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Peter Franz

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Process Led Controls Management In The Digital Age

Published in: Economy & Finance
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  • DOWNLOAD FULL BOOKS, INTO AVAILABLE FORMAT ......................................................................................................................... ......................................................................................................................... 1.DOWNLOAD FULL. PDF EBOOK here { https://tinyurl.com/y6a5rkg5 } ......................................................................................................................... 1.DOWNLOAD FULL. EPUB Ebook here { https://tinyurl.com/y6a5rkg5 } ......................................................................................................................... 1.DOWNLOAD FULL. doc Ebook here { https://tinyurl.com/y6a5rkg5 } ......................................................................................................................... 1.DOWNLOAD FULL. PDF EBOOK here { https://tinyurl.com/y6a5rkg5 } ......................................................................................................................... 1.DOWNLOAD FULL. EPUB Ebook here { https://tinyurl.com/y6a5rkg5 } ......................................................................................................................... 1.DOWNLOAD FULL. doc Ebook here { https://tinyurl.com/y6a5rkg5 } ......................................................................................................................... ......................................................................................................................... ......................................................................................................................... .............. Browse by Genre Available eBooks ......................................................................................................................... Art, Biography, Business, Chick Lit, Children's, Christian, Classics, Comics, Contemporary, Cookbooks, Crime, Ebooks, Fantasy, Fiction, Graphic Novels, Historical Fiction, History, Horror, Humor And Comedy, Manga, Memoir, Music, Mystery, Non Fiction, Paranormal, Philosophy, Poetry, Psychology, Religion, Romance, Science, Science Fiction, Self Help, Suspense, Spirituality, Sports, Thriller, Travel, Young Adult,
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Peter Franz

  1. 1. Peter Franz, CEO BPM-D – June 2019 Integrated Compliance Management in the Digital Age
  2. 2. Business Process Management-Discipline (BPM-D) 2Copyright © BPM-D 2018 Copyright © 2014 – BPM-D - Patent Pending BPM-D Framework
  3. 3. AGENDA Compliance management in the digital age Challenges faced Sample case studies Discussion 3Copyright © BPM-D 2019
  4. 4. 4Copyright © BPM-D 2019 Integrated compliance management DEFINITION “a set of practices and processes supported by a risk-aware culture and enabling technologies, that improves decision making and performance through an integrated view of how well an organization manages its unique set of risks”
  5. 5. Increasing Demand on Compliance 5Copyright © BPM-D 2019
  6. 6. 6Copyright © BPM-D 2019 Digitalization requires integrated compliance management Digitalization is not only creating new and higher levels of risk; it is creating completely new types of risk Source: Gartner 74% of risk executives expect that it will not become easier in the next 3 years to forecast critical risks due to a continued lack of cross organizational collaboration. Source: RIMS
  7. 7. As-Is Integrated Compliance Management – The Digital Future 7Copyright © BPM-D 2019 To-Be Integrated Digital Future
  8. 8. Integrated compliance management 8© 2017 Software AG. All rights reserved. DASHBOARDS - INTEGRATED MONITORING & ANALYSIS PROCESS PERFORMANCE / GRC MANAGEMENT Continuous Monitoring / Real-time Analytics & Alerting CollaborativeDesign Process Intelligence Process Discovery Bottleneck & Cause-Effect Analysis Business Activity Monitoring Governance Release Cycle Management Change Board for Process, Risk & Compliance Governance Monitoring Business Performance GRC Performance Separation Of Duty Application Controls Master Data Changes Transaction Monitoring Compliance Management Policy Management Audit Management Incident & Loss Management Risk & Process Simulation Issue Management Sign-off Management Regulatory Change Mngt LoB , COO LoB Employees Compliance Officer Policy ManagerRisk Manager Risk Management Auditor Policy Mapping Attestation Policy tracking Audit Planning Audit Templates Resource Management Design Monitor
  9. 9. Intervention Needed 9Copyright © BPM-D 2019 Ad-Hoc Event Periodic Event Physical accident occurs on site Select Alternative Bank Transaction for Invoicing Monitor Payment Limits Billing Reconciliation and Payments DetailedExecution Logs SelfRegulated Logs
  10. 10. Intervention Needed 10Copyright © BPM-D 2019 Ad-Hoc Event Periodic Event Physical accident occurs on site Receive invoice for Ad-hoc purchases Review and Approve Payment Journal Conduct Performance Reviews and Variance Analysis ERP Config Workflow tool(s) Process Mining GRC Solution Excel DetailedExecution Logs SelfRegulated Logs
  11. 11. Intervention Needed 11Copyright © BPM-D 2019 Ad-Hoc Event Periodic Event Physical accident occurs on site Receive invoice for Ad-hoc purchases Review and Approve Payment Journal Conduct Performance Reviews and Variance Analysis Process ERP Config Workflow tool(s) Process Mining GRC Solution Excel DetailedExecution Logs SelfRegulated Logs
  12. 12. Process repository – Single source of truth 12Copyright © BPM-D 2019 Tasks Details Roles
  13. 13. Process repository – Single source of truth 13Copyright © BPM-D 2019 Risk Control Control Owner Control Details Risk Details Tasks Details Roles
  14. 14. Sample Digital Tool Sets 14Copyright © BPM-D 2019 ERP Config Workflow Tools GRC Solution Process Mining Process Management
  15. 15. Process Mining 15Copyright © BPM-D 2019
  16. 16. Automation WorkFlow 16Copyright © BPM-D 2019
  17. 17. GRC tools (the BPM-D Application) 17Copyright © BPM-D 2019
  18. 18. ICM at a Shipping company Creating and executing controls Integrated with operational processes 18Copyright © BPM-D 2019 Needed to cope with Growing regulatory requirements and more efficient control management to manage shipping service centre Central Governance through process repository Easy execution and Reviewing Immediate Control Transparency Management Dashboards Audit and Compliance ready 352 Controls 20 Roles 5 Geographies
  19. 19. How do you manage Compliance? Tools Challenges
  20. 20. Thank You! www.bpm-d.com @BPM_D www.linkedin.com/company/bpm-d/ Copyright © BPM-D 2019 20

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