Equity Market is a public entity (a loose network ofeconomic transactions, not a physical facility or discreteentity) for the trading of company stock (shares) andderivatives at an agreed price; these are securities listedon a stock exchange. Equity Market Primary Market Secondary (Issuing of Market (Trading Securities) of Securities)
There are many roles of SEBI and it’s the regulatorof Stock Exchanges in India, Establishment in 1992 inreplacement of Controller of Capital Issues ( CCI ).• Power to make rules for controlling stock exchange.• To provide license to dealers and brokers.• To Stop fraud in Capital Market.• To Control the Merge, Acquisition and takeover the companies.
• To make new rules on carry - forward transactions.• To create relationship with ICAI.• Introduction of derivative contracts on Volatility Index• To Require report of Portfolio Management Activities.• To educate the investors.• To audit the performance of stock market.
Stock Investors BROKER Exchange• To ensure market liquidity and respond rapidly to its clients needs.• To respect the confidential nature of its clients transactions.• Perfect knowledge of financial markets.• Providing superior quality, high value added service.
• Dematerialized account for individual Indian citizens to trade in listed stocks or debentures, required for investors by The Securities Exchange Board of India (SEBI).• A Demat account reduces brokerage charges, enables quick ownership of securities on settlement resulting in increased liquidity, avoids confusion in the ownership title of securities, and provides easy receipts for public issue allotments or IPOs.• A single Demat account can hold investments in both equity and debt instruments
Physical Electronic Demat Form Form AccountTo dematerialize any physical security: a) open a demat account with a DP. b) fill in a DRF (Demat Request Form) and submit the same with the physical certificate/s to the DP for dematerialization. c) DP defaces and sends the certificates to the Issuer/Registrar who credits an equivalent number of securities in the demat account, maintained by CDSL.
• Re-Materialization is the process by which a client can get his electronic holdings converted into physical certificates.• A client can rematerialize his dematerialized holdings at any point of time.• If one wishes to get back his securities in the physical form, one has to fill in the RRF (Remat Request Form) and request his DP for Re-Materialization of the balances in his securities account.