SEBI has ruled that ANY account opened with ANY Capital    Market intermediary shall be registered with a KRA,            ...
Af te r d o in g KY C o f n e w c lie n ts , th e in te rme d ia rys h a ll u p lo a d th e KY C in f o rm a tio n o n th ...
Depository Participants      Brokerages              Wealth Management companies
The KRA system shall be applicable for all NEW client accountsopened from 1 Jan 2012.For client accounts opened between 1-...
CM C L td . h a s a n n o u nce d th a t is re a d y w ith a       KRA B a c k O f f ice s o f twa re s o lu tio n
WHAT DOES     CMC-KRA DO ?KRA Account OpeningImport DeMAT AccountsManage DocumentsTrack DocumentsModifying KYC DetailsBill...
WHAT DOES      CMC-KRA DO ?KRA Account Opening            KYC InwardImport DeMAT Accounts          Capturing SEBI mandat...
WHAT DOES      CMC-KRA DO ?KRA Account Opening                               Import of CDSL Back-OfficeImport DeMAT Accou...
WHAT DOES      CMC-KRA DO ?KRA Account Opening            Scanning of KYC forms,Import DeMAT Accounts           PAN card,...
WHAT DOES      CMC-KRA DO ?KRA Account Opening            Despatch of KYC forms andImport DeMAT Accounts             othe...
WHAT DOES      CMC-KRA DO ?KRA Account Opening                               Inward of change requestImport DeMAT Account...
WHAT DOES      CMC-KRA DO ?KRA Account Opening                               Track cash collectedImport DeMAT Accounts   ...
WHAT DOES      CMC-KRA DO ?KRA Account Opening            KYC InwardImport DeMAT Accounts          KYC Processed        ...
WHAT DOES      CMC-KRA DO ?KRA Account Opening            Online, with DpSecure andImport DeMAT Accounts           BroSec...
ICICIBANK
CMC has the complete solutions suite for the Capital Market                                                               ...
Delivery Options   On-Premise       solution installed on your premises   Hosted       Solution owned by you;       W...
The CMC Edge + Safety Factor No other company offers ALL the solutions       Complete Back-Office suite on SINGLE platform...
A copy of the SEBI Circular may be obtained by sending                 a mail to CMC Ltd.
CMC… is India’s oldest and most experienced IT  solutions and service provider to Stock  Exchanges, Banking & Financial I...
Ask CMC LTD. for a copy of the SEBI CIRCULAR                           Send Mail to                           ravi.rathor@...
to discuss your requirement                                               Call Ravi 8080274490                            ...
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SEBI has mandated that Brokerages, DP's and Wealth Managers shall register all new accounts with KRA. CMC Ltd. has a ready solution for KRA. See it here.

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Kra sebi-slideshare

  1. 1. SEBI has ruled that ANY account opened with ANY Capital Market intermediary shall be registered with a KRA, either NDML or CVL
  2. 2. Af te r d o in g KY C o f n e w c lie n ts , th e in te rme d ia rys h a ll u p lo a d th e KY C in f o rm a tio n o n th e KRA s y s te ma n d s e n d th e KY C d o c u me n ts to th e KRA in 10 d a y s
  3. 3. Depository Participants Brokerages Wealth Management companies
  4. 4. The KRA system shall be applicable for all NEW client accountsopened from 1 Jan 2012.For client accounts opened between 1-31 Jan 2012, theintermediaries may upload the KYC data on the KRA system andsend the relevant KYC documents to KRA, by 15 Feb 2012.However, for client accounts opened from 1 Feb, 2011, theintermediaries shall follow the New SEBI requirementExisting clients can continue to trade / invest/ deal with theirintermediaries as per the current practice.
  5. 5. CM C L td . h a s a n n o u nce d th a t is re a d y w ith a KRA B a c k O f f ice s o f twa re s o lu tio n
  6. 6. WHAT DOES CMC-KRA DO ?KRA Account OpeningImport DeMAT AccountsManage DocumentsTrack DocumentsModifying KYC DetailsBilling ReconciliationAnalyticsInterface
  7. 7. WHAT DOES CMC-KRA DO ?KRA Account Opening  KYC InwardImport DeMAT Accounts  Capturing SEBI mandated KYC detailsManage Documents  Exporting KYC data to CVLTrack Documents in BatchesModifying KYC Details  Import of CVL ResponseBilling Reconciliation  Data correction for errors  Re upload of correctedAnalytics records to CVLInterface  Maker-Checker facility
  8. 8. WHAT DOES CMC-KRA DO ?KRA Account Opening  Import of CDSL Back-OfficeImport DeMAT Accounts masterManage Documents  Import of NSDL client masterTrack Documents  Mapping of DP data withModifying KYC Details KRA dataBilling Reconciliation  Capturing the additional KRA detailsAnalytics  Maker-CheckerInterface
  9. 9. WHAT DOES CMC-KRA DO ?KRA Account Opening  Scanning of KYC forms,Import DeMAT Accounts PAN card, Address proof, etc.Manage Documents  Encryption and Archival ofTrack Documents the scanned documentsModifying KYC Details  Document retrieval for verificationBilling ReconciliationAnalyticsInterface
  10. 10. WHAT DOES CMC-KRA DO ?KRA Account Opening  Despatch of KYC forms andImport DeMAT Accounts other documents to CVL with dispatch idManage Documents  Auto generation of coveringTrack Documents letter for CVLModifying KYC Details  Update proof of deliveryBilling Reconciliation (POD)  Follow up letter to CVLAnalytics  Rejection handling andInterface intimating the customer
  11. 11. WHAT DOES CMC-KRA DO ?KRA Account Opening  Inward of change requestImport DeMAT Accounts  Capturing the change in KYC detailsManage Documents  Uploading the changes toTrack Documents CVLModifying KYC Details  Importing the responseBilling Reconciliation from CVL  EOD file import for KYCAnalytics changesInterface
  12. 12. WHAT DOES CMC-KRA DO ?KRA Account Opening  Track cash collectedImport DeMAT Accounts  Upload KRA charges in DP and Broker back office forManage Documents billingTrack Documents  Reconciliation of the billingModifying KYC Details details with CVL InvoiceBilling ReconciliationAnalyticsInterface
  13. 13. WHAT DOES CMC-KRA DO ?KRA Account Opening  KYC InwardImport DeMAT Accounts  KYC Processed  KYC RejectedManage Documents  KYC CompletedTrack DocumentsModifying KYC DetailsBilling ReconciliationAnalyticsInterface
  14. 14. WHAT DOES CMC-KRA DO ?KRA Account Opening  Online, with DpSecure andImport DeMAT Accounts BroSecure (CMC’s back office solutions)Manage Documents  XML, for other back-officeTrack Documents  Offline:Modifying KYC Details  NSDL and CDSL formatsBilling Reconciliation  BSE and NSE formatsAnalyticsInterface
  15. 15. ICICIBANK
  16. 16. CMC has the complete solutions suite for the Capital Market  NSE/BSE ITES Services  F&O DP Central Processing  MCX/NCDEX ? Other Generic HR & Payroll on-cloud :: Also On-cloud Email Scrubbing* Financial Planning powered by OMNIMaxTM. OMNIMax is the trademark of Omnimax Software Ltd., New Zealand
  17. 17. Delivery Options On-Premise  solution installed on your premises Hosted  Solution owned by you;  We host and manage it dedicatedly for you in a data centre with the infrastructure on rental On-Cloud «« Benefits  Pay-As-You-Go 1. No capex 2. Failover and DR available 3. Pay only for what you use
  18. 18. The CMC Edge + Safety Factor No other company offers ALL the solutions Complete Back-Office suite on SINGLE platform On-premise, Hosted and On-Cloud models Managed Services offered
  19. 19. A copy of the SEBI Circular may be obtained by sending a mail to CMC Ltd.
  20. 20. CMC… is India’s oldest and most experienced IT solutions and service provider to Stock Exchanges, Banking & Financial Institutions and Insurance companies. has implemented projects of national importance • Passenger Reservation System for Indian Railways irctc; • BOLT an online -trading system for Bombay Stock Exchange • Depository System for CDSL.  is Part of the Tata Group
  21. 21. Ask CMC LTD. for a copy of the SEBI CIRCULAR Send Mail to ravi.rathor@cmcltd.com vinay@cmc-dpsecure.net Mention “Send KRA circular” in subject line Mention ALL of the following contact details: Name Click icon to send mail Company Designation City Phone (Board + Extension) Email (company email id)
  22. 22. to discuss your requirement Call Ravi 8080274490 : wealthplanned@cmcltd.com : cmcltd.com/products/wealthplanned.htm : wealthplanned! : @wealthplanned Thank you for seeing this presentationWealthPlanned! is the trademark of CMC Ltd., IndiaFinancial Planning powered by OMNIMaxTM. OMNIMax is the trademark of Omnimax Software Ltd., New Zealand.
  23. 23. Like this presentation?Tweet this presentation Share this on facebook
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