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ACCESS THE U.SRETAIL AUDIENCE:THE BLUE SKY OPPORTUNITY                           1
MODERATOR/MICHAEL MOOREVP, TMX EQUICOM USA             MMOORE@TMXEQUICOM.COM                                     |2
AGENDA/                  PANEL INTRODUCTION                Q&A                DISCUSSION                                   3
INTRODUCTION/                4
WHAT WE HEAR/           1.               2.    IS IT WORTH MY     WHAT’S THE     TIME & MONEY     MOST EFFECTIVE     TO MA...
1IS IT WORTH MY TIME AND MONEY TO MARKETTO THE U.S. RETAIL AUDIENCE?                                          6
2WHAT IS THE MOST EFFECTIVE WAY TO GETEXPOSURE IN THE U.S.?                                        |7
WE CAN REACH U.S. RETAIL…          BUT SHOULD WE?                            |8
|9
BLUE SKY/ NASDAQ              AMEX                 NYSE AUTOMATICALLY QUALIFY IN ALL 50 STATES                            ...
CANADIAN COMPANIES NEED EXEMPTIONS/WHY?                                   11
IMPORTANT QUESTIONS/
BEST WAY               TO REACH                           IS BLUE  WHAT ARE                   SKY   RETAIL       RETAIL?  ...
PANELISTS/             14
PANELIST/DARRELL THOMPSON            REGISTERED REPRESENTATIVE            MACQUARIE PRIVATE WEALTH/                       ...
PANELIST/DAVID STYFCO            REGISTERED REPRESENTATIVE                        AEGIS CAPITAL/                          ...
PANELIST/DALE KANZLER              REGISTERED REPRESENTATIVE            OCCIDENTAL MARKETING GROUP/                       ...
PANEL Q&A/             18
PANEL/ 1Do you have discretion over your clients’ portfolios, or a % of their                         portfolios?         ...
PANEL/2  What % of client portfolio are in           stocks? What’s your              market cap range?                   ...
PANEL/3    Do you consider TSX and/orTSX-V listed companies? Do you have compliance requirements?                         ...
PANEL/4      Is Blue Sky enough for U.S.    brokers to invest and trade for          their clients only listed in         ...
PANEL/5     Are brokers satisfied with OTCQX & OTCBB listings? Are     their compliance issuers?                          ...
PANEL/6   Where or how do you find your     ideas? What do you like in apitch & what resonates with you?                  ...
PANEL/7Do you rely on equity research?        Does coverage make a             difference for you?                        ...
PANEL/8What’s the most effective way to  access U.S. retail audience?                              |26
Q&A/       27
CONCLUSIONTHANK YOU FOR YOUR TIME/MICHAEL MOORE,             WWW.TMXEQUICOM.COMMMOORE@TMXEQUICOM.COM       WWW.IRMATTERS.C...
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[WEBINAR] Accessing the U.S. Retail Audience: A 'Blue Sky' Opportunity

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To learn more about reaching your U.S. retail audience, please contact Michael Moore at mmoore@tmxequicom.com.

There is also additional information on our website at http://www.tmxequicom.com/Investor-Relations/US-Retail-Lunch-Series/default.aspx

www.tmxequicom.com
www.irmatters.com

Published in: Business
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[WEBINAR] Accessing the U.S. Retail Audience: A 'Blue Sky' Opportunity

  1. 1. ACCESS THE U.SRETAIL AUDIENCE:THE BLUE SKY OPPORTUNITY 1
  2. 2. MODERATOR/MICHAEL MOOREVP, TMX EQUICOM USA MMOORE@TMXEQUICOM.COM |2
  3. 3. AGENDA/ PANEL INTRODUCTION Q&A DISCUSSION 3
  4. 4. INTRODUCTION/ 4
  5. 5. WHAT WE HEAR/ 1. 2. IS IT WORTH MY WHAT’S THE TIME & MONEY MOST EFFECTIVE TO MARKET TO WAY TO GET THE U.S. RETAIL EXPOSURE? AUDIENCE? |5
  6. 6. 1IS IT WORTH MY TIME AND MONEY TO MARKETTO THE U.S. RETAIL AUDIENCE? 6
  7. 7. 2WHAT IS THE MOST EFFECTIVE WAY TO GETEXPOSURE IN THE U.S.? |7
  8. 8. WE CAN REACH U.S. RETAIL… BUT SHOULD WE? |8
  9. 9. |9
  10. 10. BLUE SKY/ NASDAQ AMEX NYSE AUTOMATICALLY QUALIFY IN ALL 50 STATES 10
  11. 11. CANADIAN COMPANIES NEED EXEMPTIONS/WHY? 11
  12. 12. IMPORTANT QUESTIONS/
  13. 13. BEST WAY TO REACH IS BLUE WHAT ARE SKY RETAIL RETAIL? ENOUGH? INVESTORSINTERESTED IN? TSX OR INVESTMENT TSXV? ATTRIBUTES?
  14. 14. PANELISTS/ 14
  15. 15. PANELIST/DARRELL THOMPSON REGISTERED REPRESENTATIVE MACQUARIE PRIVATE WEALTH/ |15
  16. 16. PANELIST/DAVID STYFCO REGISTERED REPRESENTATIVE AEGIS CAPITAL/ |16
  17. 17. PANELIST/DALE KANZLER REGISTERED REPRESENTATIVE OCCIDENTAL MARKETING GROUP/ |17
  18. 18. PANEL Q&A/ 18
  19. 19. PANEL/ 1Do you have discretion over your clients’ portfolios, or a % of their portfolios? |19
  20. 20. PANEL/2 What % of client portfolio are in stocks? What’s your market cap range? |20
  21. 21. PANEL/3 Do you consider TSX and/orTSX-V listed companies? Do you have compliance requirements? |21
  22. 22. PANEL/4 Is Blue Sky enough for U.S. brokers to invest and trade for their clients only listed in Canada? |22
  23. 23. PANEL/5 Are brokers satisfied with OTCQX & OTCBB listings? Are their compliance issuers? |23
  24. 24. PANEL/6 Where or how do you find your ideas? What do you like in apitch & what resonates with you? |24
  25. 25. PANEL/7Do you rely on equity research? Does coverage make a difference for you? |25
  26. 26. PANEL/8What’s the most effective way to access U.S. retail audience? |26
  27. 27. Q&A/ 27
  28. 28. CONCLUSIONTHANK YOU FOR YOUR TIME/MICHAEL MOORE, WWW.TMXEQUICOM.COMMMOORE@TMXEQUICOM.COM WWW.IRMATTERS.COM @TMX_EQUICOM 28

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