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Stakeholder Analysis as a Tool for Overcoming Some of the Biosciences Policy Challenges in
Eastern Africa
Authors: Margaret Karembu, F. Nguthi, D. Wafula, K. Ogero, J. Ecuru, N. Ozor, K. Urama, E. Acheampong, L. Opati, J. Komen, I. Virgin, M. Gasingirwa, T. Haileselassie, A. Abebe,
J. Omari, P. Chuwa, N. Nyange.
Lead author’s contact details: Dr. Margaret Karembu, Director, International Service for the Acquisition of Agri-biotech Applications (ISAAA)Afri Center, P.O. Box 70-00605, Uthiru,
Nairobi, Kenya. Email: mkarembu@isaaa.org; Mobile:+254722826154;Website:http://africenter.isaaa.org
Introduction
Advances in biosciences have expanded the range of possibilities for the utilization of biological resources worldwide, including eastern Africa. However, uptake of bio-innovations within the region is slow, a situation
attributed to among other factors, inappropriate and/or generalized policies for a generalized public. Policy coordination within governments and across countries is often weak and the needs of stakeholders are poorly
understood or not taken into consideration. Performing a stakeholder analysis during project planning is therefore essential in effective implementation. In bridging research and policy, stakeholder analysis is useful in
identifying all parties involved in conducting the research, those who make or implement policy, and the intermediaries between them. We conducted a stakeholder analysis to identify policy limitations facing uptake of
biosciences innovations within the region and the key value chain actors.
Methodology
A brainstorming session preceded by a presentation on stakeholder analysis was held during the Bio-Innovate Experience-Sharing, Results-Based and Financial Management Training Workshop held on March 29 – 31,
2012 in Nairobi. A stakeholder analysis tool was then developed and circulated among researchers implementing nine projects sponsored by the Bio-Innovate program. The Principal Investigators and their teams used
the tool to identify the key policy limitations facing their projects and the key actors to involve. The data collected was collated to identify any similarity in policy limitations and/or stakeholders across the projects.
Policy limitation Actors Actions
1. Stringent germplasm exchange
regulations
Govt ministries (agric, trade, S&T),
regulators, scientists, seed industry,
regional trade blocs (EAC)
Open fora, roundtable meetings,
parliamentary meetings, exhibitions
2. Restrictive policies on
biotechnology research and stringent
biosafety regimes
Research institutes, regulators,
universities, scientists, ministries,
technology developers, NGOs
Seeing-is-believing tours; awareness
creation workshops; open fora;
scientific champions
3. Poor policy advocacy  Scientists, media, Govt ministries,
universities, research institutes, NGOs
Communication trainings; roundtable
meetings; open fora; parliamentary
meetings; building champions; media
briefings
4. Unfavourable research and
researcher support environment
Managers of research and academic
institutions, procurement officers
Regular updating; one-on-one meetings;
posters; training of procurement officers
5. Weak agricultural extension
policies 
Ministries of agric, faith-based groups,
CBOs, research institutions, NGOs
Facilitate MoA through the projects;
roundtable meetings; field tours
6. Poor infrastructure and marketing
policies
Govt ministries (agric, trade), quality
assurance agencies, regional and local
admin, private sector, farmers,
commodity traders, co-ops, NGOs
Inter-ministerial meetings; farmer field
days; IEC materials; roundtable
meetings; mass and social media
7. Weak public–private partnerships
(PPPs) 
Govt ministries (S&T, agric, trade),
researchers, research institutes, IP
protection agencies; private sector
Trade fairs; roundtable meetings; formal
agreements on benefit-sharing
8. Ineffective legal frameworks and
policies for technology incubation
Ministries (trade, S&T), PCOs,
technocrats (PSs), universities,
scientists, private sector, local
administration
Parliamentary meetings; science parks;
open fora; policy briefs; inter-ministerial
meetings
9. Unfavourable trade regulations Ministries (trade, S&T), scientists, local
authorities, licensing bodies, regional
trade blocs
Regular consultations; roundtable
meetings; IEC materials; technology
dissemination platforms; mass and
social media
10. Varied perceptions on risks and
benefits of new technologies
Relevant ministries, Govt depts, local
administration, consumers, private
sector, scientists, academia; regulators
Social and mass media; science parks;
seeing-is-believing tours; formal
consultations; IEC materials; political
platforms; PG meetings; open fora
Discussion
Information on stakeholders’ interests can help project managers choose how to
best accommodate them, thus assuring policies adopted are realistic and
sustainable. Gaining stakeholder involvement requires careful and thorough planning
to identify the right stakeholders and to ensure they participate in appropriate and
effective ways. Stakeholders with high power and interests aligned with the project
should be fully engaged and brought on board. The findings of the current study have
shown that commercialization of biosciences innovations in eastern Africa is faced
with many policy challenges that can be addressed by diverse actors. The degree of
the limitations vary from country to country. Understanding this scenario will ensure
the beneficiaries of the technologies are reached.
Conclusion
Stakeholder analysis provides a detailed understanding of the political, economic, and social impact of a project on interested groups, the hierarchy of authority and power among different groups and the actual perceptions
of the project among various actors. The policy gaps identified will be addressed by involving the proposed stakeholders through several platforms, most importantly, one-on-one interactions between the researchers and
policy makers. This will be crucial in building the essential links necessary in bringing bio-innovations to the market. The ultimate outcome will be transformation of the region into a bio-based economic hub.
Project Partners:
.
Table 1: Policy gaps hindering biosciences research and commercialization within Eastern Africa.
Results
The table below presents a summary of the stakeholder analysis:
Fig 1: A Stakeholder analysis matrix
Fig. 2: A project team conducting a stakeholder analysis

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Stakeholder analysis as a tool for overcoming some of the biosciences policy challenges in eastern Africa

  • 1. Stakeholder Analysis as a Tool for Overcoming Some of the Biosciences Policy Challenges in Eastern Africa Authors: Margaret Karembu, F. Nguthi, D. Wafula, K. Ogero, J. Ecuru, N. Ozor, K. Urama, E. Acheampong, L. Opati, J. Komen, I. Virgin, M. Gasingirwa, T. Haileselassie, A. Abebe, J. Omari, P. Chuwa, N. Nyange. Lead author’s contact details: Dr. Margaret Karembu, Director, International Service for the Acquisition of Agri-biotech Applications (ISAAA)Afri Center, P.O. Box 70-00605, Uthiru, Nairobi, Kenya. Email: mkarembu@isaaa.org; Mobile:+254722826154;Website:http://africenter.isaaa.org Introduction Advances in biosciences have expanded the range of possibilities for the utilization of biological resources worldwide, including eastern Africa. However, uptake of bio-innovations within the region is slow, a situation attributed to among other factors, inappropriate and/or generalized policies for a generalized public. Policy coordination within governments and across countries is often weak and the needs of stakeholders are poorly understood or not taken into consideration. Performing a stakeholder analysis during project planning is therefore essential in effective implementation. In bridging research and policy, stakeholder analysis is useful in identifying all parties involved in conducting the research, those who make or implement policy, and the intermediaries between them. We conducted a stakeholder analysis to identify policy limitations facing uptake of biosciences innovations within the region and the key value chain actors. Methodology A brainstorming session preceded by a presentation on stakeholder analysis was held during the Bio-Innovate Experience-Sharing, Results-Based and Financial Management Training Workshop held on March 29 – 31, 2012 in Nairobi. A stakeholder analysis tool was then developed and circulated among researchers implementing nine projects sponsored by the Bio-Innovate program. The Principal Investigators and their teams used the tool to identify the key policy limitations facing their projects and the key actors to involve. The data collected was collated to identify any similarity in policy limitations and/or stakeholders across the projects. Policy limitation Actors Actions 1. Stringent germplasm exchange regulations Govt ministries (agric, trade, S&T), regulators, scientists, seed industry, regional trade blocs (EAC) Open fora, roundtable meetings, parliamentary meetings, exhibitions 2. Restrictive policies on biotechnology research and stringent biosafety regimes Research institutes, regulators, universities, scientists, ministries, technology developers, NGOs Seeing-is-believing tours; awareness creation workshops; open fora; scientific champions 3. Poor policy advocacy  Scientists, media, Govt ministries, universities, research institutes, NGOs Communication trainings; roundtable meetings; open fora; parliamentary meetings; building champions; media briefings 4. Unfavourable research and researcher support environment Managers of research and academic institutions, procurement officers Regular updating; one-on-one meetings; posters; training of procurement officers 5. Weak agricultural extension policies  Ministries of agric, faith-based groups, CBOs, research institutions, NGOs Facilitate MoA through the projects; roundtable meetings; field tours 6. Poor infrastructure and marketing policies Govt ministries (agric, trade), quality assurance agencies, regional and local admin, private sector, farmers, commodity traders, co-ops, NGOs Inter-ministerial meetings; farmer field days; IEC materials; roundtable meetings; mass and social media 7. Weak public–private partnerships (PPPs)  Govt ministries (S&T, agric, trade), researchers, research institutes, IP protection agencies; private sector Trade fairs; roundtable meetings; formal agreements on benefit-sharing 8. Ineffective legal frameworks and policies for technology incubation Ministries (trade, S&T), PCOs, technocrats (PSs), universities, scientists, private sector, local administration Parliamentary meetings; science parks; open fora; policy briefs; inter-ministerial meetings 9. Unfavourable trade regulations Ministries (trade, S&T), scientists, local authorities, licensing bodies, regional trade blocs Regular consultations; roundtable meetings; IEC materials; technology dissemination platforms; mass and social media 10. Varied perceptions on risks and benefits of new technologies Relevant ministries, Govt depts, local administration, consumers, private sector, scientists, academia; regulators Social and mass media; science parks; seeing-is-believing tours; formal consultations; IEC materials; political platforms; PG meetings; open fora Discussion Information on stakeholders’ interests can help project managers choose how to best accommodate them, thus assuring policies adopted are realistic and sustainable. Gaining stakeholder involvement requires careful and thorough planning to identify the right stakeholders and to ensure they participate in appropriate and effective ways. Stakeholders with high power and interests aligned with the project should be fully engaged and brought on board. The findings of the current study have shown that commercialization of biosciences innovations in eastern Africa is faced with many policy challenges that can be addressed by diverse actors. The degree of the limitations vary from country to country. Understanding this scenario will ensure the beneficiaries of the technologies are reached. Conclusion Stakeholder analysis provides a detailed understanding of the political, economic, and social impact of a project on interested groups, the hierarchy of authority and power among different groups and the actual perceptions of the project among various actors. The policy gaps identified will be addressed by involving the proposed stakeholders through several platforms, most importantly, one-on-one interactions between the researchers and policy makers. This will be crucial in building the essential links necessary in bringing bio-innovations to the market. The ultimate outcome will be transformation of the region into a bio-based economic hub. Project Partners: . Table 1: Policy gaps hindering biosciences research and commercialization within Eastern Africa. Results The table below presents a summary of the stakeholder analysis: Fig 1: A Stakeholder analysis matrix Fig. 2: A project team conducting a stakeholder analysis