1. COMPLIANCE CALENDAR FOR LISTED COMPANIES
Under SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015
Regulation Reference Period Covered Last date of filing
Mode of
filing at NSE
Mode of filing
BSE
Reg. 27(2)(a):Corporate Governance
Report– Quarterly Compliance Report on
Corporate Governance in prescribed format
(applicable on the listed companies having
paid up capital of more than 10 cr. And
more than 25 cr. Of networth)
(Within 15 days of close of the quarter)
i) April to June-Q1
ii) July to Sep.- Q2
iii) Oct. to Dec.-Q3
iv) Jan to March- Q4
i) 15th July
ii) 15th Oct
iii) 15th Jan
iv) 15th April
NEAPS
BSE LISTING
CENTRE
Reg. 13(3):Statement Grievance Redressal
Mechanism– A statement giving number of
investor
i) Complaints pending at the beginning of
the quarter
ii) Complaints received during the quarter
iii) Complaints disposed during the quarter
iv) Complaints remaining unresolved at the
end of quarter
(Within 21 days of close of the quarter)
i) April to June-Q1
ii) July to Sep.- Q2
iii) Oct. to Dec.-Q3
iv) Jan to March- Q4
i) 21st July
ii) 21st Oct
iii) 21st Jan
iv) 21st April
NEAPS
BSE LISTING
CENTRE
Reg. 31(1)(b):Shareholding Pattern–
Shareholding Pattern
(Within 21 days of close of the quarter)
i) April to June-Q1
ii) July to Sep.- Q2
iii) Oct. to Dec.-Q3
iv) Jan to March- Q4
i) 21st July
ii) 21st Oct
iii) 21st Jan
iv) 21st April
NEAPS
BSE LISTING
CENTRE
Reg. 32(1):Statement of deviation and
variation– Statement of deviation and
variation on quarterly basis for public issue,
right issue, preferential issue indicating
deviation as per regulation 32(1)
i) April to June-Q1
ii) July to Sep.- Q2
iii) Oct. to Dec.-Q3
iv) Jan to March- Q4
i) 31st July
ii) 31st Oct
iii) 31st Jan
iv) 30thApril
NEAPS
BSE LISTING
CENTRE
Reg. 29(1)(a) & Proviso of Sub-Reg.
(2):Prior intimation of Board Meeting for
financial results-Prior intimation of Board
i) April to June-Q1 At list five days in
advance (excluding the
date of intimation to stock
NEAPS
BSE LISTING
CENTRE

2. COMPLIANCE CALENDAR FOR LISTED COMPANIES
Under SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015
Meeting in which financial results is
proposed to be considered and such
intimation shall include the date of such
meeting of Board of Director
ii) July to Sep.- Q2
iii) Oct. to Dec.-Q3
iv) Jan to March- Q4
exchange and date of
Board Meeting.
(5 Clear days)
Reg. 33(3)(a):Financial Results– Quarterly
financial results with Limited Review
Report.
Reg. 33(3)(d):Annual Financial Results–
Audited standalone and consolidated
financial results for the financial year along
with audit report and either form A
(unmodified report) or Form B (modified
report)
(Within 45 days of close of the 1st, 2nd and
3rd quarter and Within 60 days of close of
the 4th quarter)
i) April to June-Q1
ii) July to Sep.- Q2
iii) Oct. to Dec.-Q3
iv) Jan to March- Q4
i) 14th Aug.
ii) 14th Nov.
iii) 14th Feb
iv) 30th May
NEAPS
BSE LISTING
CENTRE
Reg. 7(3):Compliance Certificate related to
share transfer– Compliance certificate duly
signed by both the Compliance Officer and
Authorised Representative of Transfer
Agent
(Within one Month of end of each half
year)
i) April to Sep.- H1
ii) Oct. to March- H2
i) 31st Oct
ii) 30th April
NEAPS
BSE LISTING
CENTRE
Reg. 40(9) and 40(10):Compliance
Certificate related to transfer or
transmission or transposition of securities–
Share Transfer Agent produce a certificate
from Practicing CS certifying that all the
certificate within one month of the end of
each of half financial year have been issued
within 30 days of that lodgement for
transfer, sub-division, consolidation,
renewal, exchange, or endorsement of calls/
allotments monies
(Within one Month of end of each half
year)
i) April to Sep.- H1
ii) Oct. to March- H2
i) 31st Oct
ii) 30th April
NEAPS
BSE LISTING
CENTRE
Reg. 14:Payment of listing fees– payment of
listing fee or charges as applicable to the
stock exchanges in the manner specified by
SEBI
i) April to March 30th April NEAPS
BSE LISTING
CENTRE
Reg. 34(1):Annual Report– Annual Report
to stock exchange within 21 working days of
it being approved and adopted in the
Annual General Meeting as per provision of
i) April to March
Within 21 working days
from the AGM
NEAPS
BSE LISTING
CENTRE

3. COMPLIANCE CALENDAR FOR LISTED COMPANIES
Under SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015
Companies Act, 2013
Reg. 44(3):Voting Result– The listed entity
shall submit to stock exchange, within 48
hours of conclusion of general meeting,
details regarding the voting results in
specified format.
Voting at General Meeting
Within 48 hour form the
conclusion of general
meeting
NEAPS
BSE LISTING
CENTRE
Reg. 7(5):Appointment of Share Transfer
Agent–
–
Within 7 days of
agreement with RTA
NEAPS
BSE LISTING
CENTRE
Reg. 28(1):Obtaining of ‘in-principle
approval’ before issue of securities
–
Prior to issuance of
securities
– –
Reg. 29:Prior intimation of Board Meeting–
Prior intimations of Board meeting for
proposal to buy back of securities,
voluntarily delisting, fund raising by public
offer, right issue, ADR,GDR, FCCB, QIP,
Debt issue, preferential issue, declaration of
dividend, bonus issue
–
At least 2 clear working
days in advance excluding
the date of intimation and
date of meeting
NEAPS
BSE LISTING
CENTRE
Reg. 29(3):Prior intimation of Board Meeting– Prior intimations of Board meeting for
proposal to
a) Any alteration in the form or nature of any of its securities that are listed or in the
right or privileges of holders thereof
b) Any alteration in the date on which, the interest on debentures or bonds or the
redemption amount of redeemable shares or debentures or bonds shall be payable
–
At least 11 clear working
days in advance
NEAPS
BSE LISTING
CENTRE
Reg. 30:Disclosure of price sensitive information– Listed entity shall first disclose to
stock exchange(s) of all events, as specified in part A of the Schedule III, or
information as soon as reasonably possible and not later than 24 hour from the
occurrence of event or information.
Provided that in case the disclosure is made after 24 hours of occurrence of the event
or information the listed entity shall, along with such disclosures provide explanation
for delay.
Not later than 24 hours
from the occurrence of the
event or information as
per Part A Schedule III
NEAPS
BSE LISTING
CENTRE
Event-
1. Acquisitions including agreement to acquire, Scheme of Arrangement(Merger/Demerger), sale or disposal of any unit, division subsidiary or
other restructuring,
2. issue or forfeiture of securities, split consolidation, buy back, any restriction on transferability of securities, alteration in term or structure of
securities

4. COMPLIANCE CALENDAR FOR LISTED COMPANIES
Under SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015
3. Revision in rating (debt/deposit)
4. Shareholder Agreement, joint venture agreement, family settlement agreement ( to the extent that it impacts the management and control of th
listed Company, agreement contract with media company,
5. fraud/default by promoter/ KMP/ listed entity or arrest of KMP/Promoter
6. Change in director/KMP (MD/CEO/CFO/CS)
7. Appointment or discontinuation of Share Transfer Agent
8. Corporate Debt Restricting
9. One time settlement with Bank
10. Reference to BIFR and winding-up petition filed by any party/creditors
11. issuance of notice to securities holder or media
12. proceeding of annual and extraordinary general meeting
13. Amendment to MOA and AOA
14 Schedule of Analyst or institutional investor meet and presentations of financial results made by listed company to analysts or institutional
investors
15. Commencement or any postponement in the date of commencement of commercial production or commercial operations of any unit/division
16. Change in the general character or nature of business
17. capacity addition of product launch
18. Awarding, bagging /receiving amendment or termination of awarded bagged orders/contracts not in the normal course of business
19. Agreement (viz. Loan Agreement (as borrower) or any other agreement which are binding and not in normal course of business) and revision
or amendment or termination thereof.
20. Disruption of operations of any one or more units or division of the listed entity due to natural calamity (earthquake, flood, fire etc.) force
majeure or events such as strikes, lockouts etc.
21. Effects arising out of change in regulatory framework applicable to listed entity
22. litigation/dispute/regulatory actions with impact
23. Giving of guarantee or indemnity or becoming a surety for any 3rd party
24. Granting, withdrawal, surrender, cancellation or suspension of key licenses or regulatory approvals.
Reg. 30:Outcome of Meeting of Board of Directors
Within 30 minutes of closure of meeting
a) Dividends and/or cash bonuses recommended or declared or the decision to pass
Within 30 minutes of the
closure of meeting
The intimation of outcome
of the meeting shall also
contain the time of
NEAPS
BSE LISTING
CENTRE

5. COMPLIANCE CALENDAR FOR LISTED COMPANIES
Under SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015
any dividend and the date on which dividend shall be paid/dispatched.
b) any cancellation of dividend with reasons thereof
c) the decision of buy back
d) the decision with respect of fund raising proposed to be undertaken
e) increase in capital by issue of bonus share through capitalization including the date
on which such bonus shares shall be credited / dispatched
f) re-issue of forfeited shares or securities or the issue of shares or securities held in
reserve for future issue or the creation in any form or manner of new shares or
securities or other rights, privileges or benefits to subscribes to
g) alteration in capital
e) financial result
f) decision on voluntary delisting by listed entity
commencement and
conclusion of the meeting
Reg. 42(2):Intimation regarding fixing of Record date or Date of closure of transfer
books-
Intimation of record date for following purpose;
a. declaration of dividend
b. Issue of right or bonus shares
c. issue of shares for conversion of debentures or any other convertible securities
d. share arising out of right attached to debentures or any other convertible security
e. corporate action like merger, demergers, splits and bonus shares
f. such other purpose as may be specified by the stock exchange
The intimation shall be
given in advance of at least
7 working days excluding
the date of intimation and
record dare to the stock
exchange of record dare
specifying the purpose of
the record date.
NEAPS
BSE LISTING
CENTRE
Reg. 42(3): the listed entity shall recommend or declare all dividend and/or cash
bonuses at least 5 working days (excluding the date of intimation and the record date
fixed for the purpose)
AT least 5 clear working
days in advance
NEAPS
BSE LISTING
CENTRE
Reg. 45(3):Change of name-On receipt of confirmation regarding name availability
from ROC, before filing the request for change of name with the ROC in terms of
provisions of Companies Act, 2013 and rules made thereunder the listed entity shall
seek approval from stock exchange by submitting a certificate from chartered
accountant stating compliance with the conditions at sub-regulation 45(1)
Prior Approval NEAPS
BSE LISTING
CENTRE
Reg. 46 (2): Any change/updation in the content of its website
2 working days from the
date of such change