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New Technologies and Results
Based Financing:
A discussion paper
Prepared for the World Bank RBF Impact Evaluation workshop
March 2014
Table of Contents
Purpose of this discussion paper ..................................................................................................................1
1. Definitions and introduction to mHealth..............................................................................................1
a. What do we mean by new technologies?.........................................................................................1
b. The growth of mHealth.....................................................................................................................2
c. Applications for mHealth..................................................................................................................3
d. mHealth, RBF and Health Systems strengthening ............................................................................3
2. mHealth and Results Based Financing (Supply Side and Demand Side)...............................................5
3. Where are we now and the challenges ahead .....................................................................................8
4. Addressing these challenges...............................................................................................................13
a. The role of Governments................................................................................................................13
b. The role of donors...........................................................................................................................13
c. The role of implementers of mHealth initiatives............................................................................14
5. The transformative power of mHealth...............................................................................................14
6. Conclusion...........................................................................................................................................15
Case Study 1: Web-technologies for RBF efficiency, accountability and transparency..............................16
Case Study 2: Supporting social accountability and verification in Uganda...............................................19
Case Study 3: eVouchers in Ethiopia...........................................................................................................20
Case Study 4: Mobile Money for payments in RBF.....................................................................................24
Case Study 5: Scaling up mHealth in Tanzania............................................................................................29
Annex 1: Examples of selected mHealth interventions..............................................................................31
Glossary of eHealth and mHealth terms:....................................................................................................40
References ..................................................................................................................................................43
1
Purpose of this discussion paper
This discussion paper takes as its theme the application of new technologies to results-based financing
for health. Within this broad field, the focus is on mobile technologies or mHealth. Below we start by
providing an introduction to Information and Communication Technologies (ICT) and mHealth, followed
by an overview of how mobile technologies apply to health systems and health service provision. We
then look specifically at the application of mHealth to key aspects of results-based financing, linked to a
series of case studies that accompany the discussion paper. The challenges of scaling-up mHealth, as
well as suggestions for stakeholders (governments, donors, implementers) in addressing these
challenges, is followed by a brief discussion on the transformative nature of mobile technologies and
how they contribute to the post-MDG agenda and the move towards universal health coverage.
1. Definitions and introduction to mHealth
a. What do we mean by new technologies?
For the purpose of this discussion paper, the term new technologies refers principally to Information
and Communication Technologies (ICT) and to their applications in the health sector (eHealth and
mHealth) and more specifically to Results-Based Financing (RBF) approaches in health.
Information and Communication Technologies refer to technologies that provide access to information
through telecommunication which includes the internet, mobile phones, wireless networks and other
communication mediumsi
.
eHealth (the “e” stands for electronic) is the use of ICT for the provision of health servicesii
. It is an
umbrella term which includes four distinct but related componentsiii
:
 Mobile Health (mHealth) refers to the provision of health services and information through
mobile and wireless technologies such as mobile phones and tablets.
 Telemedicine is the provision of health care services at a distance and includes remote
consultations, inter-professional and patient communications.
 Health Information Systems (HIS) are the structures which allow collecting, collating, analysing
and synthetizing data from multiple sources (ranging from commodity management to disease
surveillance and human resources) and to report on health for better planning purposes.
 Distance learning (eLearning) refers to education and training in electronic form for health
professionals.
Of these four components, the one which has attracted most attention in recent years is mHealth. There
is no standardised definition of mHealth to date and there is still confusion as to what mHealth means
(e.g. is phoning a fellow health worker on his mobile phone mHealth? The answer may depend on the
purpose of the call) and on how to differentiate eHealth from mHealth (e.g. is a laptop connected to the
internet with a dongle a mobile device?). As technology improves some argue that the distinction
between the two is increasingly blurred and will soon be obsolete.
2
b. The growth of mHealth
The use of ICT in health programming has been rapidly expanding over the past decade (Figure 1) due to
a combination of the proliferation of mobile devices, decreasing prices for both hardware and
connectivity, improvements in the technology (smaller, better, faster) and the expansion of its enabling
infrastructure (e.g. phone masts for network coverage) even in remote areas.
Figure 1: Proportion of health programmes
in low and middle-income countries currently
using ICT by year of launch
mHealth has become an increasingly important aspect of ICT since 2005 and Figure 2 illustrates the
sharp increase in mobile phone subscriptions by region. For example, in Mali mobile phone
subscriptions equalled 32.9% of the population in 2009 and over 98% in 2012 (ITU, 2013v
). According to
Lemaire “nearly 90 per cent of the world is now covered by a wireless signal, ensuring that formerly
isolated individuals, such as farmers in rural Kenya or herders in northern Mongolia, have the potential
to access these technologies and communicate globally”iv
.
Figure 2: Mobile phone subscriptions by region
Source: ITU, 2013
v
0,0
20,0
40,0
60,0
80,0
100,0
120,0
140,0
160,0
180,0
2005
2006
2007
2008
2009
2010
2011
2012*
2013*
Per 100 inhabitants
Africa
Arab States
Asia & Pacific
CIS
Europe
The Americas
3
Examples of RBF web applications include:
 Nigeria : www.nphcda.thenewtechs.com
 Benin : www.beninfbr.org
 Cameroun : http://www.fbrcameroun.org
 Burundi : http://www.fbpsanteburundi.bi
 Senegal : http://www.fbr.sante.gouv.sn
 Zambia : www.rbfzambia.gov.zm
However, despite this rapid expansion there remain a number of challenges linked to infrastructure,
capacity to benefit, and illiteracy (see Section 3).
c. Applications for mHealth
The use of mobile devices to provide health services and information can be divided into six broad
categories and examples of each are set out below:
 Education and awareness: with generally low costs and high penetration rates, mobiles and
SMS have been used to promote behaviour change and reach populations with health
information.
 Data collection: for example population based surveys with instant aggregation of results;
mapping using GPS; and crowdsourcing. There is strong potential for disease tracking as the
geolocation capabilities of modern devices can greatly support epidemiological surveillance.
 Point of care support: for example diagnosing and/or treating patients; automated reminders
for visits; and even networked sensors for rapid testing and diagnosis (e.g. smartphones
equipped with microscope add-ons for rapid malaria blood tests).
 Remote patient monitoring and support: for example patients reporting conditions to distant
providers; linking patients to networked sensors which automatically send information to a
health professional (e.g. blood glucose or blood pressure monitoring devices connected to a
network); treatment adherence and patient reminders by SMS.
 Logistics: this includes everything in the supply chain, from tracking or managing drugs and
commodity stocks to verifying the authenticity of medical supplies.
 Training and dissemination of knowledge: provision of training and dissemination of latest
research and best practices to any level of healthcare practitioner to improve quality.
Additional examples for each of these categories are provided in Annex 1.
d. mHealth, RBF and Health Systems strengthening
Results-based Financing (RBF) acts in a number of ways on key aspects of the health system, including
governance, efficiency, transparency, management and social accountability.
Governance: In too many countries, getting services to the people who need them, particularly the very
poor, is undermined by widespread corruption and inefficiencies. For example, according to
Transparencia Mexicana’s National Index of Corruption and Good Government, Mexican families living
on less than $5 per day lose nearly a quarter of their
income to corruption in the form of bribes to obtain
essential servicesvi
. In Bangladesh, lack of oversight
contributes to a 74 percent absenteeism rate among
public health care doctorsvii
. In the Philippines,
corruption leads to lower immunisation rates, delays in
the vaccination of newborns, discourages the use of
public health clinics and reduces satisfaction of
households with public health servicesviii
. RBF
addresses corruption through supporting increased
4
accountability and transparency in the health system. It does this through splitting key functions
(purchasing, providing, financing), and by incorporating rigorous verification, fraud prevention and
enforcement measures.
Efficiency: RBF can contribute to greater efficiencies in the health sector. For example, RBF can improve
allocative efficiency by targeting funds to more cost-effective interventions with greater public health
benefits, and can lead to greater technical efficiency through incentivizing providers to provide better
quality services and managers to improve supervision and support. Transactional efficiency is improved
because resources are allocated directly to providers and households, reducing transaction costs and
bypassing inefficient bureaucracies. mHealth can also support RBF to reach greater numbers of
beneficiaries at a lower cost, thus improving efficiency.
Transparency: Countries such as Nigeria, Benin, Burundi and Zambia share RBF data beyond the health
sector. RBF data is shared with the general public through the internet, creating an example of
accountability and good governance in countries with low governance indicators. In Benin, all RBF data
can be downloaded from the RBF database and the country has also set up an active communication
strategy, including local and national radio and television broadcasts on health system performance,
Facebook postsix
and YouTube videosx
.
New technologies are at the heart of RBF systems, and mHealth in particular can enhance these
dimensions of RBF, as will be shown below in Section 2. Web based technologies are used in RBF
programmes in a growing number of countries such as Benin, Cameroon, Chad, Nigeria, Senegal and
Zambia, to manage data flows, including data on health providers, the quantity and quality of health
services, verification, finances and patient satisfaction. Web-based technologies support RBF teams in
the management of RBF interventions, helping to reduce transaction costs and improve the reliability of
systems.
Although interoperability remains a serious challenge for mHealth interventions and RBF data are often
not integrated with HMIS (see Section 3), countries at the forefront of implementing RBF, such as Benin,
are exploring how to share RBF data through enhanced data system interoperability and mobile
technologies: the country plans to interconnect its HMIS and RBF databases so that RBF data can be
exchanged with the HMIS database. The country is further exploring how to share RBF data through
SMS with providers and village health workers, and through emails to district managers, Ministry of
Health (MOH) staff and donors.
Management: Beyond RBF management, data emerging from RBF programmes are of high value for the
stewardship of the wider health system. Verified data on the health system performance, on quality of
care and on patient satisfaction can be used for better decision making at the different levels of the
health system. Currently, countries such as Benin, Burundi, Nigeria, Zambia and Senegal are using web-
based technology for sharing real-time results and financial data on the web, making the data available
to decision makers. Interestingly, Benin displays the ranking of its providers on the internet, creating a
strong incentive effect among these providers to achieve a better
performance.
Social accountability: Social accountability is an essential dimension of RBF
systems. In most supply- and demand-side RBF systems, patients are
In Uganda, mHealth is
supporting social
accountability and
verification (see Case
Study 2)
5
interviewed to ensure that they have benefited from the services provided. These interviews are often
used to measure patient satisfaction and also to verify the data and results linked to payments. In
Cameroon and Burundi, patient satisfaction is part of the payment formula of the provider. In Benin,
patient satisfaction will be systematically displayed on the web page for each provider. Mobile phones
and social media offer opportunities to reinvent and boost social accountability in health systems and
programmes. Young generations express themselves through mobile phones, and these tools can be
used for improving verification and enhancing accountability.
2. mHealth and Results Based Financing (Supply Side and Demand Side)
Results-Based Financing (RBF) for health has been defined as "a cash payment or non-monetary transfer
made to a national or sub-national government, manager, provider, payer or consumer of health services
after predefined results have been attained and verified” (Musgrove 2011)xi
. Results can be defined as
outputs, outcomes or impacts – intended or unintended, negative and/or positive – of a development
interventionxii
.
A standard categorisation is to distinguish RBF schemes that tend to revise incentives on the supply side
(supply-side RBF) from those modifying the incentive structure primarily on the household side,
(demand-side RBF), although in practice the boundary between both categories is not clear-cut,
depending on the extent to which the ‘purchasing power’ is given to providers or consumers. Figure 3
provides a typology of the principal supply-side and demand-side approaches in RBF.
Figure 3: Typology of supply and demand-side approaches in results-based financing
Source: adapted from Naimoli (2010)
xiii
6
Figure 3 illustrates that some demand-side financing approaches have a much stronger impact on the
supply-side than others (i.e. vouchers and insurance, where incentives are passed to the providers as
illustrated in Figure 3) and likewise some supply-side approaches include incentives for reaching specific
population groups.
While in supply-side RBF only two main parties are involved (the government or managing agent and the
service provider), in demand-side RBF a third party (the client or client representative) is involved. In
both demand-side and supply-side approaches, the relationship between the government (or managing
agent) and the provider is governed by a contract or Memorandum of Understanding (MOU) and it is
this contract which specifies how outputs or performance are linked to reimbursement payments (see
Figure 4).
Figure 4: Supply and demand-side results-based financing approaches
Demand-side RBF
Health
facilities
Supply-side RBF
Govt/donor funding
Management
Agency
(Govt/non-
Govt)
Clients
HEF cards/
Insurance
cards/
Vouchers
Claims
(vouchers)
Contract
$
Services
Entitlement
(cards/
vouchers)
Govt/donor funding
Contracting
Agency
(Govt/non-
Govt)
Health
facilities/ health
managers
Results
data
$
Performance-based
financing
and contracting
In supply-side RBF, incentives are paid to the provider based on a (set of) performance target(s) or
indicator(s), which are mostly linked to the number of beneficiaries or consumers using the service(s),
and increasingly also linked to the quality of the services provided. The key defining feature of all
demand-side RBF (DSF) approaches is that the money (or incentive) follows the client, and may or may
not be passed onto the provider in the form of reimbursements for services provided.
There are many synergies between demand-side RBF approaches (particularly vouchers and health
insurance) on one hand, and supply side RBF approaches on the other (as illustrated in Figure 5).
7
In Ethiopia, Marie Stopes
International are using
eVouchers for family
planning in 25 villages (see
Case Study 3)
Figure 5: Characteristics of DSF and SSF
Characteristics CCT Vouchers SHI SSF
Enrolment of
beneficiaries
Yes Yes (with voucher
distribution)
Yes (usually with
co-payment)
No
Contracting of
providers
No Yes Yes Yes
Quality Assurance No Yes Yes Yes
Distribution of
incentives
Yes (cash) Yes (voucher) Yes (insurance
card)
To providers
Payments To beneficiaries To providers To providers as
premiums
To providers
Claims processing No Yes Yes Yes
Fraud control Yes Yes Yes Yes
Verification Yes Yes Yes Yes
Enrolment of beneficiaries is specific to DSF. Traditionally, health workers or mobilisers will use paper
records to collect beneficiaries’ information (such as age, sex, socio-economic status, date they were
enrolled etc.) which they will send back to the programme’s management team on a regular basis.
mHealth can improve the accuracy of data collection and submit the data almost instantly with
applications such as CommCare (Dimagi) or Magpi (Datadyne).
Contracting of providers refers to the selection of providers who meet the minimum criteria to be part
of the programme (or fall short of the minimum criteria but have developed an improvement plan) and
ensuring they will adhere to the project’s guideline and protocols. Poor performance and misuse of
funds are some examples which would lead to the termination of a contract and the exclusion of a
provider in the scheme. This applies to both DSF (vouchers and health insurance but not conditional
cash transfers CCT)) and supply-side RBF (SSF). mHealth can support monitoring of contracts (see quality
assurance and fraud control below).
Quality assurance is one of the key components to determine continued participation of a provider in a
scheme and to determine the level of incentives they will receive. This is common to vouchers, health
insurance and SSF. Tablets or smartphone applications can improve the accuracy of data collected and
can calculate the results in real time, allowing instant feedback to providers on their performance and
quality.
Distribution of incentives is carried out in both DSF and SSF
schemes. In CCTs, the incentive is cash (or can be another form of
in-kind incentives) distributed to the beneficiary once they have
8
Mobile money facilitates
payments of a CCT
programme in Kenya and is
used to pay social
franchisees of a voucher
programme in Madagascar
(see Case Study 4)
fulfilled the condition. This can be supported by mHealth through mobile money (see Case Study 3). For
voucher schemes, the incentives are the actual vouchers which have a monetary value and empower
the client. Vouchers can simply be a unique code sent to a phone via SMS or be an eVoucher (see Case
Study 2). Similarly, health insurance providers distribute insurance cards which can be smart cards (a
plastic card with a built-in microprocessor). In SSF, incentives are distributed to the providers based on
their performance and for financial incentives; this can be done through mobile money.
Payments: can be facilitated in both DSF and SSF schemes with mobile money. In CCTs, payments are
made to the beneficiaries (unless using another type of in-kind
incentive) and constitute the incentive for beneficiaries to change
their behaviour. In vouchers, health insurance and SSF, payments
are made to providers based on their performance.
Claims processing: is common to vouchers, health insurance and
SSF schemes. mHealth can support the claims process with
software and apps capable of automatically validating and
verifying the data and instantly triggering payments if the
information submitted appears to be in order. Claims processing is also closely linked to fraud control
and verification.
Fraud control: All DSF and SSF schemes have some degree of fraud control. Software and applications
can support the validation and verification of data and, in its more sophisticated form, algorithms can
spot and flag dubious behaviours to investigate.
Verification is inherent to all DSF and SSF schemes. The process can be facilitated by mHealth for
remote verification (SMS, voice calls etc.). Face to face verification can also be supported by mHealth by
equipping verifiers or field workers with tablet or phone based surveys.
3. Where are we now and the challenges ahead
In 2011, the WHO surveyed all its member states and found that 83% of them reported at least one
mHealth initiative in their country, and the great majority reported four or morexiv
. However, many
mHealth initiatives remain at pilot stage, work in silos, and fail to
show their potential success and be scaled-upxv
. This has led to
increased dissatisfaction with mHealth pilots and has led to a state of
what has been termed, Pilotitis. For example, in Uganda from 2008 to
2009, 23 mHealth campaigns were not taken forward after pilot
stagexvi
. Figure 6 shows the sheer number of pilots in the country. This
led to the Uganda Director General of Health Services issuing a moratorium on all mHealth pilots in
2012. In Ghana an ICT Review Committee has been set up to assess all mHealth projects and it is
expected that many more countries will follow suit.
ICT experts believe that the proliferation of pilot projects is actually an inevitable progression in the
development of innovative approaches and new fields of work (Figure 7). But others argue that mHealth
Pilotitis: a “condition”
characterized by a multitude
of pilot projects which
struggle to reach scale.
9
has reached its phase of maturity and that by now there should be enough evidence to scale-up pilot
interventions.
A small number of pilots are successfully being brought to scale. For example, in Tanzania the Healthy
Pregnancy, Healthy Baby text messaging service was launched nationwide in 2012 and success has been
attributed to leadership by the Ministry of Health, partnerships
(mHealth partnership) and relevant timing and content. In Rwanda,
UNICEF is working with the Government to put in place a system
where community Health Workers (CHWs) track and report on
pregnant women through the whole continuum of care using
mHealth. Infants’ HIV test results in Malawi and Zambia are being
sent back to clinics via SMS; and in Nigeria the same SMS system is
used to register every birthxvii
.
So, why are the majority of mHealth pilots not being scaled up? Some of the key challenges are explored
below.
Figure 6: A severe case of pilotitis in Uganda
Source: UNICEF Uganda, 2012
In Tanzania, the Healthy
Pregnancy Healthy, Baby
mHealth campaign has
successfully been brought
to scale (see Case Study 5)
10
Figure 7: The progression of mHealth in low and middle income countries
Source: Text to Change
 Lack of evidence
The majority of pilots are either not being adequately monitored and evaluated (i.e. lack of or weak
study design) or the results of the evaluation are not being disseminated; the rapid increase in mHealth
initiatives has not been matched with advancements in evaluationiv
. Only 12% of WHO member state’s
projects involving mHealth have or are being evaluatedxviii
, and implementing a program without
previously evaluating its appropriateness often leads to failureiv
. Furthermore, the great majority of
evaluations are limited to the analysis of process indicators such as usage statisticsxix
, (e.g. number of
SMS sent) or anecdotal evidence, and have so far not been able to show the impact on health outcomes
that are attributable to mHealth. The authors have only come across a single evaluation framework for
mHealth (see Box 1). In short, little is known on the impact of mHealthxx
. This means that even mHealth
programmes which may have the potential to bring about positive change remain unproven or
unknown. There is an urgent need for more research with rigorous designs focused on health
outcomesxxi
.
 The lack of standards and interoperability
Interoperability is understood as the capacity of operating systems to work together and exchange
information. The potential of mHealth interventions is maximised when health sector actors make their
information systems interoperablexxi
. However, most mHealth pilots work in isolation and do not
communicate or collaborate with each other. This leads to inefficiencies and duplications. An Economist
Intelligence report (2012)xxii
, which examines the state and potential of mHealth in both developed and
emerging markets, shows that only half of doctors surveyed reported that their mHealth application was
connected to their organisation’s information technology (IT). Even fewer said that their mHealth was
integrated with other parts of the health system. It can be assumed that levels of integration might be
lower in low income countries.
11
However, interoperability requires common standards to be defined in order for systems to be
compatible with each other. Having clear standards and increased interoperability can lead to increased
efficiency, collaboration and coordination, and simultaneously creates vast pools of data which can be
analysed for planning and policy purposesxx
. Better informed planning will support better allocation of
resources and allow for more accurate forecasts, models and simulationsiv
.
 The lack of sustainable sources of funding
Sustainable funding to bring pilots to scale is essential and needs to be considered during the design
process. For example, scaling from a few smart phones to equipping large numbers of health workers
with both phones and credit is likely to be beyond the budget of most governments. However,
technology is evolving very rapidly and as prices of smartphones continue to drop so too will the cost of
transmitting data and making a call. It should be remembered that developments in ICT are not driven
by the health sector but primarily by communications, commerce and governance considerationsxvi
. One
potential solution to sustaining funding is to build strong public private partnerships (PPP) between
governments, network operators, phone providers, local partners and the intended beneficiaries from
the outset.
 Lack of capacity
Lack of capacity refers variously to the lack of network capacity or coverage, the lack of health worker
capacity, the lack of IT capacity to develop and/or adapt the technology, and the lack of Monitoring and
Evaluation (M&E) capacity to yield evidence. These are all barriers to scaling-up effective mHealth
interventions. Nonetheless, these challenges are not unique to mHealth interventions and should not
stop governments and international organisations striving to achieve better results through new and
promising approaches.
 The lack of policy and strategy
The policy environment is not always favourable to mHealth; government policies can limit the extent to
which the potential of mHealth can be realised, such as in the State of Bihar, India, where the
Government prohibits phone operators from transferring money (see Case Study 3). Furthermore, few
countries to date have developed eHealth strategies which would provide a supportive framework for
mHealth interventionsxxi
. Where eHealth strategies are being developed, they are taking a long time
(South Africa) and/or have not been widely communicated, and therefore utilised (Kenya). A
comprehensive strategy focused on building the evidence, ensuring sustainability and developing
standards for interoperability would lead to a great wealth of information and knowledge which would
improve decision making, policy making and the allocation of resources. Governments also need to seek
a balance between enabling innovation while protecting consumer rightsxxi
.
12
Box 1: An mHealth Evaluation Framework
A rapid literature review conducted for the purpose of this paper identified only one evaluation
framework for mHealth: mHealth technologies in developing countries: a feasibility assessment and
a proposed framework, November 2013 (Marshall C., Lewis D. and Whittaker M.). This particular
framework suggests a two phased approach to (i) evaluate the environmental context using an
adapted maturity model (Haux 2006) and (ii) evaluate the project or programme using the Real
Access / Real Impact criteria (Bridges 2010). As a stepping stone in generating more thorough and
systematic evidence on mHealth, the authors of this paper felt it was important to present a brief
summary of this framework here.
Phase 1: The maturity model specifically adapted by Haux (2006) for the development of health
information systems identifies seven stages of growth:
1. A shift from paper-based systems to computer-based processing and storage and
increased data processing
2. A shift from local to global information system architectures
3. HIS used by professionals and patients/consumers
4. Data used for patient care and administration, and also increasingly used for healthcare
planning and clinical research
5. A shift of focus from technical HIS problems to change management and strategic
information management
6. A shift from alpha-numerical data to clinical images and data on a molecular level
7. Steady increases in new technologies for continuous monitoring of health status.
It should be noted here that, according to this model, most developing countries are just entering
stage two, during which projects that have previously been working in isolation begin to link up,
share data and improve efficiency.
Phase 2: Bridges’ Real Access / Real Impact framework relies on the assessment of 12 criteria:
1. Physical access to technology
2. Appropriateness of technology
3. Affordability of technology and technology use
4. Human capacity and training
5. Locally relevant content, applications and services
6. Integration into daily routines
7. Socio-cultural factors
8. Trust in technology
9. Local economic environment
10. Macro-economic environment
11. Legal and regulatory framework
12. Political will and public support
Whilst this is a good beginning, the authors believe this framework needs to be developed to
incorporate health outcome measures.
13
4. Addressing these challenges
Governments, donors and implementers all play a key role in addressing these challenges. With better
collaboration, research and strategies many of the barriers which prevent mHealth initiatives being
brought to scale could be overcome.
a. The role of Governments
Governments should start by carrying out a thorough assessment of the mHealth situation in their
countries. This would include:
 A stakeholder analysis of the relevant actors involved in mHealth initiatives;
 Mapping of the different mHealth initiatives through consultations with implementers, donors
and network operators (e.g. who is doing what, where, how, with which device, which software,
what are the lessons learned, what results have they achieved?);
 An assessment of the ICT infrastructure (cell phone penetration rates, network coverage,
mapping of phone masts etc.) and use of mobile phones (who has access to a phone or not and
implications for targeting and equity);
 An assessment of the policy environment which may enable or impede mHealth initiatives (e.g.
what policies are in place to protect patients’ rights and how does this fit in with mHealth; how
much control does Government have or not over network operators etc.).
The next step is for governments to develop an eHealth strategy informed by the results of the
assessment. Governments should lead this process while consulting with donors, implementers,
network operators and communities. These strategies should take into consideration:
 How collaboration should be organised (sharing of information, development of standards, a
push for interoperability, creation of efficiencies);
 How research should be conducted (should evaluation be mandatory? should it focus on impact
or cost effectiveness or both etc.?);
 How is this strategy aligned with other Government strategies (not only in the health sector);
 How the implementation of this strategy will be steered and monitored (setting up inter-
ministerial committees, setting targets and indicators);
 What are the human, structural and financial requirements for implementing (e.g. training of
health workers on mHealth, allocation of a budget to Government mHealth activities etc.);
 How this strategy can constitute a framework for developing future policies (or reviewing
current ones) in relation to mHealth and ICT;
 How will this strategy be disseminated to all relevant actors (other ministries, implementers,
donors, network operators and communities).
Finally, Governments should disseminate and implement the strategy (Figure 8).
b. The role of donors
To date, most mHealth initiatives have been funded by private philanthropists and donorsxvi
. As many
donors work in multiple countries, they have an important role in pushing the global agenda on
mHealth. Donors should:
14
 Invest in building local capacity in designing, implementing, monitoring and evaluating mHealth
initiatives;
 Ensure their objectives are aligned with government strategies, policies, priorities and
standards;
 Support local ownership and promote local accountability for mHealth initiatives;
 Promote interoperability amongst mHealth interventions and also with government’s and other
partners’ operating systems;
 Push the agenda for stronger evidence in mHealth, contribute to the
development/implementation of robust evaluation frameworks, and invest in other areas of
research (e.g. cost-effectiveness of mHealth interventions);
 Contribute to the global agenda and global strategy in mHealth;
 Contribute to the building and dissemination of global evidence on mHealth;
 Ensure the sharing of information, experiences and resources across countries (South-South
collaboration).
c. The role of implementers of mHealth initiatives
Implementers can play an important role in:
 Refraining from starting new low-scale mHealth pilots;
 Ensuring that project designs include robust monitoring and evaluation;
 Designing for scalability and sustainability;
 Striving to develop software which uses open-source coding to improve the capacity for
adaptation and scalability;
 Collaborating with other organisations and sharing information and results;
 Aligning with government and donor strategies and priorities;
 Striving to feed information and lessons learned into the local HMIS;
 Developing local capacity.
5. The transformative power of mHealth
The adoption of mobile devices has happened at an extremely rapid ratexxiii
, particularly in developing
countries, where limited landline infrastructure means more people rely on mobile networksxxiv
. With
the proliferation of mobile devices came the emergence of mHealth with its possibilities and challenges.
So where does that leave us and how will this affect the way we work in the health sector?
 Better planning and a stronger focus on results
mHealth has the potential to facilitate the collection of more accurate data and real time information.
This can lead to better planning and allocation of resources and a focus on results. Participants in an RBF
initiative can receive immediate feedback on their performance, which can be empowering and increase
their focus on results. As with timely payments of incentives to service providers, timely feedback on
performance (to which incentives are linked) and real time data on results are essential to the success of
15
an RBF initiative. mHealth can therefore reinforce the culture of ‘results-based’ and help achieve greater
success in RBF approaches.
 A focus on accountability and transparency
mHealth can empower both patients and providers. It has the potential to help patients become more
involved with their own care by making information more interactive and available anywhere and at any
time. This is particularly interesting for patients suffering from chronic conditions. Therefore, we are
likely to see increased participation and interest in health systems by patients. In turn, this supports
greater accountability and transparency in the sector.
mHealth can also empower service providers by providing them with diagnostic and treatment support
tools, and building trust and confidence between them and communities. mHealth can increase
communications between providers and patients but also between providers and the rest of the health
system, through remote supervision and training, remote technical support and through the reporting of
data and results. This reinforces a culture of transparency and accountability in the health sector.
 Support for human resources in hardship areas
Several initiatives have harnessed the potential of mHealth to improve the retention and satisfaction of
health workers deployed to remote areas through improved linkages to the central health system and to
communities, greater efficiency and enhanced support.
6. Conclusion
As we have seen, mHealth has the potential to overcome geographical barriers, and with the rapid
uptake of mobile technologies we can imagine a world where everyone, including the most marginalised
and remote groups, will have access to a mobile phone. In the context of universal health coverage
(UHC) and a post-MDG agenda mHealth could play an essential role in increasing coverage and
enhancing equity. We have also seen how mHealth can contribute to better quality of care and can
enhance the efficiency of those approaches that offer financial protection.
In the words of Julio Frenk, Dean of the Harvard School of Public Health Faculty, “The use of cellular
phones for health care and public health is one of the most promising developments in the quest to
achieve universal health coverage worldwide, because mobile phones are rapidly becoming the
communication technology of choice—and increasingly so among the poor.”xxv
Contacts:
Nicolas de Borman Nicolas Avril Hajo van Beijma
Blue Square Options Consultancy Services Text to Change
ndeborman@bluesquare.org n.avril@options.co.uk hvanbeijma@texttochange.com
16
Case Study 1: Web-technologies for RBF efficiency, accountability and transparency
in Benin and Nigeria
Benin and Nigeria1
use web-technologies for managing their RBF systems. Both countries use OpenRBF,
an open source software developed within the Africa PBF community of practice2
.
In both countries, web technologies are used primarily for RBF management. The cloud based software
helps RBF teams with their daily data management activities:
 Service provider configuration and management
 Contract management
 Decentralised data entry
 Strategic purchasing through subsidies and target management
 Budget management
 RBF payment calculations and bank transfer orders
 Data exports
However, both in Benin and Nigeria, these web-based systems contribute to the broader health system
stewardship. In Both countries, RBF data is shared publicly on the Internet. Providers, district teams or
ministry of health staff can access the performance of any entity of the health system. In both cases, all
RBF data can be downloaded on the Internet.
Figure 1: Open RBF Data in Benin
1
www.beninfbr.org, www.nphcda.thenewtechs.com
2
www.openrbf.org.
17
Immunization provides an example of how RBF data can support the management of the overall health
system. In Nigeria and Benin, RBF systems collect data on the (verified) quantity and quality of
immunization services provided in each health center. This data is of high value for the management of
the national immunization program. In sharing this data on the web, the RBF program improves the
quality of the data available for decision-making and contributes to a better immunization program in
the country.
Figure 2: on-line verified immunization data, Adohon centre de santé, Benin.
Figure 3: On-line heat map for quality, including immunization activities, Adohon centre de santé, Benin.
18
Both countries use web technologies for benchmarking the performance of health care providers.
Nigeria has developed an online benchmarking tool that compares standardised data of any entity of the
RBF program3
. In Benin, the online benchmarking is used as an instrument to highlight the best
performers and create a non-financial incentive among health care providers.
Figure 4: Highest quality scores in Benin, November 2013
Finally, in both Benin and Nigeria, web technologies contribute directly to good governance and
accountability. In both cases, financial data is available on the Internet. This transparency enhances trust
in the RBF instrument and creates an example of good governance in the health sector.
Figure 5 : online transparency of RBF payments, Benin
3
Available at https://nphcda.thenewtechs.com/data.html
19
Case Study 2: Supporting social accountability and verification in Uganda
Maternal mortality is still a major problem in Uganda: only 42% of births are attended by skilled health
staff, contributing to a maternal mortality rate of 440 deaths per 100,000 live births (compared to the
equivalent rate in the Netherlands of 13 maternal deaths). In 2010 there were some 4,700 preventable
maternal deaths, many of which could have been avoided if the right information could have been
delivered to the right people.
The project: The Uganda National Health Consumers Organisation (UNHCO) together with Cordaid, IICD
and Text to Change (TTC) started a campaign aimed at reducing maternal mortality. This mobile phone-
based pilot programme was designed to reach 3,000 people in three districts of Uganda (Lyantonde,
Kamuli and Luweero) and is focused on the collection of data and on obtaining and responding to
feedback on health services. Village Health Team (VHT) members are trained to enroll community
members in the text messaging platform. Once the community members are registered they receive
messages with information to raise awareness on different aspects of maternal health, for example
danger signs during pregnancy, nutrition and patients’ rights. Registered mothers receive periodic
reminders to have antenatal check-ups. Importantly, community members also receive health questions
via SMS on their experience of receiving services (client satisfaction) which they can respond to using
their mobile phones.
A combination of mobile technology and other media: In addition to sending out and receiving text
messages, the programme also airs radio shows consisting of two talk shows per month, during which
community members can discuss their concerns regarding maternal health. The feedback that has been
received from registered members via SMS is also discussed. A community based intervention is
focused on enabling community dialogue meetings where issues, concerns and feedback are discussed
at a community level. The use of combined media has led to significant increases in audience for the
campaign.
Some results: In 2012, the project reached 254 mothers with SMS on different aspects of maternal
health. The messages were received in a local dialect called Luganda. More than 200 feedback messages
were received via the SMS platform from people in the three districts and beyond. People commented
on the services received from the health centres, the limited number of doctors, their need for maternal
health rights information, and requested more information on maternal health and ways to fight
malaria. It was observed that using mobile technology provided the respondents with the privacy to
express themselves freely on several issues. Via the TTC call centre, over 300 patients were interviewed
to assess the level of patient satisfaction with the health centres. In 2013, with continued support from
Connect4Change, the programme continued to use SMS as an innovative tool to share maternal health
messages.
20
Case Study 3: eVouchers in Ethiopia
The project: In 2012, MSI Ethiopia engaged in a subsidised voucher programme for Family Planning (FP).
The project aimed at distributing vouchers for free, targeting young (people aged 15 to 29 years) from
poor and marginalised communities and with a focus on increasing the uptake of IUDs. The project was
initially piloted in five towns (Assela, Nekemte, Debre Markos, Shashemene and Dessie) with three
Community Health Worker (CHW) distributing vouchers in each town for 18 weeks between August and
February 2013. Vouchers were valid for 14 days and could be redeemed in any of MSI Ethiopia’s centres
in the five towns. Based on the positive results of this pilot the project has been scaled up to 20 towns
and is currently being rolled out to 25 Blue Star franchises.
The problem with paper vouchers: Most voucher programmes currently use paper vouchers (Figure1).
Although paper vouchers have the added value of being tangible and can feature key information about
the project and key health messages, they are also easy to lose or damage. Paper vouchers are also
associated with high implementation costs. They need to have a rigorous design, be printed, stored and
then distributed. Most vouchers will be printed on secured paper and have a unique voucher code for
fraud control, which adds to the cost of production
Figure 1: Example of a paper voucher for SMH and FP implemented by Options in Yemen
In addition, paper vouchers also require a multi-stage monitoring process to ensure used vouchers are
adequately verified and then reimbursed. This is a process which can be cumbersome and take time,
potentially causing a delay between the moment a provider submits a claim and the time they are paid,
which can have a detrimental effect on providers’ motivation and adherence to the scheme. This can
also lead to inefficiencies and data collection errors as a CHW would usually collect used vouchers and
service data from the providers and return them to a central office where they are manually checked for
authenticity before authorising payments.
The solution: In an aim to address some of the issues, MSI Ethiopia decided to pilot eVouchers; vouchers
that are based on a unique code which can be sent to a client’s mobile phone or written on a piece of
paper if the client has no phone. Codes written on a piece of paper still hold many of the advantages of
an eVoucher as demonstrated below. It was expected that eVouchers would make it easier for youth to
21
redeem vouchers as they tend to have greater access to mobile phones, and would reduce the cost of
managing a voucher programme whilst also simplifying the monitoring process.
How it works and how new technologies are imbedded in the project: Figure 2 shows where MSI
Ethiopia integrated new technologies in the voucher cycle. An initial step of operating a voucher
programme is the enrolment of beneficiaries through voucher distribution. CHWs distributing the
vouchers in this project were equipped with smart phones configured with an application, XForm,
customised for the project and which allowed collecting beneficiary data, transmit the information to
the online system and issue eVouchers. After receiving training on how to use XForm, CHWs went from
house to house to raise awareness of the programme and enrol potential beneficiaries.
Figure 2: Where MSI Ethiopia has successfully integrated new technologies in the voucher cycle
This is the same principle as how one would enrol participants in a conditional cash transfer (CCT). For
example, in the state of Bihar, India, where a state-wide CCT is implemented to incentivise women to
deliver in a facility and contribute to the cost of transport, community mobilisers are equipped with
phones configured with the CommCare platform to enrol beneficiaries.
22
In Ethiopia, the smart phone CHWs are equipped with also performed some limited validation of
beneficiary data. If incorrect data is entered (e.g. wrong phone number or potential beneficiary not in
the right age group), the software prevents the CHW moving to the next field. Once all the data from a
beneficiary is collected, the phone transmits the data via SMS or via the internet to the online system. If
no network is available, the phone will store the data and send it as soon as it is connected to a network.
When the online system receives the data, it automatically checks it and sends the CHW an error
message if there are inconsistencies in the data (e.g. wrong CHW ID number is given). If all the data
entered is correct, the beneficiary receives an eVoucher on their phone. If the beneficiary does not have
a phone, the voucher is sent to the CHW who can write down the unique voucher code on a piece of
paper and give it to the beneficiary. The use of mobile technology for enrolment and distribution
minimises erroneous data entries and to some extent constitutes an initial form of fraud control and
verification. It also allows receiving real time data on the voucher, thereby ensuring that a voucher
distributed is immediately activated and can be almost instantly redeemed. This improves the
monitoring system compared to paper vouchers, where there can be delays between distribution of the
voucher and activation of the voucher. This means that if a client uses the voucher almost immediately
the system flags it as fraud or as an error, because the voucher is being redeemed before it is officially
activated.
To redeem the voucher, clients present their voucher code on their phone or on a piece of paper to the
provider, who sends the code via SMS to the online system. The online system checks the code to
ensure it is active, still valid and has not already been redeemed and sends back a confirmation SMS
confirming the authenticity of the voucher. This contributes to the fraud control mechanisms of the
project. If the voucher is authentic, the service provider delivers the services to the client. Once the
service has been provided, the provider sends another SMS to the online system with the voucher
number, the service provided and the provider’s unique ID number, to facilitate monitoring. This last
SMS is also linked to claims processing and payments as it triggers the reimbursement to the provider
for the services delivered, provided there have not been any inconsistencies or errors flagged by the
system. Payments will be discussed in greater detail in the case study on mobile money (see Case Study
3).
Results, challenges and lessons learned: Of the 2,521 eVouchers distributed during the pilot phase,
1,278 (51%) had been redeemed, which compares well with other paper voucher projects. The project
successfully targeted people from the 15 to 29 age group, with 92% of clients redeeming the eVouchers
being of that age group. Based on four proxy indicators, the pilot appears to have also successfully
targeted youth from poor and marginalised groups. However, this data is limited to 18 weeks
implementation and does not identify which results are directly attributable to the eVouchers compared
to paper vouchers. Nonetheless, the project did address many of the administrative inefficiencies of
paper vouchers and based on these results the programme has been scaled to an additional 20 towns
with 18,095 eVouchers distributed and 8,278 (46%) redeemed. Lessons learned from this pilot include
the fact that clear roles and responsibilities should be made explicit. Indeed, some providers
occasionally did not send the confirmation SMS to say an eVoucher was redeemed because of unclear
roles and responsibilities. This meant that some data was sent after the expiration date of a voucher and
could have appeared fraudulent, leading to delays in payment. Guidelines of roles and responsibilities
have been developed since. Furthermore, eVoucher codes had to be written on paper by CHWs more
often than expected as only 24% of the targeted group had a mobile phone. Finally, using eVouchers has
23
simplified monitoring and having access to real time data has also enabled the management team to
monitor performance of distributors without having to undertake costly and time consuming field visits.
This was particularly helpful when the management team was able to immediately follow up with a
health worker when the system reported a drop in distribution of vouchers.
Some cost implications:
Component Cost
Developing the smart phones and online system $47,000
Monthly payment to IT company for hosting the
system
$645 / month
Individual cost of smart phones used (Mini Galaxy) $200
Average cost for distributing one voucher $4.50
24
Case Study 4: Mobile Money for payments in RBF
What is mobile money (mMoney) and how does it work: the case of M-PESA in Kenya
Mobile money is a way of transferring funds via mobile devices and particularly mobile phones. The first
countries to have implemented it were Japan and Norway on a small scale, but mMoney really took off
when Safaricom (Vodafone) in Kenya developed M-PESA (which stands for mobile ‘pesa’ – money in
Kiswahili). M-PESA was entirely developed by Kenyans and was originally designed as a service which
would allow microfinance borrowers to conveniently
receive and repay their loans using Safaricom’s
network of airtime retailers. However, when the
service was introduced, customers very quickly
started utilising it for a variety of alternative uses,
including sending money to their homes across the
country and making payments.
The way it works is relatively simple but relies on a
strong network of airtime retailers. A customer needs
a simple GSM phone and can register free of charge at
any M-PESA agent in the country. Once registered, the
customer receives an updated menu on their phone
from the network which will allow them to receive
and to make payments. To load money onto their
accounts, customers either hand over cash to an M-
PESA agent, who loads the equivalent amount onto
their phones, or they receive a mobile payment. To
send money, the customer goes to the menu on his or
her phone, enters the amount to be transferred and
the recipient’s phone number and payment is made in
the time it takes for an SMS to be delivered. There are two ways to retrieve cash; either by cashing in a
desired amount at a Safaricom kiosk or, the system can generate a code to be used at an ATM. For each
transaction Safaricom will retain a fee, depending on the total amount transferred and whether the
money is being sent to another mobile customer, being cashed in at a kiosk or cashed in at an ATM. M-
PESA has taken off to a huge extent in Kenya, with 15 million users reported as of May 2012.
Mobile money has opened a world of opportunities, particularly for those without bank accounts. More
than 60 countries have some sort of mobile banking initiative and one out of ten of these initiatives will
have over one million customers.
How mMoney can support CCT projects: improving timely immunisation in rural Kenya
In 2011, the Kenya Medical Research Institute piloted a conditional cash transfer (CCT) to incentivise
women to bring their child for immunisation on time in 30 villages of Siaya district, Western Kenya. The
25
idea was borne out of the fact that, despite improved coverage due to increased vaccine supplies,
lingering barriers to optimal immunisation were not being successfully addressed by supply-side
interventions. Demand-side barriers to immunisation appeared to be becoming more important. In the
study, only 54% of children had received the third dose of pentavalent vaccine by 24 weeks, even
though this is scheduled to be given at 14 weeks, and only 83% of those aged to 12 to 23 months had
received the third dose in 2010. Kenya’s Expanded Programme on Immunisation guidelines require
primary vaccination to be carried out at 6, 10 and 14 weeks of age. Mothers with children aged 0 to 3
weeks were enrolled in the programme by village reporters who informed them that they would receive
Ksh 150, or the equivalent in airtime, for bringing their child on time for immunisation. The CCT amount
was based on the standard reimbursement cost for transport for a round-trip to the clinic, used by all
studies conducted in the area. At point of enrolment, 72 mothers were asked the name and date of birth
of their child and a mobile number they could be reached on. Village reporters then sent an SMS
message with that information to a server which automatically scheduled an SMS to be sent in advance
to remind the mother of the immunisation due date for their child (Figure 1). A first reminder was sent 3
days before immunisation was due and a second reminder was sent on the day of immunisation.
Figure 1: CCT using mMoney to improve timely immunisation in rural Kenya
When mothers presented themselves with their child at the clinic for immunisation, the provider sent an
SMS to notify the server of the child’s visit. The server would than automatically send a message to the
26
mother congratulating her for vaccinating her child and telling her that she would receive Ksh 150 if she
had brought the child for vaccination on time. Another SMS was simultaneously sent to the study co-
ordinator informing her as to whether the child had been immunised on time or not. Mothers who had
taken their child to vaccination on time were immediately sent Ksh 150 to their registered mobile
money account, or the equivalent amount of airtime was sent to their registered phone. Of those
receiving mMoney, 62% received the cash on the same day, 27% within 3 days and 11% more than a
week later. Six mothers reported never receiving the transfer.
How mMoney can support payments to providers:
In 2010, Marie Stopes Madagascar (MSM) implemented a family planning voucher programme for
family planning services in two rural regions; Itasy and Bongolava. Vouchers could be redeemed in any
of MSM’s 42 social franchises in those regions. However, payments to providers became an issue as
several did not have a bank account or access to a bank. As of July 2011, only three bank branches were
open in the two project regions. This meant that MSM staff would have needed to travel across an area
totalling 23,000km2
, with large sums of cash, to reimburse the 42 service providers. This was not only
inefficient but posed a security and fraud risk. However, the three mobile network operators in
Madagascar all offer mobile money payments to their clients and in July 2011 there were twice as many
mMoney kiosks than banks across the country. This was perceived as the perfect opportunity to test
mMoney for reimbursing service providers.
When voucher clients came to redeem their family planning voucher, the provider would send an SMS
to MSM’s online database, providing a unique code printed on the voucher and details of the service
provided. The system verified the provider’s mobile phone number and the validity and authenticity of
the voucher before automatically reimbursing the provider via mobile money. Not only did this method
avoid the need to travel long distances with large sums of cash but it also sped up the reimbursement of
providers. Of the 1,737 claims for reimbursement sent by social franchisees, 35% were paid within 48
hours. The system was also easily adopted by providers. However, one problem encountered by the
programme was that, out of the three network providers, one had a policy which only allowed payees to
cash-in their mobile payment at a kiosk within a week of the payment being made, after which the
company kept the total amount.
In Nigeria a slightly different model (Figure1) was used to pay providers. Service providers, in this
instance transporters who took pregnant women to a facility in exchange for a voucher, sent a voucher
code to a server with their unique driver ID and received a PIN in exchange. The transporter could than
go to an ATM with his PIN and his driver ID and receive payment in cash.
27
Figure1: A variant of mobile money
The importance of context to mMoney:
Mobile money has incredible potential and is one of the fastest growing areas in mobile technologies.
However, close attention should be given to context to assess the feasibility of using mMoney. The
following section outlines examples of how context can affect the use of mobile money.
mMoney in Mozambique: Mozambique has seen the introduction of mMoney in recent years and
currently has at least two mobile money providers; M-PESA and M-KESH. However, mMoney has been
very slow to pick up in the country, which is linked to macro-economic issues. There is little liquidity in
the country, which means that when a customer wishes to retrieve money, very few kiosks hold enough
funds to make the payment. There are also a limited number of kiosks where money can be uploaded or
retrieved, contributing to a lack of trust in the system.
mMoney in the Bihar CCT: The safe motherhood conditional cash transfer (CCT) in Bihar originally
planned to use mMoney to pay beneficiaries, but the policy environment did not allow it. When the
suggestion was made to use mobile money, the Government of Bihar insisted that phone operators
were not banks and each had distinct roles: mobile operators transfer calls, and banks transfer money.
mMoney for people who do not have phones: In Pakistan, a joint venture between a bank and a phone
operator led to the development of Easypaisa which allows people without phones to transfer mobile
money. The principle is very much the same as M-PESA, except customers visit a kiosk with cash and the
28
kiosk owner takes the money and sends the equivalent (less a fee) via his mobile phone to the desired
kiosk. The transfer recipient then visits this kiosk with a secret PIN communicated to him by the sender
and retrieves the money, without using a phone.
These examples show how important the economic and policy environment can be to the success of a
project using mobile money. However, the Pakistan example also shows that mobile money does not
necessarily require all of its users to have a phone.
29
Case Study 5: Scaling up mHealth in Tanzania
At the request of the Ministry of Health and Social Welfare (MOH) in Tanzania, Text to Change (TTC),
together with the Tanzania mHealth partnership, supported the launch of a nationwide Healthy
Pregnancy, Healthy Baby text messaging service In December 2012. This service targets pregnant
women, mothers with newborn babies, their partners and general information seekers. The service
supports the multimedia nationwide healthy pregnancy campaign 'Wazazi Nipendeni' (Swahili for
Parents Love Me) which aims to empower pregnant women and their partners to take the necessary
steps for a healthy pregnancy and safe delivery.
The SMS platform that TTC set up enables pregnant women, birth supporters and others interested in
safe motherhood to receive information and reminders about healthy pregnancy via their mobile
phones. The target beneficiaries can send the word “mtoto” (‘child’ in Swahili) to a specified toll free
number, which is free of charge on all mobile networks. After registering, users receive a text message
covering a comprehensive range of safe pregnancy and early child care information. The Ministry of
Health and Social Welfare approved all messages and schedules them to specific weeks or months of the
pregnancy or age of the baby.
The text messaging service integrates key safe motherhood health topics, including early and complete
antenatal clinic (ANC) attendance, malaria prevention, individual birth planning, and prevention of
mother to child transmission of HIV/AIDS (PMTCT). Although maternal, newborn and child health has
improved in Tanzania over the last few decades, Tanzanian women still face an unacceptably high risk of
preventable morbidity and mortality during their reproductive years.
Scalability of the TTC platform: TTC has been the lead technology partner in the mHealth Tanzania
Partnership and designed and implemented the technology involved. The text messaging service uses
an open-source platform called Vusion which is developed in a partnership between the Praekelt
Foundation and Text to Change. Its scalability and flexibility make it a unique platform which can be
operated in all countries around the world. The platform has been designed to enable campaign
managers to configure complex SMS programs without the requirement for code changes or
development support. This means campaigns can be set up within hours or days, instead of months or
years.
The Healthy Pregnancy, Healthy Baby text messaging services is a good example of an mHealth
campaign that went to scale due to strong leadership by the Ministry of Health (MOH) from the outset,
and a combination of the right partnerships, right timing and relevant content. “I’m really proud of the
TTC technical staff and our state-of-the-art mobile platform Vusion, which makes it possible to set up
large-scale campaigns like this, in a relatively easy manner” says Bas Hoefman, founder and Director of
Text to Change. Wide participation by key stakeholders, including potential beneficiaries, informed the
design of the content of the messages and the service was also tested and refined many times over until
the respondents (women in Tanzania with a cellphone) could understood perfectly and were able to
respond to the content.
Some results: The Wazazi Nipendeni Text Message Service reached 100,000 subscribers in a period of
15 weeks. From the launch in December 2012 to March 2013, the service had reached 100,000 active
30
registrants, and more than 4 million text messages had been sent to those who signed up for the free
healthy pregnancy and safe motherhood information.
31
Annex 1: Examples of selected mHealth interventions
These projects have been showcased for a variety of reasons including that they have had successful outcomes, been scaled-up or are scaling-up,
or demonstrate the diversity of projects being implemented with mobile technologies. Nonetheless, by showcasing the projects below, we are
by no means ignoring the fact that there may be more successful and larger projects.
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
Education
and
Awareness
Mobile
Technology for
Community
Health (MoTeCH)
Country: Ghana
Status: Scaling up
References: iv,
xxvi, xxvii
Launched in 2010, MoTeCH aims to
use mobile phones to increase the
quantity and quality of prenatal and
neonatal care in rural Ghana. To do
so, two interrelated mobile health
services were developed:
1) The ‘Mobile Midwife’ application:
sends informational messages via
SMS or pre-recorded voice messages
to pregnant women or families
according to their gestation periods
in their own language.
2) The ‘Nurse Application’: enables
Community Health Nurses to
electronically record on a mobile
phone care given to patients and
identify women and newborns in
their area that are due for care. The
two services are linked so that if a
patient has missed treatment, the
Mobile Midwife service sends a
message to remind the patient to go
to the clinic for that particular service
and the nurse is also informed that
the patient is due for treatment.
Achievements:
As part of the Mobile Midwife programme in
Ghana, MOTECH covers 46 facilities and over
1,100 active mobile midwives, and has more
than 21,000 people registered. It has sent nearly
58,000 SMS and voice messages and uploaded
over 134,000 patient records.
Challenges:
 Lack of “senior experience” from local
software developers meant that they
struggled to meet deliverables on time and
had issues with the quality of the code.
 The need to connect to multiple
telecommunications’ servers delayed
establishment of connection between servers
by a couple of months.
 Interviews with 90 clients of mobile midwife
found that 72% found it difficult to access the
MoTeCH system via IVR (Interactive Voice
Response).
 Using low cost Java enabled phones were
more suitable than those phones only
compatible for SMS. This was because they
had greater capacity to enter data and it
was cheaper to transmit data.
 Content needs to be relevant to the local
context, tailored to the interests of the
mothers, and delivered in the local
language in order to have more impact,
particularly in rural settings.
 It is advised to integrate the project into
the health system.
 Due to poor network reliability it is advised
that phones which can store data until it is
appropriate to send are used.
 For software development it is advised to
build up local expertise by partnering local
software developers.
32
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
Education
and
Awareness
Text to Change
Country: Uganda
Status: Scaled up
References:iv,
xxviii
Text to Change (TTC) is a health
promotion campaign that uses SMS
quizzes to test mobile phone users
on their HIV/AIDS knowledge, refer
users to facilities where they can be
tested for HIV, and collect sex, age
and location data of the caller.
Achievements:
TTC ran a pilot in 2009 in Uganda with Health
Initiatives for the Private Sector. Following the
success of the pilot, TTC implemented the
second phase of the programme with Kakira
Sugar in Uganda. The aim of which was to
improve Kakira Sugar’s communication with
employees and increase access to health
information and services for their employees and
their families. The programme targeted 3,000
Kakira Sugar employeers and 7,500 farmers who
supply sugar cane. The results of the programme
included:
 At least 200 people responded to HIV testing
 Over 100 people sought other health services
after the first awareness campaign.
 Adapt content to local contexts, such as
language, for successful uptake.
 Ensure there is stable funding.
 Establishing partnerships with likeminded
organisations focused on ICTs for
development is important for a successful
outcome.
Data
collection
Ushahidi
(meaning
testimony)
Countries: Kenya,
Haiti, Uganda,
Malawi and
Zambia
Status: Unknown
References: xxix,
xxx, xxxi, xxxii
Ushahidi provides an open-source
platform for collecting data via SMS,
individual reports from users, the
web, and email and provides tools for
translating, classifying, and
georeferencing these reports.
Submission could also be via voice
message—essential for illiterate
users.
The information is aggregated and
presented on a map-based interface
accessible via web and mobile phone
(google maps) i.e. over the internet.
The Ushahidi platform has been used
worldwide, examples include:
 Wildlife tracking (Kenya).
 Tracking medical supply stockouts:
Kenya, Uganda, Malawi and
Zambia.
Achievements of the Ushahidi Haiti Project
(UHP):
 The UHP addressed key information gaps such
as situational awareness and information with
a relatively high geographic precision.
 An estimated 40,000 to 60,000 reports were
processed through UHP and 3,584 events were
mapped in Haiti.
Challenges:
 It was difficult to verify reports from the
platform. For example only 202 out of the
more than 3,500 messages published on the
crisis map were tagged as “verified” and that
was mostly based on online media reports.
 Technological limitations were experienced
such as outdated computers, difficulties
accessing the UHP website and data streams
due to browsers and internet security policies,
and limited bandwidth.
To address the challenge of verifying
information, it is recommended that a
system is established to rapidly identify
inaccurate information from crowdsourced
reports. Some examples of these systems
include:
1) “Bounded crowdsourcing”: This refers to
the use of reports only from a network of
trusted participants.
2) Hybrid model: this is where reports are
accepted from trusted participants, as
well as the general public.
3) Swift River: a tool being developed by
Ushahidi. It organises incoming reports on
a platform where users rate the accuracy
of information.
33
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
 Disaster response: 4636 project
following Port au-Prince
earthquake in Haiti in January
2010.
Data
collection
Commcare for
antenatal care
services (ANC)
Countries: Nigeria
Status: Unknown
References: iii
Since November 2012 Commcare has
been used by Pathfinder in Abuja and
Nasarawa State in Nigeria to support
Community Health Extension
Workers (CHEWs) to record patient
data, track ANC clients over time, and
use multimedia audio counselling
clips during group health talks.
Created by Dimagi Inc, Commcare is
an easily customised mHealth
platform for health workers.
Commcare replaces paper based
registers and patient education
flipcharts, by enabling CHWs to
register patients on customised
electronic forms on midrange open-
source software. Commcare then
allows CHWs to automatically submit
the data collected to a central cloud
server called CommCareHQ. This can
be done in ‘real time’. This data can
then be accessed by supervisors and
programme managers and is securely
backed-up and private.
Achievements:
 In Nigeria more than 150 CHEWS from 20
primary health centres are using Commcare to
track ANC clients: more than 2,400 pregnant
women have been registered and tracked via
Commcare since December 2012.
 Findings of work conducted worldwide (14
published papers, six grey literature reviews,
and four papers on related systems)
demonstrate that Commcare can is able to
increase the timeliness, accuracy and
relevance of information delivered to clients..
 In order to encourage ownership, it is
important to engage the Ministry of Health
from the start of the project.
 Be aware that the implementation of the
platform is required to be tailored to the
needs of smaller and bigger sites.
 Must remember that creating a one
solution for high and low performing
frontline health workers is complex.
 The design of the programme needs to be
evidence based.
Point of
care
support
Using Mobile
Phones to
Strengthen
Microscopy-Based
Diagnostic
Services
A feasibility study undertaken in
Uganda tested the use of images of
microscopy samples taken with
mobile phone cameras fixed with a
prototype connector to a
microscope. Microscopy samples
tested included Malaria,
Achievements of the pilot:
 Clear images were taken using mobile phone
cameras which ranged from having 2 to 5
megapixels e.g. Nokia 6300 and Samsung
E900.
 Malaria parasites were clearly visible on the
mobile phone screen and to the extent that
 In order to address the problem of
laboratory staff not having mobile camera
phones with java and internet
subscription, it is advised that a camera
phone is supplied to the laboratories
through programme funding or
government system. Phone restrictions
34
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
Country: Uganda
Status: Pilot
phase
References: xxxiii
Tuberculosis, Common Stool
Parasites, and Bacterial Vaginosis.The
images were then sent via an
information technology platform
designed to transfer the data from
the mobile phone to a website, as
well as send feedback by text
message to the end user.
the parasite stage could be identified.
 Forms detailing the ID, sample type, health
centre data and images taken were
successfully filled in and sent by 3G mobile
internet to the central platform accessible by a
computer connected to the server.
Challenges:
 Mobile phones with a camara lower than 2
megapixels e.g. Sony Ericsson K320i did not
produce a clear image.
 Sending data via Bluetooth and multi-media
messaging services (MMS) proved difficult.
Bluetooth could only send information 10
metres away and MMS did not work at all in
rural settings, and even in Kampala it was
slow, unreliable and expensive.
 Some diseases were more difficult to
interptret, such as tuberculosis bacterium
which was difficult to interpret due to their
small size and, specifically in Uganda, the poor
connection.
should be put in place to prevent excessive
and inappropriate use).
 If the mobile phone’s zoomed images are
used for data transfer there resolution
would be limited, and therefore it is not
recommended.
Point of
care
support
CommCare for
Home-Based Care
(HBC)
Country: Tanzania
Status: Unknown
Reference:xxvii
Commcare has been used by
Pathfinder in Tanzania to assist
home-based care providers (HBCP) to
screen for common problems,
manage their visits and referrals,
collect data and report on activities
and outcomes.
Commcare is a phone-based tool that
helps to facilitate the collection and
transfer of data (as described above),
as well as provide decision making
support at the point of care. In this
example, Commcare uses guidelines
for care and data collection that
Achievements:
 The project began in October 2008 in two
districts in Dar es Salaam with more than 300
HBCPs.
 Findings from qualitative interviews during the
early phases of implementation wer positive
of the phone-based system. They were seen as
better for maintaining privacy and were less
vulnerable to being destroyed compared to
paper based records.
 The system improved reporting time
compared to the paper based system.
 The use of SMS reminders to HBCPs and their
supervisors led to a reduction of 86% in the
days that client visits were overdue (9.7 to 1.4
 Ensure that the mobile application is
simple in order for quick and easy use.
 Limit the number of SMS messages sent to
a user in order to ensure that they are not
overwhelmed.
 SMS reminders are more effective when
supplemented by calls from supervisors.
 In order to reduce duplicating reporting
ensure that a plan is agreed with the
government and partners early on.
 Field capabilities can be improved with the
use of local champions or ‘superusers’.
35
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
HBCPs are trained in to support the
delivery and management of their
work e.g. providing HBC for those
living with HIV/AIDS; counselling and
testing; screening for TB in the
community; and Family Planning
counselling.
The application provides this support
by:
 Offering HBCPs a checklist of
activities to be performed during
home visits and reminders of
appointments;
 Giving HBCPs access to electronic
registration forms for new clients,
forms for existing clients, referral
options, and reminder options for
pending referrals and visits to
patients;
 Proving HBCPs with a list of steps
for counselling and information on
the benefits, side effects, and
effectiveness of family planning
methods.
The tool runs off-line on the HBCPs
java-enabled phone. The HBCPs send
their data to the server on a daily
basis using general packet radio
service (GPRS).
days).
Patient
monitoring
and support
InStrat’s One
World Doctor
(OWD) remote
patient
monitoring
system
The system enables clients to use
SMS technology to monitor patients
with chronic conditions remotely and
to deliver appropriate health
management and wellness messages.
Enrolled patients text via SMS
Achievements of pilot study (March 2011 –
September 2011):
 A leading client was able to get approximately
one third of moderate to severe hypertensive
patients under control.
 Direct network negotiation may have
offered a more stable platform versus an
intermediary provider.
 Customers are slow to warm up to the
service but once they recognize the
benefits, they are committed to using it.
36
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
Country: Nigeria
Status: Scaling up
References: xxxiv,
xxxv
readings and vitals to a provided
number. InStrat then monitors
recorded trends and alerts patients’
doctors and caregivers (via SMS) if
readings go beyond thresholds.
In addition, doctors, care givers or
even patients can retrieve historical
readings by SMS or via the web-
based portal, which is useful to
inform management decisions. Also,
nurses or doctors can be alerted
when patients fail to send in their
readings at the appointed
time. Conditions covered include
hypertension, diabetes, asthma, and
pregnancy management.
Challenges:
 The unstable mobile network operator
business models: changes are often made to
network operations that disrupt the service
without any prior notice. This makes it seem
like the platform is unstable.
Patient
monitoring
and support
Project Mwana
Country:
Zambia
Status: Scaling up
References:iv,
xxxvi, xxxvii,xxxviii
Project Mwana aims to use SMS
technology to send early Infant HIV
diagnosis results to community
health workers. The project used
RapidSMS to develop two
applications ‘Results 160’ and
‘RemindMi’.
‘Result 160’ allows HIV test results to
be communicated from a laboratory
in a timely, efficient way through
SMS to health facilities which collect
the samples.
‘RemindMi’ is used to improve the
rate of postnatal follow-up by
reminding mothers through SMS to
return for their six-day, six-week and
six-month postnatal visits as required
Achievements:
A pilot study that took place in Zambia’s
Southern Province between 2010 and 2011
compared baseline data from 10 study facilities
of turnaround times for the postal notification of
results to turnaround times of results sent via
the ‘Results 160’ SMS system. The results
include:
 The mean turnaround time to receive the
result notification at a health facility
decreased from 44.2 days pre-implementation
to 26.7 days post-implementation.
 A mere 0.5% of the investigated reports sent
via SMS differed from the corresponding
paper reports.
Challenges:
 Problems with servers crashing, which meant
that there was a delay in result delivery.
It is important that the needs and results to
be achieved are agreed when establishing
partnerships.
In order to address challenges of ownership
and coordination among the partners, it is
advised to convene partners on a regular
basis to develop the project strategy, and
make sure that there was only one
coordinating body and one technical working
group led by the Ministry of Health.
37
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
in Zambia. The application also
enables community health workers
to register births.
 The web-based interface that used to manage
the system was slow to being adopted.
 Lack of appropriate system management tool
meant that it was hard to support facility staff
and resolve any problems during the pilot.
 Limited continuity and consistency of
management personnel.
Delays in data entry at laboratories which led
to delay in results being delivered.
 Two out of ten facility phones were lost in the
pilot. But resolved by switching to personal
phones.
Logistics SMS for life
Countries:
Tanzania, Ghana,
Kenya, DRC, Chad,
and Cameroon
Status: Scaled up
References:iv
xxxix, xl, xli, xlii
SMS for Life is a combination of
mobile phones, SMS messages,
internet and mapping technology to
monitor and manage weekly stock
levels of artemisinin-based
combination therapy and quinine
levels.
In 2009, a 21 week pilot of SMS for
Life was implemented in three
districts of Tanzania: Ulanga, Kigoma
Rural and Lindi Rural covering 129
health facilities and 226 villages.
SMS for Life has now been extended
to all 5099 health facilities in
Tanzania and pilots are taking place
or have taken place in Ghana, Kenya,
DRC, Chad, and Cameroon.
Achievements:
 Results from the pilot conducted in Tanzania
showed that the system reduced the
likelihood of stock-outs and access to drugs
increased for patients. For example, when first
launched in Tanzania in 2009, 78% of
participating facilities had a stock-out of one
or more of the five anti-malarials. By the end
of the pilot, this had fallen to 26 % of
participating facilities.
 Having access to real time data on stock levels
greatly helped improve drug management at
the district level.
 Accurate information on stock levels can be
collected from health facilities in rural areas
using simple SMS technology. For example,
the pilot had an average weekly response rate
across all three pilot districts of 95 % and the
message formatting errors came to an average
of 7.5 % per week with almost all being fixed
and re-sent within the time limits.
 Local ministries of health should commit
early on in the development of the project
to taking over the system once it has been
rolled out and running it for a period of
time until it becomes integrated within the
mainstream health system.
 Although it can be challenging and time-
consuming, establishing public-private
partnerships between ministries of health
and mobile phone companies will be
essential to the implementation and roll
out of the project.
 In country presence is important and
therefore discussions must be had early on
concerning funding and funding sources.
 Prior to implementing the pilot, it is
important to review evidence-based
solutions from publications and other
pilots, as well as conduct a cost analysis of
full country scale up.
38
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
Logistics mPedigree
Countries: Ghana,
Nigeria and Kenya
Status: Scaling up
References:iv,
xliii, xliv
mPedigree allows users to instantly
verify the safety and efficacy of the
drugs that they buy using a mobile
phone. Users send via SMS a scratch
card code on the drug package to a
database at no cost. A reply is then
sent to the phone of the user to
indicate the authenticity of the drug.
It has been successfully piloted in 6 African
countries and has contributed to the steady
recovery of more than $200 million that
pharmaceutical companies lose daily.
 Support was obtained by identifying
collective interests, such as loss of revenue
for pharmaceutical companies and
governments.
 Establishing partnerships between drug
manufacturers, pharmacists, marketers
and regulators is important to creating a
sound marketplace.
Training
and
disseminati
on of
knowledge
Mobiles for
Quality
Improvement
(m4QI)
Country:
Uganda
Status:
Completed
References: xlv,
xxvii, xlvi
The m4QI pilot was completed in July
2011. It aimed to develop and test
how technology could be used to
support performance improvement
by helping identify performance gaps
in adherence to clinical protocols,
create a platform to manage and
automate the delivery of text
message reminders and quizzes to
address the gaps, and also produce
data to improve effectiveness of
supportive supervision and follow up.
The platform created was Frontline
SMS: Learn. This is an adapted
version of Frontline SMS chosen for
its ability to operate without
internet. Frontline SMS: Learn
maintains a databank of messages
which enables the delivery and
receipt of text messages of
instructions, tips, and quizzes on
infection prevention, client care, and
adherence to standards and
guidelines.
Achievements:
 Of 3,449 messages sent to project participants
86.5 percent were received.
 A total of 251 messages were received from
participants in response to questions sent.
 Post-pilot interviews with participants
highlighted high acceptability of text messages
for performance improvement.
 Though response rate was low (at 19%),
evidence from structured interviews at the
end of the pilot indicated that participants felt
motivated by the reminders to adhere to hand
washing guidance; refer to training manuals
when they received a quiz about protocols; re-
learned processes of instrument sterilization;
and used advice on pain management.
Challenges:
 Feedback from participants highlighted lack of
message clarity and technical problems.
 Problems with the modem meant that
response rates from participants to questions
they’d been sent decreased.
 When introducing technology supported
interventions there is a need to dedicate
human resources for the provision of on-
going IT support and problem solving.
 Stakeholders should be involved in the
planning and budgeting of mobile learning
initiative.
 Training is important in technology
programmes in order to ensure that
responses conform to formatting
procedures.
 When responding to messages is at a cost
it is more appropriate if prepaid airtime is
provided rather than reimbursing
respondents after they have used their
own credit to send responses.
Training
and
Electronic
Integrated
A study conducted in 18 health
facilities between May 2008 and
Achievements:
 For all ten areas assessed in both systems, the
Unknown
39
Category Name of
project,
country, status
& references
How does it work Key achievements and challenges (where
information is available)
Key lessons learned
disseminati
on of
knowledge
Management of
Childhood Illness
(eIMCI) protocols
Country: Tanzania
Status: Unknown
References: xlvii
December 2009 in four districts in
Tanzania evaluated the impact of
electronic technology on the
adherence of health workers to the
Integrated Management of
Childhood Illness (IMCI) protocols
compared to paper-based protocols.
To undertake this study, an
electronic version of IMCI protocols
was developed (eIMCI) and used on a
Personal Digital Assistant (PDA). The
eIMCI protocol followed the same
protocol as a paper system (pIMCI):
health workers were guided through
the child’s assessment classification,
treatment, and communication of
instructions to the care provider.
level of adherence was greater for the eIMCI
compared to the pIMCI: adherence for pIMCI
ranged from 61% to 98% compared to 92% to
100% using the eIMCI.
 Greater consistency in care using the eIMCI
protocols was also observed compared to the
pIMCI system.
 Qualitative research indicated that the health
workers preferred using the PDA eIMCI system
rather than the pIMCI system because the
former was easier to use and seemed that the
children and their care providers had greater
confidence in it.
40
Glossary of eHealth and mHealth terms:
1G: refers to the first generation of analogue mobile telecommunication technologies introduced in the
1980s. It provides basic voice servicesxlviii
.
2G: refers to the second generation of digital mobile telecommunication technologies, which introduced data
services for mobile phones and enables the following services: SMS text messages, picture messages and
MMS (multimedia messages)xlix
.
3G: refers to the third generation of mobile telecommunication technology. It supports a data transfer rate
of at least 200 kilobytes per second. This means that in addition to the services provided by 2G (SMS text
messages, picture messages and MMS), 3G can provide wireless voice telephony, mobile and fixed wireless
internet access, video calls and mobile TVl
.
4G: refers to the fourth generation of mobile telecommunication technology. It is an improvement from 3G
in that it provides ‘mobile ultra-broadband’. This means that in addition to the services possible with 3G,
other services including gaming, 3D television and cloud computing can be usedli
.
Crowdsourcing: coined by Jeff Howes in his The Rise of Crowdsourcing, the term refers to the outsourcing of
a task to an undefined, but large group of people i.e. a crowd, rather than the more traditional method of
designating it to an employee or a contractorlii
. In recent years there has been an ever increasing use of
crowdsourcing, made more possible with the rise in the adoption of mobile phones and the internetliii, liv
. It
has thus been used in a number of innovative ways, ranging from tracking, reporting on, or co-ordinating
relief efforts (e.g. Ushahidi in Haitian earthquakelv
) to the tracking of infectious diseases (e.g. Health Maplvi
).
eHealth: (the “e” stands for electronic) is the use of ICT for health services and informationlvii
.
Electronic payments systems: refers to a technology based on an electronic process for moving stored value
from an agency account to an account of the recipient (service provider) via mobile networkslviii
.
Electronic registration systems: refers to systems that register and verify the participation of a recipient to a
programme electronically rather than through paper-based means. This could involve enlisting a recipient by
placing their information for the programme onto a smart card or plastic card with a barcode that can be
scanned.
Feature phone: a term used to refer to mobile phones with basic functionality for sending and/or receiving
SMS messages and phone calls.
Global Positioning System: refers to a space-based satellite navigation system that provides location and
time informationlix
.
Information and Communication Technologies (ICT): refers to technologies that provide access to
information through telecommunication (transmission of signals over long distances). This includes internet,
mobile phones, wireless networks, and other communication mediumslx
41
Interoperability: is the capacity of different operating systems (such as software and applications) to
communicate with each other, work with each other and to be integrated.
Java: refers to a programming language that allows the computer or mobile phone to interpret the data that
is entered into itlxi
.
mHealth (or Mobile Health): to date, no standardised definition of mHealth has been established. Following
from the Global Observatory for eHealth, mHealth can be defined as “medical and public health practice
supported by mobile devices, such as mobile phones, patient monitoring devices, personal digital assistants
and other wireless devices”lxii
.
Mobile Network Operator (MNO): a provider of wireless communication services. They own or control the
means to sell and deliver services to an end user, such as wireless network infrastructure, billing, customer
care, provision of computer systems etc. Two key features of an MNO is that they own or control access to a
radio spectrum license from a regulatory or government body and own or control the parts of the network
infrastructure that provide services to subscriberslxiii
.
Mobile technology: refers to portable devices that are able to transmit information through a range of
communication technologies including wireless fidelity (Wi-Fi); bluetooth - connects mobile devices
wirelessly; 'third generation' (3G); global system for mobile communications (GSM); and general packet radio
service (GPRS). The devices that use mobile technology include, very basic feature mobile phones, smart
phones, personal digital assistants, and wireless credit/debit card payment terminalslxiv
Mobile money transfer (MMT): Refers to “any payment or fund that is transferred from one person or
organisation’s ‘mobile wallet’ or bank account to another through mobile phones”lxv
. Consequently, in
following Smith et al’s definition, there are two forms of MMT – one that requires users to have access to
formal financial services i.e. a bank account, and the other that does not require users to use a bank account
to transfer money. The latter can be described as ‘mobile money for the unbanked’lxvi
.
Mobile network coverage: refers to the geographic distribution of a wireless network used by mobile
devices. The wireless network is distributed via so-called ‘cells’ that are served by a fixed location transceiver
called cell sites or base stations. When these cells are joined together they provide radio coverage over a
geographic area that enables mobile devices to communicate together and with fixed transceivers and
telephones. How good the coverage is depends on certain factors such as geographic obstacles (e.g.
mountains and buildings), technology, radio frequency and the sensitivity and transmit efficiency of the
consumer equipmentlxvii lxviii
.
Personal Digital Assistant (PDA): refers to a handheld device with computing and organising functions. Most
PDAs can access the internet and can be used as portable media players. They normally run standardised
operating systems, such as Windows Mobile for Pocket PC or Palm OS. They differ from smartphones in that
they don’t offer telephony (the transmission of voice, fax or data). Consequently, PDAs have nearly become
obselete as smartphones become more advanced and widely adoptedlxixlxx
.
Pilotitis: a “condition” characterised by a multitude of pilot projects which struggle to reach scale.
Short Message Service (SMS): a text message service that enables users to send short messages (160 characters)
to other userslxxi
.
42
Smart phone: a mobile phone built on a mobile computing platform that includes advanced functionality
beyond sending SMS messages and making phone calls. Some of the most basic features of a smart phone
include displaying photos, playing games, checking and sending emails, and surfing the web. The more
advanced smart phones such as Android and iPhone based phones can run third party applications and thus
have limitless functionalitylxxii
.
Telemedicine or telehealth: a term that comes under the rubric of eHealth. Telemedicine was coined in the
1970s, referring to ‘healing from a distance’lxxiii
. There is no one definitive definition of telemedicine, as Sood
et al’s (2007) study demonstrated, locating 104 peer-reviewed definitions of the wordlxxiv
. However, in line
with the World Health Organization, a broad description can be adopted:
“The delivery of health care services, where distance is a critical factor, by all
health care professionals using information and communication technologies
for the exchange of valid information for diagnosis, treatment and prevention
of disease and injuries, research and evaluation, and for the continuing
education of health care providers, all in the interests of advancing the health
of individuals and their communities”.lxxv
New technologies and Results Based Financing
New technologies and Results Based Financing
New technologies and Results Based Financing
New technologies and Results Based Financing
New technologies and Results Based Financing

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New technologies and Results Based Financing

  • 1. New Technologies and Results Based Financing: A discussion paper Prepared for the World Bank RBF Impact Evaluation workshop March 2014
  • 2. Table of Contents Purpose of this discussion paper ..................................................................................................................1 1. Definitions and introduction to mHealth..............................................................................................1 a. What do we mean by new technologies?.........................................................................................1 b. The growth of mHealth.....................................................................................................................2 c. Applications for mHealth..................................................................................................................3 d. mHealth, RBF and Health Systems strengthening ............................................................................3 2. mHealth and Results Based Financing (Supply Side and Demand Side)...............................................5 3. Where are we now and the challenges ahead .....................................................................................8 4. Addressing these challenges...............................................................................................................13 a. The role of Governments................................................................................................................13 b. The role of donors...........................................................................................................................13 c. The role of implementers of mHealth initiatives............................................................................14 5. The transformative power of mHealth...............................................................................................14 6. Conclusion...........................................................................................................................................15 Case Study 1: Web-technologies for RBF efficiency, accountability and transparency..............................16 Case Study 2: Supporting social accountability and verification in Uganda...............................................19 Case Study 3: eVouchers in Ethiopia...........................................................................................................20 Case Study 4: Mobile Money for payments in RBF.....................................................................................24 Case Study 5: Scaling up mHealth in Tanzania............................................................................................29 Annex 1: Examples of selected mHealth interventions..............................................................................31 Glossary of eHealth and mHealth terms:....................................................................................................40 References ..................................................................................................................................................43
  • 3. 1 Purpose of this discussion paper This discussion paper takes as its theme the application of new technologies to results-based financing for health. Within this broad field, the focus is on mobile technologies or mHealth. Below we start by providing an introduction to Information and Communication Technologies (ICT) and mHealth, followed by an overview of how mobile technologies apply to health systems and health service provision. We then look specifically at the application of mHealth to key aspects of results-based financing, linked to a series of case studies that accompany the discussion paper. The challenges of scaling-up mHealth, as well as suggestions for stakeholders (governments, donors, implementers) in addressing these challenges, is followed by a brief discussion on the transformative nature of mobile technologies and how they contribute to the post-MDG agenda and the move towards universal health coverage. 1. Definitions and introduction to mHealth a. What do we mean by new technologies? For the purpose of this discussion paper, the term new technologies refers principally to Information and Communication Technologies (ICT) and to their applications in the health sector (eHealth and mHealth) and more specifically to Results-Based Financing (RBF) approaches in health. Information and Communication Technologies refer to technologies that provide access to information through telecommunication which includes the internet, mobile phones, wireless networks and other communication mediumsi . eHealth (the “e” stands for electronic) is the use of ICT for the provision of health servicesii . It is an umbrella term which includes four distinct but related componentsiii :  Mobile Health (mHealth) refers to the provision of health services and information through mobile and wireless technologies such as mobile phones and tablets.  Telemedicine is the provision of health care services at a distance and includes remote consultations, inter-professional and patient communications.  Health Information Systems (HIS) are the structures which allow collecting, collating, analysing and synthetizing data from multiple sources (ranging from commodity management to disease surveillance and human resources) and to report on health for better planning purposes.  Distance learning (eLearning) refers to education and training in electronic form for health professionals. Of these four components, the one which has attracted most attention in recent years is mHealth. There is no standardised definition of mHealth to date and there is still confusion as to what mHealth means (e.g. is phoning a fellow health worker on his mobile phone mHealth? The answer may depend on the purpose of the call) and on how to differentiate eHealth from mHealth (e.g. is a laptop connected to the internet with a dongle a mobile device?). As technology improves some argue that the distinction between the two is increasingly blurred and will soon be obsolete.
  • 4. 2 b. The growth of mHealth The use of ICT in health programming has been rapidly expanding over the past decade (Figure 1) due to a combination of the proliferation of mobile devices, decreasing prices for both hardware and connectivity, improvements in the technology (smaller, better, faster) and the expansion of its enabling infrastructure (e.g. phone masts for network coverage) even in remote areas. Figure 1: Proportion of health programmes in low and middle-income countries currently using ICT by year of launch mHealth has become an increasingly important aspect of ICT since 2005 and Figure 2 illustrates the sharp increase in mobile phone subscriptions by region. For example, in Mali mobile phone subscriptions equalled 32.9% of the population in 2009 and over 98% in 2012 (ITU, 2013v ). According to Lemaire “nearly 90 per cent of the world is now covered by a wireless signal, ensuring that formerly isolated individuals, such as farmers in rural Kenya or herders in northern Mongolia, have the potential to access these technologies and communicate globally”iv . Figure 2: Mobile phone subscriptions by region Source: ITU, 2013 v 0,0 20,0 40,0 60,0 80,0 100,0 120,0 140,0 160,0 180,0 2005 2006 2007 2008 2009 2010 2011 2012* 2013* Per 100 inhabitants Africa Arab States Asia & Pacific CIS Europe The Americas
  • 5. 3 Examples of RBF web applications include:  Nigeria : www.nphcda.thenewtechs.com  Benin : www.beninfbr.org  Cameroun : http://www.fbrcameroun.org  Burundi : http://www.fbpsanteburundi.bi  Senegal : http://www.fbr.sante.gouv.sn  Zambia : www.rbfzambia.gov.zm However, despite this rapid expansion there remain a number of challenges linked to infrastructure, capacity to benefit, and illiteracy (see Section 3). c. Applications for mHealth The use of mobile devices to provide health services and information can be divided into six broad categories and examples of each are set out below:  Education and awareness: with generally low costs and high penetration rates, mobiles and SMS have been used to promote behaviour change and reach populations with health information.  Data collection: for example population based surveys with instant aggregation of results; mapping using GPS; and crowdsourcing. There is strong potential for disease tracking as the geolocation capabilities of modern devices can greatly support epidemiological surveillance.  Point of care support: for example diagnosing and/or treating patients; automated reminders for visits; and even networked sensors for rapid testing and diagnosis (e.g. smartphones equipped with microscope add-ons for rapid malaria blood tests).  Remote patient monitoring and support: for example patients reporting conditions to distant providers; linking patients to networked sensors which automatically send information to a health professional (e.g. blood glucose or blood pressure monitoring devices connected to a network); treatment adherence and patient reminders by SMS.  Logistics: this includes everything in the supply chain, from tracking or managing drugs and commodity stocks to verifying the authenticity of medical supplies.  Training and dissemination of knowledge: provision of training and dissemination of latest research and best practices to any level of healthcare practitioner to improve quality. Additional examples for each of these categories are provided in Annex 1. d. mHealth, RBF and Health Systems strengthening Results-based Financing (RBF) acts in a number of ways on key aspects of the health system, including governance, efficiency, transparency, management and social accountability. Governance: In too many countries, getting services to the people who need them, particularly the very poor, is undermined by widespread corruption and inefficiencies. For example, according to Transparencia Mexicana’s National Index of Corruption and Good Government, Mexican families living on less than $5 per day lose nearly a quarter of their income to corruption in the form of bribes to obtain essential servicesvi . In Bangladesh, lack of oversight contributes to a 74 percent absenteeism rate among public health care doctorsvii . In the Philippines, corruption leads to lower immunisation rates, delays in the vaccination of newborns, discourages the use of public health clinics and reduces satisfaction of households with public health servicesviii . RBF addresses corruption through supporting increased
  • 6. 4 accountability and transparency in the health system. It does this through splitting key functions (purchasing, providing, financing), and by incorporating rigorous verification, fraud prevention and enforcement measures. Efficiency: RBF can contribute to greater efficiencies in the health sector. For example, RBF can improve allocative efficiency by targeting funds to more cost-effective interventions with greater public health benefits, and can lead to greater technical efficiency through incentivizing providers to provide better quality services and managers to improve supervision and support. Transactional efficiency is improved because resources are allocated directly to providers and households, reducing transaction costs and bypassing inefficient bureaucracies. mHealth can also support RBF to reach greater numbers of beneficiaries at a lower cost, thus improving efficiency. Transparency: Countries such as Nigeria, Benin, Burundi and Zambia share RBF data beyond the health sector. RBF data is shared with the general public through the internet, creating an example of accountability and good governance in countries with low governance indicators. In Benin, all RBF data can be downloaded from the RBF database and the country has also set up an active communication strategy, including local and national radio and television broadcasts on health system performance, Facebook postsix and YouTube videosx . New technologies are at the heart of RBF systems, and mHealth in particular can enhance these dimensions of RBF, as will be shown below in Section 2. Web based technologies are used in RBF programmes in a growing number of countries such as Benin, Cameroon, Chad, Nigeria, Senegal and Zambia, to manage data flows, including data on health providers, the quantity and quality of health services, verification, finances and patient satisfaction. Web-based technologies support RBF teams in the management of RBF interventions, helping to reduce transaction costs and improve the reliability of systems. Although interoperability remains a serious challenge for mHealth interventions and RBF data are often not integrated with HMIS (see Section 3), countries at the forefront of implementing RBF, such as Benin, are exploring how to share RBF data through enhanced data system interoperability and mobile technologies: the country plans to interconnect its HMIS and RBF databases so that RBF data can be exchanged with the HMIS database. The country is further exploring how to share RBF data through SMS with providers and village health workers, and through emails to district managers, Ministry of Health (MOH) staff and donors. Management: Beyond RBF management, data emerging from RBF programmes are of high value for the stewardship of the wider health system. Verified data on the health system performance, on quality of care and on patient satisfaction can be used for better decision making at the different levels of the health system. Currently, countries such as Benin, Burundi, Nigeria, Zambia and Senegal are using web- based technology for sharing real-time results and financial data on the web, making the data available to decision makers. Interestingly, Benin displays the ranking of its providers on the internet, creating a strong incentive effect among these providers to achieve a better performance. Social accountability: Social accountability is an essential dimension of RBF systems. In most supply- and demand-side RBF systems, patients are In Uganda, mHealth is supporting social accountability and verification (see Case Study 2)
  • 7. 5 interviewed to ensure that they have benefited from the services provided. These interviews are often used to measure patient satisfaction and also to verify the data and results linked to payments. In Cameroon and Burundi, patient satisfaction is part of the payment formula of the provider. In Benin, patient satisfaction will be systematically displayed on the web page for each provider. Mobile phones and social media offer opportunities to reinvent and boost social accountability in health systems and programmes. Young generations express themselves through mobile phones, and these tools can be used for improving verification and enhancing accountability. 2. mHealth and Results Based Financing (Supply Side and Demand Side) Results-Based Financing (RBF) for health has been defined as "a cash payment or non-monetary transfer made to a national or sub-national government, manager, provider, payer or consumer of health services after predefined results have been attained and verified” (Musgrove 2011)xi . Results can be defined as outputs, outcomes or impacts – intended or unintended, negative and/or positive – of a development interventionxii . A standard categorisation is to distinguish RBF schemes that tend to revise incentives on the supply side (supply-side RBF) from those modifying the incentive structure primarily on the household side, (demand-side RBF), although in practice the boundary between both categories is not clear-cut, depending on the extent to which the ‘purchasing power’ is given to providers or consumers. Figure 3 provides a typology of the principal supply-side and demand-side approaches in RBF. Figure 3: Typology of supply and demand-side approaches in results-based financing Source: adapted from Naimoli (2010) xiii
  • 8. 6 Figure 3 illustrates that some demand-side financing approaches have a much stronger impact on the supply-side than others (i.e. vouchers and insurance, where incentives are passed to the providers as illustrated in Figure 3) and likewise some supply-side approaches include incentives for reaching specific population groups. While in supply-side RBF only two main parties are involved (the government or managing agent and the service provider), in demand-side RBF a third party (the client or client representative) is involved. In both demand-side and supply-side approaches, the relationship between the government (or managing agent) and the provider is governed by a contract or Memorandum of Understanding (MOU) and it is this contract which specifies how outputs or performance are linked to reimbursement payments (see Figure 4). Figure 4: Supply and demand-side results-based financing approaches Demand-side RBF Health facilities Supply-side RBF Govt/donor funding Management Agency (Govt/non- Govt) Clients HEF cards/ Insurance cards/ Vouchers Claims (vouchers) Contract $ Services Entitlement (cards/ vouchers) Govt/donor funding Contracting Agency (Govt/non- Govt) Health facilities/ health managers Results data $ Performance-based financing and contracting In supply-side RBF, incentives are paid to the provider based on a (set of) performance target(s) or indicator(s), which are mostly linked to the number of beneficiaries or consumers using the service(s), and increasingly also linked to the quality of the services provided. The key defining feature of all demand-side RBF (DSF) approaches is that the money (or incentive) follows the client, and may or may not be passed onto the provider in the form of reimbursements for services provided. There are many synergies between demand-side RBF approaches (particularly vouchers and health insurance) on one hand, and supply side RBF approaches on the other (as illustrated in Figure 5).
  • 9. 7 In Ethiopia, Marie Stopes International are using eVouchers for family planning in 25 villages (see Case Study 3) Figure 5: Characteristics of DSF and SSF Characteristics CCT Vouchers SHI SSF Enrolment of beneficiaries Yes Yes (with voucher distribution) Yes (usually with co-payment) No Contracting of providers No Yes Yes Yes Quality Assurance No Yes Yes Yes Distribution of incentives Yes (cash) Yes (voucher) Yes (insurance card) To providers Payments To beneficiaries To providers To providers as premiums To providers Claims processing No Yes Yes Yes Fraud control Yes Yes Yes Yes Verification Yes Yes Yes Yes Enrolment of beneficiaries is specific to DSF. Traditionally, health workers or mobilisers will use paper records to collect beneficiaries’ information (such as age, sex, socio-economic status, date they were enrolled etc.) which they will send back to the programme’s management team on a regular basis. mHealth can improve the accuracy of data collection and submit the data almost instantly with applications such as CommCare (Dimagi) or Magpi (Datadyne). Contracting of providers refers to the selection of providers who meet the minimum criteria to be part of the programme (or fall short of the minimum criteria but have developed an improvement plan) and ensuring they will adhere to the project’s guideline and protocols. Poor performance and misuse of funds are some examples which would lead to the termination of a contract and the exclusion of a provider in the scheme. This applies to both DSF (vouchers and health insurance but not conditional cash transfers CCT)) and supply-side RBF (SSF). mHealth can support monitoring of contracts (see quality assurance and fraud control below). Quality assurance is one of the key components to determine continued participation of a provider in a scheme and to determine the level of incentives they will receive. This is common to vouchers, health insurance and SSF. Tablets or smartphone applications can improve the accuracy of data collected and can calculate the results in real time, allowing instant feedback to providers on their performance and quality. Distribution of incentives is carried out in both DSF and SSF schemes. In CCTs, the incentive is cash (or can be another form of in-kind incentives) distributed to the beneficiary once they have
  • 10. 8 Mobile money facilitates payments of a CCT programme in Kenya and is used to pay social franchisees of a voucher programme in Madagascar (see Case Study 4) fulfilled the condition. This can be supported by mHealth through mobile money (see Case Study 3). For voucher schemes, the incentives are the actual vouchers which have a monetary value and empower the client. Vouchers can simply be a unique code sent to a phone via SMS or be an eVoucher (see Case Study 2). Similarly, health insurance providers distribute insurance cards which can be smart cards (a plastic card with a built-in microprocessor). In SSF, incentives are distributed to the providers based on their performance and for financial incentives; this can be done through mobile money. Payments: can be facilitated in both DSF and SSF schemes with mobile money. In CCTs, payments are made to the beneficiaries (unless using another type of in-kind incentive) and constitute the incentive for beneficiaries to change their behaviour. In vouchers, health insurance and SSF, payments are made to providers based on their performance. Claims processing: is common to vouchers, health insurance and SSF schemes. mHealth can support the claims process with software and apps capable of automatically validating and verifying the data and instantly triggering payments if the information submitted appears to be in order. Claims processing is also closely linked to fraud control and verification. Fraud control: All DSF and SSF schemes have some degree of fraud control. Software and applications can support the validation and verification of data and, in its more sophisticated form, algorithms can spot and flag dubious behaviours to investigate. Verification is inherent to all DSF and SSF schemes. The process can be facilitated by mHealth for remote verification (SMS, voice calls etc.). Face to face verification can also be supported by mHealth by equipping verifiers or field workers with tablet or phone based surveys. 3. Where are we now and the challenges ahead In 2011, the WHO surveyed all its member states and found that 83% of them reported at least one mHealth initiative in their country, and the great majority reported four or morexiv . However, many mHealth initiatives remain at pilot stage, work in silos, and fail to show their potential success and be scaled-upxv . This has led to increased dissatisfaction with mHealth pilots and has led to a state of what has been termed, Pilotitis. For example, in Uganda from 2008 to 2009, 23 mHealth campaigns were not taken forward after pilot stagexvi . Figure 6 shows the sheer number of pilots in the country. This led to the Uganda Director General of Health Services issuing a moratorium on all mHealth pilots in 2012. In Ghana an ICT Review Committee has been set up to assess all mHealth projects and it is expected that many more countries will follow suit. ICT experts believe that the proliferation of pilot projects is actually an inevitable progression in the development of innovative approaches and new fields of work (Figure 7). But others argue that mHealth Pilotitis: a “condition” characterized by a multitude of pilot projects which struggle to reach scale.
  • 11. 9 has reached its phase of maturity and that by now there should be enough evidence to scale-up pilot interventions. A small number of pilots are successfully being brought to scale. For example, in Tanzania the Healthy Pregnancy, Healthy Baby text messaging service was launched nationwide in 2012 and success has been attributed to leadership by the Ministry of Health, partnerships (mHealth partnership) and relevant timing and content. In Rwanda, UNICEF is working with the Government to put in place a system where community Health Workers (CHWs) track and report on pregnant women through the whole continuum of care using mHealth. Infants’ HIV test results in Malawi and Zambia are being sent back to clinics via SMS; and in Nigeria the same SMS system is used to register every birthxvii . So, why are the majority of mHealth pilots not being scaled up? Some of the key challenges are explored below. Figure 6: A severe case of pilotitis in Uganda Source: UNICEF Uganda, 2012 In Tanzania, the Healthy Pregnancy Healthy, Baby mHealth campaign has successfully been brought to scale (see Case Study 5)
  • 12. 10 Figure 7: The progression of mHealth in low and middle income countries Source: Text to Change  Lack of evidence The majority of pilots are either not being adequately monitored and evaluated (i.e. lack of or weak study design) or the results of the evaluation are not being disseminated; the rapid increase in mHealth initiatives has not been matched with advancements in evaluationiv . Only 12% of WHO member state’s projects involving mHealth have or are being evaluatedxviii , and implementing a program without previously evaluating its appropriateness often leads to failureiv . Furthermore, the great majority of evaluations are limited to the analysis of process indicators such as usage statisticsxix , (e.g. number of SMS sent) or anecdotal evidence, and have so far not been able to show the impact on health outcomes that are attributable to mHealth. The authors have only come across a single evaluation framework for mHealth (see Box 1). In short, little is known on the impact of mHealthxx . This means that even mHealth programmes which may have the potential to bring about positive change remain unproven or unknown. There is an urgent need for more research with rigorous designs focused on health outcomesxxi .  The lack of standards and interoperability Interoperability is understood as the capacity of operating systems to work together and exchange information. The potential of mHealth interventions is maximised when health sector actors make their information systems interoperablexxi . However, most mHealth pilots work in isolation and do not communicate or collaborate with each other. This leads to inefficiencies and duplications. An Economist Intelligence report (2012)xxii , which examines the state and potential of mHealth in both developed and emerging markets, shows that only half of doctors surveyed reported that their mHealth application was connected to their organisation’s information technology (IT). Even fewer said that their mHealth was integrated with other parts of the health system. It can be assumed that levels of integration might be lower in low income countries.
  • 13. 11 However, interoperability requires common standards to be defined in order for systems to be compatible with each other. Having clear standards and increased interoperability can lead to increased efficiency, collaboration and coordination, and simultaneously creates vast pools of data which can be analysed for planning and policy purposesxx . Better informed planning will support better allocation of resources and allow for more accurate forecasts, models and simulationsiv .  The lack of sustainable sources of funding Sustainable funding to bring pilots to scale is essential and needs to be considered during the design process. For example, scaling from a few smart phones to equipping large numbers of health workers with both phones and credit is likely to be beyond the budget of most governments. However, technology is evolving very rapidly and as prices of smartphones continue to drop so too will the cost of transmitting data and making a call. It should be remembered that developments in ICT are not driven by the health sector but primarily by communications, commerce and governance considerationsxvi . One potential solution to sustaining funding is to build strong public private partnerships (PPP) between governments, network operators, phone providers, local partners and the intended beneficiaries from the outset.  Lack of capacity Lack of capacity refers variously to the lack of network capacity or coverage, the lack of health worker capacity, the lack of IT capacity to develop and/or adapt the technology, and the lack of Monitoring and Evaluation (M&E) capacity to yield evidence. These are all barriers to scaling-up effective mHealth interventions. Nonetheless, these challenges are not unique to mHealth interventions and should not stop governments and international organisations striving to achieve better results through new and promising approaches.  The lack of policy and strategy The policy environment is not always favourable to mHealth; government policies can limit the extent to which the potential of mHealth can be realised, such as in the State of Bihar, India, where the Government prohibits phone operators from transferring money (see Case Study 3). Furthermore, few countries to date have developed eHealth strategies which would provide a supportive framework for mHealth interventionsxxi . Where eHealth strategies are being developed, they are taking a long time (South Africa) and/or have not been widely communicated, and therefore utilised (Kenya). A comprehensive strategy focused on building the evidence, ensuring sustainability and developing standards for interoperability would lead to a great wealth of information and knowledge which would improve decision making, policy making and the allocation of resources. Governments also need to seek a balance between enabling innovation while protecting consumer rightsxxi .
  • 14. 12 Box 1: An mHealth Evaluation Framework A rapid literature review conducted for the purpose of this paper identified only one evaluation framework for mHealth: mHealth technologies in developing countries: a feasibility assessment and a proposed framework, November 2013 (Marshall C., Lewis D. and Whittaker M.). This particular framework suggests a two phased approach to (i) evaluate the environmental context using an adapted maturity model (Haux 2006) and (ii) evaluate the project or programme using the Real Access / Real Impact criteria (Bridges 2010). As a stepping stone in generating more thorough and systematic evidence on mHealth, the authors of this paper felt it was important to present a brief summary of this framework here. Phase 1: The maturity model specifically adapted by Haux (2006) for the development of health information systems identifies seven stages of growth: 1. A shift from paper-based systems to computer-based processing and storage and increased data processing 2. A shift from local to global information system architectures 3. HIS used by professionals and patients/consumers 4. Data used for patient care and administration, and also increasingly used for healthcare planning and clinical research 5. A shift of focus from technical HIS problems to change management and strategic information management 6. A shift from alpha-numerical data to clinical images and data on a molecular level 7. Steady increases in new technologies for continuous monitoring of health status. It should be noted here that, according to this model, most developing countries are just entering stage two, during which projects that have previously been working in isolation begin to link up, share data and improve efficiency. Phase 2: Bridges’ Real Access / Real Impact framework relies on the assessment of 12 criteria: 1. Physical access to technology 2. Appropriateness of technology 3. Affordability of technology and technology use 4. Human capacity and training 5. Locally relevant content, applications and services 6. Integration into daily routines 7. Socio-cultural factors 8. Trust in technology 9. Local economic environment 10. Macro-economic environment 11. Legal and regulatory framework 12. Political will and public support Whilst this is a good beginning, the authors believe this framework needs to be developed to incorporate health outcome measures.
  • 15. 13 4. Addressing these challenges Governments, donors and implementers all play a key role in addressing these challenges. With better collaboration, research and strategies many of the barriers which prevent mHealth initiatives being brought to scale could be overcome. a. The role of Governments Governments should start by carrying out a thorough assessment of the mHealth situation in their countries. This would include:  A stakeholder analysis of the relevant actors involved in mHealth initiatives;  Mapping of the different mHealth initiatives through consultations with implementers, donors and network operators (e.g. who is doing what, where, how, with which device, which software, what are the lessons learned, what results have they achieved?);  An assessment of the ICT infrastructure (cell phone penetration rates, network coverage, mapping of phone masts etc.) and use of mobile phones (who has access to a phone or not and implications for targeting and equity);  An assessment of the policy environment which may enable or impede mHealth initiatives (e.g. what policies are in place to protect patients’ rights and how does this fit in with mHealth; how much control does Government have or not over network operators etc.). The next step is for governments to develop an eHealth strategy informed by the results of the assessment. Governments should lead this process while consulting with donors, implementers, network operators and communities. These strategies should take into consideration:  How collaboration should be organised (sharing of information, development of standards, a push for interoperability, creation of efficiencies);  How research should be conducted (should evaluation be mandatory? should it focus on impact or cost effectiveness or both etc.?);  How is this strategy aligned with other Government strategies (not only in the health sector);  How the implementation of this strategy will be steered and monitored (setting up inter- ministerial committees, setting targets and indicators);  What are the human, structural and financial requirements for implementing (e.g. training of health workers on mHealth, allocation of a budget to Government mHealth activities etc.);  How this strategy can constitute a framework for developing future policies (or reviewing current ones) in relation to mHealth and ICT;  How will this strategy be disseminated to all relevant actors (other ministries, implementers, donors, network operators and communities). Finally, Governments should disseminate and implement the strategy (Figure 8). b. The role of donors To date, most mHealth initiatives have been funded by private philanthropists and donorsxvi . As many donors work in multiple countries, they have an important role in pushing the global agenda on mHealth. Donors should:
  • 16. 14  Invest in building local capacity in designing, implementing, monitoring and evaluating mHealth initiatives;  Ensure their objectives are aligned with government strategies, policies, priorities and standards;  Support local ownership and promote local accountability for mHealth initiatives;  Promote interoperability amongst mHealth interventions and also with government’s and other partners’ operating systems;  Push the agenda for stronger evidence in mHealth, contribute to the development/implementation of robust evaluation frameworks, and invest in other areas of research (e.g. cost-effectiveness of mHealth interventions);  Contribute to the global agenda and global strategy in mHealth;  Contribute to the building and dissemination of global evidence on mHealth;  Ensure the sharing of information, experiences and resources across countries (South-South collaboration). c. The role of implementers of mHealth initiatives Implementers can play an important role in:  Refraining from starting new low-scale mHealth pilots;  Ensuring that project designs include robust monitoring and evaluation;  Designing for scalability and sustainability;  Striving to develop software which uses open-source coding to improve the capacity for adaptation and scalability;  Collaborating with other organisations and sharing information and results;  Aligning with government and donor strategies and priorities;  Striving to feed information and lessons learned into the local HMIS;  Developing local capacity. 5. The transformative power of mHealth The adoption of mobile devices has happened at an extremely rapid ratexxiii , particularly in developing countries, where limited landline infrastructure means more people rely on mobile networksxxiv . With the proliferation of mobile devices came the emergence of mHealth with its possibilities and challenges. So where does that leave us and how will this affect the way we work in the health sector?  Better planning and a stronger focus on results mHealth has the potential to facilitate the collection of more accurate data and real time information. This can lead to better planning and allocation of resources and a focus on results. Participants in an RBF initiative can receive immediate feedback on their performance, which can be empowering and increase their focus on results. As with timely payments of incentives to service providers, timely feedback on performance (to which incentives are linked) and real time data on results are essential to the success of
  • 17. 15 an RBF initiative. mHealth can therefore reinforce the culture of ‘results-based’ and help achieve greater success in RBF approaches.  A focus on accountability and transparency mHealth can empower both patients and providers. It has the potential to help patients become more involved with their own care by making information more interactive and available anywhere and at any time. This is particularly interesting for patients suffering from chronic conditions. Therefore, we are likely to see increased participation and interest in health systems by patients. In turn, this supports greater accountability and transparency in the sector. mHealth can also empower service providers by providing them with diagnostic and treatment support tools, and building trust and confidence between them and communities. mHealth can increase communications between providers and patients but also between providers and the rest of the health system, through remote supervision and training, remote technical support and through the reporting of data and results. This reinforces a culture of transparency and accountability in the health sector.  Support for human resources in hardship areas Several initiatives have harnessed the potential of mHealth to improve the retention and satisfaction of health workers deployed to remote areas through improved linkages to the central health system and to communities, greater efficiency and enhanced support. 6. Conclusion As we have seen, mHealth has the potential to overcome geographical barriers, and with the rapid uptake of mobile technologies we can imagine a world where everyone, including the most marginalised and remote groups, will have access to a mobile phone. In the context of universal health coverage (UHC) and a post-MDG agenda mHealth could play an essential role in increasing coverage and enhancing equity. We have also seen how mHealth can contribute to better quality of care and can enhance the efficiency of those approaches that offer financial protection. In the words of Julio Frenk, Dean of the Harvard School of Public Health Faculty, “The use of cellular phones for health care and public health is one of the most promising developments in the quest to achieve universal health coverage worldwide, because mobile phones are rapidly becoming the communication technology of choice—and increasingly so among the poor.”xxv Contacts: Nicolas de Borman Nicolas Avril Hajo van Beijma Blue Square Options Consultancy Services Text to Change ndeborman@bluesquare.org n.avril@options.co.uk hvanbeijma@texttochange.com
  • 18. 16 Case Study 1: Web-technologies for RBF efficiency, accountability and transparency in Benin and Nigeria Benin and Nigeria1 use web-technologies for managing their RBF systems. Both countries use OpenRBF, an open source software developed within the Africa PBF community of practice2 . In both countries, web technologies are used primarily for RBF management. The cloud based software helps RBF teams with their daily data management activities:  Service provider configuration and management  Contract management  Decentralised data entry  Strategic purchasing through subsidies and target management  Budget management  RBF payment calculations and bank transfer orders  Data exports However, both in Benin and Nigeria, these web-based systems contribute to the broader health system stewardship. In Both countries, RBF data is shared publicly on the Internet. Providers, district teams or ministry of health staff can access the performance of any entity of the health system. In both cases, all RBF data can be downloaded on the Internet. Figure 1: Open RBF Data in Benin 1 www.beninfbr.org, www.nphcda.thenewtechs.com 2 www.openrbf.org.
  • 19. 17 Immunization provides an example of how RBF data can support the management of the overall health system. In Nigeria and Benin, RBF systems collect data on the (verified) quantity and quality of immunization services provided in each health center. This data is of high value for the management of the national immunization program. In sharing this data on the web, the RBF program improves the quality of the data available for decision-making and contributes to a better immunization program in the country. Figure 2: on-line verified immunization data, Adohon centre de santé, Benin. Figure 3: On-line heat map for quality, including immunization activities, Adohon centre de santé, Benin.
  • 20. 18 Both countries use web technologies for benchmarking the performance of health care providers. Nigeria has developed an online benchmarking tool that compares standardised data of any entity of the RBF program3 . In Benin, the online benchmarking is used as an instrument to highlight the best performers and create a non-financial incentive among health care providers. Figure 4: Highest quality scores in Benin, November 2013 Finally, in both Benin and Nigeria, web technologies contribute directly to good governance and accountability. In both cases, financial data is available on the Internet. This transparency enhances trust in the RBF instrument and creates an example of good governance in the health sector. Figure 5 : online transparency of RBF payments, Benin 3 Available at https://nphcda.thenewtechs.com/data.html
  • 21. 19 Case Study 2: Supporting social accountability and verification in Uganda Maternal mortality is still a major problem in Uganda: only 42% of births are attended by skilled health staff, contributing to a maternal mortality rate of 440 deaths per 100,000 live births (compared to the equivalent rate in the Netherlands of 13 maternal deaths). In 2010 there were some 4,700 preventable maternal deaths, many of which could have been avoided if the right information could have been delivered to the right people. The project: The Uganda National Health Consumers Organisation (UNHCO) together with Cordaid, IICD and Text to Change (TTC) started a campaign aimed at reducing maternal mortality. This mobile phone- based pilot programme was designed to reach 3,000 people in three districts of Uganda (Lyantonde, Kamuli and Luweero) and is focused on the collection of data and on obtaining and responding to feedback on health services. Village Health Team (VHT) members are trained to enroll community members in the text messaging platform. Once the community members are registered they receive messages with information to raise awareness on different aspects of maternal health, for example danger signs during pregnancy, nutrition and patients’ rights. Registered mothers receive periodic reminders to have antenatal check-ups. Importantly, community members also receive health questions via SMS on their experience of receiving services (client satisfaction) which they can respond to using their mobile phones. A combination of mobile technology and other media: In addition to sending out and receiving text messages, the programme also airs radio shows consisting of two talk shows per month, during which community members can discuss their concerns regarding maternal health. The feedback that has been received from registered members via SMS is also discussed. A community based intervention is focused on enabling community dialogue meetings where issues, concerns and feedback are discussed at a community level. The use of combined media has led to significant increases in audience for the campaign. Some results: In 2012, the project reached 254 mothers with SMS on different aspects of maternal health. The messages were received in a local dialect called Luganda. More than 200 feedback messages were received via the SMS platform from people in the three districts and beyond. People commented on the services received from the health centres, the limited number of doctors, their need for maternal health rights information, and requested more information on maternal health and ways to fight malaria. It was observed that using mobile technology provided the respondents with the privacy to express themselves freely on several issues. Via the TTC call centre, over 300 patients were interviewed to assess the level of patient satisfaction with the health centres. In 2013, with continued support from Connect4Change, the programme continued to use SMS as an innovative tool to share maternal health messages.
  • 22. 20 Case Study 3: eVouchers in Ethiopia The project: In 2012, MSI Ethiopia engaged in a subsidised voucher programme for Family Planning (FP). The project aimed at distributing vouchers for free, targeting young (people aged 15 to 29 years) from poor and marginalised communities and with a focus on increasing the uptake of IUDs. The project was initially piloted in five towns (Assela, Nekemte, Debre Markos, Shashemene and Dessie) with three Community Health Worker (CHW) distributing vouchers in each town for 18 weeks between August and February 2013. Vouchers were valid for 14 days and could be redeemed in any of MSI Ethiopia’s centres in the five towns. Based on the positive results of this pilot the project has been scaled up to 20 towns and is currently being rolled out to 25 Blue Star franchises. The problem with paper vouchers: Most voucher programmes currently use paper vouchers (Figure1). Although paper vouchers have the added value of being tangible and can feature key information about the project and key health messages, they are also easy to lose or damage. Paper vouchers are also associated with high implementation costs. They need to have a rigorous design, be printed, stored and then distributed. Most vouchers will be printed on secured paper and have a unique voucher code for fraud control, which adds to the cost of production Figure 1: Example of a paper voucher for SMH and FP implemented by Options in Yemen In addition, paper vouchers also require a multi-stage monitoring process to ensure used vouchers are adequately verified and then reimbursed. This is a process which can be cumbersome and take time, potentially causing a delay between the moment a provider submits a claim and the time they are paid, which can have a detrimental effect on providers’ motivation and adherence to the scheme. This can also lead to inefficiencies and data collection errors as a CHW would usually collect used vouchers and service data from the providers and return them to a central office where they are manually checked for authenticity before authorising payments. The solution: In an aim to address some of the issues, MSI Ethiopia decided to pilot eVouchers; vouchers that are based on a unique code which can be sent to a client’s mobile phone or written on a piece of paper if the client has no phone. Codes written on a piece of paper still hold many of the advantages of an eVoucher as demonstrated below. It was expected that eVouchers would make it easier for youth to
  • 23. 21 redeem vouchers as they tend to have greater access to mobile phones, and would reduce the cost of managing a voucher programme whilst also simplifying the monitoring process. How it works and how new technologies are imbedded in the project: Figure 2 shows where MSI Ethiopia integrated new technologies in the voucher cycle. An initial step of operating a voucher programme is the enrolment of beneficiaries through voucher distribution. CHWs distributing the vouchers in this project were equipped with smart phones configured with an application, XForm, customised for the project and which allowed collecting beneficiary data, transmit the information to the online system and issue eVouchers. After receiving training on how to use XForm, CHWs went from house to house to raise awareness of the programme and enrol potential beneficiaries. Figure 2: Where MSI Ethiopia has successfully integrated new technologies in the voucher cycle This is the same principle as how one would enrol participants in a conditional cash transfer (CCT). For example, in the state of Bihar, India, where a state-wide CCT is implemented to incentivise women to deliver in a facility and contribute to the cost of transport, community mobilisers are equipped with phones configured with the CommCare platform to enrol beneficiaries.
  • 24. 22 In Ethiopia, the smart phone CHWs are equipped with also performed some limited validation of beneficiary data. If incorrect data is entered (e.g. wrong phone number or potential beneficiary not in the right age group), the software prevents the CHW moving to the next field. Once all the data from a beneficiary is collected, the phone transmits the data via SMS or via the internet to the online system. If no network is available, the phone will store the data and send it as soon as it is connected to a network. When the online system receives the data, it automatically checks it and sends the CHW an error message if there are inconsistencies in the data (e.g. wrong CHW ID number is given). If all the data entered is correct, the beneficiary receives an eVoucher on their phone. If the beneficiary does not have a phone, the voucher is sent to the CHW who can write down the unique voucher code on a piece of paper and give it to the beneficiary. The use of mobile technology for enrolment and distribution minimises erroneous data entries and to some extent constitutes an initial form of fraud control and verification. It also allows receiving real time data on the voucher, thereby ensuring that a voucher distributed is immediately activated and can be almost instantly redeemed. This improves the monitoring system compared to paper vouchers, where there can be delays between distribution of the voucher and activation of the voucher. This means that if a client uses the voucher almost immediately the system flags it as fraud or as an error, because the voucher is being redeemed before it is officially activated. To redeem the voucher, clients present their voucher code on their phone or on a piece of paper to the provider, who sends the code via SMS to the online system. The online system checks the code to ensure it is active, still valid and has not already been redeemed and sends back a confirmation SMS confirming the authenticity of the voucher. This contributes to the fraud control mechanisms of the project. If the voucher is authentic, the service provider delivers the services to the client. Once the service has been provided, the provider sends another SMS to the online system with the voucher number, the service provided and the provider’s unique ID number, to facilitate monitoring. This last SMS is also linked to claims processing and payments as it triggers the reimbursement to the provider for the services delivered, provided there have not been any inconsistencies or errors flagged by the system. Payments will be discussed in greater detail in the case study on mobile money (see Case Study 3). Results, challenges and lessons learned: Of the 2,521 eVouchers distributed during the pilot phase, 1,278 (51%) had been redeemed, which compares well with other paper voucher projects. The project successfully targeted people from the 15 to 29 age group, with 92% of clients redeeming the eVouchers being of that age group. Based on four proxy indicators, the pilot appears to have also successfully targeted youth from poor and marginalised groups. However, this data is limited to 18 weeks implementation and does not identify which results are directly attributable to the eVouchers compared to paper vouchers. Nonetheless, the project did address many of the administrative inefficiencies of paper vouchers and based on these results the programme has been scaled to an additional 20 towns with 18,095 eVouchers distributed and 8,278 (46%) redeemed. Lessons learned from this pilot include the fact that clear roles and responsibilities should be made explicit. Indeed, some providers occasionally did not send the confirmation SMS to say an eVoucher was redeemed because of unclear roles and responsibilities. This meant that some data was sent after the expiration date of a voucher and could have appeared fraudulent, leading to delays in payment. Guidelines of roles and responsibilities have been developed since. Furthermore, eVoucher codes had to be written on paper by CHWs more often than expected as only 24% of the targeted group had a mobile phone. Finally, using eVouchers has
  • 25. 23 simplified monitoring and having access to real time data has also enabled the management team to monitor performance of distributors without having to undertake costly and time consuming field visits. This was particularly helpful when the management team was able to immediately follow up with a health worker when the system reported a drop in distribution of vouchers. Some cost implications: Component Cost Developing the smart phones and online system $47,000 Monthly payment to IT company for hosting the system $645 / month Individual cost of smart phones used (Mini Galaxy) $200 Average cost for distributing one voucher $4.50
  • 26. 24 Case Study 4: Mobile Money for payments in RBF What is mobile money (mMoney) and how does it work: the case of M-PESA in Kenya Mobile money is a way of transferring funds via mobile devices and particularly mobile phones. The first countries to have implemented it were Japan and Norway on a small scale, but mMoney really took off when Safaricom (Vodafone) in Kenya developed M-PESA (which stands for mobile ‘pesa’ – money in Kiswahili). M-PESA was entirely developed by Kenyans and was originally designed as a service which would allow microfinance borrowers to conveniently receive and repay their loans using Safaricom’s network of airtime retailers. However, when the service was introduced, customers very quickly started utilising it for a variety of alternative uses, including sending money to their homes across the country and making payments. The way it works is relatively simple but relies on a strong network of airtime retailers. A customer needs a simple GSM phone and can register free of charge at any M-PESA agent in the country. Once registered, the customer receives an updated menu on their phone from the network which will allow them to receive and to make payments. To load money onto their accounts, customers either hand over cash to an M- PESA agent, who loads the equivalent amount onto their phones, or they receive a mobile payment. To send money, the customer goes to the menu on his or her phone, enters the amount to be transferred and the recipient’s phone number and payment is made in the time it takes for an SMS to be delivered. There are two ways to retrieve cash; either by cashing in a desired amount at a Safaricom kiosk or, the system can generate a code to be used at an ATM. For each transaction Safaricom will retain a fee, depending on the total amount transferred and whether the money is being sent to another mobile customer, being cashed in at a kiosk or cashed in at an ATM. M- PESA has taken off to a huge extent in Kenya, with 15 million users reported as of May 2012. Mobile money has opened a world of opportunities, particularly for those without bank accounts. More than 60 countries have some sort of mobile banking initiative and one out of ten of these initiatives will have over one million customers. How mMoney can support CCT projects: improving timely immunisation in rural Kenya In 2011, the Kenya Medical Research Institute piloted a conditional cash transfer (CCT) to incentivise women to bring their child for immunisation on time in 30 villages of Siaya district, Western Kenya. The
  • 27. 25 idea was borne out of the fact that, despite improved coverage due to increased vaccine supplies, lingering barriers to optimal immunisation were not being successfully addressed by supply-side interventions. Demand-side barriers to immunisation appeared to be becoming more important. In the study, only 54% of children had received the third dose of pentavalent vaccine by 24 weeks, even though this is scheduled to be given at 14 weeks, and only 83% of those aged to 12 to 23 months had received the third dose in 2010. Kenya’s Expanded Programme on Immunisation guidelines require primary vaccination to be carried out at 6, 10 and 14 weeks of age. Mothers with children aged 0 to 3 weeks were enrolled in the programme by village reporters who informed them that they would receive Ksh 150, or the equivalent in airtime, for bringing their child on time for immunisation. The CCT amount was based on the standard reimbursement cost for transport for a round-trip to the clinic, used by all studies conducted in the area. At point of enrolment, 72 mothers were asked the name and date of birth of their child and a mobile number they could be reached on. Village reporters then sent an SMS message with that information to a server which automatically scheduled an SMS to be sent in advance to remind the mother of the immunisation due date for their child (Figure 1). A first reminder was sent 3 days before immunisation was due and a second reminder was sent on the day of immunisation. Figure 1: CCT using mMoney to improve timely immunisation in rural Kenya When mothers presented themselves with their child at the clinic for immunisation, the provider sent an SMS to notify the server of the child’s visit. The server would than automatically send a message to the
  • 28. 26 mother congratulating her for vaccinating her child and telling her that she would receive Ksh 150 if she had brought the child for vaccination on time. Another SMS was simultaneously sent to the study co- ordinator informing her as to whether the child had been immunised on time or not. Mothers who had taken their child to vaccination on time were immediately sent Ksh 150 to their registered mobile money account, or the equivalent amount of airtime was sent to their registered phone. Of those receiving mMoney, 62% received the cash on the same day, 27% within 3 days and 11% more than a week later. Six mothers reported never receiving the transfer. How mMoney can support payments to providers: In 2010, Marie Stopes Madagascar (MSM) implemented a family planning voucher programme for family planning services in two rural regions; Itasy and Bongolava. Vouchers could be redeemed in any of MSM’s 42 social franchises in those regions. However, payments to providers became an issue as several did not have a bank account or access to a bank. As of July 2011, only three bank branches were open in the two project regions. This meant that MSM staff would have needed to travel across an area totalling 23,000km2 , with large sums of cash, to reimburse the 42 service providers. This was not only inefficient but posed a security and fraud risk. However, the three mobile network operators in Madagascar all offer mobile money payments to their clients and in July 2011 there were twice as many mMoney kiosks than banks across the country. This was perceived as the perfect opportunity to test mMoney for reimbursing service providers. When voucher clients came to redeem their family planning voucher, the provider would send an SMS to MSM’s online database, providing a unique code printed on the voucher and details of the service provided. The system verified the provider’s mobile phone number and the validity and authenticity of the voucher before automatically reimbursing the provider via mobile money. Not only did this method avoid the need to travel long distances with large sums of cash but it also sped up the reimbursement of providers. Of the 1,737 claims for reimbursement sent by social franchisees, 35% were paid within 48 hours. The system was also easily adopted by providers. However, one problem encountered by the programme was that, out of the three network providers, one had a policy which only allowed payees to cash-in their mobile payment at a kiosk within a week of the payment being made, after which the company kept the total amount. In Nigeria a slightly different model (Figure1) was used to pay providers. Service providers, in this instance transporters who took pregnant women to a facility in exchange for a voucher, sent a voucher code to a server with their unique driver ID and received a PIN in exchange. The transporter could than go to an ATM with his PIN and his driver ID and receive payment in cash.
  • 29. 27 Figure1: A variant of mobile money The importance of context to mMoney: Mobile money has incredible potential and is one of the fastest growing areas in mobile technologies. However, close attention should be given to context to assess the feasibility of using mMoney. The following section outlines examples of how context can affect the use of mobile money. mMoney in Mozambique: Mozambique has seen the introduction of mMoney in recent years and currently has at least two mobile money providers; M-PESA and M-KESH. However, mMoney has been very slow to pick up in the country, which is linked to macro-economic issues. There is little liquidity in the country, which means that when a customer wishes to retrieve money, very few kiosks hold enough funds to make the payment. There are also a limited number of kiosks where money can be uploaded or retrieved, contributing to a lack of trust in the system. mMoney in the Bihar CCT: The safe motherhood conditional cash transfer (CCT) in Bihar originally planned to use mMoney to pay beneficiaries, but the policy environment did not allow it. When the suggestion was made to use mobile money, the Government of Bihar insisted that phone operators were not banks and each had distinct roles: mobile operators transfer calls, and banks transfer money. mMoney for people who do not have phones: In Pakistan, a joint venture between a bank and a phone operator led to the development of Easypaisa which allows people without phones to transfer mobile money. The principle is very much the same as M-PESA, except customers visit a kiosk with cash and the
  • 30. 28 kiosk owner takes the money and sends the equivalent (less a fee) via his mobile phone to the desired kiosk. The transfer recipient then visits this kiosk with a secret PIN communicated to him by the sender and retrieves the money, without using a phone. These examples show how important the economic and policy environment can be to the success of a project using mobile money. However, the Pakistan example also shows that mobile money does not necessarily require all of its users to have a phone.
  • 31. 29 Case Study 5: Scaling up mHealth in Tanzania At the request of the Ministry of Health and Social Welfare (MOH) in Tanzania, Text to Change (TTC), together with the Tanzania mHealth partnership, supported the launch of a nationwide Healthy Pregnancy, Healthy Baby text messaging service In December 2012. This service targets pregnant women, mothers with newborn babies, their partners and general information seekers. The service supports the multimedia nationwide healthy pregnancy campaign 'Wazazi Nipendeni' (Swahili for Parents Love Me) which aims to empower pregnant women and their partners to take the necessary steps for a healthy pregnancy and safe delivery. The SMS platform that TTC set up enables pregnant women, birth supporters and others interested in safe motherhood to receive information and reminders about healthy pregnancy via their mobile phones. The target beneficiaries can send the word “mtoto” (‘child’ in Swahili) to a specified toll free number, which is free of charge on all mobile networks. After registering, users receive a text message covering a comprehensive range of safe pregnancy and early child care information. The Ministry of Health and Social Welfare approved all messages and schedules them to specific weeks or months of the pregnancy or age of the baby. The text messaging service integrates key safe motherhood health topics, including early and complete antenatal clinic (ANC) attendance, malaria prevention, individual birth planning, and prevention of mother to child transmission of HIV/AIDS (PMTCT). Although maternal, newborn and child health has improved in Tanzania over the last few decades, Tanzanian women still face an unacceptably high risk of preventable morbidity and mortality during their reproductive years. Scalability of the TTC platform: TTC has been the lead technology partner in the mHealth Tanzania Partnership and designed and implemented the technology involved. The text messaging service uses an open-source platform called Vusion which is developed in a partnership between the Praekelt Foundation and Text to Change. Its scalability and flexibility make it a unique platform which can be operated in all countries around the world. The platform has been designed to enable campaign managers to configure complex SMS programs without the requirement for code changes or development support. This means campaigns can be set up within hours or days, instead of months or years. The Healthy Pregnancy, Healthy Baby text messaging services is a good example of an mHealth campaign that went to scale due to strong leadership by the Ministry of Health (MOH) from the outset, and a combination of the right partnerships, right timing and relevant content. “I’m really proud of the TTC technical staff and our state-of-the-art mobile platform Vusion, which makes it possible to set up large-scale campaigns like this, in a relatively easy manner” says Bas Hoefman, founder and Director of Text to Change. Wide participation by key stakeholders, including potential beneficiaries, informed the design of the content of the messages and the service was also tested and refined many times over until the respondents (women in Tanzania with a cellphone) could understood perfectly and were able to respond to the content. Some results: The Wazazi Nipendeni Text Message Service reached 100,000 subscribers in a period of 15 weeks. From the launch in December 2012 to March 2013, the service had reached 100,000 active
  • 32. 30 registrants, and more than 4 million text messages had been sent to those who signed up for the free healthy pregnancy and safe motherhood information.
  • 33. 31 Annex 1: Examples of selected mHealth interventions These projects have been showcased for a variety of reasons including that they have had successful outcomes, been scaled-up or are scaling-up, or demonstrate the diversity of projects being implemented with mobile technologies. Nonetheless, by showcasing the projects below, we are by no means ignoring the fact that there may be more successful and larger projects. Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned Education and Awareness Mobile Technology for Community Health (MoTeCH) Country: Ghana Status: Scaling up References: iv, xxvi, xxvii Launched in 2010, MoTeCH aims to use mobile phones to increase the quantity and quality of prenatal and neonatal care in rural Ghana. To do so, two interrelated mobile health services were developed: 1) The ‘Mobile Midwife’ application: sends informational messages via SMS or pre-recorded voice messages to pregnant women or families according to their gestation periods in their own language. 2) The ‘Nurse Application’: enables Community Health Nurses to electronically record on a mobile phone care given to patients and identify women and newborns in their area that are due for care. The two services are linked so that if a patient has missed treatment, the Mobile Midwife service sends a message to remind the patient to go to the clinic for that particular service and the nurse is also informed that the patient is due for treatment. Achievements: As part of the Mobile Midwife programme in Ghana, MOTECH covers 46 facilities and over 1,100 active mobile midwives, and has more than 21,000 people registered. It has sent nearly 58,000 SMS and voice messages and uploaded over 134,000 patient records. Challenges:  Lack of “senior experience” from local software developers meant that they struggled to meet deliverables on time and had issues with the quality of the code.  The need to connect to multiple telecommunications’ servers delayed establishment of connection between servers by a couple of months.  Interviews with 90 clients of mobile midwife found that 72% found it difficult to access the MoTeCH system via IVR (Interactive Voice Response).  Using low cost Java enabled phones were more suitable than those phones only compatible for SMS. This was because they had greater capacity to enter data and it was cheaper to transmit data.  Content needs to be relevant to the local context, tailored to the interests of the mothers, and delivered in the local language in order to have more impact, particularly in rural settings.  It is advised to integrate the project into the health system.  Due to poor network reliability it is advised that phones which can store data until it is appropriate to send are used.  For software development it is advised to build up local expertise by partnering local software developers.
  • 34. 32 Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned Education and Awareness Text to Change Country: Uganda Status: Scaled up References:iv, xxviii Text to Change (TTC) is a health promotion campaign that uses SMS quizzes to test mobile phone users on their HIV/AIDS knowledge, refer users to facilities where they can be tested for HIV, and collect sex, age and location data of the caller. Achievements: TTC ran a pilot in 2009 in Uganda with Health Initiatives for the Private Sector. Following the success of the pilot, TTC implemented the second phase of the programme with Kakira Sugar in Uganda. The aim of which was to improve Kakira Sugar’s communication with employees and increase access to health information and services for their employees and their families. The programme targeted 3,000 Kakira Sugar employeers and 7,500 farmers who supply sugar cane. The results of the programme included:  At least 200 people responded to HIV testing  Over 100 people sought other health services after the first awareness campaign.  Adapt content to local contexts, such as language, for successful uptake.  Ensure there is stable funding.  Establishing partnerships with likeminded organisations focused on ICTs for development is important for a successful outcome. Data collection Ushahidi (meaning testimony) Countries: Kenya, Haiti, Uganda, Malawi and Zambia Status: Unknown References: xxix, xxx, xxxi, xxxii Ushahidi provides an open-source platform for collecting data via SMS, individual reports from users, the web, and email and provides tools for translating, classifying, and georeferencing these reports. Submission could also be via voice message—essential for illiterate users. The information is aggregated and presented on a map-based interface accessible via web and mobile phone (google maps) i.e. over the internet. The Ushahidi platform has been used worldwide, examples include:  Wildlife tracking (Kenya).  Tracking medical supply stockouts: Kenya, Uganda, Malawi and Zambia. Achievements of the Ushahidi Haiti Project (UHP):  The UHP addressed key information gaps such as situational awareness and information with a relatively high geographic precision.  An estimated 40,000 to 60,000 reports were processed through UHP and 3,584 events were mapped in Haiti. Challenges:  It was difficult to verify reports from the platform. For example only 202 out of the more than 3,500 messages published on the crisis map were tagged as “verified” and that was mostly based on online media reports.  Technological limitations were experienced such as outdated computers, difficulties accessing the UHP website and data streams due to browsers and internet security policies, and limited bandwidth. To address the challenge of verifying information, it is recommended that a system is established to rapidly identify inaccurate information from crowdsourced reports. Some examples of these systems include: 1) “Bounded crowdsourcing”: This refers to the use of reports only from a network of trusted participants. 2) Hybrid model: this is where reports are accepted from trusted participants, as well as the general public. 3) Swift River: a tool being developed by Ushahidi. It organises incoming reports on a platform where users rate the accuracy of information.
  • 35. 33 Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned  Disaster response: 4636 project following Port au-Prince earthquake in Haiti in January 2010. Data collection Commcare for antenatal care services (ANC) Countries: Nigeria Status: Unknown References: iii Since November 2012 Commcare has been used by Pathfinder in Abuja and Nasarawa State in Nigeria to support Community Health Extension Workers (CHEWs) to record patient data, track ANC clients over time, and use multimedia audio counselling clips during group health talks. Created by Dimagi Inc, Commcare is an easily customised mHealth platform for health workers. Commcare replaces paper based registers and patient education flipcharts, by enabling CHWs to register patients on customised electronic forms on midrange open- source software. Commcare then allows CHWs to automatically submit the data collected to a central cloud server called CommCareHQ. This can be done in ‘real time’. This data can then be accessed by supervisors and programme managers and is securely backed-up and private. Achievements:  In Nigeria more than 150 CHEWS from 20 primary health centres are using Commcare to track ANC clients: more than 2,400 pregnant women have been registered and tracked via Commcare since December 2012.  Findings of work conducted worldwide (14 published papers, six grey literature reviews, and four papers on related systems) demonstrate that Commcare can is able to increase the timeliness, accuracy and relevance of information delivered to clients..  In order to encourage ownership, it is important to engage the Ministry of Health from the start of the project.  Be aware that the implementation of the platform is required to be tailored to the needs of smaller and bigger sites.  Must remember that creating a one solution for high and low performing frontline health workers is complex.  The design of the programme needs to be evidence based. Point of care support Using Mobile Phones to Strengthen Microscopy-Based Diagnostic Services A feasibility study undertaken in Uganda tested the use of images of microscopy samples taken with mobile phone cameras fixed with a prototype connector to a microscope. Microscopy samples tested included Malaria, Achievements of the pilot:  Clear images were taken using mobile phone cameras which ranged from having 2 to 5 megapixels e.g. Nokia 6300 and Samsung E900.  Malaria parasites were clearly visible on the mobile phone screen and to the extent that  In order to address the problem of laboratory staff not having mobile camera phones with java and internet subscription, it is advised that a camera phone is supplied to the laboratories through programme funding or government system. Phone restrictions
  • 36. 34 Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned Country: Uganda Status: Pilot phase References: xxxiii Tuberculosis, Common Stool Parasites, and Bacterial Vaginosis.The images were then sent via an information technology platform designed to transfer the data from the mobile phone to a website, as well as send feedback by text message to the end user. the parasite stage could be identified.  Forms detailing the ID, sample type, health centre data and images taken were successfully filled in and sent by 3G mobile internet to the central platform accessible by a computer connected to the server. Challenges:  Mobile phones with a camara lower than 2 megapixels e.g. Sony Ericsson K320i did not produce a clear image.  Sending data via Bluetooth and multi-media messaging services (MMS) proved difficult. Bluetooth could only send information 10 metres away and MMS did not work at all in rural settings, and even in Kampala it was slow, unreliable and expensive.  Some diseases were more difficult to interptret, such as tuberculosis bacterium which was difficult to interpret due to their small size and, specifically in Uganda, the poor connection. should be put in place to prevent excessive and inappropriate use).  If the mobile phone’s zoomed images are used for data transfer there resolution would be limited, and therefore it is not recommended. Point of care support CommCare for Home-Based Care (HBC) Country: Tanzania Status: Unknown Reference:xxvii Commcare has been used by Pathfinder in Tanzania to assist home-based care providers (HBCP) to screen for common problems, manage their visits and referrals, collect data and report on activities and outcomes. Commcare is a phone-based tool that helps to facilitate the collection and transfer of data (as described above), as well as provide decision making support at the point of care. In this example, Commcare uses guidelines for care and data collection that Achievements:  The project began in October 2008 in two districts in Dar es Salaam with more than 300 HBCPs.  Findings from qualitative interviews during the early phases of implementation wer positive of the phone-based system. They were seen as better for maintaining privacy and were less vulnerable to being destroyed compared to paper based records.  The system improved reporting time compared to the paper based system.  The use of SMS reminders to HBCPs and their supervisors led to a reduction of 86% in the days that client visits were overdue (9.7 to 1.4  Ensure that the mobile application is simple in order for quick and easy use.  Limit the number of SMS messages sent to a user in order to ensure that they are not overwhelmed.  SMS reminders are more effective when supplemented by calls from supervisors.  In order to reduce duplicating reporting ensure that a plan is agreed with the government and partners early on.  Field capabilities can be improved with the use of local champions or ‘superusers’.
  • 37. 35 Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned HBCPs are trained in to support the delivery and management of their work e.g. providing HBC for those living with HIV/AIDS; counselling and testing; screening for TB in the community; and Family Planning counselling. The application provides this support by:  Offering HBCPs a checklist of activities to be performed during home visits and reminders of appointments;  Giving HBCPs access to electronic registration forms for new clients, forms for existing clients, referral options, and reminder options for pending referrals and visits to patients;  Proving HBCPs with a list of steps for counselling and information on the benefits, side effects, and effectiveness of family planning methods. The tool runs off-line on the HBCPs java-enabled phone. The HBCPs send their data to the server on a daily basis using general packet radio service (GPRS). days). Patient monitoring and support InStrat’s One World Doctor (OWD) remote patient monitoring system The system enables clients to use SMS technology to monitor patients with chronic conditions remotely and to deliver appropriate health management and wellness messages. Enrolled patients text via SMS Achievements of pilot study (March 2011 – September 2011):  A leading client was able to get approximately one third of moderate to severe hypertensive patients under control.  Direct network negotiation may have offered a more stable platform versus an intermediary provider.  Customers are slow to warm up to the service but once they recognize the benefits, they are committed to using it.
  • 38. 36 Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned Country: Nigeria Status: Scaling up References: xxxiv, xxxv readings and vitals to a provided number. InStrat then monitors recorded trends and alerts patients’ doctors and caregivers (via SMS) if readings go beyond thresholds. In addition, doctors, care givers or even patients can retrieve historical readings by SMS or via the web- based portal, which is useful to inform management decisions. Also, nurses or doctors can be alerted when patients fail to send in their readings at the appointed time. Conditions covered include hypertension, diabetes, asthma, and pregnancy management. Challenges:  The unstable mobile network operator business models: changes are often made to network operations that disrupt the service without any prior notice. This makes it seem like the platform is unstable. Patient monitoring and support Project Mwana Country: Zambia Status: Scaling up References:iv, xxxvi, xxxvii,xxxviii Project Mwana aims to use SMS technology to send early Infant HIV diagnosis results to community health workers. The project used RapidSMS to develop two applications ‘Results 160’ and ‘RemindMi’. ‘Result 160’ allows HIV test results to be communicated from a laboratory in a timely, efficient way through SMS to health facilities which collect the samples. ‘RemindMi’ is used to improve the rate of postnatal follow-up by reminding mothers through SMS to return for their six-day, six-week and six-month postnatal visits as required Achievements: A pilot study that took place in Zambia’s Southern Province between 2010 and 2011 compared baseline data from 10 study facilities of turnaround times for the postal notification of results to turnaround times of results sent via the ‘Results 160’ SMS system. The results include:  The mean turnaround time to receive the result notification at a health facility decreased from 44.2 days pre-implementation to 26.7 days post-implementation.  A mere 0.5% of the investigated reports sent via SMS differed from the corresponding paper reports. Challenges:  Problems with servers crashing, which meant that there was a delay in result delivery. It is important that the needs and results to be achieved are agreed when establishing partnerships. In order to address challenges of ownership and coordination among the partners, it is advised to convene partners on a regular basis to develop the project strategy, and make sure that there was only one coordinating body and one technical working group led by the Ministry of Health.
  • 39. 37 Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned in Zambia. The application also enables community health workers to register births.  The web-based interface that used to manage the system was slow to being adopted.  Lack of appropriate system management tool meant that it was hard to support facility staff and resolve any problems during the pilot.  Limited continuity and consistency of management personnel. Delays in data entry at laboratories which led to delay in results being delivered.  Two out of ten facility phones were lost in the pilot. But resolved by switching to personal phones. Logistics SMS for life Countries: Tanzania, Ghana, Kenya, DRC, Chad, and Cameroon Status: Scaled up References:iv xxxix, xl, xli, xlii SMS for Life is a combination of mobile phones, SMS messages, internet and mapping technology to monitor and manage weekly stock levels of artemisinin-based combination therapy and quinine levels. In 2009, a 21 week pilot of SMS for Life was implemented in three districts of Tanzania: Ulanga, Kigoma Rural and Lindi Rural covering 129 health facilities and 226 villages. SMS for Life has now been extended to all 5099 health facilities in Tanzania and pilots are taking place or have taken place in Ghana, Kenya, DRC, Chad, and Cameroon. Achievements:  Results from the pilot conducted in Tanzania showed that the system reduced the likelihood of stock-outs and access to drugs increased for patients. For example, when first launched in Tanzania in 2009, 78% of participating facilities had a stock-out of one or more of the five anti-malarials. By the end of the pilot, this had fallen to 26 % of participating facilities.  Having access to real time data on stock levels greatly helped improve drug management at the district level.  Accurate information on stock levels can be collected from health facilities in rural areas using simple SMS technology. For example, the pilot had an average weekly response rate across all three pilot districts of 95 % and the message formatting errors came to an average of 7.5 % per week with almost all being fixed and re-sent within the time limits.  Local ministries of health should commit early on in the development of the project to taking over the system once it has been rolled out and running it for a period of time until it becomes integrated within the mainstream health system.  Although it can be challenging and time- consuming, establishing public-private partnerships between ministries of health and mobile phone companies will be essential to the implementation and roll out of the project.  In country presence is important and therefore discussions must be had early on concerning funding and funding sources.  Prior to implementing the pilot, it is important to review evidence-based solutions from publications and other pilots, as well as conduct a cost analysis of full country scale up.
  • 40. 38 Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned Logistics mPedigree Countries: Ghana, Nigeria and Kenya Status: Scaling up References:iv, xliii, xliv mPedigree allows users to instantly verify the safety and efficacy of the drugs that they buy using a mobile phone. Users send via SMS a scratch card code on the drug package to a database at no cost. A reply is then sent to the phone of the user to indicate the authenticity of the drug. It has been successfully piloted in 6 African countries and has contributed to the steady recovery of more than $200 million that pharmaceutical companies lose daily.  Support was obtained by identifying collective interests, such as loss of revenue for pharmaceutical companies and governments.  Establishing partnerships between drug manufacturers, pharmacists, marketers and regulators is important to creating a sound marketplace. Training and disseminati on of knowledge Mobiles for Quality Improvement (m4QI) Country: Uganda Status: Completed References: xlv, xxvii, xlvi The m4QI pilot was completed in July 2011. It aimed to develop and test how technology could be used to support performance improvement by helping identify performance gaps in adherence to clinical protocols, create a platform to manage and automate the delivery of text message reminders and quizzes to address the gaps, and also produce data to improve effectiveness of supportive supervision and follow up. The platform created was Frontline SMS: Learn. This is an adapted version of Frontline SMS chosen for its ability to operate without internet. Frontline SMS: Learn maintains a databank of messages which enables the delivery and receipt of text messages of instructions, tips, and quizzes on infection prevention, client care, and adherence to standards and guidelines. Achievements:  Of 3,449 messages sent to project participants 86.5 percent were received.  A total of 251 messages were received from participants in response to questions sent.  Post-pilot interviews with participants highlighted high acceptability of text messages for performance improvement.  Though response rate was low (at 19%), evidence from structured interviews at the end of the pilot indicated that participants felt motivated by the reminders to adhere to hand washing guidance; refer to training manuals when they received a quiz about protocols; re- learned processes of instrument sterilization; and used advice on pain management. Challenges:  Feedback from participants highlighted lack of message clarity and technical problems.  Problems with the modem meant that response rates from participants to questions they’d been sent decreased.  When introducing technology supported interventions there is a need to dedicate human resources for the provision of on- going IT support and problem solving.  Stakeholders should be involved in the planning and budgeting of mobile learning initiative.  Training is important in technology programmes in order to ensure that responses conform to formatting procedures.  When responding to messages is at a cost it is more appropriate if prepaid airtime is provided rather than reimbursing respondents after they have used their own credit to send responses. Training and Electronic Integrated A study conducted in 18 health facilities between May 2008 and Achievements:  For all ten areas assessed in both systems, the Unknown
  • 41. 39 Category Name of project, country, status & references How does it work Key achievements and challenges (where information is available) Key lessons learned disseminati on of knowledge Management of Childhood Illness (eIMCI) protocols Country: Tanzania Status: Unknown References: xlvii December 2009 in four districts in Tanzania evaluated the impact of electronic technology on the adherence of health workers to the Integrated Management of Childhood Illness (IMCI) protocols compared to paper-based protocols. To undertake this study, an electronic version of IMCI protocols was developed (eIMCI) and used on a Personal Digital Assistant (PDA). The eIMCI protocol followed the same protocol as a paper system (pIMCI): health workers were guided through the child’s assessment classification, treatment, and communication of instructions to the care provider. level of adherence was greater for the eIMCI compared to the pIMCI: adherence for pIMCI ranged from 61% to 98% compared to 92% to 100% using the eIMCI.  Greater consistency in care using the eIMCI protocols was also observed compared to the pIMCI system.  Qualitative research indicated that the health workers preferred using the PDA eIMCI system rather than the pIMCI system because the former was easier to use and seemed that the children and their care providers had greater confidence in it.
  • 42. 40 Glossary of eHealth and mHealth terms: 1G: refers to the first generation of analogue mobile telecommunication technologies introduced in the 1980s. It provides basic voice servicesxlviii . 2G: refers to the second generation of digital mobile telecommunication technologies, which introduced data services for mobile phones and enables the following services: SMS text messages, picture messages and MMS (multimedia messages)xlix . 3G: refers to the third generation of mobile telecommunication technology. It supports a data transfer rate of at least 200 kilobytes per second. This means that in addition to the services provided by 2G (SMS text messages, picture messages and MMS), 3G can provide wireless voice telephony, mobile and fixed wireless internet access, video calls and mobile TVl . 4G: refers to the fourth generation of mobile telecommunication technology. It is an improvement from 3G in that it provides ‘mobile ultra-broadband’. This means that in addition to the services possible with 3G, other services including gaming, 3D television and cloud computing can be usedli . Crowdsourcing: coined by Jeff Howes in his The Rise of Crowdsourcing, the term refers to the outsourcing of a task to an undefined, but large group of people i.e. a crowd, rather than the more traditional method of designating it to an employee or a contractorlii . In recent years there has been an ever increasing use of crowdsourcing, made more possible with the rise in the adoption of mobile phones and the internetliii, liv . It has thus been used in a number of innovative ways, ranging from tracking, reporting on, or co-ordinating relief efforts (e.g. Ushahidi in Haitian earthquakelv ) to the tracking of infectious diseases (e.g. Health Maplvi ). eHealth: (the “e” stands for electronic) is the use of ICT for health services and informationlvii . Electronic payments systems: refers to a technology based on an electronic process for moving stored value from an agency account to an account of the recipient (service provider) via mobile networkslviii . Electronic registration systems: refers to systems that register and verify the participation of a recipient to a programme electronically rather than through paper-based means. This could involve enlisting a recipient by placing their information for the programme onto a smart card or plastic card with a barcode that can be scanned. Feature phone: a term used to refer to mobile phones with basic functionality for sending and/or receiving SMS messages and phone calls. Global Positioning System: refers to a space-based satellite navigation system that provides location and time informationlix . Information and Communication Technologies (ICT): refers to technologies that provide access to information through telecommunication (transmission of signals over long distances). This includes internet, mobile phones, wireless networks, and other communication mediumslx
  • 43. 41 Interoperability: is the capacity of different operating systems (such as software and applications) to communicate with each other, work with each other and to be integrated. Java: refers to a programming language that allows the computer or mobile phone to interpret the data that is entered into itlxi . mHealth (or Mobile Health): to date, no standardised definition of mHealth has been established. Following from the Global Observatory for eHealth, mHealth can be defined as “medical and public health practice supported by mobile devices, such as mobile phones, patient monitoring devices, personal digital assistants and other wireless devices”lxii . Mobile Network Operator (MNO): a provider of wireless communication services. They own or control the means to sell and deliver services to an end user, such as wireless network infrastructure, billing, customer care, provision of computer systems etc. Two key features of an MNO is that they own or control access to a radio spectrum license from a regulatory or government body and own or control the parts of the network infrastructure that provide services to subscriberslxiii . Mobile technology: refers to portable devices that are able to transmit information through a range of communication technologies including wireless fidelity (Wi-Fi); bluetooth - connects mobile devices wirelessly; 'third generation' (3G); global system for mobile communications (GSM); and general packet radio service (GPRS). The devices that use mobile technology include, very basic feature mobile phones, smart phones, personal digital assistants, and wireless credit/debit card payment terminalslxiv Mobile money transfer (MMT): Refers to “any payment or fund that is transferred from one person or organisation’s ‘mobile wallet’ or bank account to another through mobile phones”lxv . Consequently, in following Smith et al’s definition, there are two forms of MMT – one that requires users to have access to formal financial services i.e. a bank account, and the other that does not require users to use a bank account to transfer money. The latter can be described as ‘mobile money for the unbanked’lxvi . Mobile network coverage: refers to the geographic distribution of a wireless network used by mobile devices. The wireless network is distributed via so-called ‘cells’ that are served by a fixed location transceiver called cell sites or base stations. When these cells are joined together they provide radio coverage over a geographic area that enables mobile devices to communicate together and with fixed transceivers and telephones. How good the coverage is depends on certain factors such as geographic obstacles (e.g. mountains and buildings), technology, radio frequency and the sensitivity and transmit efficiency of the consumer equipmentlxvii lxviii . Personal Digital Assistant (PDA): refers to a handheld device with computing and organising functions. Most PDAs can access the internet and can be used as portable media players. They normally run standardised operating systems, such as Windows Mobile for Pocket PC or Palm OS. They differ from smartphones in that they don’t offer telephony (the transmission of voice, fax or data). Consequently, PDAs have nearly become obselete as smartphones become more advanced and widely adoptedlxixlxx . Pilotitis: a “condition” characterised by a multitude of pilot projects which struggle to reach scale. Short Message Service (SMS): a text message service that enables users to send short messages (160 characters) to other userslxxi .
  • 44. 42 Smart phone: a mobile phone built on a mobile computing platform that includes advanced functionality beyond sending SMS messages and making phone calls. Some of the most basic features of a smart phone include displaying photos, playing games, checking and sending emails, and surfing the web. The more advanced smart phones such as Android and iPhone based phones can run third party applications and thus have limitless functionalitylxxii . Telemedicine or telehealth: a term that comes under the rubric of eHealth. Telemedicine was coined in the 1970s, referring to ‘healing from a distance’lxxiii . There is no one definitive definition of telemedicine, as Sood et al’s (2007) study demonstrated, locating 104 peer-reviewed definitions of the wordlxxiv . However, in line with the World Health Organization, a broad description can be adopted: “The delivery of health care services, where distance is a critical factor, by all health care professionals using information and communication technologies for the exchange of valid information for diagnosis, treatment and prevention of disease and injuries, research and evaluation, and for the continuing education of health care providers, all in the interests of advancing the health of individuals and their communities”.lxxv