrangement can be done in paralell.
  5. 5. Certification Procedure Application documents  Stamped or signed application form  Business license(if needed)  Questionaire of factory inspection (if needed)  Product info(list of critical components/materials, circuit diagram or system block, name plate and warnings in Chinese, description of the difference between models in the same application unit, etc.)  contract between manufacturer and factory(if needed)
  6. 6. Certification Procedure  Factory quality assurance statement ( Meet the requirements of the factory quality assurance ability and promise to cooperate and finish the initial factory inspection in 3 months after the CCC certificate approval)
  7. 7. Implementation Rules According to the Notice No.23, 2014 promulgated by CNCA, from the implementation date (Sep. 1,2014), the Certification Body should engage in certification activitie according to the new implementation rules for new applications. For the CCC certificates approved before sep.1,2014, the rules conversion can be done together with other modification applications( e.g. product changes, components changes, standard version changes,etc.)
  8. 8. Implementation Rules Implementation Rule: 0.Foreword 1.Scope 2.Certification standards 3.Ceritification mode 4.Application unit 5.Application for certification 6.Certification implementation 7.Follow-up inspecion 8.Certificate 9.Use of CCC certification mark 10.Charge 11.Certification responsibility 12.Detailed Implementation rules
  9. 9.  Rules Version Number Implementation Rules Detailed Rules: CNCA-C08-01:2014 CQC-C0801-2014 CNCA-C09-01:2014 CQC-C0901-2014 CNCA-C16-01:2014 CQC-C1601-2014 Implementation Rules CNCA-01C-017:2010 CNCA-01C-020:2010 CNCA-07C-031:2007
  10. 10.  General requirements Certification body should formulate corresponding implementation detailed rules according to the Implenmentation rule. Implementation Rules
  11. 11. Implementation Rules 1. Scope Same as the CCC catalogue promulgated by AQSIQ and CNCA. For example: No. Products discription Standards 0801 Powered loudspeakers under 500W (R.M.S.) max output GB8898-2011 GB13837-2012 GB17625.1- 20120802 Audio amplifiers 0804 Tuners ,Radio receivers 0805 Audio/video recorder/player/dealer with kinds of carrier media (including cassette tape recorder/player, disc player, CD/MD player, LD/VCD/Super VCD/ DVD player, MP3 recorder/player, etc). 0806 Combination of the above equipments
  12. 12. Implementation Rules No. Products description Standards 0807 Power adapters for audio/video products GB8898-2011 GB13837-2012 GB17625.1- 2012 0808 Color television receiver 0809 Monitor 0811 Cathode-ray tubes GB8898-2011 0812 Vediocassette recorder GB8898-2011 GB13837-2012 GB17625.1- 2012 0813 Electronic organte 0814 Tevision-antenna amplifiers
  13. 13. 2、Certification Standards Audio and Video Products: GB8898-2011 (IEC 60065:2005 MOD) GB13837-2012 (IEC/CISPR 13:2009, IDT) GB17625.1-2012 (IEC 61000-3-2:2009, IDT) Information Technology equipments: GB4943.1-2011 (IEC 60950-1:2005, MOD) GB9254-2008 (IEC/CISPR 22:2006, IDT) GB17625.1-2012(IEC 61000-3-2:2009, IDT) Implementation Rules
  14. 14. Class A, Class B factories Class C, Class D factories Class A,B,C,D can choose voluntary 3. Certification Mode Implementation Rules Implementation Rules Certification Mode1 Certification Mode2 Type testing + follow-up inspection (one of or combination) Certification Mode3 Type testing+initial factory inspection +follow-up inspection Class I, Class II equipments Type testing + fullow-up inspection Other equipments Type testing + follow-up surveillance
  15. 15. Implementation Rules Follow-up inspection Follow-up surveillance Sampling test or inspection in production lines, storehouses Sampling test or inspection in Market
  16. 16. Implementation Rules 4、Application Unit The series of the models/types applied in one application unit should have the same safety critical components or EMC major components and the similiar electrical and mechanical constructions.
  17. 17. Implementation Rules 5、Application for Certification Application documents ... add: Factory quality assurance statement
  18. 18. 6、Certification Implementation  Using manufacturer's testing laboratory TMP:Testing at manufacturers' premises WMT:Witnessed manufacturers' testing TMP Laboratory: A manufacturer's laboratory besing used by CCC contract laboratory. WMT Laboratory: A manufacturer's laboratory being used for witnessed testing by the CCC contract laboratory. Implementation Rules
  19. 19. Implementation Rules Conditions:  The laboratory is approved in accordance with the ISO/IEC 17025 by accredited bodies within ILAC mutual recognition agreement.  Meet the related requirements established by CNCA. Also, the information of TMP, WMT will be written in the CCC TRF.
  20. 20. Implementation Rules The following two documents have been published on the CQC website. -Application form applying for using manufacturer's testing laboratory -Guidelines
  21. 21. components recognition For components listed in the CCC catalugue should have CCC certificates (e.g. plug, power cord, power supply used in Computers, servers, etc) Voluntary certificates Test with the product Implementation Rules
  22. 22. Implementation Rules 7、Factory inspection Factory Inspection Initial factory inspection Follow-up inspection For appliction for the first time or extended applicaton needed factory inspection, the first factory inspection can be done in 3 months after the CCC certificate approval. Quality Assurance ability inspection Product consistency check Routine factory inspection
  23. 23. Follow-up inspection: Enterprise Frequency Content Class A Once every two years 1. Quality Assurance ability inspection (partlly) 2. Product consistency check Class B annually 1. Quality Assurance ability inspection (partlly) 2. Product consistency check Class C one or two times a year 1. Quality Assurance ability inspection 2.Product consistency check or Sampling test / inspection in production lines or markets Class D at least 2 times a year 1. Quality Assurance ability inspection 2.Product consistency check or Sampling test / inspection in production lines or markets Implementation Rules
  24. 24. 8. The classification of the factories:  For a new enterprise for the first time to apply for the CCC certificate, the default is Class B.  Upgrading:D-C-B-A  Degrading:A-B-C-D or A-C or A-D or B-D, etc. Implementation Rules
  25. 25. Implementation Rules Classification terms and conditions:  Results of the factory inspection  Results of the sampling test/inspection in production lines, markets  Results of the national/provincial level sampling test/check, etc.  Others(media exposure, feedback by the users, etc.)
  26. 26. Implementation Rules 9. List of safety critical components, materials 10. List of EMC critical compoents  delete some EMC components
  27. 27. Implementation Rules Summarization:  Certification Mode  Using the manufacturer's testing laboratory  follow-up inspection  The classification of the factories  List of safety and EMC critical components
  28. 28. Thank you!

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