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Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
Introduction(1)
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Introduction(1)

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  • 1. Financial market & institutions 1 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 2. Financial market & institutions 2 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 3. Financial market & institutions 3 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 4. Department of Economic Affairs (DEA) Department of Company Affairs (DCA) Reserve Bank of India (RBI) Securities and Exchange Board of India (SEBI) Financial market & institutions 4 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 5. Sr. No. Name of the Exchange Valid Upto 1 Ahmedabad Stock Exchange Ltd. PERMANENT 2 BSE Ltd. PERMANENT 3 Bangalore Stock Exchange Ltd. PERMANENT 4 Bhubaneswar Stock Exchange Ltd 4-Jun-14 5 Calcutta Stock Exchange Ltd. PERMANENT 6 Cochin Stock Exchange Ltd 7-Nov-13 7 Delhi Stock Exchange Ltd.,The PERMANENT 8 Gauhati Stock Exchange Ltd.,The 30-Apr-13 9 Inter-Connected Stock Exchange of India Limited 17-Nov-13 10 Jaipur Stock Exchange Ltd 8-Jan-14 Financial market & institutions 5 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 6. Sr. No. Name of the Exchange Valid Upto 11 Ludhiana Stock Exchange Ltd.,The 27-Apr-14 12 MCX SX Exchange Limited 15-Sep-13 13 Madhya Pradesh Stock Exchange Ltd PERMANENT 14 Madras Stock Exchange Ltd. PERMANENT 15 Magadh Stock Exchange Ltd. 16 Mangalore Stock Exchange 17 National Stock Exchange of India Ltd. PERMANENT 18 OTC Exchange of India 22-Aug-13 19 Pune Stock Exchange Ltd. 1-Sep-13 20 The Vadodara Stock Exchange Ltd. 3-Jan-14 Financial market & institutions 6 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 7. Sr. No. Name of the Exchange Valid Upto 21 U.P. Stock Exchange Limited 2-Jun-14 22 United Stock Exchange of India Limited 21-Mar-14 "SEBI vide order dated September 3, 2007 refused to renew the recognition granted to Magadh Stock Exchange Ltd." As per Securities Appellete Tribunal order dated October 4, 2006, the Mangalore Stock Exchange is a de-recognized Stock Exchange under Section 4 (4) of SCRA Note: The Hyderabad Securities and Enterprises Ltd (erstwhile Hyderabad Stock Exchange), Coimbatore Stock Exchange Ltd and Saurashtra Kutch Stock Exchange Ltd have been granted exit by SEBI vide order dated January 25, 2013, April 4, 2013 and April 5, 2013 respectively. Financial market & institutions 7 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 8. Financial market & institutions 8 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 9. Issuers of securities Investors in securities The intermediaries -bankers, brokers etc Financial market & institutions 9 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 10.  Investor Grievance Redressal Committees (IGRCs)  Regional Investor Complaints Resolution Committees (RICRC) Financial market & institutions 10 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 11. Financial market & institutions 11 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 12. Financial market & institutions 12 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 13. ABN AMRO Bank International Indonesia The Bank of Tokyo- Mitsubishi UFJ Deutsche Bank Standard Chartered Abu Dhabi Commercial Bank Bank of America Barclays HSBC Antwerp Diamond Bank Bank of Bahrain and Kuwait Citibank India The Royal Bank of Scotland Australia and New Zealand Banking Group Bank of Ceylon Credit Suisse Scotia bank Financial market & institutions 13 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 14. Name of the Asset Management Company Axis Asset Management Company Ltd. DSP BlackRock Investment Managers Private Limited Baroda Pioneer Asset Management Company Limited Edelweiss Asset Management Limited Birla Sun Life Asset Management Company Limited Escorts Asset Management Limited BNP Paribas Asset Management India Private Limited Franklin Templeton Asset Management (India) Private Limited BOI AXA Investment Managers Private Limited Goldman Sachs Asset Management (India) Private Limited Canara Robeco Asset Management Company Limited HDFC Asset Management Company Limited Daiwa Asset Management (India) Private Limited HSBC Asset Management (India) Private Ltd. Deutsche Asset Management (India) Pvt. Ltd. ICICI Prudential Asset Mgmt.Company Limited Financial market & institutions 14 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 15. Name of the Asset Management Company IDBI Asset Management Ltd. Kotak Mahindra Asset Management Company Limited(KMAMCL) IDFC Asset Management Company Limited L&T Investment Management Limited IL&FS Infra Asset Management Limited LIC NOMURA Mutual Fund Asset Management Company Limited India Infoline Asset Management Co. Ltd. Mirae Asset Global Investments (India) Pvt. Ltd. Indiabulls Asset Management Company Ltd. Morgan Stanley Investment Management Pvt.Ltd. ING Investment Management (India) Pvt. Ltd. Motilal Oswal Asset Management Company Limited JM Financial Asset Management Private Limited Peerless Funds Management Co. Ltd. JPMorgan Asset Management India Pvt. Ltd. PineBridge Investments Asset Management Company (India) Pvt. Ltd. Financial market & institutions 15 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 16. Name of the Asset Management Company PPFAS Asset Management Pvt. Ltd. SREI Mutual Fund Asset Management Pvt. Ltd. Pramerica Asset Managers Private Limited Sundaram Asset Management Company Limited Principal Pnb Asset Management Co. Pvt. Ltd. Tata Asset Management Limited Quantum Asset Management Company Private Limited Taurus Asset Management Company Limited Reliance Capital Asset Management Ltd. Union KBC Asset Management Company Private Limited Religare Invesco Asset Management Company Private Limited UTI Asset Management Company Ltd Sahara Asset Management Company Private Limited SBI Funds Management Private Limited Financial market & institutions 16 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 17. Financial market & institutions 17 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 18. HELP YOURSELF Financial market & institutions 18 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.
  • 19. Financial market & institutions 19 YOGESH NAMDEO INGLE.MBA (FINANCE), NET (MANAGEMENT), Ph.D (WIP), G.D.C &A, NCMP.

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