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Monitoring and evaluation: setting the stage for improved impact
                                                       As demand for impact remains a challenge to many research organizations. Innovative approaches for assessing and utilizing impact information are being 
                                           sought.  Understanding  what successful utilization of feedback from impact  looks like, and assessing the processes, are essential for strengthening the ability of research 
                                                                                                    programs to improve  on practice, policies and strategies. 




                                                                                        Muthoni. R(CIAT), Buruchara. R(CIAT),  Solofohery P.(AMADEA), Kanenga. A(NARS DRC)
                                                                                                                      Improved Beans for the Developing World




Why we research on monitoring and evaluation?                                                                    The dynamics for performance measurement                                                             Utilization of monitoring and evaluation results
                                                                                                                 in PABRA
        There exists a constant demand for  accountability  both “upward” to 
        funding agencies  and “downward” to participating stakeholders,                                                                                                                                                Deliberate efforts were made to have monitoring and evaluation information 
        requiring documented evidence of impact on poverty alleviation.                                          Measuring  performance  towards  impacts  in  PABRA  called  for  a                                   reviewed by program partners for learning and application to ongoing 
                                                                                                                 combination of  two approaches.                                                                       program objectives. Research assessed effective inclusive methods for 
                                                                                                                                                                                                                       participatory evaluation proven to be particularly effective and efficient in 
        Monitoring and evaluation enables research  programs to                                                                                                                                                        facilitating use of evaluation results. Research also  involved stakeholders in 
                                                                                                                   Accountability to partners. The linear goals and objectives pathways                                national institutions  in the design and implementation of evaluations, which 
          improve their performance
                                                                                                                   characterized by input‐activities‐outputs‐outcomes were designed                                    increased utilization on evaluation results. This is a new research area in 
                  learn from experience
                                                                                                                   interactively with  partners and mainstreamed in the program. Policy                                PABRA, looking at promoting use of monitoring and evaluation information to 
                          track research and development outcomes 
                                                                                                                   guidelines stating that members use the  result‐based framework for                                 advice practice, policies and strategies.
                                  access information for decision  making
                                                                                                                   regional and national planning, for developing annual work plans, and 
                                                                                                                   for input‐output –outcome centered updates were mainstreamed. The 
                                                                                                                   use of ‘indicators’ as a quick means to link evaluation with program 
        Use of evaluation evidence to advise strategies and policy making justifies 
                                                                                                                   planning became common place in the management. Demand grew for 
        carrying out impact monitoring and evaluations. 
                                                                                                                   additional resources and training.


                                                                                                                   The  systems approach stemmed from the drive to generate 
                                                                                                                   information and knowledge on which to base improvements. The 
                                                                                                                   approach reviewed the interactions between the network of partners 
Monitoring and evaluation  in PABRA                                                                                that interact at different levels. Interactions create opportunities and 
                                                                                                                   dynamics that potentially motivate creation of  effects and impacts. 
 PABRA applied monitoring and                                                                                      Assessments on interaction of partners and resulting effects and
 evaluation for its benefits in managing                                                                           impacts were carried out in the areas of delivery using the PABRA wider 
 performance measurement , improving                                                                               impact approach, partnerships for seed systems; capacity building and 
 accountability, documenting impact,                                                                               on local and regional bean trade.
 using monitoring and evaluation 
 information to support decision making,  
 and involving key partners in validating 
 these  processes  in Participatory                                                                              Developing strategy assessment tools
 Monitoring and evaluation.
 Participatory monitoring and evaluation                                                                         Assessment tools  for monitoring, evaluation and utilization of generated 
 allowed for active involvement of  key                                                                          information were designed  collectively with  partners  and recommended 
 partners in the design, elicitation ,                                                                           to national and regional teams  to guide monitoring, evaluation and                                        National team of researchers  reviewing documented project experiences and best practices
 analysis and utilization of monitoring                                                                          learning. They addressed the diversity of objectives in the PABRA program. 
 and evaluation information.
                                                                National partners were involved in designing  
                                                                and implementing monitoring and evaluation 
                                                                                                                 Exempt of a monitoring tool to assess a bean breeding related topic
 Changes observed                                                                  plans

 Changes were observed at two levels with teams of national                                                                                   Baseline                     Information required          Guiding questions (Sample        Data Sources           Tools, Methods         Frequency for data      Distribution of 
                                                                                                                                              Requirements for period                                    questions that provide                                  and techniques for     collection              Roles & 
 partners and PABRA  scientists                                                                                                               before project start up                                    information on milestones for                           Data Collection                                Responsibilities 
                                                                                                                                                                                                         period under review)                                                                                   across 
  National Partners                             PABRA Scientists                                                                                                                                                                                                                                                stakeholders
  •Shared understanding  of                     •Indicators of change guided 
                                                                                                                  Indicator  # 1              No. of available,            1.1 Quantitative              Germplasm introduction and       Researchers ‐          Reports from           Seasonal                National 
  the goals and  objectives                     program management                                                No. of  micronutrient       improved micronutrient       Evaluation of the             evaluation                       breeders,              National partners      Bi annually             Breeders, & 
  •Critical inquiry embedded                    •Evaluation embedded in                                           rich bean varieties         rich bean varieties as at    segregating populations       What are the agro ecological     pathologists                                                          Nutritionists, 
                                                                                                                  identified and evaluated    project start up.            No. of men and women          zones source of introduction,    Farmers                Interviews with key                            farmers.
  in team work                                  planning
                                                                                                                  by year 1.                                               involved in trainings for     the no. of entries in the        National Bean          informants
  •Data used in decision                        •More effective evaluation                                        Processes to be                                          Participatory evaluations     germplasm                        Program Coordinator
  making                                        •Stronger outcomes                                                considered                                               1.2 Qualitative               collected/introduced             Participating          Field journals for 
                                                                                                                  Stakeholder                                              Role of stakeholders          Role of stakeholders in          stakeholders           staff
  •Team owned  monitoring                       •Data used in subsequent 
                                                                                                                  involvement                                              Perceptions of men and        Participatory plant breeding ‐
  and evaluation                                decision making                                                   Gender differentiation                                   women farmers                 farmers, traders, seed                                  Questionnaires
  •Team valuing evaluation                      •Lessons learnt  from program                                     Levels of participation                                  Gender differentiation in     companies
  •Improved monitoring and                      experiences                                                       Capacity building                                        decision making
                                                                                                                                                                                                                                                                 Consultative 
  evaluation practice                           •A clear plan for utilizing                                                                                                                                                                                      Workshops
                                                lessons learnt from experience 
                                                developed

Supporting sustainability in monitoring and                                                                        Exempt of a tool for facilitating utilization of information obtained from an evaluation study that                                            National programs  adapt tools for monitoring and 
                                                                                                                   assessed the influx of improved bean varieties in the local bean markets                                                                       evaluation for use beyond the bean‐related outputs 
evaluation                                                                                                                                                                                                                                                        and outcomes . 
Sustainability in monitoring and evaluation for partner institutions  was                                                                  Issues related  Notable evaluation findings                         Suggested  partner        Suggested  partner 
ensured by carrying out research on institutionalization of monitoring and                                          Topic                  to content                                                          recommendations          options for each 
evaluation and providing capacity building and advisory services. These                                                                                                                                        specific to each finding finding 
                                                                                                                    Breeding  and          Focus on  a      •   Old improved bean varieties still dominate        Purification of           Purify landraces
were provided on the basis of the following guidelines; clarity on goals and 
                                                                                                                    release of improved    Breeding             local bean markets.                               landraces / non‐          Produce 
objectives amongst key stakeholders; reliable monitoring system that                                                bean‐based             strategy to      •   Evidence gathered from Malawi indicates           released varieties        sufficient seed 
delivers progress information and  analysis;  review and improvements                                               technologies           improve              that 80% of the marketed bean types are old       Not adequate seed of      and make seed 
based on feedback; and effective program support functions.                                                                                existing             improved bean varieties, while new releases       new varieties             available
                                                                                                                                           varieties            contribute 12% to this cause.                     New varieties not         Develop new 
                                                                                                                                                            •   Similar trends observed elsewhere in              promoted                  varieties 
                                                                                                                                                                Ethiopia.                                      • Some varieties have        building on 
                                                                                                                                                            •   Some varieties that dominate are as old as 20     good attributes but       attributes of 
                                                                                                                                                                years                                             other’s are un            existing ones
                                                                                                                                                            •   Is there an issue with the old varieties that     favorable
                                                                                                                                                                require them to be worked on?

                                                                                                                                                                                                                                                                         Partners are involved in testing of developed tools for 
                                                                                                                                                                                                                                                                                      adaptation to local contexts




                                                                                                                  Selected References
                                                                                                                  Njuki,J., & Muthoni,R. 2008. Participatory Monitoring and Evaluation for Institutional Learning and Community Empowerment. Poster presented in CIAT knowledge week . 2008
                                                                                                                  Ravnborg, H, M. 2000. Strengthening IFAD’s support to develop efficient and effective monitoring systems, A synthesis report. Rome: IFAD
                                                                                                                  Segone , M. 2008. Bridging the gap; The role of monitoring and evaluation in evidence-based policy making. The Evaluation working papers UNICEF
                                                                                                                  Preskill,H. 2008.Evaluation’s second act: A spotlight on learning. American Journal of Evaluation, 29(2),
                                                                                                                  Taylor-Powell,E., & Boyd,H.H. 2008. Evaluation Capacity building in complex organizations. In M.T. Braverman, e al, Program evaluation in a complex organizational system: Lessons
                                                                                                                  from cooperative extension. New Directions for Evaluation, 120,

                                                                 Adapted from Ravnborg H.M. 
                                                                 2000



         Four monitoring and evaluation guidelines and the basis for 
                               sustainability
                                                                                                                                                                                                                                                                For  additional information contact r.muthoni@cgiar.org

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Poster95: Monitoring and evaluation: setting the stage for improved impact

  • 1. Monitoring and evaluation: setting the stage for improved impact As demand for impact remains a challenge to many research organizations. Innovative approaches for assessing and utilizing impact information are being  sought.  Understanding  what successful utilization of feedback from impact  looks like, and assessing the processes, are essential for strengthening the ability of research  programs to improve  on practice, policies and strategies.  Muthoni. R(CIAT), Buruchara. R(CIAT),  Solofohery P.(AMADEA), Kanenga. A(NARS DRC) Improved Beans for the Developing World Why we research on monitoring and evaluation? The dynamics for performance measurement  Utilization of monitoring and evaluation results in PABRA There exists a constant demand for  accountability  both “upward” to  funding agencies  and “downward” to participating stakeholders,  Deliberate efforts were made to have monitoring and evaluation information  requiring documented evidence of impact on poverty alleviation. Measuring  performance  towards  impacts  in  PABRA  called  for  a  reviewed by program partners for learning and application to ongoing  combination of  two approaches. program objectives. Research assessed effective inclusive methods for  participatory evaluation proven to be particularly effective and efficient in  Monitoring and evaluation enables research  programs to   facilitating use of evaluation results. Research also  involved stakeholders in  Accountability to partners. The linear goals and objectives pathways  national institutions  in the design and implementation of evaluations, which  improve their performance characterized by input‐activities‐outputs‐outcomes were designed  increased utilization on evaluation results. This is a new research area in  learn from experience interactively with  partners and mainstreamed in the program. Policy  PABRA, looking at promoting use of monitoring and evaluation information to  track research and development outcomes  guidelines stating that members use the  result‐based framework for  advice practice, policies and strategies. access information for decision  making regional and national planning, for developing annual work plans, and  for input‐output –outcome centered updates were mainstreamed. The  use of ‘indicators’ as a quick means to link evaluation with program  Use of evaluation evidence to advise strategies and policy making justifies  planning became common place in the management. Demand grew for  carrying out impact monitoring and evaluations.  additional resources and training. The  systems approach stemmed from the drive to generate  information and knowledge on which to base improvements. The  approach reviewed the interactions between the network of partners  Monitoring and evaluation  in PABRA that interact at different levels. Interactions create opportunities and  dynamics that potentially motivate creation of  effects and impacts.  PABRA applied monitoring and  Assessments on interaction of partners and resulting effects and evaluation for its benefits in managing  impacts were carried out in the areas of delivery using the PABRA wider  performance measurement , improving  impact approach, partnerships for seed systems; capacity building and  accountability, documenting impact,  on local and regional bean trade. using monitoring and evaluation  information to support decision making,   and involving key partners in validating  these  processes  in Participatory   Developing strategy assessment tools Monitoring and evaluation. Participatory monitoring and evaluation  Assessment tools  for monitoring, evaluation and utilization of generated  allowed for active involvement of  key  information were designed  collectively with  partners  and recommended  partners in the design, elicitation ,  to national and regional teams  to guide monitoring, evaluation and  National team of researchers  reviewing documented project experiences and best practices analysis and utilization of monitoring  learning. They addressed the diversity of objectives in the PABRA program.  and evaluation information. National partners were involved in designing   and implementing monitoring and evaluation  Exempt of a monitoring tool to assess a bean breeding related topic Changes observed  plans Changes were observed at two levels with teams of national  Baseline  Information required Guiding questions (Sample  Data Sources Tools, Methods  Frequency for data  Distribution of  Requirements for period  questions that provide  and techniques for  collection Roles &  partners and PABRA  scientists before project start up information on milestones for  Data Collection Responsibilities  period under review) across  National Partners PABRA Scientists stakeholders •Shared understanding  of  •Indicators of change guided  Indicator  # 1 No. of available,  1.1 Quantitative Germplasm introduction and  Researchers ‐ Reports from  Seasonal National  the goals and  objectives program management  No. of  micronutrient  improved micronutrient  Evaluation of the  evaluation breeders,  National partners Bi annually Breeders, &  •Critical inquiry embedded  •Evaluation embedded in  rich bean varieties  rich bean varieties as at  segregating populations What are the agro ecological  pathologists Nutritionists,  identified and evaluated  project start up. No. of men and women  zones source of introduction,  Farmers Interviews with key  farmers. in team work planning by year 1. involved in trainings for  the no. of entries in the  National Bean  informants •Data used in decision  •More effective evaluation Processes to be   Participatory evaluations germplasm Program Coordinator making •Stronger outcomes considered 1.2 Qualitative collected/introduced Participating  Field journals for  Stakeholder  Role of stakeholders Role of stakeholders in  stakeholders staff •Team owned  monitoring  •Data used in subsequent  involvement Perceptions of men and  Participatory plant breeding ‐ and evaluation decision making Gender differentiation women farmers farmers, traders, seed  Questionnaires •Team valuing evaluation •Lessons learnt  from program  Levels of participation Gender differentiation in  companies •Improved monitoring and  experiences  Capacity building decision making Consultative  evaluation practice •A clear plan for utilizing  Workshops lessons learnt from experience  developed Supporting sustainability in monitoring and  Exempt of a tool for facilitating utilization of information obtained from an evaluation study that  National programs  adapt tools for monitoring and  assessed the influx of improved bean varieties in the local bean markets evaluation for use beyond the bean‐related outputs  evaluation and outcomes .  Sustainability in monitoring and evaluation for partner institutions  was  Issues related  Notable evaluation findings  Suggested  partner  Suggested  partner  ensured by carrying out research on institutionalization of monitoring and  Topic to content recommendations  options for each  evaluation and providing capacity building and advisory services. These  specific to each finding finding  Breeding  and  Focus on  a  • Old improved bean varieties still dominate  Purification of  Purify landraces were provided on the basis of the following guidelines; clarity on goals and  release of improved  Breeding  local bean markets. landraces / non‐ Produce  objectives amongst key stakeholders; reliable monitoring system that  bean‐based  strategy to  • Evidence gathered from Malawi indicates  released varieties sufficient seed  delivers progress information and  analysis;  review and improvements  technologies improve  that 80% of the marketed bean types are old  Not adequate seed of  and make seed  based on feedback; and effective program support functions. existing  improved bean varieties, while new releases  new varieties available varieties contribute 12% to this cause.  New varieties not  Develop new  • Similar trends observed elsewhere in  promoted varieties  Ethiopia.  • Some varieties have  building on  • Some varieties that dominate are as old as 20  good attributes but  attributes of  years other’s are un  existing ones • Is there an issue with the old varieties that  favorable require them to be worked on? Partners are involved in testing of developed tools for  adaptation to local contexts Selected References Njuki,J., & Muthoni,R. 2008. Participatory Monitoring and Evaluation for Institutional Learning and Community Empowerment. Poster presented in CIAT knowledge week . 2008 Ravnborg, H, M. 2000. Strengthening IFAD’s support to develop efficient and effective monitoring systems, A synthesis report. Rome: IFAD Segone , M. 2008. Bridging the gap; The role of monitoring and evaluation in evidence-based policy making. The Evaluation working papers UNICEF Preskill,H. 2008.Evaluation’s second act: A spotlight on learning. American Journal of Evaluation, 29(2), Taylor-Powell,E., & Boyd,H.H. 2008. Evaluation Capacity building in complex organizations. In M.T. Braverman, e al, Program evaluation in a complex organizational system: Lessons from cooperative extension. New Directions for Evaluation, 120, Adapted from Ravnborg H.M.  2000 Four monitoring and evaluation guidelines and the basis for  sustainability For  additional information contact r.muthoni@cgiar.org