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10 Questions to Ask Before Hiring a Securities Attorney

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10 Questions to Ask Before Hiring a Securities Attorney

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Before you hire a securities attorney to handle YOUR next capital raise, ask these 10 questions to get a good overview of the right partner for you to keep you legally compliant so that you can focus on growing your business.

Before you hire a securities attorney to handle YOUR next capital raise, ask these 10 questions to get a good overview of the right partner for you to keep you legally compliant so that you can focus on growing your business.

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10 Questions to Ask Before Hiring a Securities Attorney

  1. 1. KAAG www.KAAG.co (404) 919-0660 10 Questions to Ask Before Hiring a Securities Attorney 1. How have you helped clients meet their capital raising goals when raising money from investors? KAAG helped our clients legally raise over $1B in private investments funds from investment groups, institutions, and individuals. With this experience, we can not only PREPARE you to raise capital but PROTECT you when you do. 2. What happens if I get a notification from a state or federal agency about my capital raise if we hire you as our securities attorney? That's easy. Send it to us. It's included in our capital raising packages unless it involves litigation or an issue outside of regulatory capital raising compliance. We are here to PROTECT you every stage of the capital raising process. 3. What other expertise do you bring to us as clients to make sure we stay legally compliant when raising funds from investors? Our Founder Attorney Dar’shun Kendrick understands what investors want and need to PROTECT her clients from the pitfalls of raising capital from investors. That’s because Attorney Kendrick holds a series 65 license as an investment adviser representative and arbitrates disputes between investors and companies for FINRA (Financial Regulatory Authority.) 4. Who are the partners your firm works with to make sure that I have all other needed services to reach my capital raising goal and keep me protected from legal liability? KAAG has a network of over 500 partners to help you not only find capital but to fully PREPARE you to market to your ideal investors. We work with our partners to provide you with 365 degrees of PROTECTION every step of your journey to meet your capital raising goals. 5. What procedures does your firm have in place to make sure its attorneys are up to date with the latest regulatory changes to make sure I am fully protected from changing regulation? KAAG’s attorney and staff are not only subscribed to the S.E.C. (Securities and Exchange Commission) daily enewsletter but subscribed to numerous industry alerts and publications. If there is a change that affects your company, industry or capital raise, we share that information with you. As our client, you are PROTECTED the entire process of your capital raise and we make sure of it. 6. What is your company's customer service philosophy? We are RESPONSIVE (we have a 24 hour response time), PROFESSIONAL (we are a small firm with big values), RESOURCEFUL (If our team finds valuable information, we will share it with you) and KNOWLEDGABLE (with years of experience and constant education to protect you) to ALL our clients. 7. Do you work specifically with black and brown founders and women founders to meet their unique capital raising needs? KAAG will work with most Founders, but we are particularly passionate about working with founders of color and women founders to meet their specific capital raising needs and challenges. We have a network of partners that work specifically with these affinity groups and the background to customize PREPARATION services to meet the challenges of these groups. 8. How does your firm charge clients during the capital raising process? We charge a flat fee for most services so that you have predictability in your legal costs. There are three (3) capital raising packages to choose from that PROTECT your company from one (1) year from the date the retainer agreement is executed. That means PROTECTION for 365 days a year from legal headaches, surprises, and confusion so you can focus on growing your company. 9. How many team members are dedicated to my legal matter and will the Founder be involved? Absolutely. From day 1 as a client, you are assigned the entire KAAG team which includes an Executive Admin to help with logistical matters, a Legal Fellow to assistant with legal compliance and matters and Attorney Kendrick is intimately involved throughout the entire process of your capital raise. You have a whole team behind you to PROTECT you every step of the way! 10. Ultimately, what can your firm offer to me as a client that makes you different than other firms? It's our mission statement which is to PREPARE clients to raise capital and PROTECT clients from legal headaches so they can grow their business. That's our "peace of mind" promise. Most firms just go through the motions required to raise capital but we are dedicated to PREPARING you to raise (if needed) and PROTECTING you when you do---we are committed to being a partner with you and more than a law firm during this process.

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