Csi Blackbelt Ia Masterclass Kl


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Internal Audit Masterclass to prevent FRAUD

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Csi Blackbelt Ia Masterclass Kl

  1. 1. Early Bird & Group Discounts Available! Call us at +65 9106 9872/ +65 9007 4179 to register today! CSI BLACKBELT in SEATA— Internal Audit Masterclass 1 JAN 26-27, MAY 4-5, SEP 2-3, NOV 26-27 2009* (One Session Every Quarter) PARKROYAL HOTEL, KUALA LUMPUR, MALAYSIA Faced with more and more regulations and ever-increasing demands from the Board, internal audit teams face a daunting task. So imagine the challenge of re-engineering an existing established audit function or—even more daunting—creating a completely new audit function from scratch. It’s unlikely that you will be given too much time to get it right and there will be an expectation that you will function effectively from day one. I n this 2 - day highly practical course you will learn how to assemble the course, building blocks to an effective internal audit function and hit the ground running. Key highlights on what you will learn in this programme include: • Review the specific steps to ensure the internal audit function is organised the most effective way • Understand what activities effective internal audit function should cover • Develop and implement effective audit reports TOMMY SEAH • Understand what corporate governance issues internal auditors should be watching REGENT EMERITUS, ACFE (TEXAS, USA) • Learn how to positively impact your shareholders' value by maintaining good corporate governance CFE, CSI, FCPA
  2. 2. A CLOSER LOOK AT THE PROGRAM The purpose of this training Course is to help internal audit executives benchmark their internal practices against globally accepted practices that guarantee the effectiveness of internal auditing. After attending this session participants will be able to: Know the basic principles and organisational frameworks for internal audit and control Recent developments from COSO • Recent evolutions in professional standards • Governance models and the role of internal audit • Internal Audit and Corporate Governance requirements • Interfacing with external auditors and other external parties • Internal audit as interactive part of the corporate-wide communication process • Challenges for the modern Internal Audit function • New skills development for modern internal auditing • Achieving compliance with standards • Conflicts of interest • Ethics and codes of conduct • COURSE CONTENT Understanding SEATA 6. What is Peer/Quality Assessment Review? 1. Key Concepts and Objectives • Objectives • Scope • Components • The Approach • Fitting the Objectives and Components Together • Using SEATA to Identify Inherent Control Weakness • 7. Fieldwork Case Study • Assessing Organisational Governance 2. SEATA Implementation Tools • Selecting the Right Workpapers to Review • Managing the Review • Evaluating SEATA Attributes in Major Processes • Interviewing the Key Players • Measuring SEATA Components at the Entity Level • Developing the Opinion • Applying the Evaluation Criteria 3. SEATA Evaluation Tools 8. Reporting the Opinion • Entity-wide Assessment Tools • • Business-process Control Evaluation Tools The Closing Conference • • Sample SEATA Audit Programme Communicating the Results • • Case Study Report Formats • Who Responds to the Comments • The Final Report 4. Significant Risk Aspects • Critical Success Factors 9. A Survival Checklist for Chief Audit Executives • Risk Assessment: Entity-wide • Choosing A Methodology • Risk Assessment: Activity Level • Selecting the Right Team Leader • Selecting the Review Team 5. SOX 302 and 404: Corporate Responsibility for Financial • Doing Your Homework Statements and Management's Assessment of Internal • How to Get the Most Out of a QAR Controls 10. Best Practices in Value-Added Internal Auditing • Why SEATA has become the lingua franca of SOX Compliance • • Where should IA Report Internal Audit's Roles • • IA's Role in Sarbanes-Oxley Relating SOX302 to SEATA • • Structure of the Department SOX 404 Activities that relate to Elements of SEATA 11. Practical Case Study
  3. 3. YOUR TRAINING COACH TOMMY SEAH Certified Fraud Examiner; Double Firsts in Financial Management & Accountancy (U.K.); Chartered Banker; International Accountant; FCPA (USA); CSOXP; Member of Advisory Board to SOX Institute He is the only Singaporean that has made a name for himself in America’s largest and world renowned Anti- Fraud Association. In 2006, he was elected by his peers in more than 100 countries to be the Vice Chairman of The Association of Certified Fraud Examiners Board of Regents based in Texas, USA. CFE is a post graduate pro- fessional qualification recognized by the FBI and USA Central Intelligence Agency in it’s recruitment of auditors for combating fraud. He is also the Chairperson of CSI World Headquarters. CSI is the only Digital Forensic Certi- fication body that operates in Asia. A number of auditors in the United Nations and government services proudly carry the CSI designation with distinction. Today, Tommy is the Number 1 fraud buster in Asia. His ser- vices in providing anti fraud and technical product training is much sought after by numerous multinational companies, banks and governments in the region, including Germany, Singapore, Malaysia, China, Indonesia, Philippines and Taiwan. Tommy's previous work experience includes systems based auditing in an American International Bank, where he was the Senior Regional Auditor responsible for the Bank's audit in the Asia Pa- cific region. He has also held the top executive position of Chief of Internal Audit in a prime offshore bank where his audit duties cover the Singapore and Hong Kong operations of the bank. He covers all areas of the bank's audit of operations and IT systems. He also has practical working experience in the Operations Depart- ment of a foreign bank. Of late, Tommy has very successfully trained Anti-Narcotics Police Officers from most of the ASEAN countries. In 2008, he was awarded the privilege to train the highly skilled and intellectually supe- rior officers from the Competition Commission of Singapore. Tommy Seah is also a prolific writer. He is the au- thor of seven banking books including the F.I.G. Program. The FIG is the authoritative and definitive text on Fi- nancial Instruments designed to be used in the world wide banking industry for product training. This publica- tion has received excellent review and first class commendation from some of the most authoritative profes- sional certification body and top rated banks in the world. The other six authoritative texts used in his training are The Foreign Exchange Audit, The Control of Money Market Activities in Banks, Financial Management, MCA for Banks, SWAPS in Investment Banking and Anti-Money Laundering 101. His latest publication attempt is on Profiling and Interviewing Techniques. He has set for himself the goal to be the first Asian to write the first book in “Technology Fraud for the Banking Industry”. For the past twenty nine years, Tommy Seah has trained some of the top lawyers, bankers, accountants, inves- tigators in the banks and financial institutions in the region. In particular, his expertise in SOX 404, AML and Basel II systems implementation and compliance is much sought after by financial institutions and banks in Ger- many, Brunei, China, Indonesia, Malaysia, Philippines, Singapore, Taiwan and Thailand. Accredited By: Developed By: Organized By: This training program is—
  4. 4. CSI BLACKBELT IN SEATA— 2009 Training Session INTERNAL AUDIT MASTERCLASS 1 Parkroyal Hotel Kuala Lumpur, Malaysia FEES & REGISTRATION METHOD Package Participant Fees Session 1 Session 2 Session 3 Session 4 Workshop Price MYR2200 per pax Jan 26-27 ’09 May 4-5 ‘09 Sep 2-3 ‘09 Nov 26-27 ‘09 Group Price ** Corporate Group Discount: Second Participant pays 95%; subsequent participant pays only 70%. Subsequent participants must be from same organisation. Disclaimer: * Subject to final confirmation based on enrolments and trainer’s schedule availability **The registration fee does not include hotel accommodation. Delegates may be refused admission if payment is not received prior to the workshop HOW TO REGISTER To attend this workshop, complete and return this registration form with the required payment in full. Registration confirmation will only be acknowledged once the registration fees have been received. Please read this booklet carefully before completing the registration form. All fees are quoted in 750 US dollars (USD) equivalent. REGISTRATIONS CAN BE SENT BY THE FOLLOWING METHODS: PAYMENT METHODS: Tel: (+65) 9106 9872 (Singapore) Cheque: Make payable to CFE in Practice Fax: (+65) 6288 0181 Email: tommy@cfe-in-practice.net T/T Payment: Mail to: CFE-In-Practice DBS Bank, Shenton Way Branch, Singapore 111, Tampines Road, Suite No. 07-01 Current A/C No.: 022-900202-8 Yi Mei Gdn Building Account Name: CFE-In-Practice Singapore 535133 Swift Address: DBSSSGSG Chips UID Number: 034675 PARTICIPANT NAME Or Telex Number: RS 24455 CANCELLATION & TRANSFERS Name Designation Should you be unable to attend, a substitute delegate is welcome at no extra charge. Alternatively, you may choose to credit the full Email value of your registration towards a future CFE event. A full refund, less 10% administrative charge, will be made for can- Name cellations received in writing at least 3 weeks prior to the workshop. Designation A 50% refund and the workshop documentation will be provided for cancellations received in writing 2 weeks in advance. The firm re- Email grets that no refunds will be made for cancellations received less than 2 weeks prior to the workshop. Name A complete set of documentation will, however, be sent to you. CFE Designation reserves the right to cancel or alter the content and timing of the program for reasons beyond its control. CFE-In-Practice reserves the Email undeniable right to CANCEL the program. For Official Use Only Authorising Received by: _________________________________ Manager Date: _________________________________ Email Code: _________________________________ Designation Organisation Please include Company Stamp & Signature Address Tel Fax WWW.CFE-IN-PRACTICE.COM