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mutual fund

mutual fund

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Mutual fund Mutual fund Document Transcript

  • utual Fund represent one of the most appropriate investment for most-During which union Govt.budget the dividends from mutual fund were exempted-1996- to till is considered to be the fourth phase of mutual fund history in India-Second phase of mutual fund history in India is considered to beUS-64 stands for? -Unit Scheme-64Foreign Institutional investor (FII) registered with SEBI can invest in Mutual Fund-F(w)______________ is accountable to the office of the public trustee-Board of trusteesA mutual fund which recover its marketing expenses, fund managers salary etc. is known as-Non Load Fund(w) Load Fund(w)During which union Govt.budget the dividends from mutual fund were exempted-1996(w) 1998(w)1996- to till is considered to be the fourth phase of mutual fund history in India-TThe first and for long the largest scheme was US-64-F(w)What is NAV ?- Net Asset ValueMarket and investor related activity is governed by-SEBIMutual Fund represent one of the most appropriate investment for most-Small Scale InvestorsHigh Yield Debt funds seek to obtain higher interest rates by investing in debt instruments-F(w)Which public sector was the first to introduce non-UTI mutual fund in India-SBISecond phase of mutual fund history in India is considered to be-1987-1993Open end-end allows investor to buy or redeem units from the fund at the price based on NAV per unit-T______________ was the first diversified equity investment scheme in India-MastershareIn which year Mutual fund industry started in India-1963SIP stands for-Systemactice Interest Plans(w) Systemactice Investment PlansClosed -end funds-doesn`t allow user to buy or redeem units directly from the fundsHow many private sector mutual funds and their schemes were lunched during 1993-94-SIX(w) FiveBalanced Fund portfolio comprises of Debt instruments, convertible securities , preference and equityshares-F(w)Fund managers always strive to include only traded or liquid securities in their portfolios-T
  • utual Fund represent one of the most appropriate investment for most-During which union Govt.budget the dividends from mutual fund were exempted-1996- to till is considered to be the fourth phase of mutual fund history in India-Second phase of mutual fund history in India is considered to beARP stands for-Annual Retirement Plans(w) Automatic Reinvestment PlansCLB stands for-Company and Labour Board(w) Company Law BoardMutual Funds are classified as closed-end and open-end-TMutual funds aim at maximising returns while keeping the risk to a tolerable level.-TMutual Fund started with the formation of Unit Trust of India-TPublic sector Mutual fund other than UTI entered in India during-1987How many new schemes were lunched by UTI during 1981 and 1984-Nine(w) Five(w)Offer document is issued only once for closed end fund-TSTP stands for-Systematic Transaction Plans(w) Systematic Transfer PlansChildren Gift Growth fund was introduced during which period-1987-90(w) 1984-87What is SEBI-Govt. Regulatory AuthorityTax-emempt funds invest in securites free from tax-F(w)What is Fair Value-Value of a security that is realistic and not based on any arbitrary methodologyMutual Funds are also classified as load fund and non-load funds-FFixed Term Plan Series-1 and 2Growth funds are less volatile than aggressive growth funds-T-Money Market Funds(w) Liquid FundsIncase the EPS is negative-EPS value for that year is taken as ten for arriving at capitalised earnings(w)EPS value for that year is taken as zero for arriving at capitalised earningsWhich of the following are correct for Standard risk factors-NAV can move up or down on the basis ofcapital market movementOther mutual funds include _______________ and ____________________-Commodity and Real EstateFund________ is responsible for modifying regulation relating to companies-SEBI(w) CLB(w)
  • utual Fund represent one of the most appropriate investment for most-During which union Govt.budget the dividends from mutual fund were exempted-1996- to till is considered to be the fourth phase of mutual fund history in India-Second phase of mutual fund history in India is considered to beA fund may sell new units at a price that is different from the NAV-TThe mutual fund can be managed by-1 3 4Tax- exempt and Non Tax-exempt is one another form mutual fund classification-F(w)Mutual Fund is regulated and governed by SEBI-TThe balance of mutual fund is different from balance sheet of companies-TValuation date is the date on which the fund calculates the value of its-Both Portfolio and NAVOnly AMFI certified distributors can sell mutual funds-TFinancial intermediary provides the require investment knowledge and professional exprtise onsucessful investing-TDCA stands for-Duty and Customs Act(w) Department of Company AffairsThe offer Document and Key Information Memorandum needs to be updated atleast-Once every twoyears________________ have a narrow portfolio orientation and invest in only companies that meet pre-defined criteria.- Speciality FundsNAV measures the change in the value of the investment made into into capital instrument-TOwnership issue of Asset Management Companies is governed by-SEBI(w) AMFI(w) UTI(w)_________________ stocks are shares of companies whose earnings are related with the state ofeconomy-Growth Stocks(w) Value Stocks(w)Which period is considered to be the third phase in the history of mutual fund in India-1995-1999(w)1993-1996AMFI has published code of ethics Asset Management Company-TRecent Merger and acquisitions took between-Sun Fand C Mutual Fund by Alliance Mutual Fund(w) BirlaSun Life by Prinicipal(w)During which period first private sector mutual funds were introduced in India-1993-1994The income Tax Act,_____ lays down the tax provisions governing mutuals funds-1961Strike a balance between capital appreciation and incomes for the investor-Growth and Incomes Funds
  • utual Fund represent one of the most appropriate investment for most-During which union Govt.budget the dividends from mutual fund were exempted-1996- to till is considered to be the fourth phase of mutual fund history in India-Second phase of mutual fund history in India is considered to beThe trust is created through a document called the __________-Trust DeedSelect the correct Merger and acquisitions deal-Alliance Mutual Fund by Birla Sun LifeNAV of open-end schemes must be calculated and published daily-T____________ is any person who, acting alone or in combination with another body corporate ,establishes a mutual fund-Independent Director(w) Trustee(w) SponsorNet Asset Value is equivalent to-Total number of units issued divided by the value of the total assets ofthe fund(w)What is the NAV for Fund Value = 4000 and Number of units issued =100-40The offer Document issued for the new schemes are valid for a period of-six monthsFormula of calculating NAV is-NAV = Fund ValueTotal units issued________ are Government securities with medium to long-term maturities-Liquid Funds(w) MoneyMarket Funds(w) Gilt FundsAn investor needs to PAN for purchasing units worth-50,000 or moreAn asset shall be classified as non-performing,- If the interestprincipal amount has not been received orhas remained outstanding for one quarterA mutual fund in India is costituted in the form of a Public Trust created underthe ______________-Indian Trust Act, 1857(w) Indian Trust Act, 1856(w) Indian Trust Act, 1882____________ guides the Department of Compan Affairs-SEBI(w) CLBUnit holder have right to receive divident warrants within ____ days of the date of dividenddeclaration-30 daysStock Exchanges are supervised by-DCA(w) SEBIRegistrars and transfer agents are responsible for issuing and redeeming units of the mutual funds-T____________ try to seek out fundamentally sound companies whose shares are currently under-pricedin the market-Equity Income Fund(w) Debt Funds(w) Value FundThe equity fund which is designed to give the investor a high level of current income along with somesteady capital appreciation.- Aggressive Growth Funds(w) Debt Funds(w) Growth Funds(w)
  • utual Fund represent one of the most appropriate investment for most-During which union Govt.budget the dividends from mutual fund were exempted-1996- to till is considered to be the fourth phase of mutual fund history in India-Second phase of mutual fund history in India is considered to beSEBI has designed mandatory guidelines for mutual fund distributors role and service to investors-T(w)_______________ is one of the most important source of information for a prospective investor-Unitvalue(w) Offer Document____________________ is responsible for implementing government policies with regard to RBI andSEBI-Ministry of FinanceKIM stands for-Key Information MemorandumAMC stands for-Asset Management CompanyAll mutual funds have to be registered with SEBI-TA fund which tracks the performance of a specific stock market index-Speciality Funds(w) Value Fund(w)Equity Income Fund(w)NAV measures the change in the value of the investment made into into capital instrument-TSEBI was constituted in which year-1995(w) 1992Harry Singh is Non- resident Indian can he invest in Mutual Fund-F(w)Foreign Institutional investor (FII) registered with SEBI can invest in Mutual Fund-TSAT stands for-Securities Appeliate Taxation(w) Securities Appeliate TribunalUnit holder have right to receive receive interest, if redemption money is not received within_______days of its submission of the same-10 daysThe ______________ are the primary guardians of the unit holders fund and assets-Sponsor(w) TrusteeThe AMC of a mutual fund must have a net worth of Rs__________ at all time-Rs. 10 croresFair value is determined based on-p 3rd optionWhich of the following is correct—p-1st and 3rdAccording to SEBI advertising code-p-1st and 4thWhich of the following is Trueof Mutual Fund Investor-p-1st ,2nd ,3rdFees and Expenses related with Mutual Funds cannot be charged to the scheme-p-2nd and 3rd
  • utual Fund represent one of the most appropriate investment for most-During which union Govt.budget the dividends from mutual fund were exempted-1996- to till is considered to be the fourth phase of mutual fund history in India-Second phase of mutual fund history in India is considered to beThe summary information of the Offer Document informs about the-p-1st and 2ndThe offer document must contain-p-2nd and 3rdThe mutual fund have to display modification in the Offer Document in the form of a notice in-alloptionsWhich of the following is correct for the custodian-2nd and 3rd optionThe due diligence certificate can be singed by-1st and 2ndWhich of the following is low risk category mutual fund-3rd 4th 5thMutual Fund in India are open to investment by-2nd and 4th_____________Funds that invest in equities in one or more foreign countries-1st and 2nd