1.
ADVANCED WIRELESS
NETWORKS
Cognitive, Cooperative and
Opportunistic 4G Technology
Second Edition
Savo Glisic
Beatriz Lorenzo
University of Oulu, Finland
A John Wiley and Sons, Ltd., Publication
3.
ADVANCED WIRELESS
NETWORKS
Cognitive, Cooperative and
Opportunistic 4G Technology
Second Edition
Savo Glisic
Beatriz Lorenzo
University of Oulu, Finland
A John Wiley and Sons, Ltd., Publication
4.
This edition ﬁrst published 2009
C 2009 John Wiley & Sons Ltd.,
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Library of Congress Cataloging-in-Publication Data
Glisic, Savo G.
Advanced wireless networks : 4G technologies / Savo Glisic, Beatriz Lorenzo Veiga. – 2nd ed.
p. cm.
Includes bibliographical references and index.
ISBN 978-0-470-74250-1 (cloth)
1. Wireless communication systems. I. Veiga, Beatriz Lorenzo. II. Title.
TK5103.2.G553 2009
621.384—dc22
2009001817
A catalogue record for this book is available from the British Library.
ISBN 978-0-470-74250-1 (H/B)
Typeset in 9/11 Times by Laserwords Private Limited, Chennai, India
Printed in Singapore by Markono Print Media Pte Ltd
6.
Contents
Preface to the Second Edition
xix
1 Fundamentals
1.1
4G Networks and Composite Radio Environment
1.2
Protocol Boosters
1.2.1
One-element error detection booster for UDP
1.2.2
One-element ACK compression booster for TCP
1.2.3
One-element congestion control booster for TCP
1.2.4
One-element ARQ booster for TCP
1.2.5
A forward erasure correction booster for IP or TCP
1.2.6
Two-element jitter control booster for IP
1.2.7
Two-element selective ARQ booster for IP or TCP
1.3
Green Wireless Networks
References
1
1
7
9
9
9
9
10
10
11
11
11
2 Opportunistic Communications
2.1
Multiuser Diversity
2.2
Proportional Fair Scheduling
2.3
Opportunistic Beamforming
2.4
Opportunistic Nulling in Cellular Systems
2.5
Network Cooperation and Opportunistic Communications
2.5.1
Performance example
2.6
Multiuser Diversity in Wireless Ad Hoc Networks
2.6.1
Multiple-output and multiple-input link diversity
2.6.2
Localized opportunistic transmission
2.6.3
Multiuser diversity-driven clustering
2.6.4
Opportunistic MAC with timeshare fairness
2.6.5
CDF-based K-ary opportunistic splitting algorithm
2.6.6
Throughput
2.6.7
Optimal opportunistic MAC
15
15
16
19
20
22
25
27
29
30
31
34
34
37
37
7.
viii
CONTENTS
2.7
2.8
2.6.8
Contention resolution between clusters
2.6.9
Performance examples
Mobility-Assisted Opportunistic Scheduling (MAOS)
2.7.1
Mobility models
2.7.2
Optimal MAOS algorithm
2.7.3
Suboptimum MAOS algorithm
2.7.4
Mobility estimation and prediction
2.7.5
Estimation of Lagrange multipliers
2.7.6
Performance examples
Opportunistic and Cooperative Cognitive Wireless Networks
2.8.1
The system model
2.8.2
The outage probability
2.8.3
Cellular trafﬁc shaping
2.8.4
User mobility modeling
2.8.5
Absorbing Markov chain system model
2.8.6
Throughput analysis
2.8.7
Collision resolution
2.8.8
Opportunistic transmission with intercell interference awareness
2.8.9
Performance examples
References
38
40
46
48
49
51
51
52
52
53
53
57
58
59
61
62
65
65
68
70
3 Relaying and Mesh Networks
3.1
Relaying Strategies in Cooperative Cellular Networks
3.1.1
The system model
3.1.2
System optimization
3.1.3
Relay strategy selection optimization
3.1.4
Performance example
3.2
Mesh/Relay Networks
3.2.1
The system model
3.2.2
Exhaustive sleep
3.2.3
Practical applications
3.2.4
Performance example
3.3
Opportunistic Ad Hoc Relaying For Multicast
3.3.1
The system model
3.3.2
Proxy discovery and route interference
3.3.3
Near-optimal multicast and approximations
3.3.4
Performance examples
References
73
73
73
75
79
84
85
86
88
94
95
97
98
99
101
103
107
4 Topology Control
4.1
Local Minimum Spanning Tree (LMST) Topology Control
4.1.1
Basics of MST topology control
4.1.2
Performance examples
4.2
Joint Topology Control, Resource Allocation and Routing
4.2.1
JTCR algorithm
4.3
Fault-Tolerant Topology
4.3.1
The system model
4.3.2
Fault-tolerant topology design
4.3.3
Þ-Approximation algorithms
4.3.4
Performance examples
113
115
115
118
118
121
123
124
124
127
132
8.
CONTENTS
4.4
ix
Topology Control in Directed Graphs
4.4.1
The system model
4.4.2
Minimum-weight-based algorithms
4.4.3
Augmentation-based algorithms
4.4.4
Performance examples
Adjustable Topology Control
4.5.1
The system model
4.5.2
The r -neighborhood graph
Self-Conﬁguring Topologies
4.6.1
SCT performance
References
132
133
133
135
138
138
140
142
143
145
148
5 Adaptive Medium Access Control
5.1
WLAN Enhanced Distributed Coordination Function
5.2
Adaptive MAC for WLAN with Adaptive Antennas
5.2.1
Description of the protocols
5.3
MAC for Wireless Sensor Networks
5.3.1
S-MAC protocol design
5.3.2
Periodic listen and sleep
5.3.3
Collision avoidance
5.3.4
Coordinated sleeping
5.3.5
Choosing and maintaining schedules
5.3.6
Maintaining synchronization
5.3.7
Adaptive listening
5.3.8
Overhearing avoidance and message passing
5.3.9
Overhearing avoidance
5.3.10 Message passing
5.4
MAC for Ad Hoc Networks
5.4.1
Carrier sense wireless networks
5.4.2
Interaction with upper layers
References
157
157
160
160
166
167
168
168
169
169
170
170
172
172
172
174
176
179
180
6 Teletrafﬁc Modeling and Analysis
6.1
Channel Holding Time in PCS Networks
References
183
183
191
7 Adaptive Network Layer
7.1
Graphs and Routing Protocols
7.1.1
Elementary concepts
7.1.2
Directed graph
7.1.3
Undirected graph
7.1.4
Degree of a vertex
7.1.5
Weighted graph
7.1.6
Walks and paths
7.1.7
Connected graphs
7.1.8
Trees
7.1.9
Spanning tree
7.1.10 MST computation
7.1.11 Shortest path spanning tree
7.2
Graph Theory
193
193
193
193
194
194
195
195
195
196
197
199
201
212
4.5
4.6
9.
x
CONTENTS
7.3
7.4
Routing with Topology Aggregation
Network and Aggregation Models
7.4.1
Line segment representation
7.4.2
QoS-aware topology aggregation
7.4.3
Mesh formation
7.4.4
Star formation
7.4.5
Line-segment routing algorithm
7.4.6
Performance measure
7.4.7
Performance example
References
214
215
217
220
220
221
222
224
225
228
8 Effective Capacity
8.1
Effective Trafﬁc Source Parameters
8.1.1
Effective trafﬁc source
8.1.2
Shaping probability
8.1.3
Shaping delay
8.1.4
Performance example
8.2
Effective Link Layer Capacity
8.2.1
Link-layer channel model
8.2.2
Effective capacity model of wireless channels
8.2.3
Physical layer vs link-layer channel model
8.2.4
Performance examples
References
235
235
237
238
238
241
243
244
246
249
251
254
9 Adaptive TCP Layer
9.1
Introduction
9.1.1
A large bandwidth-delay product
9.1.2
Buffer size
9.1.3
Round-trip time
9.1.4
Unfairness problem at the TCP layer
9.1.5
Noncongestion losses
9.1.6
End-to-end solutions
9.1.7
Bandwidth asymmetry
9.2
TCP Operation and Performance
9.2.1
The TCP transmitter
9.2.2
Retransmission timeout
9.2.3
Window adaptation
9.2.4
Packet loss recovery
9.2.5
TCP-OldTahoe (timeout recovery)
9.2.6
TCP-Tahoe (fast retransmit)
9.2.7
TCP-Reno fast retransmit, fast (but conservative) recovery
9.2.8
TCP-NewReno (fast retransmit, fast recovery)
9.2.9
Spurious retransmissions
9.2.10 Modeling of TCP operation
9.3
TCP for Mobile Cellular Networks
9.3.1
Improving TCP in mobile environments
9.3.2
Mobile TCP design
9.3.3
The SH-TCP client
9.3.4
The M-TCP protocol
9.3.5
Performance examples
257
257
258
259
260
261
262
262
263
264
264
265
265
265
265
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267
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270
272
273
275
10.
CONTENTS
9.4
9.5
Random Early Detection Gateways for Congestion Avoidance
9.4.1
The RED algorithm
9.4.2
Performance example
TCP for Mobile Ad Hoc Networks
9.5.1
Effect of route recomputations
9.5.2
Effect of network partitions
9.5.3
Effect of multipath routing
9.5.4
ATCP sublayer
9.5.5
ATCP protocol design
9.5.6
Performance examples
References
10 Network Optimization Theory
10.1 Introduction
10.2 Layering as Optimization Decomposition
10.2.1 TCP congestion control
10.2.2 TCP Reno/RED
10.2.3 TCP Vegas/Drop Tail
10.2.4 Optimization of the MAC protocol
10.2.5 Utility optimal MAC protocol/social optimum
10.3 Crosslayer Optimization
10.3.1 Congestion control and routing
10.3.2 Congestion control and physical resource allocation
10.3.3 Congestion and contention control
10.3.4 Congestion control, routing and scheduling
10.4 Optimization Problem Decomposition Methods
10.4.1 Decoupling coupled constraints
10.4.2 Dual decomposition of the basic NUM
10.4.3 Coupling constraints
10.4.4 Decoupling coupled objectives
10.4.5 Alternative decompositions
10.4.6 Application example of decomposition techniques to distributed
crosslayer optimization
10.5 Optimization of Distributed Rate Allocation for Inelastic Utility Flows
10.5.1 Nonconcave utility ﬂows
10.5.2 Capacity provisioning for convergence of the basic algorithm
10.6 Nonconvex Optimization Problem in Network with QoS Provisioning
10.6.1 The system model
10.6.2 Solving the nonconvex optimization problem for joint
congestion–contention control
10.7 Optimization of Layered Multicast by Using Integer and Dynamic Programming
10.7.1 The system model
10.7.2 Lagrangian relaxation for integer programs
10.7.3 Group proﬁt maximization by dynamic programming
10.8 QoS Optimization in Time-Varying Channels
10.8.1 The system model
10.8.2 Dynamic control algorithm
10.9 Network Optimization by Geometric Programming
10.9.1 Power control by geometric programming: high SNR
10.9.2 Power control by geometric programming: low SNR
10.10 QoS Scheduling by Geometric Programming
xi
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298
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310
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319
319
322
323
323
325
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329
329
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337
338
340
340
11.
xii
CONTENTS
10.10.1 Optimization of OFDM system by GP
10.10.2 Maximum weight matching scheduling by GP
10.10.3 Opportunistic scheduling by GP
10.10.4 Rescue scheduling by GP
References
344
344
345
345
346
11 Mobility Management
11.1 Introduction
11.1.1 Mobility management in cellular networks
11.1.2 Location registration and call delivery in 4G
11.2 Cellular Systems with Prioritized Handoff
11.2.1 Channel assignment priority schemes
11.2.2 Channel reservation – CR handoffs
11.2.3 Channel reservation with queueing – CRQ handoffs
11.2.4 Performance examples
11.3 Cell Residing Time Distribution
11.4 Mobility Prediction in Pico- and MicroCellular Networks
11.4.1 PST-QoS guarantees framework
11.4.2 Most likely cluster model
Appendix: Distance Calculation in an Intermediate Cell
References
351
351
353
355
374
377
377
378
382
383
388
390
391
398
403
12 Cognitive Radio Resource Management
12.1 Channel Assignment Schemes
12.1.1 Different channel allocation schemes
12.1.2 Fixed channel allocation
12.1.3 Channel borrowing schemes
12.1.4 Simple channel borrowing schemes
12.1.5 Hybrid channel borrowing schemes
12.1.6 Dynamic channel allocation
12.1.7 Centralized DCA schemes
12.1.8 Cell-based distributed DCA schemes
12.1.9 Signal strength measurement-based distributed DCA schemes
12.1.10 One-dimensional cellular systems
12.1.11 Reuse partitioning (RUP)
12.2 Dynamic Channel Allocation with SDMA
12.2.1 Single-cell environment
12.2.2 Resource allocation
12.2.3 Performance examples
12.3 Packet-Switched SDMA/TDMA Networks
12.3.1 The system model
12.3.2 Multibeam SDMA/TDMA capacity and slot allocation
12.3.3 SDMA/TDMA slot allocation algorithms
12.3.4 SDMA/TDMA performance examples
12.4 SDMA/OFDM Networks with Adaptive Data Rate
12.4.1 The system model
12.4.2 Resource allocation algorithm
12.4.3 Impact of OFDM/SDMA system speciﬁcations on resource allocations
12.4.4 Performance examples
12.5 Intercell Interference Cancellation – SP Separability
407
407
409
410
410
411
412
414
415
417
419
420
422
426
426
430
435
435
437
439
441
445
446
446
448
450
453
454
12.
CONTENTS
12.6
12.7
12.8
12.9
12.5.1 Channel and cellular system model
12.5.2 Turbo space–time multiuser detection for intracell communications
12.5.3 Multiuser detection in the presence of intercell interference
12.5.4 Performance examples
Intercell Interference Avoidance in SDMA Systems
12.6.1 The BOW scheme
12.6.2 Generating beam-off sequences
12.6.3 Constrained QRA-IA
Multilayer RRM
12.7.1 The SRA protocol
12.7.2 The ESRA protocol
Resource Allocation with Power Preassignment (RAPpA)
12.8.1 Resource assignment protocol
12.8.2 Analytical modeling of RAPpA
Cognitive and Cooperative Dynamic Radio Resource Allocation
12.9.1 Signal-to-interference ratio
12.9.2 System performance
12.9.3 Multicell operation
12.9.4 Performance examples
Appendix 12A: Power Control, CD Protocol, in the Presence of Fading
Appendix 12B: Average Intercell Throughput
References
13 Ad Hoc Networks
13.1 Routing Protocols
13.1.1 Routing protocols
13.1.2 Reactive protocols
13.2 Hybrid routing protocol
13.2.1 Loop-back termination
13.2.2 Early termination
13.2.3 Selective broadcasting (SBC)
13.3 Scalable Routing Strategies
13.3.1 Hierarchical routing protocols
13.3.2 Performance examples
13.3.3 FSR (ﬁsheye routing) protocol
13.4 Multipath Routing
13.5 Clustering Protocols
13.5.1 Introduction
13.5.2 Clustering algorithm
13.5.3 Clustering with prediction
13.6 Cashing Schemes for Routing
13.6.1 Cache management
13.7 Distributed QoS Routing
13.7.1 Wireless links reliability
13.7.2 Routing
13.7.3 Routing information
13.7.4 Token-based routing
13.7.5 Delay-constrained routing
13.7.6 Tokens
13.7.7 Forwarding the received tokens
13.7.8 Bandwidth-constrained routing
xiii
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471
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479
484
486
488
491
492
494
498
499
505
505
507
512
524
526
527
528
531
531
533
534
537
539
539
541
542
549
549
558
558
558
559
559
560
561
562
562
13.
xiv
CONTENTS
13.7.9 Forwarding the received tickets
13.7.10 Performance example
References
562
564
567
14 Sensor Networks
14.1 Introduction
14.2 Sensor Networks Parameters
14.2.1 Pre-deployment and deployment phase
14.2.2 Post-deployment phase
14.2.3 Re-deployment of additional nodes phase
14.3 Sensor networks architecture
14.3.1 Physical layer
14.3.2 Data link layer
14.3.3 Network layer
14.3.4 Transport layer
14.3.5 Application layer
14.4 Mobile Sensor Networks Deployment
14.5 Directed Diffusion
14.5.1 Data propagation
14.5.2 Reinforcement
14.6 Aggregation in Wireless Sensor Networks
14.7 Boundary Estimation
14.7.1 Number of RDPs in P
14.7.2 Kraft inequality
14.7.3 Upper bounds on achievable accuracy
14.7.4 System optimization
14.8 Optimal Transmission Radius in Sensor Networks
14.8.1 Back-off phenomenon
14.9 Data Funneling
14.10 Equivalent Transport Control Protocol in Sensor Networks
References
573
573
575
576
576
577
577
578
578
581
585
586
587
590
591
593
593
596
598
598
599
600
602
606
607
610
613
15 Security
15.1 Authentication
15.1.1 Attacks on simple cryptographic authentication
15.1.2 Canonical authentication protocol
15.2 Security Architecture
15.3 Key Management
15.3.1 Encipherment
15.3.2 Modiﬁcation detection codes
15.3.3 Replay detection codes
15.3.4 Proof of knowledge of a key
15.3.5 Point-to-point key distribution
15.4 Security management in GSM networks
15.5 Security management in UMTS
15.6 Security architecture for UMTS/WLAN Interworking
15.7 Security in Ad Hoc Networks
15.7.1 Self-organized key management
15.8 Security in Sensor Networks
References
623
623
625
629
631
635
637
637
637
637
638
639
643
645
647
651
652
654
14.
CONTENTS
xv
16 Active Networks
16.1 Introduction
16.2 Programable Networks Reference Models
16.2.1 IETF ForCES
16.2.2 Active networks reference architecture
16.3 Evolution to 4G Wireless Networks
16.4 Programmable 4G Mobile Network Architecture
16.5 Cognitive Packet Networks
16.5.1 Adaptation by cognitive packets
16.5.2 The random neural networks-based algorithms
16.6 Game Theory Models in Cognitive Radio Networks
16.6.1 Cognitive radio networks as a game
16.7 Biologically Inspired Networks
16.7.1 Bio-analogies
16.7.2 Bionet architecture
References
659
659
661
662
662
665
667
670
672
673
675
678
682
682
684
686
17 Network Deployment
17.1 Cellular Systems with Overlapping Coverage
17.2 Imbedded Microcell in CDMA Macrocell Network
17.2.1 Macrocell and microcell link budget
17.2.2 Performance example
17.3 Multitier Wireless Cellular Networks
17.3.1 The network model
17.3.2 Performance example
17.4 Local Multipoint Distribution Service
17.4.1 Interference estimations
17.4.2 Alternating polarization
17.5 Self-Organization in 4G Networks
17.5.1 Motivation
17.5.2 Networks self-organizing technologies
References
693
693
698
699
702
703
704
708
709
711
711
713
713
715
717
18 Network Management
18.1 The Simple Network Management Protocol
18.2 Distributed Network Management
18.3 Mobile Agent-Based Network Management
18.3.1 Mobile agent platform
18.3.2 Mobile agents in multioperator networks
18.3.3 Integration of routing algorithm and mobile agents
18.4 Ad Hoc Network Management
18.4.1 Heterogeneous environments
18.4.2 Time varying topology
18.4.3 Energy constraints
18.4.4 Network partitioning
18.4.5 Variation of signal quality
18.4.6 Eavesdropping
18.4.7 Ad hoc network management protocol functions
18.4.8 ANMP architecture
References
721
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726
728
728
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735
735
735
736
736
736
736
736
738
743
15.
xvi
CONTENTS
19 Network Information Theory
19.1 Effective Capacity of Advanced Cellular Networks
19.1.1 4G cellular network system model
19.1.2 The received signal
19.1.3 Multipath channel: near–far effect and power control
19.1.4 Multipath channel: pointer tracking error, rake receiver and interference
canceling
19.1.5 Interference canceler modeling: nonlinear multiuser detectors
19.1.6 Approximations
19.1.7 Outage probability
19.2 Capacity of Ad Hoc Networks
19.2.1 Arbitrary networks
19.2.2 Random networks
19.2.3 Arbitrary networks: an upper bound on transport capacity
19.2.4 Arbitrary networks: lower bound on transport capacity
19.2.5 Random networks: lower bound on throughput capacity
19.3 Information Theory and Network Architectures
19.3.1 Network architecture
19.3.2 Deﬁnition of feasible rate vectors
19.3.3 The transport capacity
19.3.4 Upper bounds under high attenuation
19.3.5 Multihop and feasible lower bounds under high attenuation
19.3.6 The low-attenuation regime
19.3.7 The Gaussian multiple-relay channel
19.4 Cooperative Transmission in Wireless Multihop Ad Hoc Networks
19.4.1 Transmission strategy and error propagation
19.4.2 OLA ﬂooding algorithm
19.4.3 Simulation environment
19.5 Network Coding
19.5.1 Max-ﬂow min-cut theorem (mfmcT)
19.5.2 Achieving the max-ﬂow bound through a generic LCM
19.5.3 The transmission scheme associated with an LCM
19.5.4 Memoryless communication network
19.5.5 Network with memory
19.5.6 Construction of a generic LCM on an acyclic network
19.5.7 Time-invariant LCM and heuristic construction
19.6 Capacity of Wireless Networks Using MIMO Technology
19.6.1 Capacity metrics
19.7 Capacity of Sensor Networks with Many-to-One Transmissions
19.7.1 Network architecture
19.7.2 Capacity results
References
747
747
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805
805
807
809
20 Energy-efﬁcient Wireless Networks
20.1 Energy Cost Function
20.2 Minimum Energy Routing
20.3 Maximizing Network Lifetime
20.4 Energy-efﬁcient MAC in Sensor Networks
20.4.1 Staggered wakeup schedule
References
813
813
815
816
821
821
823
16.
CONTENTS
xvii
21 Quality-of-Service Management
21.1 Blind QoS Assessment System
21.1.1 System modeling
21.2 QoS Provisioning in WLAN
21.2.1 Contention-based multipolling
21.2.2 Polling efﬁciency
21.3 Dynamic Scheduling on RLC/MAC Layer
21.3.1 DSMC functional blocks
21.3.2 Calculating the high service rate
21.3.3 Heading-block delay
21.3.4 Interference model
21.3.5 Normal delay of a newly arrived block
21.3.6 High service rate of a session
21.4 QoS in OFDMA-Based Broadband Wireless Access Systems
21.4.1 Iterative solution
21.4.2 Resource allocation to maximize capacity
21.5 Predictive Flow Control and QoS
21.5.1 Predictive ﬂow control model
References
827
827
829
831
831
832
835
837
838
840
841
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842
842
846
848
849
850
854
Index
859
17.
Preface to the Second Edition
Although the ﬁrst edition of the book was not published long ago, a constant progress in research
in the ﬁeld of wireless networks has resulted in a signiﬁcant accumulation of new results that urge
the extension and modiﬁcation of its content. The major additions in the book are the following
new chapters: Chapter 1: Fundamentals, Chapter 2: Opportunistic Communications, Chapter 3:
Relaying and Mesh Networks, Chapter 4: Topology Control, Chapter 10: Network Optimization
and Chapter 12: Cognitive Radio Resource Management.
OPPORTUNISTIC COMMUNICATIONS
Multiuser diversity is a form of diversity inherent in a wireless network, provided by independent
time-varying channels across the different users. The diversity beneﬁt is exploited by tracking the
channel ﬂuctuations of the users and scheduling transmissions to users when their instantaneous
channel quality is near the peak. The diversity gain increases with the dynamic range of the
ﬂuctuations and is thus limited in environments with little scattering and/or slow fading.
In such environments, the multiple transmit antennas can be used to induce large and fast channel
ﬂuctuations so that multiuser diversity can still be exploited. The scheme can be interpreted as
opportunistic beamforming and true beamforming gains can be achieved when there are sufﬁcient
users, even though very limited channel feedback is needed. Furthermore, in a cellular system,
the scheme plays an additional role of opportunistic nulling of the interference created on users
of adjacent cells. This chapter discusses the design implications of implementing this scheme in a
wireless system.
RELAYING AND MESH NETWORKS
In a wireless network with many source–destination pairs, cooperative transmission by relay nodes
has the potential to improve the overall network performance. In a distributed multihop mesh/relay
network (e.g. wireless ad hoc/sensor network, cellular multihop network), each node acts as a relay
node to forward data packets from other nodes. These nodes are often energy-limited and also have
limited buffer space. Therefore, efﬁcient power-saving mechanisms (e.g. sleeping mechanisms) are
18.
xx
PREFACE TO THE SECOND EDITION
required so that the lifetime of these nodes can be extended while at the same time the quality
of service (QoS) requirements (e.g. packet delay and packet loss rate) for the relayed packets
can be satisﬁed. In Chapter 3, a queuing analytical framework is presented to study the tradeoffs
between the energy saving and the QoS at a relay node as well as relaying strategies in cooperative
cellular networks. In addition integrated cellular and ad hoc multicast, which increases multicast
throughput through opportunistic use of ad hoc relays, is also discussed.
NETWORK TOPOLOGY CONTROL
Energy efﬁciency and network capacity are perhaps two of the most important issues in wireless
ad hoc networks and sensor networks. Topology control algorithms have been proposed to maintain
network connectivity while reducing energy consumption and improving network capacity.
The key idea to topology control is that, instead of transmitting with maximal power, nodes
in a wireless multihop network collaboratively determine their transmission power and deﬁne the
network topology by forming the proper neighbour relation under certain criteria. The topology
control affects network spatial reuse and contention for the medium.
A number of topology control algorithms have been proposed to create a power-efﬁcient network
topology in wireless multihop networks with limited mobility. In Chapter 4, we summarize existing
work in this ﬁeld. Some of the algorithms require explicit propagation channel models, while
others incur signiﬁcant message exchanges. Their ability to maintain the topology in the case
of mobility is also rather limited. The chapter will discuss the tradeoffs between these opposing
requirements.
NETWORK OPTIMIZATION
Network protocols in layered architectures have traditionally been obtained on an ad hoc basis, and
many of the recent crosslayer designs are also conducted through piecemeal approaches. Network
protocol stacks may instead be systematically analyzed and designed as distributed solutions to
some global optimization problems. Chapter 10 presents a survey of the recent efforts toward a
systematic understanding of layering as optimization decomposition, where the overall communication network is modelled by a generalized network utility maximization problem, where each layer
corresponds to a decomposed subproblem and the interfaces among layers are quantiﬁed as functions of the optimization variables coordinating the subproblems. There can be many alternative
decompositions, leading to a choice of different layering architectures. This chapter will survey the
current status of horizontal decomposition into distributed computation and vertical decomposition
into functional modules such as congestion control, routing, scheduling, random access, power
control and channel coding. Key results are summarized and open issues discussed. Through case
studies, it is illustrated how layering as optimization decomposition provides a common language
to modularization, a unifying, top-down approach to design protocol stacks and a mathematical
theory of network architectures.
COGNITIVE RADIO RESOURCE MANAGEMENT
Network optimization, including radio resource management, discussed in Chapter 10, provides
algorithms that optimize system performance deﬁned by a given utility function. In Chapter 12, we
present suboptimum solutions for resource management that include high level of cognition and
cooperation to mitigate intercell interference. An important segment of this topic dealing with the
19.
PREFACE TO THE SECOND EDITION
xxi
ﬂexible spectra sharing is covered in another of our books on Advanced Wireless Communications
focusing more on the physical layer, published by John Wiley & Sons, Ltd in 2007.
In addition to the new chapters, which represent about 40 % of the book, other chapters have
been also updated with latest results.
Savo Glisic
Beatriz Lorenzo
20.
1
Fundamentals
1.1
4G NETWORKS AND COMPOSITE RADIO ENVIRONMENT
In the wireless communications community we are witnessing more and more the existence of the
composite radio environment (CRE ) and as a consequence the need for reconﬁgurability concepts
based on cognitive, cooperative and opportunistic algorithms.
The CRE assumes that different radio networks can be cooperating components in a heterogeneous wireless access infrastructure, through which network providers can more efﬁciently achieve
the required capacity and quality of service (QoS) levels. Reconﬁgurability enables terminals and
network elements dynamically to select and adapt to the most appropriate radio access technologies for handling conditions encountered in speciﬁc service area regions and time zones of the
day. Both concepts pose new requirements on the management of wireless systems. Nowadays, a
multiplicity of radio access technology (RAT) standards are used in wireless communications. As
shown in Figure 1.1, these technologies can be roughly categorized into four sets:
ž Cellular networks that include second-generation (2G) mobile systems, such as Global System
for Mobile Communications (GSM) [1], and their evolutions, often called 2.5G systems, such
as enhanced digital GSM evolution (EDGE), General Packet Radio Service (GPRS) [2] and IS
136 in the US. These systems are based on TDMA technology. Third-generation (3G) mobile
networks, known as Universal Mobile Telecommunications Systems (UMTS) (WCDMA and
cdma2000) [3] are based on CDMA technology that provides up to 2 Mbit/s. Long-term evolution
(LTE) [4–12] of these systems is expected to evolve into a 4G system providing up to 100 Mbit/s
on the uplink and up to 1 Gbit/s on the downlink. The solutions will be based on a combination
of multicarrier and space–time signal formats. The network architectures include macro, micro
and pico cellular networks and home (HAN) and personal area networks (PAN).
ž Broadband radio access networks (BRANs) [13] or wireless local area networks (WLANs) [14]
which are expected to provide up to 1 Gbit/s in 4G. These technologies are based on OFDMA
and space–time coding.
ž Digital video broadcasting (DVB) [15] and satellite communications.
ž Ad hoc and sensor networks with emerging applications.
Advanced Wireless Technologies: Cognitive, Cooperative & Opportunistic 4G Technology Second Edition Savo G. Glisic
C 2009 John Wiley & Sons, Ltd.
21.
2
FUNDAMENTALS
Sensor
networks
(self
configur
ation)
PLMN
PSTN
Ad hoc
networks
IP Network
(mobile user agents)
Private Network
Cellular multihop
network
macro/micro/
Pico/PAN/BAN
Space-time–
frequency
coding
(100Mb)
Cellular
multihop
network
Access
Network
Reconfiguration
&
Dynamic
Spectra
Allocation
BRAN/
WLAN/mesh
Access
Space-timefrequency coding,
(1Gbit)
DVB
satellite
Reconfigurable
Mobile Terminals
(Cognitive, Cooperative
and Opportunistic)
Figure 1.1 Composite radio environment in cognitive, cooperative and opportunistic 4G networks.
In order to increase the spectral efﬁciency further, besides the space–time frequency coding in
the physical layer, the new paradigms like cognitive [16–20], cooperative [21–32] and opportunistic [33–38] solutions will be used.
Although 4G is open for new multiple access schemes, the CRE concept remains attractive for
increasing the service provision efﬁciency and the exploitation possibilities of the available RATs.
The main assumption is that the different radio networks, GPRS, UMTS, BRAN/WLAN, DVB and
so on, can be components of a heterogeneous wireless access infrastructure. A network provider
(NP) can own several components of the CR infrastructure (in other words, can own licenses for
deploying and operating different RATs), and can also cooperate with afﬁliated NPs. In any case,
an NP can rely on several alternate radio networks and technologies, for achieving the required
capacity and QoS levels, in a cost-efﬁcient manner. Users are directed to the most appropriate
radio networks and technologies, at different service area regions and time zones of the day, based
on proﬁle requirements and network performance criteria. The various RATs are thus used in a
22.
4G NETWORKS AND COMPOSITE RADIO ENVIRONMENT
3
complementary manner rather than competing each other. Even nowadays a mobile handset can
make a handoff between different RATs. The deployment of CRE systems can be facilitated by
the reconﬁgurability concept, which is an evolution of a software-deﬁned radio [39, 40]. The CRE
requires terminals that are able to work with different RATs, and the existence of multiple radio
networks offering alternate wireless access capabilities to service area regions. Reconﬁgurability
supports the CRE concept by providing essential technologies that enable terminals and network
elements dynamically (transparently and securely) to select and adapt to the set of RATs that are
most appropriate for the conditions encountered in speciﬁc service area regions and time zones of
the day. According to the reconﬁgurability concept, RAT selection is not restricted to those that are
pre-installed in the network element. In fact, the required software components can be dynamically
downloaded, installed and validated. This makes it different from the static paradigm regarding the
capabilities of terminals and network elements.
The networks provide wireless access to IP (Internet protocols)-based applications and service
continuity in the light of intrasystem mobility. Integration of the network segments in the CR
infrastructure is achieved through the management system for the CRE (MS-CRE) component
attached to each network. The management system in each network manages a speciﬁc radio
technology; however, the platforms can cooperate. The ﬁxed (core and backbone) network will
consist of public and private segments based on IPv4- and IPv6-based infrastructures. A mobile
IP (MIP) will enable the maintenance of IP-level connectivity regardless of the likely changes in
the underlying radio technologies used that will be imposed by the CRE concept.
Figures 1.2 and 1.3 depict the architecture of a terminal that is capable of operating in a CRE
context. The terminals include software and hardware components (layer 1 and 2 functionalities) for
operating with different systems. The higher protocol layers, in accordance with their peer entities
in the network, support continuous access to IP-based applications. Different protocol busters can
further enhance the efﬁciency of the protocol stack. There is a need to provide the best possible IP
performance over wireless links, including legacy systems. Within the performance implications
of link characteristics (PILC) of the IETF group, the concept of a performance-enhancing proxy
Terminal management
system
• Network discovery support
• Network selection
• Mobility management
intersystem (vertical)
handover
• QoS monitoring
• Profile management
user preferences,
terminal characteristics
Application
Enhanced for TMS interactions and
Information flow synchronization
Transport layer
TCP/UDP
Network layer
protocol
boosters &
conversion
IP Mobile IP
bandwidth
reasignment
GPRS support
protocol
Layers 2/1
UMTS support
protocol
Layers 2/1
WLAN/BRAN
Support protocol
Layers 2/1
DVB-T
Support protocol
Layers 2/1
Figure 1.2 Architecture of a terminal that operates in a composite radio environment.
23.
4
FUNDAMENTALS
Application
Enhanced for TMS interactions and
Information flow synchronization
Terminal management
System
• Network discovery support
• Network selection
• Mobility management
intersystem (vertical)
handovers
• QoS monitoring
• Profile management
• Functionality for software
download, instalation,
validation
• Security, fault/error
recovery
Transport layer
TCP/UDP
protocol
boosters &
conversion
Network layer
IP, Mobile IP
Active
configurations Repository
Reconfigurable modem
Interface
• Reconfiguration commands
• Monitoring information
Software components for
communication through
The selected RATs
bandwidth
reasignment
Rat-specific and generic
software components an
parameters
Figure 1.3 Architecture of a terminal that operates in the reconﬁgurability context.
(PEP) [41–44] has been chosen to refer to a set of methods used to improve the performance
of Internet protocols on network paths where native TCP/IP performance is degraded due to
characteristics of a link. Different types of PEPs, depending on their basic functioning, are also
distinguished. Some of them try to compensate for the poor performance by modifying the protocols
themselves. In contrast, a symmetric/asymmetric boosting approach, transparent to the upper layers,
is often both more efﬁcient and ﬂexible.
A common framework to house a number of different protocol boosters provides high ﬂexibility,
as it may adapt to both the characteristics of the trafﬁc being delivered and the particular conditions
of the links. In this sense, a control plane for easing the required information sharing (cross-layer
communication and conﬁgurability) is needed. Furthermore, another requirement comes from the
appearance of multihop communications, as PEPs have been traditionally used over the last hop,
so they should be adapted to the multihop scenario.
Most communications networks are subject to time and regional variations in trafﬁc demands,
which lead to variations in the degree to which the spectrum is utilized. Therefore, a service’s
radio spectrum can be underused at certain times or geographical areas, while another service may
experience a shortage at the same time/place. Given the high economic value placed on the radio
spectrum and the importance of spectrum efﬁciency, it is clear that wastage of radio spectrum must
be avoided. These issues provide the motivation for a scheme called dynamic spectrum allocation
(DSA), which aims to manage the spectrum utilized by a converged radio system and share it
between participating radio networks over space and time to increase overall spectrum efﬁciency,
as shown in Figures 1.4 and 1.5.
Composite radio systems and reconﬁgurability, discussed above, are potential enablers of DSA
systems. Composite radio systems allow seamless delivery of services through the most appropriate
24.
4G NETWORKS AND COMPOSITE RADIO ENVIRONMENT
Time or region
RAN3
RAN1
RAN3
RAN2
RAN3
RAN3
RAN2
RAN2
RAN1
RAN2
RAN1
RAN3
RAN3
Time or region
RAN1
RAN1
RAN2
RAN1
RAN3
RAN2
RAN1
RAN1
RAN1
RAN1
RAN1
Frequency
RAN2
RAN2
RAN2
RAN2
RAN1
RAN2
RAN1
RAN2
RAN2
RAN1
RAN1
RAN2
RAN1
RAN2
RAN2
RAN1
Fragmented
Frequency
RAN2
RAN1
Frequency
RAN2
Contiguous
RAN1
Fixed
5
Time or region
Figure 1.4 Fixed spectrum allocation compared to contiguous and fragmented DSA.
2483
2400
2200
1900
1880
1710
960
880
854
470
230
217
WLAN
UMTS
GSM
GSM
Analog TV
and DVB-T
DAB
Contiguous DSA
(a)
Contiguous DSA
WLAN
Analog TV
and DVB-T
GSM
GSM
UMTS
WLAN
Analog TV
and DVB-T
DAB
•••
Fragmented DSA
(b)
Contiguous DSA
WLAN
GSM
UMTS
WLAN
GSM
GSM
UMTS
Analog TV
and DVB-T
DAB
Fragmented DSA
(c)
Figure 1.5 DSA operation conﬁgurations: (a) static (current spectrum allocations); (b) continuous
DSA operations; (c) discrete DSA operations.
25.
6
FUNDAMENTALS
access network, and close network cooperation can facilitate the sharing not only of services but
also of spectrum. Reconﬁgurability is also a very important issue, since with a DSA system a radio
access network could potentially be allocated any frequency at any time in any location. It should
be noted that the application layer is enhanced with the means to synchronize various information
streams of the same application, which could be transported simultaneously over different RATs.
The terminal management system (TMS) is essential for providing functionality that exploits the
CR environment. On the user/terminal side, the main focus is on the determination of the networks
that provide, in a cost-efﬁcient manner, the best QoS levels for the set of active applications. A
ﬁrst requirement is that the MS-CRE should exploit the capabilities of the CR infrastructure. This
can be done in a reactive or proactive manner.
Reactively, the MS-CRE reacts to new service area conditions, such as the unexpected emergence of hot spots. Proactively, the management system can anticipate changes in the demand
pattern. Such situations can be alleviated by using alternate components of the CR infrastructure
to achieve the required capacity and QoS levels. The second requirement is that the MS-CRE
should provide resource brokerage functionality to enable the cooperation of the networks of the
CR infrastructure. Finally, parts of the MS-CRE should be capable of directing users to the most
appropriate networks of the CR infrastructure, where they will obtain services efﬁciently in terms
of cost and QoS. To achieve the above requirements the MS architecture shown in Figure 1.6 is
required.
The architecture consists of three main logical entities:
ž Monitoring, service-level information and resource brokerage (MSRB).
ž Resource management strategies (RMS).
ž Session managers (SMs).
Short-term
operation
Mid-term
operation
MS-CRE
Profile and
service-level
information
Resource
brokerage
Session
manager
Management
Plane
interface
Service
configuration
traffic
distribution
Netwotk
configuration
Status
monitoring
MSRB
Management
Plane
interface
Mobile
terminal
Managed network (component of CR infrastructure)—
Legacy element and network management systems
User and control
plane interface
Figure 1.6 Architecture of the MS-CRE.
RMS
Management
Plane
interface
26.
PROTOCOL BOOSTERS
Session
manager
MSRB
RMS
7
MS-CRE
1. Identification of new
condition in service area
2. Extraction of status of
Network and of SLAs
3a. Offer request
3b. Offer request
3c. Offer request
4a. Optimization request
4b. Determination of new
service provision pattern (QoS
levels, traffic distribution to networks)
Computation of
Tentative reconfigurations
4c. Reply
5. Solution acceptance phase. Reconfiguration of managed
Network and managed components
Figure 1.7 MS-CRE operation scenario.
The MSRB entity identiﬁes the triggers (events) that should be handled by the MS-CRE and provides corresponding auxiliary (supporting) functionality. The RMS entity provides the necessary
optimization functionality. The SM entity is in charge of interacting with the active subscribed
users/terminals. The operation steps and cooperation of the RMS components are shown in Figures 1.7 and 1.8, respectively.
In order to gain an insight into the scope and range of possible reconﬁgurations, we review the
network and protocol stack architectures of the basic CRE components as indicated in Figure 1.1.
1.2
PROTOCOL BOOSTERS
As pointed out in Figure 1.2, an element of the reconﬁguration in 4G networks are protocol boosters. A protocol booster is a software or hardware module that transparently improves protocol
performance. The booster can reside anywhere in the network or end systems, and may operate
independently (one-element booster) or in cooperation with other protocol boosters (multielement
booster). Protocol boosters provide an architectural alternative to existing protocol adaptation techniques, such as protocol conversion.
A protocol booster is a supporting agent that by itself is not a protocol. It may add, delete
or delay protocol messages, but never originates, terminates or converts that protocol. A multielement protocol booster may deﬁne new protocol messages to exchange among themselves, but
these protocols are originated and terminated by protocol booster elements, and are not visible or
27.
8
FUNDAMENTALS
MSRB
Service configuration
traffic distribution
Network configuration
1. Optimization request
2. Service configuration and traffic
distribution:
Allocation to QoS and networks
3a. Request for checking the
feasibility of solution
3b. Computation of
Tentative network
reconfiguration
3c. Reply on feasibility
of solution
4. Selection of best
Feasible solution
5. Reply
6. Solution acceptance phase
7. Network configuration
Figure 1.8 Cooperation of the RMS components.
Protocol messages
Host X
Booster A
Booster B
Host Y
Booster messages
Figure 1.9 Two-element booster.
meaningful external to the booster. Figure 1.9 shows the information ﬂow in a generic two-element
booster. A protocol booster is transparent to the protocol being boosted. Thus, the elimination of a
protocol booster will not prevent end-to-end communication, as would, for example, the removal
of one end of a conversion (e.g. a TCP/IP header compression unit).
In what follows we will present examples of protocol busters.
28.
PROTOCOL BOOSTERS
9
1.2.1 One-element error detection booster for UDP
UDP has an optional 16-bit checksum ﬁeld in the header. If it contains the value zero, it means
that the checksum was not computed by the source. Computing this checksum may be wasteful
on a reliable LAN. On the other hand, if errors are possible, the checksum greatly improves data
integrity. A transmitter sending data does not compute a checksum for either local or remote
destinations. For reliable local communication, this saves the checksum computation (at the source
and destination). For wide-area communication, the single-element error detection booster computes
the checksum and puts it into the UDP header. The booster could be located either in the source
host (below the level of UDP) or in a gateway machine.
1.2.2 One-element ACK compression booster for TCP
On a system with asymmetric channel speeds, such as broadcast satellite, the forward (data) channel
may be considerably faster than the return (ACK) channel. On such a system, many TCP ACKs may
build up in a queue, increasing round-trip time and thus reducing the transmission rate for a given
TCP window size. The nature of TCP’s cumulative ACKs means that any ACK acknowledges at
least as many bytes of data as any earlier ACK. Consequently, if several ACKs are in a queue,
it is necessary to keep only the ACK that has arrived most recently. A simple ACK compression
booster could ensure that only a single ACK exists in the queue for each TCP connection. (A
more sophisticated ACK compression booster allows some duplicate ACKs to pass, allowing
the TCP transmitter to get a better picture of network congestion.) The booster increases the
protocol performance because it reduces the ACK latency and allows faster transmission for a
given window size.
1.2.3 One-element congestion control booster for TCP
Congestion control reduces buffer overﬂow loss by reducing the transmission rate at the source
when the network is congested. A TCP transmitter deduces information about network congestion
by examining acknowledgments (ACKs) sent by the TCP receiver. If the transmitter sees several
ACKs with the same sequence number, then it assumes that network congestion caused a loss
of data messages. If congestion is noted in a subnet, then a congestion control booster could
artiﬁcially produce duplicate ACKs. The TCP receiver would think that data messages have been
lost because of congestion, and would reduce its window size, thus reducing the amount of data
it injects into the network.
1.2.4 One-element ARQ booster for TCP
TCP uses ARQ to retransmit data unacknowledged by the receiver when a packet loss is suspected, such as after a retransmission timeout expires. If we assume the network of Figure 1.9
(except that Booster B does not exist), then an ARQ booster for TCP will: (a) cache packets
from Host Y; (b) if it sees a duplicate acknowledgment arrive from Host X and it has the next
packet in the cache; then it deletes the acknowledgment and retransmits the next packet (because a packet must have been lost between the booster and Host X); and (c) delete packets
retransmitted from Host Y that have been acknowledged by Host X. The ARQ booster improves
performance by shortening the retransmission path. A typical application would be if Host X were
on a wireless network and the booster were on the interface between the wireless and wireline
networks.
29.
10
FUNDAMENTALS
1.2.5 A forward erasure correction booster for IP or TCP
For many real-time and multicast applications, forward error correction coding is desirable. The
two-element FZC booster uses a packet forward error correction code and erasure decoding. The
FZC booster at the transmitter side of the network adds parity packets. The FZC booster at the
receiver side removes the parity packets and regenerates missing data packets. The FZC booster
can be applied between any two points in a network (including the end systems). If applied to an
IP, then a sequence number booster adds sequence number information to the data packets before
the ﬁrst FZC booster. If applied to TCP (or any protocol with sequence number information), then
the FZC booster can be more efﬁcient because: (1) it does not need to add sequence numbers and
(2) it could add new parity information on TCP retransmissions (rather than repeating the same
parities). At the receiver side, the FZC booster could combine information from multiple TCP
retransmissions for FZC decoding.
1.2.6 Two-element jitter control booster for IP
For real-time communication, we may be interested in bounding the amount of jitter that occurs in
the network. A jitter control booster can be used to reduce jitter at the expense of increased latency.
At the ﬁrst booster element, timestamps are generated for each data message that passes. These
(a)
(b)
Figure 1.10 Three-dimensional amplitude patterns of a two-element uniform amplitude array for
d D 2½, directioned towards (a) Â0 D 0Ž , (b) Â0 D 60Ž .
30.
GREEN WIRELESS NETWORKS
(a)
(c)
(b)
11
(d)
Figure 1.11 Three-dimensional amplitude patterns of a ten-element uniform amplitude array for
d D ½=4, directioned towards (a) Â0 D 0Ž , (b) Â0 D 30Ž , (c) Â0 D 60Ž , (d) Â0 D 90Ž .
timestamps are transmitted to the second booster element, which delays messages and attempts to
reproduce the intermessage interval that was measured by the ﬁrst booster element.
1.2.7 Two-element selective ARQ booster for IP or TCP
For links with signiﬁcant error rates using a selective ARQ protocol (with selective acknowledgment
and selective retransmission) can signiﬁcantly improve the efﬁciency compared to using TCP’s
ARQ (with cumulative acknowledgment and possibly go-back-N retransmission). The two-element
ARQ booster uses a selective ARQ booster to supplement TCP by: (1) caching packets in the
upstream booster, (2) sending negative acknowledgments when gaps are detected in the downstream
booster and (3) selectively retransmitting the packets requested in the negative acknowledgments
(if they are in the cache).
1.3
GREEN WIRELESS NETWORKS
4G wireless networks might be using a spatial notching (angle Þ) to suppress completely antenna
radiation towards the user, as illustrated in Figures 1.10 and 1.11. These solutions will be referred
to as ‘green wireless networks’ for obvious reasons.
In order to ensure the connectivity in the case when the antenna lobe is not directed towards the
access point, a multihop communication, with the possibility of relaying, is required. In addition,
to reduce the overall transmit power a cooperative transmit diversity, discussed in Section 19.4,
and adaptive MAC protocol, discussed in Chapter 5 can be used.
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34.
2
Opportunistic
Communications
As pointed out in Chapter 1, opportunistic signaling will be used in 4G networks to increase further
the spectral efﬁciency of these systems. In this chapter we discuss a number of different solutions
that are based on that principle.
2.1
MULTIUSER DIVERSITY
Multiuser diversity is provided in wireless networks by independent time-varying channels across
the different users. The diversity beneﬁt is exploited by tracking the channel ﬂuctuations of the
users and scheduling transmissions to users when their instantaneous channel quality is highest.
The diversity gain increases with the dynamic range of the ﬂuctuations and is thus limited in
environments with slow fading. In such environments, multiple-transmit antennas can be used
to induce large and fast channel ﬂuctuations so that multiuser diversity can be improved [1].
The scheme can be interpreted as opportunistic beamforming and beamforming gains can be
achieved when there are sufﬁcient users. In a cellular system, the scheme plays an additional role
of opportunistic nulling of the interference created on users of adjacent cells.
Let us assume a simple model of the downlink of a cellular wireless communication system
with a base station (transmitter) having a single antenna communicating with K users (receivers).
The time-slotted block-fading channel model in baseband is given by
yk (t) D h k (t)x(t) C zk (t);
T
k D 1; 2; : : : ; K
(2.1)
T
In Equation (2.1), x(t) 2 C is the vector of T transmitted symbols, yk (t) 2 C is the vector of T
received symbols of user k, h k (t) 2 C is the fading channel gain from the transmitter to receiver
k and fzk (t)gt is an independent and identically distributed (i.i.d.) sequence of zero mean circularsymmetric Gaussian random vectors CN (0; ¦ 2 IT ). Here we assume that the channel is constant
over time slots of length T samples and that the transmit power level is P D const at all times,
i.e. E[kx(t)k2 ] D P T .
Advanced Wireless Technologies: Cognitive, Cooperative & Opportunistic 4G Technology Second Edition Savo G. Glisic
C 2009 John Wiley & Sons, Ltd.
35.
16
OPPORTUNISTIC COMMUNICATIONS
Total Throughput in bps/Hz
2,2
AWGN Channel
Rayleigh Fading
2
1,8
1,6
1,4
1,2
1
0,8
0
2
4
6
8
10
Number of Users
12
14
Figure 2.1 Sum capacity of two channels, Rayleigh fading and AWGN, with average SNR D 0 dB.
We can view this downlink channel as a set of parallel Gaussian channels, one for each fading
state. The sum capacity of this channel, deﬁned by the maximum achievable sum of long-term
average data rates transmitted to all the users, can be achieved by a simple time division multiple
access (TDMA) strategy: at each fading state, transmit to the user with the strongest channel [2].
The sum capacity of the downlink channel is presented in Figure 2.1, as a function of the
number of users, for the case when users undergo independent Rayleigh fading with average
received signal-to-noise ratio (SNR) D 0 dB.
One can see that the sum capacity increases with the number of users in the system. On the
other hand, the sum capacity of a nonfaded downlink channel, where each user has a ﬁxed additive
white Gaussian noise (AWGN) channel with SNR = 0 dB, is constant irrespective of the number
of users. In a system with many users with independently varying channels, it is likely that at any
time there is a user with a channel much stronger than the average SNR. By transmitting to users
with strong channels at all times, the overall spectral efﬁciency of the system can be made high,
signiﬁcantly higher than that of a nonfaded channel with the same average SNR.
In order to exploit such multiuser diversity it is necessary that:
ž Each receiver should track its own channel SNR through, say, common downlink pilot, and feed
back the instantaneous channel quality to the base station.
ž The base station has the ability to schedule transmissions among the users as well as to adapt
the data rate as a function of the instantaneous channel quality.
2.2 PROPORTIONAL FAIR SCHEDULING
The concept of multiuser diversity brings about two issues: fairness and delay. When users’ fading
statistics are the same, the strategy above maximizes not only the total capacity of the system
but also the throughput of individual users. When the statistics are not symmetrical, the multiuser
diversity concept provides maximum long-term average throughputs. In practice, there are latency
requirements, in which case the average throughputs and limited delay is the performance metric
of interest.
In the sequel the objective will be to address these issues while at the same time exploiting the
multiuser diversity gain inherent in a system, with users having independent, ﬂuctuating channel
conditions. In a further discussion the feedback of the channel quality of user k in time slot t
36.
PROPORTIONAL FAIR SCHEDULING
17
Requested rates in bps/Hz
1
0,9
0,8
0,7
0,6
0,5
0,4
0,3
0,2
0
50
100
150
200
250
Time Slots
Requested rates in bps/Hz
Figure 2.2 For symmetric channel statistics of users, the scheduling algorithm reduces to serving
each user with the largest requested rate.
1,1
1
0,9
0,8
0,7
0,6
0,5
0,4
0,3
0,2
0
50
100
150
200
250
Time Slots
Figure 2.3 In general, with asymmetric user channel statistics, the scheduling algorithm serves
each user when it is near its peak within the latency time scale tc .
to the base station will be expressed in terms of a requested data rate Rk (t). This is the data
rate that the kth user’s channel can support at the time. The scheduling algorithm keeps track of
the average throughput Tk (t) of each user in a past window of length tc , and in time slot t the
scheduling algorithm transmits to the user k Ł with the largest Rk (t)=Tk (t) among all active users
in the system. The average throughputs Tk (t) can be updated using an exponentially weighted
low-pass ﬁlter
Tk (t C 1) D
(1
(1
1=tc )Tk (t) C Rk (t)=tc ;
1=tc )Tk (t);
k D kŁ
:
k 6D k Ł
(2.2)
The operation of the algorithm is illustrated in Figures 2.2 and 2.3. The sample paths of the
requested data rates of two users are plotted as a function of time slots (each time slot is 1.67 ms).
In Figure 2.2, the two users have identical fading statistics. If the scheduling time scale tc is much
larger than the correlation time scale of the fading dynamics, then by symmetry the throughput
of each user Tk (t) converges to the same quantity. The scheduling algorithm reduces to always
37.
OPPORTUNISTIC COMMUNICATIONS
Average Throughput in bps/Hz
18
2,2
2
1,8
1,6
1,4
1,2
Mobile
Fixed
Equal time scheduling
1
0,8
0
5
10
15
Number of Users
20
25
Figure 2.4 Multiuser diversity gain in ﬁxed and mobile environments.
picking the user with the highest requested rate. Thus, each user is scheduled when its channel is
good and at the same time the scheduling algorithm is perfectly fair in the long term. In Figure 2.3,
one user’s channel is much stronger than the other user’s on the average, although both channels
ﬂuctuate due to multipath fading. Always picking the user with the highest requested rate means
giving all the system resources to the statistically stronger user and would be unfair. Under the
scheduling algorithm deﬁned by Equation (2.2), users compete for resources not only based on
their requested rates but after normalization by their respective average throughputs. The user
with the statistically stronger channel will have a higher average throughput. Thus, the algorithm
schedules a user when its instantaneous channel quality is high relative to its own average channel
condition over the period tc . In other words, data are transmitted to a user when the channel is
near its own peaks. Multiuser diversity beneﬁt can still be exploited because channels of different
users ﬂuctuate independently so that if there is a sufﬁcient number of users in the system, there is
likely to be a user near its peak at any one time.
The parameter tc is tied to the latency time scale of the application. Peaks are deﬁned with
respect to this time scale. If the latency time scale is large, then the throughput is averaged over
a longer time scale and the scheduler can afford to wait longer before scheduling a user when its
channel hits a really high peak. The theoretical properties of this scheduling algorithm are further
explored later in this chapter. It will be shown that this algorithm guarantees a fairness property
called proportional fairness.
Figure 2.4 gives some insights into the issues involved in realizing multiuser diversity beneﬁts in
practice. The plot shows the total throughput of the downlink under the proportional fair scheduling
algorithm in the following two simulated environments:
ž Fixed. Users are static but there are movements of objects around them (2 Hz Rician,
def
Ä D E direct =E specular D 5).
ž Mobile. Users move at walking speeds (3 km/h, Rayleigh).
The total throughput increases with the number of users in both the ﬁxed and mobile environments, but the increase is more dramatic in the mobile case. While the channel fades in both
cases, the dynamic range and the rate of the variations is larger in the mobile environment than in
the ﬁxed one. This means that over the latency time scale (1.67 s in these examples), the peaks of
the channel ﬂuctuations are likely to be higher in the mobile environment, and the peaks are what
determines the performance of the scheduling algorithm. Thus, the inherent multiuser diversity is
more limited in the ﬁxed environment.
38.
OPPORTUNISTIC BEAMFORMING
2.3
19
OPPORTUNISTIC BEAMFORMING
The effectiveness of multiuser diversity depends on the rate and dynamic range of channel ﬂuctuations. In environments where the channel ﬂuctuations are small, the multiuser diversity gain can
be increased by inducing faster and larger ﬂuctuations. In Reference [1] multiple-transmit antennas
at the base station are used for these purposes, as illustrated in Figure 2.5.
For such a system with N transmit antennas at the base station, let h nk (t) be the complex channel
gain from antenna n to the kth user in time slot t. In time slot t, the same block of symbols x(t) is
p
transmitted from all of the antennas except that it is multiplied by a complex number Þn (t)e jÂn (t)
N
at antenna n, for n D 1; : : : ; N , such that nD1 Þn (t) D 1, preserving the total transmit power. The
received signal at user k is given by
N
Þn (t)e jÂn (t) h nk (t) x(t) C zk (t)
yk (t) D
(2.3)
nD1
Thus, the overall channel gain seen by receiver k is now
N
Þn (t)e jÂn (t) h nk (t)
h k (t) :D
(2.4)
nD1
In Equation (2.4), the Þn (t) denote the fractions of power allocated to each of the transmit
antennas and the Ân (t) the phase shifts applied at each antenna to the signal. By varying over time
Þn (t) from 0 to 1 and Ân (t) from 0 to 2³, ﬂuctuations in the overall channel can be induced even if
the physical channel gains h nk (t) do not ﬂuctuate much. Each receiver k reports back the value of
x (t)
a(t)
1−a(t)e jq(t)
h2k (t)
h1k (t)
User k
Figure 2.5 The same signal is transmitted over the two antennas with time-varying phase and
powers.
39.
20
OPPORTUNISTIC COMMUNICATIONS
Average Throughput in bps/Hz
2,2
2
1,8
1,6
1,4
Mobile
Fixed, Opp, BF
Fixed
Equal time scheduling
1,2
1
0,8
0
5
10
15
20
25
30
Number of Users
Figure 2.6 Ampliﬁcation in multiuser diversity gain with opportunistic beamforming in a ﬁxed
environment.
SNRjh k (t)j2 =¦ 2 of its own channel to the base station and the base station schedules transmissions
to users accordingly.
The rate of variation of fÞn (t)g and fÂn (t)g in time is a design parameter of the system. On one
side it should be as fast as possible to provide full channel ﬂuctuations within the latency time
scale of interest. On the other hand, the variation should be slow enough to allow the channel to
be reliably estimated by the users and the SNR information feedback. Further, the variation should
be slow enough to ensure that the channel seen by the users does not change abruptly and thus
maintains stability of the channel tracking loop.
To illustrate the performance of this scheme, we now consider the ﬁxed environment of Figure 2.5 with two antennas of equal and constant (over time) power split and phase rotation over
[0; 2³ ] (with one complete rotation in 30 ms as in Reference [1]). Figure 2.6 plots the improved
performance as a function of number of users. This improvement is due to the fact that the channel
is changing faster and the dynamic range of variation is larger over the time scale of scheduling (1.67 s in this example).
2.4 OPPORTUNISTIC NULLING IN CELLULAR SYSTEMS
For wide-band cellular systems with full frequency reuse, it is important to consider the effect
of intercell interference on the performance of the system, particularly in interference-limited
scenarios. In a cellular system, the channel quality of a user is measured by the signal-to-interference
plus noise ratio (SINR). In a fading environment, the energies in both the received signal and
the received interference ﬂuctuate over time. Since the multiuser diversity scheduling algorithm
allocates resources based on the channel SINR (which depends on both the channel amplitude and
the amplitude of the interference), it automatically exploits both the ﬂuctuations in the energy of
the received signal as well as that of the interference: the algorithm tries to schedule resource
to a user whose instantaneous channel is good and the interference is weak. Thus, multiuser
diversity naturally takes advantage of the time-varying interference to increase the spatial reuse of
the network.
From this point of view, power and phase randomization at the base station transmit antennas
plays an additional role: it increases not only the amount of ﬂuctuations of the received signal
40.
OPPORTUNISTIC NULLING IN CELLULAR SYSTEMS
21
to the intended users within the cells, but also the amount of the ﬂuctuations of the interference
the base station causes in adjacent cells. Hence, opportunistic beamforming has a dual beneﬁt in
an interference-limited cellular system. In fact, opportunistic beamforming performs opportunistic
nulling simultaneously, while randomization of power and phase in the transmitted signals from
the antennas allows near-coherent beamforming to some user within the cell; it will create near
nulls at some other user in adjacent cells. This in effect allows interference avoidance for that user
if it is currently being scheduled.
In a slow ﬂat fading scenario under power and phase randomization at all base stations, the
received signal of a typical user being interfered by J adjacent base stations is given by
J
g j (t)u j (t) C z(t)
y(t) D h(t)x(t) C
(2.5)
jD1
where x(t) is the signal of interest, u j (t) is the interference from the jth base station and z(t) is
additive Gaussian noise. All base stations have the same transmit power P and N transmit antennas
and are performing power and phase randomization independently; h(t) and g j (t) are the overall
channel gains from the base stations
N
Þn (t)e jÂn (t) h n
h(t) :D
(2.6)
nD1
N
þn j (t) D e j
g j (t) :D
n j (t)
gn j
(2.7)
nD1
where h n and gn j are the slow fading channel gains to the user from the nth transmit antenna of the
base station of interest and the interfering base station j, respectively. Averaging over the signal
x(t) and the interference u j (t), the (time-varying) SINR of the user can be computed to be
Pjh(t)j2
SINR(t) D
J
P
(2.8)
jg j (t)j2 C ¦ 2
jD1
The SINR varies because of both the variations of the overall gain from the base station of
interest as well as those from the interfering base station. In a system with many other users, the
N
proportional fair scheduler will serve this user while its SINR is at its peak P nD1 jh n (t)j2 =¦ 2 , i.e.
when the received signal is the strongest and the interference is completely nulled out. Thus, the
opportunistic nulling and beamforming technique has the potential to shift a user from a low-SNR
interference-limited regime to a high-SNR noise-limited regime.
How close the performance of opportunistic beamforming and nulling in a ﬁnite-size system is to
this asymptotic limit depends on the probability that the received signal is near beamformed and all
the interference is near null. In the interference-limited regime when P=¦ 2 × 1, the performance
depends mainly on the probability of the latter event. This probability is larger when there are
only one or two base stations contributing most of the interference, as is typically the case. In
contrast, when there is interference from many base stations, interference averaging occurs and the
probability that the total interference is near null is much smaller. Interference averaging, which
is good for CDMA networks, is actually unfavorable for the opportunistic scheme described here,
since it reduces the likelihood of the nulling of the interference and hence the likelihood of the
peaks of the SINR.
In a typical cell, there will be a distribution of users, some closer to the base station and
some closer to the cell boundaries. Users close to the base station are at high SNR and are
noise-limited; the contribution of the intercell interference is relatively small. These users beneﬁt
41.
22
OPPORTUNISTIC COMMUNICATIONS
mainly from opportunistic beamforming (diversity gain plus a 3 dB power gain if there are two
transmit antennas). Users close to the cell boundaries, on the other hand, are at low SNR and are
interference-limited; the average interference power can be much larger than the background noise.
These users beneﬁt both from opportunistic beamforming and from opportunity nulling of intercell
interference. Thus, the cell-edge users beneﬁt more in this system than users in the interior. This
is rather desirable from a system fairness point of view, as the cell-edge users tend to have poorer
service. This feature is particularly important for a system without soft handoff (which is difﬁcult
to implement in a packet data scheduling system). To maximize the opportunistic nulling beneﬁts,
the transmit power at the base station should be set as large as possible, subject to regulatory and
hardware constraints.
2.5 NETWORK COOPERATION AND OPPORTUNISTIC COMMUNICATIONS
In this section we consider a network architecture with B cooperating and B noncooperating base
stations (BSs). The cluster of cooperating BSs cooperate to improve the capacity with fairness
to the users in the network. The noncooperating BSs do not cooperate with BSs in this cluster
and cause interference to the users, which cannot be mitigated. As an example, in Figure 2.7 [3],
there are three BSs (marked with circles), which cooperate and provide service to the users in the
shaded region. The other BSs cause interference to these users. In the sequel we focus only on the
activities of the cooperating BSs.
During every time slot each coordinating BS selects one beam out of the set of L beams
available to it and services one user. In this way, the cluster of B cooperating BSs supports B
users simultaneously. The system operates in two steps. In the ﬁrst step, each BS transmits a pilot
signal using a certain beam and collects the SINR reports from the users. The BS then transmits
these reports to a centralized unit which, in the second step, schedules users based on their current
and past SINR reports for data packet transmission. This process is repeated for the entire time
period over which data are transmitted. The number of users K being serviced during this time
period is assumed constant.
Figure 2.7 Three-base intercell coordination scenario.
42.
NETWORK COOPERATION AND OPPORTUNISTIC COMMUNICATIONS
23
In a given timeslot n during the ﬁrst step, each BS transmits a pilot signal using one of the L
beams. The received signal power at user i from the BS b on the lth beam is Si [n] D P(i;b) jh (i;b;l) [n]j2 ,
where h (i;b;l) [n] is the channel gain from BS b to the user i on beam l and P(i;b) is the received
signal power at the user i with the combined effect of path loss and shadowing.
The interference plus noise power is INi [n] D Ii [n] C Noi [n], where I (Ð) is the interference
power from the noncooperating BSs and No(Ð) is the thermal noise power. The user measures the
received SINR, (i;b;l) [n] D Si [n]=INi [n] and transmits this SINR value to the BS. The centralized
scheduler collects the SINR reports from all the BSs and obtains the matrix K ðB , where the
(i; b)th element represents the SINR feedback by user i on the beam from BS b. In the second
phase the centralized scheduler using these data opportunistically schedules B users on each of the
B BSs, and each BS then transmits to the scheduled user. The data rate R(i;b;l) , a BS b, provides
a given user i on beam l and is calculated by
R(i;b;l) D log2 1 C Si [n]
D log2 1 C
B
I Ni [n] C
(i;b;l) [n]
1 C
2
P(i;b) h (i;b;l) [n]
˜
˜ ˜
˜
b6Db
B
˜ ˜
(i;b;l) [n]
(2.9)
˜
b6Db
In a scenario where the BSs cooperate and opportunistically beamform and schedule users the
main steps are [3]:
(1) Choose U users to serve: (kU k D K u ; B < K u < K ) using one of the following criteria:
a) Select users that experience large inter-packet delay, ¼i [n].
b) Select users who have low short-term throughput Ti [n].
c) Select users who have the largest ¼i [n]=Ti [n] ratio.
(2) The centralized scheduler using the user-base-beam selection algorithm described below
selects, a subset of B users from the above chosen group of K u users, and the corresponding BSs and beams on which they may be serviced. This algorithm generates a set
of B triplets where the triplet (i j ; b j ; l j ) represents the case where user i j is best served
by BS b j on the beam l j ; j 2 f1 Ð Ð Ð Bg:
(3) Each BS generates the above assigned beam and collects the SINR reports from all the
users. All the BSs transmit these reports to the centralized scheduler.
(4) The centralized scheduler using the K ðB SINR matrix and the short-term throughput
vector T schedules B users for service.
Steps 1,2 and 3 constitute the ﬁrst phase of the system and step 4 constitutes the second phase.
In the user-base-beam selection (UBBS) algorithm, mentioned above, B users from the initially
chosen set of K u users and the indices of the BSs and the beams on which these users may be
serviced are chosen. The beams must be chosen such that they least interfere with the B selected
users. One possible approach to attain this objective is through the instantaneous system throughput,
which is the sum of the achievable user rates. For B D 3 we state this formally as
arg max
i 1 ;i 2 ;i 3 2f1ÐÐÐK u g;b1 ;b2 ;b3 2f1ÐÐÐBg;l1 ;l2 ;l3 2f1ÐÐÐLg
f (i; b; l)
(2.10)
43.
24
OPPORTUNISTIC COMMUNICATIONS
with i D fi 1 ; i 2 ; i 3 g, b D fb1 ; b2 ; b3 g, l D fl1 ; l2 ; l3 g and f (Ð) is the sum of the rates of the three
users. By using Equation (2.9) we have
f (i; b; l) D log2
1C
(i 1 ;b1 ;l1 )
1C
ð 1C
(i 1 ;b2 ;l2 )
C
1C
(i 1 ;b3 ;l3 )
(i 2 ;b2 ;l2 )
1C
(i 2 ;b1 ;l1 )
C
(i 2 ;b3 ;l3 )
(i 3 ;b3 ;l3 )
1C
(i 3 ;b1 ;l1 )
C
(i 3 ;b2 ;l2 )
In the absence of current SINRs, the short-term averaged SINRs ˜(i;b;l) can be used instead of
in Equation (2.10). The short-term SINR is computed as
˜(i;b;l) [n] D
n 1
tD0
n t 1
(i;b;l) [t]Ž(Â(i;b) [t]; l)a
n 1
n t 1
tD0 Ž(Â(i;b) [t]; l)a
(i;b;l)
(2.11)
where Â(i;b;l) [t] represents the index of the beam on which user i was serviced by base station b at
time instant t. Thus, this alternative criterion for selecting the set of triplets is stated as
arg max
i 1 ;i 2 ;i 3 2f1ÐÐÐK u g;b1 ;b2 ;b3 2f1ÐÐÐBg;l1 ;l2 ;l3 2f1ÐÐÐLg
˜ (i; b; l)
f
(2.12)
with ˜ (i; b; l) given by Equation (2.10) using ˜(i;b;l) instead of (i;b;l) .
f
The optimization of Equation (2.12) is practically infeasible when B and L are large. The
following, computationally less intensive, modiﬁed UBBS algorithm was proposed in Reference [3]
for scenarios where B and L are large.
A group of users U is initially chosen and arranged in order of preference for service using
one of the criteria stated earlier. The main steps of this modiﬁed procedure are:
(1) Choose the ﬁrst user i 1 and obtain the BS and beam index fb1 ; l1 g on which the user i 1
experiences maximum throughput. Formally these indices are obtained as
(b1 ; l1 ) D
arg max
˜(i;b;l)
(2.13)
b2f1ÐÐÐBg;l2f1ÐÐÐLg
Ä1 D ˜(i1 ;b1 ;l1 )
(2.14)
(2) Choose the second user i 2 from the remainder of the set (U
the beam and BS using the following criterion:
arg max
i 1 ), and the indices for
˜2 (i; b; l);
f
(2.15)
b2 2f1ÐÐÐBg;l2 2f1ÐÐÐLg
with i D fi 1 ; i 2 g and b D fb1 ; b2 g; l D fl1 ; l2 g and
˜2 (i; b; l) D
f
1C
˜(i1 ;b1 ;l1 )
1 C ˜(i1 ;b2 ;l2 )
ð 1C
˜(i2 ;b2 ;l2 )
1 C ˜(i2 ;b1 ;l1 )
f
Ä2 D ˜2Ł (i; b; l)
In this way the newly chosen user i 2 causes minimal interference to user i 1 and vice versa. The
terms Ä1 , Ä2 represent the virtual SINR of the system as the system is loaded with users and BSs.
We also use the constraint that Ä2 > Ä1 to ensure that the addition of a new user does not decrease
the overall virtual SINR of the system. In the same way, the remaining set of users and the beams
on which they are serviced by the BSs are chosen. When this constraint of increasing the virtual
SINR of the system fails, the beams are chosen at random.
The scheduler obtains the terms (i;b;l) , which are the SINR reports of the users from the BSs on
the beams given by the UBBS algorithm. Then the rate R(i;b;l) that user i obtains from BS b using
44.
NETWORK COOPERATION AND OPPORTUNISTIC COMMUNICATIONS
25
beam l is computed. Using this information, B users are chosen whose weighted sum of rates is
maximum, with the weights given by the reciprocal of the user’s short-term throughputs T [Ð]. This
criterion is also computationally intensive, so the following alternative is considered. The users are
ordered according to their weighted rates as (R=T )i1 ;b1 ½ (R=T )i2 ;b2 Ð Ð Ð ½ (R=T )i K ;bk and the ﬁrst
B users are chosen while maintaining the constraint that only one user is scheduled from a BS.
2.5.1 Performance example
We will illustrate the performance of the above methods for two different hexagonal cellular
networks, as shown in Figures 2.7 and 2.8.
The number of coordinating BSs B in these two networks are 3 and 9 respectively. The
hexagonal cells are divided into three 120Ž sectors and each of these sectors are covered by a
BS with a smart antenna system. The BSs are located at the centre of each of the hexagonal cells
and the users are distributed randomly in the shaded regions. The received signal at the user is
modelled as in Section 2.5 to take into account path loss, shadow fading and correlated Rayleigh
fading effects. The path loss is based on the Hata urban propagation model with a path loss
coefﬁcient of 3.5. A lognormal shadow fading process with zero mean and a standard deviation of
8 dB was used to characterize the variations in the signal due to environmental clutter. Two different
correlated Rayleigh fading channels corresponding to Doppler rates with user velocities of 1 m/s
and 8 m/s are analyzed. The antennas at the BSs consist of a uniform linear array (ULA) of antenna
elements. Each of these elements is fed equal currents and only their phases are varied. Eleven
such equispaced radiation patterns were generated using a four-element array. The normalized
array factor considered in the simulations is j A( )j D jsin(N =2)= sin( =2)j=N , where N is the
number of antenna array elements and is the azimuth in radians. The radiation pattern of each
element is shown by the dashed line in Figure 2.9.
The interference terms due to the noncoordinating BSs were simulated by randomly generating
beams from these BSs in their assigned sectors. The other system parameters used in the simulations
are the same as in Reference [3]: cell radius 1 km, transmit base power 40 dBm, carrier frequency
2 GHz, sampling frequency 500 Hz, number of users per sector 20 and the forgetting factor a used
in Equation (2.11) is 0.998.
Figure 2.8 Nine-base intercell cooperation scenario.
45.
26
OPPORTUNISTIC COMMUNICATIONS
Single Antenna
Linear Array
0
Gain in dB
−4
−8
−12
−16
−20
100
140
180
220
Azimuth in Degrees
260
Figure 2.9 Single antenna and linear array antenna radiation pattern.
The following algorithms using methods described in Section 2.5 have been simulated for a
comparative study.
(a) In the case of 3 BS cooperation, K u D 15 is chosen initially and using the USBBA the
three sets of users and the indices of beams on which they are best serviced are obtained.
In the case of cooperation with nine BSs, the modiﬁed USBBA is used to choose these
set of indices, BSs and beams.
(b) In this case the beams are chosen randomly. The cooperation here is limited to choosing
the users who are to be serviced by the BSs according to the PF (proportional fair)
criterion.
(b1) This is the (b) algorithm where beams are sequentially chosen at each BS.
(c) In these methods, the users are randomly deployed in the sectors and are tied to the BSs
to which they are geographically close. In these scenarios the BSs do not cooperate with
the neighboring BSs either for generating beams or scheduling users. The BSs implement
an independent algorithm (a) while in
(c1) an independent algorithm (b) is executed.
(d) In this method, the BSs have a single conventional 120Ž sectored antenna and the users
are scheduled according to the PF algorithm. In our simulations, for a fair comparison
between these methods and the above proposed methods, it was ensured that the BSs
transmit at the same power in their respective sectors.
In Figures 2.10 and 2.11, the interpacket delay is plotted versus the total system throughput
statistics when user velocity v D 1 m/s in the three-BS and nine-BS coordination scenario.
In Figures 2.12 and 2.13, the tradeoff when v D 8 m/s is shown. For the three-BS coordination
scenario with v D 1 m/s, simulation results show small gains in terms of throughput using the
described algorithms. In the nine-BS coordination scenario the throughput and interpacket delay
tradeoffs with (a) and (b1) are almost the same. Signiﬁcant gains with v D 8 m/s are observed
as expected due to the rapidly varying channel conditions. With v D 8 m/s, the throughput delay
tradeoff patterns are similar to the case with v D 1 m/s.
46.
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
27
6
System Throughput bps/Hz
a)
5
4
3
2
1
0
d)
a)
b1)
b)
c)
c1)
10−4
10−3
10−2
10−1
Probability(Inter-Packet Delay > 80 Timeslots)
Figure 2.10 Base coordination, interpacket delay versus total system throughput statistics with user
velocity of 1 m/s.
System Throughput in bps/Hz
6
Tc=60
5
Tc=80
Tc=100
Tc=40
4
3
2
1
a)
b)
c)
c1)
d)
10−4
10−3
10−2
10−1
Probability(Inter-Packet Delay > 80 Timeslots)
Figure 2.11 Nine-base coordination, interpacket delay versus total system throughput statistics with
user velocity of 1 m/s.
2.6
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
In this section, we discuss a scheme to utilize the shared medium in IEEE 802.11-based ad hoc networks efﬁciently by taking advantage of multiuser diversity, distributed scheduling and adaptability.
In a heterogeneous ad hoc network or a mesh network, some nodes may need to communicate with
multiple one-hop nodes. The scheme allows such a node with a certain number of links to function
as a clusterhead to coordinate multiuser communications locally. A CDF (cumulative distribution
function)-based K-ary opportunistic splitting algorithm and a distributed stochastic scheduling algorithm are used to resolve intra- and intercluster collisions, respectively. Fairness is formulated
and solved in terms of social optimality within and across clusters. Analytical and simulation results, which will be presented in this section, show that such a scheme can signiﬁcantly improve
communication efﬁciency while providing social fairness.
47.
28
OPPORTUNISTIC COMMUNICATIONS
System Throughput in bps/Hz
6
Tc=60
Tc=40
Tc=30
Tc=80
Tc=100
5
4
3
2
a)
b1)
b)
c)
c1)
d)
1
10−6
10−5
10−4
10−3
Probability(Inter-Packet Delay > 80 Timeslots)
10−2
Figure 2.12 Three-base coordination, interpacket delay versus total system throughput statistics
with user velocity of 8 m/s.
5.5
System Throughput in bps/Hz
Tc=60
Tc=80
Tc=100
Tc=40
5
4.5
4
3.5
3
a)
b)
c)
c1)
d)
10−2
10−4
10−3
Probability(Inter-Packet Delay > 80 Timeslots)
Figure 2.13 Nine-base coordination, interpacket delay versus total system throughput statistics with
user velocity of 8 m/s.
The diversity techniques considered so far in this chapter may not be applicable in multihop
ad hoc networks [4–22] because there is no base station to act as the central controller and no
dedicated control channel to feed back the channel state in a timely fashion. In addition, in ad hoc
networks, the medium access control is distributed and each node randomly accesses the shared
medium without prior channel information.
Most of the work on diversity in ad hoc networks is limited to multipath diversity, as described
in Chapter 10 on crosslayer optimization and References [16], [17], [18], [19] and [20], i.e. using
multiple paths to opportunistically forward packets to enhance end-to-end reliability. Research
on multi-output link diversity and multi-input link diversity is still open. The multi-output link
diversity is the output multiuser diversity from one to many (from a node to multiple neighbors).
A corresponding case of the multi-output link diversity in ad hoc networks is the downlink diversity
in the cellular networks. Similarly, the multi-input link diversity is the input multiuser diversity
48.
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
29
from many to one (from multiple neighbors to a node), which corresponds to uplink diversity in
the cellular networks.
Having this in mind, in this section we present an 802.11-based MAC protocol that exploits
these two kinds of multiuser diversity to improve channel and energy efﬁciency. The scheme is
designed to work for multihop ad hoc networks, especially heterogeneous ad hoc networks and
mesh networks, where multiple nodes need to communicate with a relatively powerful node in
the distributed manner. Since opportunistic medium access may easily lead to unfairness, in this
section the fairness is addressed in terms of social optimality.
The operation of the scheme is based on the following steps. Each node with a certain number
of links is enabled to form a cluster and function as the clusterhead to coordinate multiuser
communications locally. In each cycle of data transmissions, the clusterhead initiates medium
access (with certain probability in a multicluster scenario to ensure intercluster fairness), and then
the cluster members (which will be referred to as users in the following) make medium access
decisions in a distributed way based on the observed instantaneous channel conditions. A CDFbased K-ary opportunistic splitting algorithm is used to guarantee that only the user with the best
normalized instantaneous channel quality will win the channel. After successful collision resolution,
a rate-adaptation technique is employed to achieve the highest reliable data rate for the selected
user. In this way, the exploitation of link diversity is facilitated during the process of collision
avoidance.
In some other works [12, 13], MAC enhancement is discussed to utilize output link diversity.
The scheme discussed in this section [4] differs from that work in its throughput scaling and social
optimality. Two papers mostly related to this approach are References [14] and [15]. They presented
a channel-aware Aloha protocol and a binary opportunistic splitting algorithm, which is one of the
ﬁrst schemes that addresses the utilization of multiuser diversity in a distributed way. The solution
presented in this section ﬁrst of all targets the IEEE 802.11-based multihop ad hoc networks,
the design of which is very different from that of Aloha-based single-hop networks. Second, the
CDF-based binary opportunistic splitting algorithm is an extension to the weighted CDF-based
K-ary opportunistic splitting algorithm so that general optimization goals can be achieved in a
more efﬁcient way. Third, a distributed intercluster collision resolution scheme is used to achieve
the system-wide social optimality in multihop ad hoc networks.
This design is in line with the 802.11 (DCF mode) standard in that the scheme inherits similar mechanisms to probe the channel and avoid collisions and uses a similar idea to resolve
collisions. Thus, the scheme can be easily incorporated into future 802.11 standards. Theoretical
analysis and simulation results demonstrate that the scheme can signiﬁcantly improve communication efﬁciency while providing social fairness and can signiﬁcantly increase energy efﬁciency and
throughput.
2.6.1 Multiple-output and multiple-input link diversity
The model of ad hoc networks used in this section is quite general. It includes homogeneous and
heterogeneous ad hoc networks, and wireless mesh networks. In all these networks, the channel
quality of a link is normally time-varying due to fading, shadowing, noise and interference. Different links usually experience independent instantaneous channel qualities. This phenomenon was
referred to in the previous sections as the multiuser diversity. For example, in the case of ad hoc
networks, as shown in Figure 2.14(a), node 1 is interfered by ongoing transmission of node 5 and
the link of 0 ! 2 suffers deep fading or shadowing.
The link of 0 ! 4 has an instantaneous quality to support basic data rate transmission. The link
quality of 0 ! 3 happens to be ‘on-peak’. Since only one of these links is allowed to communicate
at a time, it is better for node 0 to transmit data to node 3 or 4 rather than node 1 or 2 at the
current time. This is referred to as the multi-output link diversity. Similarly, the multi-input link
diversity is demonstrated in the example shown in Figure 2.14(b).
49.
30
OPPORTUNISTIC COMMUNICATIONS
Cluster 1
3
Cluster 1
4
0
2
4
3
0
2
1
1
Interference
range
Ongoing
transmission
5
Cluster 2
Carrier sensing
range
Ongoing
transmission
5
6
6
(a)
Cluster 2
(b)
Figure 2.14 (a) An illustration of multi-output link diversity. (b) An illustration of multi-input link
diversity.
2.6.2 Localized opportunistic transmission
If there is a global scheduler who knows the system-wide channel information and topology
with little cost, the efﬁciency will be maximally exploited by considering both link quality and
space reuse of all active links. In practice, global multiuser scheduling is impossible in multihop
ad hoc networks, where no centralized scheduler is available and complete channel information
and topology information are hard to obtain. It was shown that it is still interesting to utilize the
multiuser diversity locally [12, 13].
Multiuser diversity gain can be signiﬁcant without too many links in participation. Even two
links can produce substantial diversity gain. Based on the above observation, we limit multiuser
scheduling to a set of links with the same sending node or the same receiving node. Therefore,
a node satisfying certain degree requirements can locally coordinate multiuser scheduling among
its own input links or output links. The set of links with the same sending node or the same
receiving node will be deﬁned as a cluster and the common sending node or receiving node as the
clusterhead and others as cluster members or users. Since multiple clusters may share the same
medium, intercluster contention resolution is necessary. In the protocol discussed in this section, the
clusterhead represents the whole cluster to resolve intercluster channel contention. If a clusterhead
successfully captures the channel ﬂoor, it immediately coordinates the multiuser diversity-based
transmission within the cluster for a certain period.
As illustrated in Figure 2.14, nodes 0–4 form one cluster and nodes 5–6 form another cluster.
Node 0 coordinates the opportunistic transmissions to (from) nodes 1–4. Node 5 coordinates the
transmission to node 6. Further details on the cluster formation and maintenance will be discussed
in the next section.
One should notice that this link-layer diversity-driven clustering is very different from the
network-layer clustering discussed later in Chapter 13 on ad hoc networks and, for example,
in References [21], [22] and [23]. The network-layer clustering is designed to improve routing
scalability and simplify network management; the dimension of network-layer clustering may be
across several hops and the cost to establish and maintain such network clusters is one of the
major design issues. The link-layer clustering is a logical organization to utilize multiuser diversity
50.
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
31
locally, under which each cluster member is directly associated with a clusterhead, and neighboring
clusters do not need to exchange information between each other.
The ﬁrst challenge in this concept is the MAC design for multiuser diversity-based transmissions within a cluster. One straight approach is that the clusterhead schedules transmissions based
on the channel and queue information collected from all users. Although this approach is feasible
in cellular networks where dedicated control channels (one for each user) are available, the cost
of collecting channel and queue information can be too high in single-channel ad hoc networks,
especially when the number of users is large. Another approach is that each user makes a transmission decision in a distributed way based on its own instantaneous channel quality (known to each
user by observation) and past channel quality distribution. The user with the higher normalized
channel quality is granted higher priority, e.g. with a smaller IFS (interframe space) to access the
medium. In this chapter, a MAC based on the latter approach will be designed since it does not
require the collection of channel information from others, so that the overhead can be signiﬁcantly
reduced. Under this distributed approach, the challenge will be how to make the user with the
highest normalized channel quality win the channel in a more efﬁcient way.
The objective in utilizing multiuser diversity is to improve the system performance without
sacriﬁcing social fairness. Intracluster fairness and intercluster fairness will be used to characterize
the fairness within and across clusters, respectively. The intracluster problem occurs when links in
a cluster have different channel quality distributions.
Opportunistic medium access may easily lead to unfairness when the channel states of different
users are statistically heterogeneous. For example, in the saturated scenario with two users, the user
with a poor average SNR (signal-to-noise-plus-interference ratio) may be severely starved, while
the one with a good average SNR may occupy the medium for most of the time. The intracluster
problem becomes more complicated when links have different weights in terms of trafﬁc and
utility. The intercluster fairness problem always exists since intercluster channel contentions are
normally location-dependent and clusters may carry different weights in terms of aggregate trafﬁc
and utility. The intercluster fairness problem is hard to solve because the trafﬁc/topology/channel
information of a cluster is normally unknown to another cluster. In this section, we will discuss
both intracluster and intercluster fairness problem in terms of social optimality within and across
clusters.
2.6.3 Multiuser diversity-driven clustering
When a node has more than one output link, it will form an output cluster so that each output link
joins the output cluster. When a node has more than one input link that is not associated with an
output cluster, it will form an input cluster so that each input link that is not associated with an
output cluster joins the input cluster.
Each cluster has a unique cluster ID. The cluster ID is comprised of the MAC address of the
clusterhead, the direction ﬂag (1 indicates input, 0 indicates output) and a sequence number. Each
cluster member is allocated a local user ID for identiﬁcation within the cluster. The cluster ID and
the local user ID are sent to the cluster member as a global identity. This process is called the
association process.
After a cluster is created, the clusterhead periodically or reactively checks the connectivity of
associated links. If a link is disconnected, the clusterhead removes the link from its cluster and
returns the local user ID to the user ID pool. This is referred to as the deassociation process.
Similarly, if a new link is established to be connected with the clusterhead, the clusterhead will
allocate a new local user ID from the user ID pool to the new user and run the association process.
Depending on the change of out-degree at the sender side and in-degree at the receiver side, a
directed link may leave an input cluster to join an output cluster, and vice versa, by following the
same rule as the cluster formation introduced earlier in this section.
51.
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OPPORTUNISTIC COMMUNICATIONS
2.6.3.1 Intracluster medium access and collision resolution
In each transmission cycle, the clusterhead initiates medium access, while cluster members make
medium access decisions in a distributed way based on the observed instantaneous channel conditions. In the multi-output scenario, the clusterhead is the sender of data trafﬁc, so sender-initiated
medium access control (SI-MAC) is used. The handshake before data transmission in senderinitiated medium access control includes an RTS (request-to-send) and CTS (clear-to-send) in
sequence. The unicast RTS can be extended to the multicast RTS and CTS enhanced with channel
awareness capability so that the handshake can probe the channel among multiple users as well
as avoiding or resolving collisions within and outside the cluster. In the multi-input scenario, the
clusterhead is the receiver of data trafﬁc, so the receiver-initiated medium access control (RIMAC) [24, 25] is used. The handshake before data transmission in the receiver-initiated medium
access control includes RTR (ready-to-receive), RTS and CTS in sequence. In Reference [4] multicast RTR and channel-aware RTS (followed by CTS) using multi-input link diversity as well as
collision avoidance and resolution is discussed.
For the RI-MAC, it is better for the clusterhead to know the trafﬁc information. In this section
it is assumed that the clusterhead knows this information either by service level agreement on the
ﬂow level or the piggyback in the users’ transmitted/received packets on the packet level. Related
discussions can be found in References [24] and [25].
When the clusterhead has packets backlogged for several users (in the SI-MAC) or wants to
receive packets from one of the backlogged users (in the RI-MAC), it will multicast RTS or RTR
with the cluster ID to the chosen candidate users. To notify a user as to whether it is chosen or not,
an array of n bits is included in the RTS or RTR, where n is the total number of cluster members.
The ith bit in the array corresponds to the user whose user ID is equal to i. If a bit is marked as
1, this means that the corresponding user is chosen to compete for data reception or transmission;
otherwise, it is not within the candidate list in the given transmission cycle. When all the users in
the cluster are candidates for data reception or transmission, the clusterhead may send RTS or RTR
in the manner of groupcast without using the bit array to notify individual users. The groupcast
frames are similar, but without the bit marking the array.
The noise power included in the RTR frame indicates the noise plus interference power level
at the clusterhead. Recall that, in the multi-input scenario, data trafﬁc is transmitted from users to
the clusterhead. It is the received SNR at the clusterhead that determines the achievable data rate.
However, the medium access decisions are made in a distributed way by the users. Therefore, it
is necessary that the users know the noise power level at the clusterhead.
Assuming that the instantaneous channel gains between two nodes are identical in either direction, a candidate user can derive the channel gain. From the derived channel gain and informed
noise power level at the clusterhead, users can estimate the received SNR and make the appropriate
MAC decision.
Since an RTS (RTR) has to be sent at the beginning of each cycle of data transmission for
collision avoidance and channel probing and is normally sent at the basic rate in multirate ad
hoc networks, the overhead of the RTS (RTR) is one of the major factors affecting the channel
utilization ratio. With the clustering technique introduced above, the length of the RTS (RTR) is
quite small and scalable to a very large group (one additional bit with one additional member). In
addition, a large group may be partitioned into several smaller groups so that the scalability is still
maintained.
Anyone except the candidate receivers who receive the multicast RTS (RTR) should tentatively
keep silent to avoid possible collisions before the clusterhead receives the collision-free CTS (RTS).
After a qualiﬁed user is selected and the transmission duration is determined and announced by the
CTS, the sender will include the duration in the subheader of DATA. The subheader is referred to
as the reservation subheader (RSH), which has already been employed in the MAC header of data
packets in IEEE 802.11e. RSH is sent at the basic rate so that all overhearing nodes can decode.
52.
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
33
Upon receiving a multicast RTS (RTR), each user checks the bit-marking array. If the corresponding bit is set to 1 and the observed instantaneous SNR is above the threshold indicated in the
RTS (RTR) message, it is allowed to compete for the channel. For groupcast RTS (RTR), every
user needs to evaluate the channel and prepare to compete for the channel if the observed channel
condition is good enough.
If there is only one user who has the desired channel condition, the user captures the channel
without a collision within the cluster. If there is no qualiﬁed user, the group head defers for a
certain time and sends a multicast RTS (RTR) again. In case there is more than one qualiﬁed
user, collisions may happen. Thus, a collision resolution scheme is required to ﬁnd a qualiﬁed
user. A scheme termed the CDF-based K-ary opportunistic splitting algorithm is discussed later.
This scheme can quickly determine the user with the best normalized channel quality. The basic
CDF-based K-ary splitting algorithm guarantees timeshare fairness among users and a generalized
weighted CDF-based K-ary opportunistic splitting algorithm optimizes local system performance.
The basic principle and necessary procedures to utilize multi-input link diversity are similar
to that of multi-output link diversity. Thus, in the following discussion, we will focus on the
multi-output link diversity.
In each cycle of contention resolution plus data transmission, it is assumed that, once a user
captures the shared medium, it is allowed to transmit data up to TXOP (transmission opportunity)
within which a user can consecutively transmit data without contending for the channel. TXOP
can be represented as the total transmission time T .
For low mobility, the channel is modelled as a block-fading channel and it is assumed that the
noise plus interference power does not change much during one cycle, although it may change
signiﬁcantly when a user captures the channel in another cycle. Therefore, the SNR is stable in
each cycle but may randomly change from one cycle to another. Let h i (t) D h i D SNR of user i,
which is considered to be independent for different users. If the large-scale path loss changes very
slowly in comparison with the instantaneous channel gain and noise power, h i can be considered
ergodic during a sufﬁciently long system observation period.
In the multihop scenario, the interference may partly depend on which set of nodes are actually
transmitting. In other words, the instantaneous interference each user gets is spatially correlated
to some extent, even though fading effects make the interference power random. However, since
a multihop intercluster collision is avoided and resolved based on carrier sensing, the interference
can be kept low. The simulation results validate this assumption.
It is assumed that h i is a random variable with the probability density function f Hi (n). In practice, each user may know the distribution of its own SNR but not those of other nodes. Similarly,
each user can determine its own instantaneous SNR just at the beginning of each cycle of data
transmission, but not those of other nodes. The instantaneous channel state can be measured during
the handshake of the collision avoidance process. The long-term SNR distribution can be derived
via the iterative approach. If SNRs required to support the lowest rate and the highest rate are h min
and h max , respectively, h min C j=M(h max h min )(0 Ä j Ä M) is quantized channel quality, where
(h max h min ) / M represents the quantization interval, k is the iteration index and P j is the PMF
(probability mass function) that the quantized channel quality equals h min C j=M(h max h min );
then P j can be updated as
P jkC1 D
(1
(1
k
k
k
)Pm C
)P jk ;
k
;
j Dm
j 6D m
where k (0 Ä k Ä 1) is the step size to update the PMF. An appropriate step-size sequence to
balance the convergence speed and smoothness (used also in the simulation presented later) is
k
D 1= min(k; 1000).
Rate adaptation is based on the instantaneous SNR h evaluated at the beginning of each cycle
of data transmission. Once the data rate is set, it will not be changed during the whole data
53.
34
OPPORTUNISTIC COMMUNICATIONS
transmission period. In the sequel, R(h) will denote the rate at which a user can reliably transmit
if the instantaneous SNR evaluated at the beginning of data transmission is h.
2.6.4 Opportunistic MAC with timeshare fairness
If channel quality of each user follows i.i.d. distribution, we can directly use the SNR value as the
criterion for MAC in each cycle of data transmission. Timeshare fairness is naturally preserved
due to the statistical properties of the SNR. However, it fails to guarantee timeshare fairness if the
SNRs are heterogeneously distributed among users.
One possibility to guarantee timeshare fairness, while exploiting multiuser diversity, is to use
the normalized channel quality as the threshold for MAC and as the criteria to determine who will
win the channel access.
In the sequel we will use the complementary cumulative probability
1
pi D FHi (h i ) D
f Hi (h)dh or pi D FHi (h i ) D
hi
M
jDM(h i h min )=(h max h min )
Pj
where P j is the PMF and takes some p(0 < p Ä 1) as the MAC threshold, which means that
users with the instantaneous SNR higher than FHi1 ( p) are allowed medium access. The lower p
corresponds to the higher channel quality for medium access, which limits the number of users
involved in the competition for the channel. Considering FHi (h i ) as a random variable, we easily
ﬁnd that FHi (h i ) is i.i.d across users with the normalized uniform distribution. This means that each
user has the same probability to access the medium for any medium access threshold p. In addition,
the policy that the user with the lowest instantaneous FHi (h i ) wins the channel will guarantee that
each user has the same probability of capturing the channel. This scheme will be referred to as the
basic opportunistic medium access control (BO-MAC).
The remaining question is how to design a distributed collision resolution algorithm to ﬁnd
the user with the best normalized instantaneous quality. In the following, we discuss a fast carrier
sensing-based splitting algorithm, namely the K-ary opportunistic splitting algorithm, to resolve the
collisions among the qualiﬁed users originally described in Reference [4]. The K-ary opportunistic
splitting algorithm can be considered the extension of the binary-tree collision resolution algorithm
introduced in Reference [15, 26].
2.6.5 CDF-based K-ary opportunistic splitting algorithm
When user i, with channel quality h i > FHi1 ( p), receives an RTS (ready to send) it is allowed to
compete for the channel and transmit a CTS (clear-to-send) at the beginning of minislot m 1;i if
there is no transmission in the previous m 1;i 1 minislots. Carrier sensing is used for detection of
transmission of other users without the need to decode the transmitted packet. The carrier sensing
range is usually more than twice the transmission range. In addition, CTS (as well as RTS) is
applied with sufﬁcient channel error coding and sent at the basic data rate. Therefore, even with
fading, a large carrier sensing range still allows users in the same cluster to check if the channel
is busy or not. The minislot used in this chapter for the performance example is aSlotTime (20 µs
in 802.11b with DSSS), as deﬁned in the 802.11 standard and also used in Reference [4].
The round of competition following the RTS is the ﬁrst round of competition. If there are at
least two users in the above process who send CTS simultaneously, it goes to the second round of
competition. The users involved with collisions can detect collisions by observing that there is no
data transmission one minislot after the CTS. Let m j (1 Ä m j Ä K ) denote the number of minislots
at the beginning of which collisions occur in the jth round of competition.
User i will participate in the second round of competition if it participated in the ﬁrst round
of competition, i.e. had channel quality better than FHi1 (m 1 p=K ). It will transmit CTS at the
54.
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
35
beginning of minislot m 2;i if there is no transmission in the previous m 2;i 1 minislots after it detects collisions. In the jth( j ½ 3) round of competition, user i involved with the ( j 1)th round of
j 2
competition, i.e. user i with channel quality better than FHi1 ( kD1 (m k 1) p=K k C m j 1 p=K j 1 ),
will participate in the competition again and transmit a CTS at the beginning of minislot m j;i
if there is no data transmission in the previous m j;i 1 minislots after it detects collisions,
where
j D1
FHi (h i )=( p=K ) ;
j 1
(2.16)
m j;i D
FHi (h i )
(m k 1) Kpk =( p=K j ) ; j ½ 2
kD1
An example of intracluster collision resolution with ﬁve users, medium access threshold p D 0:8
and K D 4 is shown in Figure 2.15 [4]. In the ﬁrst round, those users with channel quality between
0 and 0.2 are expected to transmit CTS at the time SIFS (short interframe space) after receiving
RTS. Those users with channel quality between 0.2 and 0.4 are expected to transmit CTS at the
time SIFS C aSlotTime after receiving RTS and so on. Since no user is with channel quality less
than 0.2, users 1 and 2 take the opportunity to transmit CTS at the time SIFS C aSlotTime after
receiving RTS. User 3 and user 4 may transmit CTS at SIFS C 2 * aSlotTime and SIFS C 3 *
aSlotTime, respectively, after receiving RTS, but observe that the channel is busy and, thus, they
yield opportunity to user 1 and user 2.
User 5 is not qualiﬁed and thus will not prepare to transmit CTS. User 1 and user 2 detect
collision and enter the second round of channel contention. Since the channel quality of user
1 falls between 0.2 and 0.25, user 1 transmits CTS at the beginning of the ﬁrst minislot after
detecting collision. User 2 may transmit CTS at the beginning of the second minislot if it observes that the channel stays idle after collision. Since user 1 has better quality and takes the
opportunity, user 2 gives up. Now, the clusterhead receives collision-free CTS and starts DATA
transmission.
When two of the best quality users, say user a and user b, have very close SNRs, which
means that jFHa (h a ) FHb (h b )j ! 0, it may take a large number of competition rounds to resolve
collisions. With the limitation of quantization in SNR distribution, it may be impossible to tell
which one is better than the other. Besides, it is not worth ﬁnding the best one since not much
SNR gain can be achieved even if the best one is found. The following algorithm can be used to
resolve collisions after certain rounds, say Þ, of competition.
Collision
detection
SIFS
Cluster
Head
RTS
0 ~ 0.2
aSlotTime
User 1
FH1 (h1) = 0.23
User 2
FH2 (h2) = 0.35 0.2 ~ 0.4
User 3
FH3 (h3) = 0.45
User 4
FH4 (h4) = 0.78
User 5
FH5 (h5) = 0.86
aSlotTime
CTS
collision
CTS
SIFS
DATA
CTS
0.2 ~ 0.25
Note: p = 0.8, K = 4
Figure 2.15 An example of an intracluster collision resolution. (Reproduced by permission of
IEEE [4]).
55.
OPPORTUNISTIC COMMUNICATIONS
Average time required to resolve
collision (ms)
36
1,3
1,2
1,1
1
0,9
0,8
Analytical bound
Simulation result
0,7
0,6
0
10
20
30
40
Number of involved users
50
Figure 2.16 Average time required to resolve collision.
Table 2.1 Parameter setting
Parameter
p0
aSlotTime (µs)
Tid (µs)
Tini (µs)
Tcr s (µs)
Tcr f (µs)
Value
0.9
20
20
300
300
320
In the jth( j ½ Þ) round of competition, user i involved with the ( j 1)th round of competition
will randomly select a minislot, say m i; j , among K minislots to transmit a CTS again after it detects
collisions if there is no transmission in the previous m i; j 1 minislots in the jth(j ½ Þ) round of
competition.
In practice, the maximal number of rounds to resolve collisions should not be too large; otherwise, the channel condition may change signiﬁcantly after a user wins out. For this reason the
window size of opportunistic collision resolution, i.e. the total resolution time, should be limited
to Tic , which is a system parameter set by the clusterhead according to the number of backlogged
users and channel coherence time. In practice, the average number of rounds of competition needed
is very small, about O(log K (n)), where n is the number of qualiﬁed users.
If EXn denotes the expected time required to resolve a collision with n involved users in SIMAC by the carrier sense opportunistic splitting algorithm with K -dimensional trees, then we
have [4] EXn Ä Tini C logk (n)Tcr f C (logk (n) C K =2)Tid C Tcr s for any K ½ 2 and n ½ 1, where
Tid D aSlotTime, Tini D RTS C SIFS, Tcr s D CTS C SIFS and Tcr f D CTS C aSlotTime.
Figure 2.16 shows the analytical bound and simulation result. The parameter settings for the
simulation shown in Table 2.1 are the same as in Reference [4]. In addition, we use B D 1 MHz,
T D 6 ms, K D 4, Þ D 4, Tic D 2 ms and ¾ D 106 .
Q
The lower bound of the expected time, denoted by EXn , required to resolve a collision by the
Q
Q
algorithm described in Reference [15] is EXn ½ Tini C log2 (n)Tcr f C Tcr s for any n ½ 1, where
Q
Tcr f denotes the round-trip time required for a user to transmit a small reservation packet and
Q
detect if a collision occurs. Tcr f is no less than Tcr f . Since Tcr f is normally tens of aSlotTime, it
can be seen that the K-ary carrier sensing splitting algorithm reduces a lot of collision-resolution
overhead when K is larger than 2.
56.
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
37
2.6.6 Throughput
Let us assume that a user transmits data with ﬁxed T after successfully capturing the medium.
For simplicity it is assumed that the packet transmitted in T is pure data. Then the achievable
throughput of user i, S B ( p; n; i), and the total achievable throughput, SB ( p; n), with n independent
backlogged users and the medium access threshold p for the pure output-link scenario with the
BO-MAC and the K-ary splitting tree algorithm, are [4]
S B ( p; n; i) ½ [R( p; n; i)T =n]=[T0 ( p; n; K ) C T ]
(2.17)
and
n
R( p; n; i)T =n =[T0 ( p; n; K ) C T ]
S B ( p; n) ½
(2.18)
iD1
with timeshare fairness, where
n
kD1
To ( p; n; K ) D (1
p
n
k
R( p; n; i) D
pk (1
p)n
k
0
R FHi1 (t) (k= p)(1
p)n ) (Tini C logk fnp=[1
(1
C (logK fnp=[1
(1
(1
t= p)k
1
dt
(2.19)
p)]gTcr f
p) ] C K =2gTid C Tcr s )
n
(2.20)
R(h) is the transmission rate when SNR is h, Tid D aSlotTime, Tini D RTS C SIFS, Tcr s D CTS C
SIFS and Tcr f D CTS C aSlotTime.
2.6.7 Optimal opportunistic MAC
In the last section, the opportunistic medium access algorithm guarantees each user the same
probability of accessing the channel. In other words, each user gains the same time fraction of T .
A modiﬁcation of the algorithm (MA or MO-MAC) can provide a different proportion of service
time to different users. By adjusting the weight vector, we can obtain the desired rate vector that
optimizes the local system performance.
If w D fw1 ; : : : ; wk ; : : : ; wn g denotes the weight vector, where 0 < wi < 1(8i) and
iD1;n wi D 1, the MA is deﬁned as [4]
i Ł D arg max
1
i
FHi (h)
1=wi
(2.21)
The probability that user i is selected for transmission, given that h i D h, is Prfi Ł D ijh i D hg D
[1 FHi (h)](1 wi )=wi and the average probability that user i can win the channel is wi . To prove
these statements we start with
Prfi Ł D ijh i D hg D Prf[1
D
[1
FH j (h j )]1=w j Ä [1
FHi (h)]1=wi ; 8 j 6D ig
FHi (h)]w j =wi D [1
FHi (h)](1
wi )=wi
(2.22)
j6Di
and
1
Prfi Ł D ig D
Prfi Ł D ijh i D hg f Hi (h) dh
0
1
D
(1
FHi (h))(1
wi )=wi
d(1
FHi (h)) D wi
(2.23)
0
In the sequel, we discuss the modiﬁed opportunistic splitting algorithm (MOSA). The threshold
pis now set to 1, which means each user is allowed to compete for the channel regardless of
57.
38
OPPORTUNISTIC COMMUNICATIONS
its instantaneous channel condition. Similarly to the basic K-ary splitting algorithm discussed in
Section 2.6.5, in the ﬁrst round of channel competition, user i will transmit a CTS at the beginning
of minislot m 01;i if there is no transmission in the previous m 01;i 1 minislots after receiving RTS.
User i will participate in the jth( j ½ 2) round of competition if it participated in the last round
of competition and collided with others. It will transmit a CTS at the beginning of minislot m 01;i
if there is no transmission in the previous m 01;i 1 minislots after it detects collisions. Parameter
m 01;i is calculated as follows:
j D1
K (1 (1 FHi (h i ))1=nwi ) ;
Ł
j 1
(2.24)
m j;i D
K j 1 (1 FH (h i ))1=nwi
(m k 1)=K k ; j ½ 2
i
kD1
where n is the number of backlogged users. We note that, when each user has equal weight, i.e.
wi D w j (8i 6D j), the MOSA is reduced to the basic one given the medium access threshold p D 1.
Generally speaking, the expected time to resolve collision in each cycle of data transmission will
depend on the weight vector w. However, it would be a good approximation if we used the upper
bound of EXn speciﬁed in Section 2.6.5 to characterize the expected time to resolve collision by
C
the MOSA. If EXn denotes the upper bound of EXn and the transmission opportunity time (TXOP)
is T , then the service rate of user i is
S E (n; i; wi ) D
D
1
T
CT
R(h) Prfi Ł D ijh i D hg f Hi (h) dh
C
EXn
0
1
T
CT
FHi (h))(1
R(h)(1
C
EXn
wi )=wi
f Hi (h) dh
(2.25)
0
where R(h) is the transmission rate when SNR is h. SE (n; i; wi ) is concave in wi and can be
optimized. To prove it we start with
SE (n; i; wi ) D
D
T
CT
C
EXn
T
CT
C
EXn
1
R(h)(1
FHi (h))(1
wi )=wi
f Hi (h) dh
0
1
wi R(1)
wi (1
FHi (h))1=wi R 0 (h) dh
(2.26)
0
Since nonnegative weighted sums and integrals preserve concavity, it is sufﬁcient to show
1=w
that f (wi ) Á wi ai i is concave in wi , given 0 < wi Ä 1 and 0 Ä ai Ä 1. Since f 00 (wi ) D
a 1=wi (log a)2 =wi3 Ä 0, it completes the proof. To optimize the system performance by choosing an appropriate weight vector we deﬁne Ui (x) as the utility function of user i in terms of
average service rate x. Suppose it is strictly increasing, concave, differentiable and additive. The
optimal weight vector can be achieved by solving the optimization problem
n
Ui (SE (n; i; wi ))
Maximize z D
(2.27)
iD1
n
wi Ä 1 and wi ½ 0; 8i
subject to
(2.28)
iD1
For analytical tools to solve the optimization problem (2.28) see Chapter 12.
2.6.8 Contention resolution between clusters
Within a cluster, as discussed in the previous sections, opportunistic splitting algorithms (OSA)
can be used to resolve collisions among qualiﬁed users. For collision resolution between clusters,
58.
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
39
an exponential backoff algorithm can still be used but may not provide system-wide fairness.
In order to optimize system-wide performance, a persistent-based contention resolution algorithm
was introduced in References [4] and [27] to resolve collision between clusters. The system-wide
optimization problem is now formulated as
nj
Ui (r j S E (n j ; i; wi j ))
Maximize Z D
j2 A iD1
nj
wi j Ä 1; 8 j 2 A
subject to
(2.29)
iD1
wi j ½ 0; r j ½ 0; 8i; j
r j Ä 1; 8k 2 A;
j2 Ak
In Problem (2.29), j; k are indices of clusters, A is the set of all clusters, Ak is a subset of A,
which includes cluster k plus the clusters who share the channel with cluster k, r j is the channel
allocation rate (i.e. time fraction) for j, n j is the number of associated users (active directed links)
in cluster j and wi j is the weight for user i in cluster j.
Problem (2.29) can be solved using a convex optimization technique similar to that shown in
Chapter 12, either in a centralized or a distributed way. Here we focus on fully distributed channel
allocation. Each cluster is supposed to control its channel allocation rate, which is adjusted in
response to the feedback of contention with neighboring clusters. The optimization function of
each cluster is
nj
Ui (r j S E (n j ; i; wi j ))
Maximize J (r j ) D
½(Â j )r j
iD1
nj
wi j Ä 1;
subject to
wi j ½ 0; 8(i; j)
(2.30)
iD1
In Problem (2.30), Â j is the perceived contention loss probability between cluster j and its neighbouring clusters. The higher r j results in larger Â j . Parameter ½(Â j ) is the price in terms of contention loss probability. The price function should be strictly increasing and convex in Â. The
above problem can also be represented as
nj
Ui (r j S E (n j ; i; wiŁj (r j )))
Maximize J (r j ) D
½(Â j )r j
(2.31)
iD1
where wiŁj (r j ) denotes the optimal wi j given r j . The optimal weight vector wŁ is obtained by
j
solving the following problem:
nj
Ui (r j S E (n j ; i; wi j ))
Maximize z D
iD1
nj
wi j Ä 1; wi j ½ 0; 8(i; j )
subject to
(2.32)
iD1
j2 A J (r j ) is maximized when each individual cluster j maximizes its own objective function
J (r j ) [4]. As the price becomes large with the increase of contention loss probability, the fully
distributed solution also converges to a channel allocation scheme that maximizes the aggregate
utility over all the clusters.
The concave objective function J (r j ) is maximized when J 0 (r j ) D 0, resulting in
nj
0 Ł
Ł
Ł
½(Â Ł ) D 0, where r Ł is the optimal channel allocation rate of
j
j
iD1 Ui (r j S E (n j ; i; wi j (r j )))
59.
40
OPPORTUNISTIC COMMUNICATIONS
cluster j and Â Ł is the perceived contention loss probability when cluster j and its neighborj
ing clusters access the medium with an optimal channel allocation rate.
A time-averaging stochastic approximation algorithm with feedback can be used to update the
channel allocation rate:
nj
r kC1 D r kj C ¾ vk
j
Ui0 r kj S E n j ; i; wiŁj r kj
k
½ Âj
iD1
r kj
D (1
(1
k
Âj D
(1
þk )r kj 1
C þk r k
j
k 1
Žk )Â j
C Žk ;
k 1
Žk )Â j ;
collision happens in cycle k
no collision in cycle k
where ¾ , vk , þk and Žk are adjusting parameters. Using the standard methodology described in
Reference [28], we can show that r k converges to r Ł with probability 1.
j
j
2.6.9 Performance examples
In this section, we take ¾ as 106 and take vk ; þk and Žk as 1=k as in Reference [4] and show by
simulations that the convergence speed is quick. The state diagram of a clusterhead is shown in
Figure 2.17. At the initial state, k, r j and Â j are, respectively, set to 100, 1/6 and 0. However, the
setting of initial values for r j and Â j is quite ﬂexible. With r j optimized iteratively, the statistical
approximation algorithm guarantees that r j converges to r Ł with any initial state. The optimal
j
Begin
k = 100; rj = 1 / 6; θj = 0
No
No
Is channel
idle?
Yes
Wait K-DIFS
Is channel
idle?
Yes
Rand(0, 1)
< = rj
Update
θj, rj, Wj*, k
No
Transmit
RTS
Receive intented
CTS withinTic
Transmit
DATA & ACK
up to T
Wait
a Slot Time
> rj
Update
θj, rj, Wj*, k
Yes
Figure 2.17 State diagram of clusterhead. (Reproduced by permission of IEEE [4]).
60.
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
41
weight vector wŁ will be derived iteratively by Problem (2.29) with updated r j . K-DIFS (K-ary
j
DCF interframe space) is equal to aSlotTime. Tic , as deﬁned earlier, denotes the window size for
intracluster opportunistic collision resolution.
A local area ad hoc network with only one clusterhead is considered ﬁrst. All the trafﬁc is from
the clusterhead to the users. The clusterhead can immediately initiate a new cycle of data transmission after the previous one completes. It is assumed that each packet can be correctly received
once it is transmitted at the appropriate data rate and that ACK is not used. The protocol operation
is set in this way to facilitate the comparative study on the channel efﬁciency of different schemes.
The channel is modeled as Rayleigh fading. If h i D SNR then we have f Hi (h) D e h=h i h i , where
h i is the average SNR of user i. It is assumed that the link qualities at different nodes are i.i.d. The
achievable data rate of each link is formulated as R(h) D B log2 [1 C min(h; h max )], where h max is
the upper bound related to T (h max is set as 100).
The basic algorithm (BO-MAC) is compared with the round-robin scheduler and the ideal
scheduler. The ideal scheduler has full knowledge of the channel information prior to scheduling
so that it can target the best quality user without overhead. For the analytical results, the formula
to calculate the throughput of BO-MAC has been introduced in the previous sections. The formula
to calculate the throughput of the round-robin scheduler and the ideal scheduler are similar to that
of BO-MAC and are omitted here.
The case with the homogeneous channel condition and h i equal to 1 for each user is considered
ﬁrst.
Figure 2.18 shows one set of analytical and simulation results in which the medium access
threshold for BO-MAC is 0.9. The simulation results are quite close to the analytical results.
The BO-MAC performs much better than the round-robin scheduler (channel efﬁciency 0.8 and
independent of the number of users) and can scale well with the number of backlogged users. The
channel efﬁciency of the BO-MAC can approach approximately 90 % of that for the ideal scheduler
when TXOP is T . When the medium access thresholds for BO-MAC are set with different values,
the performance is affected. However, the throughput scaling effects and the relationship between
the theoretical results and simulation results are also observed.
Heterogeneous channel conditions were considered in Reference [4]. Table 2.2 shows the channel condition and throughput result of each user. The simulation results match the analytical results
very well. Almost every user of the BO-MAC scheme obtains twice the throughput of the roundrobin scheme.
For general optimization [4] considers two cases. In the ﬁrst case, the utility function of user i
equals Ui (xi ) D vi log(xi ), where xi is the achievable throughput (bit/s). This kind of utility function
will be used most often in Chapter 12. In the second case, the utility function of user i is equal to
2,2
2
1,8
Ideal-Simulation
Ideal-Analysis
BO MAC-Simulation
BO MAC-Analysis
1,6
1,4
1,2
0
10
20
30
40
Number of Users
Figure 2.18 Channel efﬁciency with timeshare fairness.
50
61.
42
OPPORTUNISTIC COMMUNICATIONS
Table 2.2 Throughput with timeshare fairness in the heterogeneous case (BO-MAC D OMAR).
(Reproduced by permission of IEEE [4])
Flow ID
hi
Ideal-Anl
(bit/s)
Ideal-Sim
(bit/s)
OMAR-Anl
(bit/s)
OMAR-Sim
(bit/s)
RR-Anl
(bit/s)
RR-Sim
(bit/s)
0
1
2
3
4
5
6
7
8
Total
0.6
0.7
0.8
0.9
1.0
1.1
1.2
1.3
1.4
139323 153259 165952 177609 188388 198413 207785 216584 224876 1672189
140834 154745 167252 177787 187636 197637 207066 216356 223877 1673190
128551 141410 153121 163877 173822 183073 191720 199838 207490 1542902
132708 146138 157953 168142 177599 187697 197382 206643 213307 1587569
60516
67753
74529
80904
86929
92644
98082 103271 108235
772863
59938
67820
73932
80858
86931
93228
98136 103030 108196
772069
Ui (xi ) D vi Ł xi =1000, where vi is the assigning utility weight. As shown in Table 2.3, the higher
the utility weight vi , the higher the throughput and the higher the achieved utility. In the ﬁrst case,
even with log(Ð) effects, the aggregate utility is still improved signiﬁcantly in comparison with the
round-robin scheme. For the second case, since the utility function is linear, the aggregate utility
has been signiﬁcantly improved.
In the case of multicluster without mobility we discuss the intercluster collision resolution.
Global fairness is achieved by distributedly optimizing social optimality. Figure 2.19 shows the
simulated topology.
There are three clusters with ﬁve, one and three directed link ﬂows, respectively. Suppose that
the trafﬁc on each link ﬂow is greedy. The utility function of each ﬂow is Ui (xi ) D vi log(xi ), where
vi is the utility weight and xi is the throughput (bit/s). In the ﬁrst cluster, the clusterhead node 6
coordinates the RI-MAC to exploit the multi-input link diversity. In cluster 3, node 7 coordinates
the SI-MAC to exploit the multi-output link diversity. The channel model and achievable rate
function are formulated in the same way as the single-cluster case.
The stochastic approximation algorithm is used to achieve the optimal channel allocation rate
for each cluster in a distributed way. The pricing in terms of perceived collision probability is
given by ½(Â) D 0:001Â . Figure 2.20 shows the convergence speed of the time-averaged stochastic
approximation with feedback. It takes only about 200 cycles, i.e. 1.5 s, to reach stability. It was
also found that the slope of the pricing function does not affect the convergence speed much as
long as it is sufﬁciently large. The channel allocation rate of each cluster decreases (proportionally
with each other) when the pricing increases to a very large value. However, the throughput and
utility are not affected much. The reason is that each clusterhead persistently accesses medium at
the channel allocation rate, minislot by minislot, whenever a channel is free. Having in mind the
fact that the minislot is relatively short to the TXOP, the wasted time for collision resolution is
small.
Throughput and utility are used to compare the performance gain with 802.11. Table 2.4, shows
that the aggregate utility and aggregate throughput have been improved by 6 % and 54 %, respectively. In 802.11, the throughputs are equally shared. In BO-MAC (OMAR), more timeshares are
given to the user with a higher utility function; thus the aggregate utility is increased. Furthermore,
as BO-MAC exploits multiuser diversity, the throughput of each user has been increased.
For the analysis of a multicluster with mobility a heterogeneous ad hoc network as shown in
Figure 2.21 is used. Each high-power (HP) node forms a cluster and functions as the clusterhead.
Each low-power (LP) node associates with the nearest HP node. In the beginning, both HP nodes
62.
0
1:0
1:0
0:071
11:7
11:3
0:014
29:8
78:2
OMAR (W Ł )
OMAR-utility
RR-utility
OMAR (W Ł )
OMAR-utility
RR-utility
case 1
case 2
Parameter
Flow ID
hi
¹i
0:027
58:1
86:1
0:078
13:0
12:4
1
1:0
1:1
0:043
94:8
93:0
0:084
14:2
13:5
2
1:0
1:2
0:063
145:1
102:2
0:091
15:5
14:6
3
1:0
1:3
0:084
197:8
109:8
0:097
16:8
15:8
4
1:0
1:4
0:106
256:5
116:8
0:103
18:0
16:9
5
1:0
1:5
0:130
321:4
126:5
0:110
19:3
18:0
6
1:0
1:6
0:153
388:7
132:9
0:116
20:6
19:3
7
1:0
1:7
0:178
461:2
140:0
0:122
21:9
20:3
8
1:0
1:8
9
1:0
1:9
0:202
536:6
148:8
0:128
23:2
21:4
Table 2.3 Case study of general optimization (BO-MAC D OMAR), (Reproduced by permission of IEEE [4])
1.0
2490.0
1134.4
1.0
174.0
163.4
Aggregate
MULTIUSER DIVERSITY IN WIRELESS AD HOC NETWORKS
43
63.
44
OPPORTUNISTIC COMMUNICATIONS
4
5
Cluster 1
3
2
1
F2
F4 F3
F1
F0
6
Cluster 2
F5
7
Cluster 3 F8 F7
10
9
F6
8
( F = Flow )
Figure 2.19 Multicluster topology.
Channel allocation rate (%)
50
Cluster 1
Cluster 3
Cluster 2
45
40
35
30
25
20
0
200
400
600
Cycle number
800
1000
Figure 2.20 Convergence speed of the channel allocation rate with the stochastic approximation
algorithm.
and LP nodes are evenly distributed over a 400 m ð 600 m area (but each LP node is away from
the nearest HP node by 70 m). Later on, LP nodes move randomly, following the random-way
point mobility model with minimal speed larger than 0.1 m/s. Each LP node estimates its SNR
distribution iteratively, as discussed in Section 2.6.3. For simplicity, it is assumed that all the trafﬁc
is from HP nodes to associated LP nodes. The trafﬁc of each link is saturated. The utility function
of each link is Ui (xi ) D log(xi ), where xi is the throughput (bit/s). Under this utility function, each
user can obtain equal opportunity to access the channel in a cluster; i.e. timeshare fairness within
a cluster can be achieved by BO-MAC. For 802.11, round-robin scheduling is used to guarantee
the timeshare fairness among the output links. The achievable data rate, in terms of the distance d
and the fading factor h, is
R(d; h) D B log2 f1 C [250= max(25; d)]4 [min(h; h max )=156]g
where h follows the Rayleigh distribution with expectation 1 and h max is equal to 100. The simulation time of each scene is 2000 s. The result of each scenario is averaged over 10 simulation
results.
65.
46
OPPORTUNISTIC COMMUNICATIONS
Powerful node
Common node
Cluster
Figure 2.21 The simulated heterogeneous ad hoc network.
The total number of nodes is varied from six to 60 such that the average number of users in each
cluster is varied from one to 10. Each LP node moves at the average speed of 1 m/s. As shown in
Fig. 2.22(a), the aggregate throughput can be signiﬁcantly improved by utilizing multiuser diversity
even though the number of users in each cluster is small, e.g. two. The performance gain steadily
increases as the number of users increases. When the average number of users in each cluster is
10, the throughput by BO-MAC is about twice that of 802.11.
For the mobility study the average number of users in each cluster is ﬁve. As shown in Figure 2.22(b), both BO-MAC and 802.11 increase throughput as the average speed increases. This
should be expected. In the beginning, each node is put 70 m away from the nearest HP node. Later
on, some nodes get much closer to the associated HP node even though some nodes become further
away. However, no matter how far away, each link is in a cluster and gets a similar opportunity
to access the channel. The aggregate throughput will increase as the speed increases from 0.5 m/s
to 5 m/s. It is worthy to note that the performance gain of BO-MAC over 802.11 is affected when
speed increases, mainly due to increasing clustering overhead and the channel estimation error.
However, the performance gain of BO-MAC over 802.11 is still substantial.
BO-MAC achieves higher aggregate throughput without sacriﬁce of individual fairness. Figure 2.22 shows the throughput of each user in the scenario with 30 LP nodes moving at 1 m/s on
average. Users are sorted according to throughput. Each user of BO-MAC achieves much higher
throughput than that under 802.11. The reason that some nodes get higher throughput than others under the same scheme is mainly because of their shorter distances to HP nodes after they
randomly move.
C
2.7 MOBILITY-ASSISTED OPPORTUNISTIC SCHEDULING (MAOS)
In this section we present optimal (OOSA) and suboptimal (SOOSA) opportunistic scheduling
algorithms that combine channel ﬂuctuation and user mobility information in their decision rules.
The algorithms are based on the opportunistic scheduling framework with dynamic constraints
for fairness. These fairness constraints adapt according to the user mobility. The adaptation of
constraints in the algorithms implicitly results in giving priority to the users that are in the most
favourable locations. The optimal algorithm precomputes constraint values according to a known
66.
Aggregate throughput (Mbit/s)
MOBILITY-ASSISTED OPPORTUNISTIC SCHEDULING (MAOS)
1,6
1,5
1,4
1,3
1,2
1,1
1
0,9
0,8
0,7
47
BO MAC
802.11
1
2
3
4
5
6
7
8
Average number of users per cluster
9
10
Aggregate throughput (Mbit/s)
(a)
1,6
1,5
1,4
1,3
1,2
1,1
1
0,9
0,8
0,7
BO MAC
802.11
0,5
1
1,5
2
2,5
3
3,5
Average speed (m/s)
4
4,5
5
Throughput (kbit/s)
(b)
55
50
45
40
35
30
25
20
15
BO MAC
802.11
0
5
10
15
User index
20
25
30
(c)
Figure 2.22 (a) Throughput versus node density. (b) Throughput versus node mobility. (c)
Throughput fairness.
mobility model. The suboptimal algorithm relies on the future prediction of the user mobility
locations in time.
Let us assume that there are N users in a cell with the feasible data rate vector at a generic
scheduling timeslot R D (R1 ; : : : ; R N ) (the rate at which user i can be served if scheduled). It
is also assumed that E(Ri 1fQ(R)g ) is the average scheduled data rate of user i achieved by the
67.
48
OPPORTUNISTIC COMMUNICATIONS
scheduling policy Q, where 1fg is the indicator function. The overall system data rate is E(R Q(R) ) D
N
iD1 E(Ri 1fQ(R)Dig ).
The temporal fairness measure considers time as a resource and shares it among multiple users
according to the given fairness constraints. In other words, if PfQ(R) D ig is the probability of
scheduling user i by policy Q and rl is the long-term minimum temporal requirement for user
N
i, where ri ½ 0, " D iD1 ri Ä 1, then the LCS (Liu, Chong, Shroff) algorithm [29] solves the
following stochastic optimization problem:
max E(R Q(R) );
Q
subject to PfQ(R) D ig ½ ri ; i D 1; 2; ::; N
(2.33)
The LCS algorithm deﬁnes the optimal policy as
Q Ł (R) D arg maxi (Ri C viŁ )
(2.33a)
viŁ
where are given Lagrange multipliers that satisfy the constraints in problem (2.33). The algorithm
has a polynomial complexity of O(N ).
As an illustration let us assume that there are 10 users sharing a single channel with fairness
constraints given as ri D 1=12. These constraints mean that each user expects an allocation of at
least 8.33 % of the time slots for itself. This is an average fairness measure and considers only a
fraction of the total time. In other words, the position of the allocated time slots or their order is
not important.
2.7.1 Mobility models
For the mobility, a ﬁnite-state semi-Markov model is used. The model divides cell geography
into a set of nonoverlapping topological spaces S D f1; : : : ; Mg called mobility states. The model
can, for example, represent regular concentric rings [30] or irregular cell areas depending on the
accessibility and geography of the cell. The rings or spaces are characterized by the average SINR,
²(m), where m 2 S. The average SINR depends on ym (the distance between BS and mobility state
m). User mobility among these states follows a semi-Markov process with (known) dwell times
with distribution function Pd (m) and mean d(m). The stationary distribution of the underlying
process is found as follows [31]:
³(m) D
³ e (m)d(m)
6m 0 2S ³ e (m 0 )d(m 0 )
(2.34)
where ³ e (m) is the stationary distribution of the embedded Markov chain. The SINR is a function
of path loss, interference and fading processes. Path loss is a function of the distance from the
BS and interference is a function of the distance from the neighboring cells. Because our mobility
model allows user mobility over large areas, the average SINR will change over time, resulting in
a nonstationary channel model. To cope with the nonstationarity and to have a simpler model that
allows analysis, we employ a piecewise stationary channel model and assume that the path loss
and interference remains constant within a mobility state.
Let mobility state m be at distance ym from the BS. By using a simple propagation model, the
path loss at distance ym from the BS is given as
0(m) D
1; ym Ä y0
(y0 =ym )Þ ; ym > y0
(2.35)
In Equation (2.35), y0 is the maximum distance from the BS up to where full transmitted power
Pt is received and Þ is the path loss exponent. In the network where the central cell is surrounded
68.
MOBILITY-ASSISTED OPPORTUNISTIC SCHEDULING (MAOS)
49
by six interfering cells the interference from the neighboring cells is approximated as [30]
I (m) D PI ð 0 (2Y
ym ) C 20
(Y
ym )2 C 3Y 2
(Y C ym )2 C 3Y 2 C 0 (2Y C ym )
C20
(2.36)
where PI is the transmit power of the interfering cell and Y is the cell radius. For small-scale
fading, a ﬂat fading channel is assumed, valid for systems where, the feed back delay is relatively
short compared to the fading frequency.
If user l is in mobility state m at a generic time slot then the received SINR is given as [30]:
Z l (m) D
l
Pt ð 0(m)
;
Á C I (m)
(2.37)
where l is the time-dependent fading process, Pt is the transmitted power, 0(m) and I (m)
are the path loss and interference experienced by the user and Á is the background noise. The
fading processes l are independent and identically distributed (i.i.d.) (exponentially distributed
stationary process with unit mean). Therefore, Z is also an exponentially distributed random
process with mean ²(m) D Pt ð 0(m)=[Á C I (m)] and, for z ½ 0, its distributions are given as
p Z (z; m) D e z=²(m) =²(m). If H D fZ 0 ; Z 1 ; : : : ; Z H 1 g represents the set of discrete SINR levels
in ascending order, the fading channel takes level h if the received SINR falls in the interval
[Z h ; Z hC1 ) and the corresponding steady-state probability of level h in mobility state m is
Z hC1
p(h; m) D
p Z (z; m)dz D e
zh = p(m)
e
zhC1 =²(m)
(2.38)
Zh
The state transition probabilities are computed according to the procedure given in References [32]
and [33]. The physical layer coding and modulation schemes map fading levels to corresponding
data rates.
The overall system model employs a hierarchical time scale with two levels. The mobility slot
operates on a wider timeslot. This timeslot allows the algorithm to take advantage of the slow
time path loss variations in the feasible data rate. At the mobility slot level, the fast time-fading
variations in the feasible rate can be represented by their expected values. The scheduling slot
handles scheduling decisions and has a narrower timeslot. The scheduling slot allows the algorithm
to beneﬁt from the fast time-fading ﬂuctuations. At the scheduling slot, the slow time path loss
variations can be modelled as a constant path loss experienced at the centre of the corresponding
mobility state. The presence of two time scales helps to accommodate user mobility, which evolves
relatively slowly compared to the scheduling decisions.
2.7.2 Optimal MAOS algorithm
At the time scale of user mobility, the fading experienced by a user in a mobility state can be
abstracted by the corresponding expected feasible rate. In order to improve the system data rate, it
is imperative to give preference to users when they are in the most favorable locations, i.e. having
high expected feasible rates. Since the algorithm considers time as a resource to be allocated, if
time fractions are distributed such that they maximize their product with the expected feasible rates
of the corresponding users for all aggregate mobility states, then the algorithm can achieve its
stated objectives of improving the system data rate. Therefore, this stage of the MAOS algorithm
determines optimum time fractions that maximize the expected feasible rates of the users under
the constraints of providing fairness and preventing starvation.
For N users and M mobility states per user, the set of possible aggregate states is an
N -dimensional space given by S D S1 ð Ð Ð Ð ð S N , where ð denotes the Cartesian product and
69.
50
OPPORTUNISTIC COMMUNICATIONS
Sl is the state space of user l deﬁned earlier. Therefore, the aggregate mobility model contains M N
states (jSj D M N ), and a state is identiﬁed by a vector m D (m 1 ; : : : ; m N ) at a generic mobility
slot. Assuming independence among users, the stationary distribution of state m 2 S equates to the
N
product of the individual stationary distributions, P(m) D lD1 ³(m l ). In the sequel, we assume
that the scheduler knows the above mobility model, expected feasible rates R(m; l)8m and l, and
can track the user state accurately.
The MAOS algorithm ﬁrst computes the optimal time-fraction allocations for every mobility
state m that maximizes its product with the expected feasible rate summed over all states and for
N
all users. If rl is the long-term minimum temporal requirement for user l and " D lD1 rl Ä 1, the
MAOS algorithm solves the following linear program (LP):
N
R(m; i)r (m; i)
max
(2.39a)
m2S iD1
N
r (m; i) Ä P(m); 8m 2 S
subject to
(2.39b)
iD1
r (m; i) D ri ; i D 1; : : : ; N
(2.39c)
m2S
r (m; i) ½
Âri
; 8m 2 S; 8i and 0 Ä Â Ä Âmax
jSj
(2.39d)
where r (m; i) are optimization variables and Â is a parameter.
LP (2.39) maximizes the weighted sum of the expected feasible rate and complies with the stationary distribution of user mobility (2.39b), satisﬁes long-term temporal fairness constraints (2.39c)
and prevents long-term starvation (2.39d). The time fraction ri behaves as a resource and the above
LP optimally distributes it among all mobility states accessible to the user i.
With Â > 0 in (2.39d) the long-term starvation of users is prevented. With Â D 0, the resulting
solution of (2.39) is a greedy solution where users are denied access in mobility states with weak
channels. This denial results in the starvation of such users. Therefore, Â > 0 guarantees that a
minimum fraction of rl , distributed over all mobility states, is assigned to every user, even in
mobility states with bad channels. In this way, the MAOS algorithm avoids long-term starvation.
For the feasibility of LP, Â is upper bounded by Âmax D min(P(m))jSj=".
m
If r Ł (m; i) maximizes the objective function (2.39a) it is still only a fraction of ri because of
the construction of LP (2.39). When " D 1, then ri behaves like the probability of allocation of
user i. The resulting r Ł (m; i) is the joint probability of two events: user i 0 s allocation and the
occurrence of mobility state m. Thus, user i 0 s allocation probability given mobility state m can
be found by dividing r Ł (m; i) by the corresponding probability of the state. For a more general
case when " < 1 and considering the feasibility of the constraint (2.39b), the resulting allocation
probability, called the normalized time fraction r (:), is
ˆ
r (m; i) D "r Ł (m; i)=
ˆ
N
iD1
r Ł (m; i);
8m 2 S
(2.40)
The algorithm gains also from the fast time-fading ﬂuctuations in the feasible data rate. For
this purpose, it uses the LCS methodology for the normalized time fractions found in the ﬁrst
stage. It maximizes the expectation of the scheduled (system data) rate for each mobility state
and satisﬁes the respective time-fraction allocation. For this objective, the algorithm solves the
following stochastic optimization problem after modifying problem (2.33):
max E(R Q(R(m)) )
Q
subject to PfQ(R(m)) D ig ½ r (m; i); i D 1; 2; ::; N
ˆ
(2.41)
70.
MOBILITY-ASSISTED OPPORTUNISTIC SCHEDULING (MAOS)
51
The problem has dynamic constraint values that are functions of m. The optimal scheduling policy
is found by adapting the solution (2.33a) for state m:
Q Ł (R) D arg maxi [Ri C viŁ (m)]
(2.41a)
In Equation (2.41a), viŁ (m) is the given Lagrange multiplier that satisﬁes the corresponding constraint in problem (2.41). Therefore, MAOS can be considered as a piecewise LCS algorithm, i.e.
one for every m state.
2.7.3 Suboptimum MAOS algorithm
The optimal MAOS algorithm has exponential complexity in the number of users because it
precomputes time fractions for all aggregate mobility states. The ﬁrst stage of the suboptimum
MAOS ﬁnds r (t C 1; i); 8i and 1 D 1; : : : ; − , as a solution to the following LP:
ˆ
−
N
R(t C 1; i)r (t C 1; i)
max
(2.41b)
1D1 iD1
N
r (t C 1; i) D "; 81
subject to
(2.41c)
iD1
1
−
−
r (t C 1; i) D ri ;
i D 1; : : : ; N ;
(2.41d)
1D1
where R(t C 1; i) is the average feasible data rate of user i at the t C 1 (mobility) timeslot in
the future in accordance with the predicted mobility state. The constraint (2.41b) ensures that, for
every 1, the time fraction resource " is distributed among users, and constraint (2.41c) makes sure
that, for every − , the assigned fraction satisﬁes the long-term fairness requirement. LP (2.41) is
solved after every − mobility slot.
If r (t C 1; i) maximize the objective function (2.41) in the second stage, these values are used
ˆ
to modify and solve problem (2.33). The resulting stochastic optimization problem maximizes the
expectation of the scheduled (system data) rate and satisﬁes the new fairness constraints
max E(R Q(R(tC1)) )
Q
subject to PfQ(R(t C 1)) D ig ½ r (t C 1; i)
ˆ
(2.42)
i D 1; 2; : : : ; N ; 1 D 1; : : : ; −
Parameter r (t C 1; i) changes only when a user makes a transition to a new mobility state. After
ˆ
that transition, it remains constant for several mobility timeslots until the next transition. LP (2.41)
can be modiﬁed by lower bounding r (t C 1; :) like (2.39d) in order to avoid possible long-term
starvation.
The solution of problem (2.42) is a modiﬁed LCS policy that selects a user at every (scheduling)
timeslot according to
Q Ł (P) D arg maxi [Ri C viŁ (t C 1)]
(2.42a)
In Equation (2.43),vlŁ (t C 1) is the Lagrange multiplier for the constraint active at (mobility) time
t C 1. The resulting subopimum MAOS algorithm has a complexity of O(N − ).
2.7.4 Mobility estimation and prediction
The optimal MAOS algorithm only needs to estimate the current mobility state of every user.
This is not difﬁcult because the mobility model considers a large area within a cell as a state.
71.
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OPPORTUNISTIC COMMUNICATIONS
A user anywhere in that area is considered to be in that state. Monitoring the respective radio
signal strength or alternative technologies, like the angle of arrival (AoA) and time delay of arrival
(TDoA), may be used for location estimation [34, 35]. The presence of two time scales helps in
reducing the errors in the estimation process.
The suboptimum MAOS algorithm also needs to predict the mobility state in the future. An
alternative technique is suggested in Reference [4]. Straight-line movement on highways mostly
follows deterministic mobility with constant speed and velocity [36–38]. Therefore, the future
trajectory can be accurately predicted. For stochastic user mobility, the approximate MAOS algorithm can employ a hierarchical mobility model. The higher layer of this model will have a
discrete-state space like the one presented in this section. The lower layer of the model will have
a continuous-state space modelled by some linear dynamical system. This continuous-state-space
model will help to monitor not only the state but also the ﬁne-grain location information in the
form of coordinates, velocity and acceleration [37, 38]. The ﬁne-grain mobility information will
help in predicting the future discrete states to be visited by a user. For example, Reference [37]
showed a fairly accurate prediction of the next state several seconds ahead of time. With the help of
ﬁngerprinting of the road network, the future prediction of mobility states can be further improved.
2.7.5 Estimation of Lagrange multipliers
Both the optimal and suboptimal MAOS algorithms use a stochastic approximation technique for
the estimation of Lagrange multipliers. The optimal MAOS sets the initial value of v(:) D 08i and
m and maintains a database for every mobility state m, where it holds the most recent estimated
values of v(:) and supporting parameters used in its computation. Whenever the system enters into
mobility state m, the algorithm retrieves the stored values from the database. As long as the system
remains in state m, it updates the values of v(:) for every scheduling slot k C 1 as (see Chapter 12
and Reference [29])
vikC1 (m) D max[(vik (m)
Ž (1fQ k (R(m)Di)g
r (m; i)); 0)]
ˆ
(2.43)
A small constant Ž is used as the step size because the corresponding LCS algorithm, being indifferent to the user mobility information, views the piecewise stationary channel as a nonstationary
process. For nonstationary processes, the stochastic approximation technique recommends a constant step size [29]. The presence of a database to store the values of v(:) and supporting parameters
for future use and the difference in time scales between mobility transitions and scheduling decisions guarantees the saturation of Equation (2.43).
The suboptimum MAOS cannot store the values of v(:)into a database because it lacks the
complete knowledge of the state space. Therefore, whenever a new state is visited, the algorithm
resets v(:) and the supporting parameters. Then it uses an expression similar to (2.43) for subsequent
scheduling and mobility slots until the next mobility transition. The time scale difference between
mobility transitions and scheduling may allow the suboptimum MAOS to achieve saturation.
2.7.6 Performance examples
In Reference [39] a performance example for MAOS is presented for a hexagonal cell that has
a maximum coverage distance of 5 km from the central BS to a mobile user. The service area is
divided into two concentric rings (m D f1; 2g). The innermost ring covers an area of up to 3 km
from the BS. The BS’s maximum output power is 15 W and 80 % of this power is used for the
shared data channel. The system provides a data service with feasible data rates of f2457.6, 1843.2,
1228.8, 921.6, 614.4, 307.2, 204.8, 153.6, 102.6, 76.8, 38.4g Kbps and corresponding SINRs of
f9.5, 7.2, 3.0, 1.3, 1.0, 4.0, 5.7, 6.5, 8.5, 9.5, 12.5gdB. The parameter ²(m), deﬁned in
Section 2.7.1, at the centre of the rings is found from the path loss model for Þ D 4; y0 D 1 km, and
72.
OPPORTUNISTIC AND COOPERATIVE COGNITIVE WIRELESS NETWORKS
53
Á D 1 W. The steady-state channel distribution is determined using Equation (2.38) for a speed of
60 km/h. The resulting expected feasible rate values are 1438 Kbps in the inner ring and 116 Kbps
in the outer ring. The scheduling decisions are made at every 1.67 ms.
For the two concentric rings, the coarse-grained mobility model is learned through the simulation
of a user following a ﬁne-grained mobility model. For our simulation, random-walk mobility is
considered with a constant speed of 60 km/h to model ﬁne-grained user movement. Travel intervals
are randomly distributed between 8 to 12 minutes. After completing one travel interval, the user
selects a new direction randomly from 0 to 2³. When the user moves out of the service area, it
wraps around and re-enters the service area. Mobility slots are of one second duration. The choice
of identical mobility and channel distributions is only for ease of simulation. The algorithm can
handle nonidentical cases too. Half of the users require (minimum) fairness requirements of "/6
and the other half expect at least an "/12 fraction. In Equation (2.43), Ž D 0:05 is used.
Figure 2.23(a) compares the average data rates achieved by eight users under the MR, LCS
and MAOS algorithms. Because the ﬁrst four users have higher fairness requirements, their data
rates are higher than the remaining four users. On the other hand, LCS suffers performance losses
in order to support constant fairness constraints. These constant fairness constraints force the
LCS algorithm to schedule users when they are in an unfavorable location. Although the channel
information is considered in scheduling, this information only allows it to beneﬁt from the fast
time fading while slow time path loss variations remain untapped. Thus, LCS ends up satisfying
fairness constraints for users when they have weak channels.
The performance improvements seen in the case of MAOS have been achieved without sacriﬁcing the long-term fairness requirements, as shown in Figure 2.23(b). This ﬁgure compares the
temporal fairness requirements for all users to their actual allocations performed by the scheduling
algorithms. The MR algorithm, which is a greedy algorithm without any regard to fairness, failed
to support the required fairness measure. It gave equal access to all users, not because of any
conscious decision on the part of the algorithm, but because of identical mobility and channel
distributions used in the simulation. The MAOS and LCS are able to satisfy the minimum fairness
requirements of r1;:::;4 D "/6 and r5;:::;8 D "/12.
2.8
OPPORTUNISTIC AND COOPERATIVE COGNITIVE WIRELESS NETWORKS
Cognitive wireless networks beneﬁt from context awareness, which is integrated in the decisionmaking process in different layers. In this section, we discuss a system where the MAC layer
transmission permission probability is modiﬁed, for elastic trafﬁc users, in such a way as to
discourage the transmissions from/to the users at the border of the cell where transmissions cause
signiﬁcant interference in adjacent cells. This will be referred to as spatial trafﬁc shaping. By using
the absorbing Markov chain theory, we provide, for such a concept, analytical models to analyze
system performance, mainly the probability of successful channel assignment and message delivery
delay. The analysis shows that in the cellular network, with the channel spatial reuse factor equal
to one, the probability of successful channel assignment close to one can be achieved with an
acceptable message delivery delay.
2.8.1 The system model
We assume that the beamforming has generated M spatial channels that can be reused across
each cell. Within each spatial channel, N additional channels are generated by using either a
timeslot (TDMA), frequency beam (OFDM) or code (CDMA). In the sequel we model adjacent
cell interference for the case when the cochannel adjacent cell interference is caused by one
interfering user (TDMA or OFDMA system) or users located in a relatively small area (CDMA).
In this section we focus on the downlink although extension to the uplink is straightforward [42].
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OPPORTUNISTIC COMMUNICATIONS
Normalized Individual Data Rates (x 2457.6 kbps)
0.15
LCS
MAOS
MR
0.12
0.09
0.06
0.03
0
1
2
3
4
5
6
7
8
User index
(a)
Fraction of Time Assignments
Fairness
0.18
LCS
MaOS
MR
0.15
0.12
0.09
0.06
0.03
0
1
2
3
4
5
6
7
8
User index
(b)
Figure 2.23 Comparison of MAOS with the LCS and MR algorithms: (a) individual data rates for
" D 0:99 and (b) fairness. (Reproduced by permission of IEEE [40]).
74.
OPPORTUNISTIC AND COOPERATIVE COGNITIVE WIRELESS NETWORKS
55
C
Interference
x
x
60°
A
q
x
r
R
d
∆r
r
b
B
j
x
Interference
a
Figure 2.24 Size 3 cell cluster scenario.
2.8.1.1 Signal to adjacent cell interference ratio
Suppose mobile stations a and b are in two adjacent cells, as shown in Figure 2.24. Different simpliﬁed models for a signal-to-adjacent cell interference ratio are used for speciﬁc sets of
assumptions.
(1) Assuming no power control and no fading, with the same transmit power P. Let I (b ! a)
represent the interference power level at location a of the signal transmitted to station b,
by base B. This power is deﬁned by the set of equations
P
P
P
D pa ; Þ D pb ; I (b ! a) D
Þ
ra
rb
(rb C d)Þ
SIR D
pa
P(rb C d)Þ
DyD
D
Þ
I (b ! a)
ra P
rb C d
ra
Þ
(2.44)
where Þ is the propagation constant, P is the base station transmit power and pa and pb
are the useful signal powers received at the locations a and b transmitted from their base
stations A and B, respectively. From the geometry shown in Figure 2.24 we also have
ra =R D g
(2R
ra cos Â)2 C (ra sin Â)2 D (d C rb )2
(2R=ra
cos Â )2 C (sin Â )2 D
y1 D (2=g
cos Â )2 C (sin Â)2
d C rb
ra
2
(2.44a)
Þ=2
i 1 D 1=y1
(2) Assuming no power control in the presence of the fading. If ¾ represents Rayleigh fading,
þ lognormal shadowing and Þ the propagation constant, the previous relation becomes
¾b þb P
¾bCd þbCd P
¾a þa P
D pa ;
D pb ; I (b ! a) D
Þ
Þ
ra
rb
(rb C d)Þ
SIR D y D
¾a þa P(rb C d)Þ
¾a þa
D
Þ
ra P¾bCd þbCd
¾bCd þbCd
rb C d
ra
Þ
75.
56
OPPORTUNISTIC COMMUNICATIONS
ra =R D g
(2R
ra cos Â)2 C (ra sin Â)2 D (d C rb )2
cos Â )2 C (sin Â )2 D
(2R=ra
¾a þa
(2=g
¾bCd þbCd
i 2 D 1=y2
y2 D
d C rb
ra
(2.45)
2
cos Â)2 C (sin Â)2
Þ=2
(3) Power control, arbitrary user location and no fading. In this case the received signal power
P is constant and we have
Pb
Pb
Pa
D P; Þ D P; I (b ! a) D
Þ
ra
rb
(rb C d)Þ
SIR D y5 D
P(rb C d)Þ
D
Pb
rb C d
rb
Þ
D
rb =R C d=R
rb =R
Þ
D
h C d=R
h
Þ
h D rb =R
a ) (x; y) ) (r; Â )
(2R
x)2 C y 2 D (d C rb )2
dD
rb C
(2R
x)2 C y 2
x D r cos Â
r 2 D x 2 C y2
(2.46)
dD
rb C
(2R
r cos Â )2 C y 2
dD
rb C
4R 2
4Rr cos Â C r 2
dD
rb C R 4
d=R D
SIR D
d=R D
hC 4
d=R C h
h
1CgC
4(r=R) cos Â C (r=R)2
Þ
4g cos Â C g 2
4
4g cos Â C g 2
g; h 2 [0; 1] arbitrary independent values
In the case of a size 3 cluster scenario (cells A, B and C), as shown in Figure 2.24, the
angle between directions AB and AC is ' D 60Ž . If the distance is calculated for cells A
and B by using (1) then for cells A and C we use (1) with Â1 D Â C ' D Â C 60Ž .
The extension of the previous two models to the case with power control, arbitrary user
location and channel with fading is straightforward.
(4) sir (snir) control. In order to keep the equations simple and representative we will ignore
the presence of Gaussian noise in the snir control loop and focus our attention on sir only.
In the case when Â is such that the users a and b mutually interfere with each other the
above equations become
Þ
Þ
Pa =ra D pa ; Pb =rb D pb ; I (b ! a) D Pb =(rb C d)Þ ; I (a ! b) D Pa =(ra C d)Þ
Pa
Pb
Pb
Þ
sir (b) D pa =I (a ! b) D Pb (ra C d)Þ =Pa rb D
Pa
Þ
sir (a) D pa =I (b ! a) D Pa (rb C d)Þ =Pb ra D
rb C d
ra
ra C d
rb
Þ
Þ
(2.47)
76.
OPPORTUNISTIC AND COOPERATIVE COGNITIVE WIRELESS NETWORKS
57
If the required sir is Y , we have sir (a) D sir (b) ! Y and the question is whether or not we
can guarantee this value across the entire network for all mutual positions of the terminals
given that Pa ; Pb Ä Pmax . This can also be deﬁned in terms of an equivalent power constraint
Pmin Ä Pa ; Pb Ä Pmax or equivalently the power ratio Pr D Pa =Pb ; Pr min Ä Pr Ä Pr max .
With d deﬁned in the previous discussions we have to ﬁnd solutions where the above
conditions are satisﬁed.
From the required sir we have
rb C d
ra
½ Y ! Pr ½ Y
Þ
ra C d
rb
1
Pr
Þ
rb C d
ra
Pr
½ Y ! Pr Ä Y
ra C d
rb
1
Þ
Þ
(2.48)
This should be within the limits Pr D Pa =Pb ; Pr min Ä Pr Ä Pr max . In the case when only
one user interferes with the other (as in Figure 2.24) the simpliﬁcation of the above discussion is straightforward.
2.8.2 The outage probability
The outage probability is
Pout (x; Â ) D P(i > ") D 1
P(i < ") D 1
P
¾bCd þbCd
i 0 (x; Â ) < "
¾b þb
(2.49)
In general there will be a correlation between the spatial samples of ¾bCd and ¾b as well as between
þbCd and þb . The amount of correlation will depend on both the beam width and the mutual distance
d between interfering users. Both larger distance and larger beamwidth will result in less correlation.
Although the modeling of the channel resemblance (correlation) for the two interfering users is
outside the scope of this book we can make some suggestions that can be used in further evaluation
of the protocols. For a very narrow beam we can use the approximation ¾bCd D ¾b ¾d and for d ! 0,
¾bCd ! ¾b . For larger beamwidths we can use the approximation ¾bCd D (1 ²)¾ b C ²¾b , where
¾ b represents the portion of the signal received in point b C d not seen by point b, and the
resemblance factor ² can be represented as ²('; d) D (1 d=d0 )(1 '='0 ). For a precise analysis
of the Pout we need joint probability distribution functions of ¾bCd and ¾b . However, for a relatively
wide beam and d large enough (e.g. d D R for the CD protocol described in Chapter 12) we can
assume that the fading at two mutually interfering terminal locations is independent. In this case,
if þ is lognormal variable with zero mean and variance ¦ then in this calculus we can use the
n bCd n b
D 10n is also lognormal variable with zero mean and variance
fact
p that þ D þbCd =þb D 10
2¦ . Therefore, we have
Pout (x; Â ) D P(i > ") D 1
1
D1
P(i < ") D 1
¾bCd
i 0 (x; Â ) < "
¾b
1
1
P(þ)dþ
0
P þ
P(¾bCd )d¾bCd
0
P(¾b )d¾b
(2.49a)
i 0 þ¾bCd ="
In the sequel we use the notation S(k * ) for the set of all possible combinations of k channels
where i > " and S(k + ) for the set of all possible complementary combinations of N k channels
where i < ". For each element with index s in S(k + ) there is one corresponding element in S(k + ).
77.
58
OPPORTUNISTIC COMMUNICATIONS
The probability of having k channels with i > " can be presented as
(i)
pout
pout (k) D
s
i2s2S(k*)
(1
( j)
pout )
(2.50)
j2s2S(k+)
(i)
where pout is the channel outage probability given by Equation (2.49).
2.8.3 Cellular trafﬁc shaping
Cognition may help to stimulate users to transmit from the locations where they induce minimum
interference to other users in the network, especially to reduce intercell interference. The conventional approach for service pricing so far includes only charging the user based on the required
bit rate, with additional possible requirements on delay, without taking into account how much
the user was interfering with others and so reducing the overall available capacity for others. An
introduction of an effective network usage parameter may stimulate the user, having delayed elastic
trafﬁc, to transmit/receive from/at the positions that are preferable.
Storing the message and waiting for such a position may be a way to go. For the theoretical modeling of such systems game theory may offer interesting solutions. This will be further
elaborated later.
For illustration purposes suppose that there is effectively one cochannel interfering signal sent
to the user in the adjacent cell per beam. We consider two scenarios:
(1) Unregulated trafﬁc. In this case the user is charged based on a bandwidth independent of
its location in the cell. Therefore, its position in the moment of transmission/reception is
uniformly distributed within the cell of radius R D 1.
(2) Spatially regulated trafﬁc. In this case users are encouraged to transmit/receive at the
position closer to the BS (further away from the cell border where they produce a lot
of interference) by using the cost function c D r , where r is the normalized distance from
the BS. Based on this we assume that a rational user will transmit with probability
f (r ) D 1
r
(2.51)
given that it has trafﬁc to transmit. The number of additional options for f (r ) will also be
discussed.
This protocol will be referred to as position aware multiple access (PAMA) as a part of
a more general class of protocols that will be referred to as context aware multiple access
(CAMA).
CAMA may include additional cognition when calculating transmission probabilities f (r ). The
most relevant information would be the terminal speed. If the terminal is static there would not
be a possibility to postpone the transmission because there would be no chance that the terminal
would assume a more preferable position in the near future. If v M AX is the maximum speed of the
terminal a possible modiﬁcation of the transmission probability could be
f (r; v) D (1
v=v M AX ) C (v=v M AX ) f (r )
(2.51a)
If more sophisticated cognition is available to provide information about the direction of terminal
movement, then we can deﬁne direction D as
DD
2j1Âj
j1Â j
D
³=2
³
(2.51b)
78.
OPPORTUNISTIC AND COOPERATIVE COGNITIVE WIRELESS NETWORKS
59
where 1Â is the angle between the direction mobile base and the terminal velocity vector. Now
we can use the transmission probability as
f (r; v; 1Â) D
1; D > 1
D C (1 D) f (r; v); D < 1
(2.51c)
An alternative deﬁnition of the directivity which is convenient to specify the Markov chain model
appropriately is
q
DD
Dq
pCq Cs
where q can be estimated from the sojourn angle 1Â as q D (360 1Â)=360. If q is represented
as q D kq 0 , where k is an integer 0 Ä k Ä K max , then the transmission probability function can be
generated as
f (r; k) D (1
r )k or f (r; k) D 1
rk
Parameter K max is the design parameter and k is obtained from the observed value of 1Â in
the optimization process. Depending on the type of service, the performance measure (pm) to be
optimized may be either throughput S for data or message transmission delay − for voice or a joint
parameter pm D S=− . Parameter k is chosen to maximize pm as k D maxk pm and can be either
pretabulated based on the results shown later or dynamically adjusted based on the observation of
the pm. For delay constrained trafﬁc we may use f (r ) as
f (r ) D
f (r; v; 1Â); − < −max
1; otherwise
(2.51d)
where −max is the maximum delay that can be tolerated. For fair scheduling we can use
f (r ) D
− f (r; v; 1Â ); − < −max
1; otherwise
(2.51e)
where users with longer starvations (time − since the last transmission) are given higher priority.
The above algorithms will be collectively referred to as trafﬁc shaping multiple access (TSMA).
When applied to multicarrier systems these protocols will be referred to as context aware broadband
access (CABA).
2.8.4 User mobility modeling
For further analysis of the system we model user mobility by a Markov random walk model,
shown in Figure 2.25(a), with states 0 and N modeled as reﬂective states (see below). The system
is observed in discrete time intervals T seconds (packet or message length) apart and the state of
a user represents its normalized distance r from the base station. In the mobility model we are
not interested in the information on the angular position Â from Figure 2.24, because the decision
on whether or not to transmit will depend only on r . On the other hand, the outcome of the
transmission (success or collision) will also depend on Â and could be averaged out with respect
to Â in the appropriate range. The state transition probabilities are given as
p D P(21 > dr > 1); q D P( 21 < dr <
1); s D P(0 Ä jdr j Ä 1)
(2.52)
Suppose that the cell radius R D 1 is divided into R=1 D N segments. Therefore the user movement across the cell is characterized by discrete state n, representing its current distance from the
79.
60
OPPORTUNISTIC COMMUNICATIONS
s
p
s
p
n−1
q
s
p
q
r = (n − 1)∆
q
r = n∆
(a)
1
1
s(1− fn)
s(1− fn+1)
t
t
t
fn
fn−1
p(1− fn−1)
r = (n − 1)∆
q
r = (n + 1)∆
1
s(1− fn−1)
n−1
p
n+1
n
n
q(1− fn)
r = n∆
fn+1
p(1− fn)
n+1
q(1− fn+1)
r = (n+1)∆
(b)
1
s(1− f0)
1
s(1− fN−1)
t
t
f1
(p+q)(1− fn)
1
s(1− fN)
t
f0
0
1
s(1− f1)
t
fN
fn−1
N−1
1
p(1− fN−1)
N
(p+q)(1− fn)
q(1− f1)
(c)
(d)
Figure 2.25 User mobility modeling: (a) reﬂecting Markov chain model; (b) to (d) absorbing
Markov chain model.
base station r D n1, the state transition probability (N C 1) ð (N C 1) matrix P and initial state
probability vector row p(0) , where
P D k pi j ki; j D 0; 1; : : : ; N
(0)
(0)
(0)
p(0) D ( p0 ; p1 ; p2 ; : : : ; p(0) )
N
p(1) D p(0) P
(k)
p
(k 1)
Dp
(2.53)
(0)
k
PDp P
If we now introduce the row vector of transmission probabilities as
f D ( f0 ; f1 ; f2 ; : : : ; f N )
(2.54)
then the probability to transmit at instant tk D kT is given by recursion:
pt(0) D p(0) fT
pt(1) D (1
.
.
.
pt(0) )p(1) fT D (1
pt(k)
pt(k 1) )p(k) fT
D (1
p(0) fT )p(0) PfT
(2.55)
D (1
pt(k 1) )p(0) Pk fT
80.
OPPORTUNISTIC AND COOPERATIVE COGNITIVE WIRELESS NETWORKS
61
1
s(1−fN−1)
1
t
fn−1
N−1
p(1−fN−1)
N
Figure 2.26 Handoff modeling.
The average transmission delay is given as
D D TEk (kpt(k) )
(2.56)
We point out once again that for the above analysis states 0 and N are modeled as reﬂective states.
For more information on mobility modeling see Reference [40].
2.8.5 Absorbing Markov chain system model
Although the above approach is straightforward it becomes impractical for producing numerical
results. For this reason, in the sequel we present an alternative way to model the problem by using
absorbing Markov chains, shown in Figure 2.25(b) to (d), where each state is also connected to an
absorbing state t representing transmission.
The probability that the user leaves the cell (handoff) without transmission can be calculated
by modeling state N and state t (transmission) as absorbing and state 0 as the reﬂecting state, with
state transition probabilities deﬁned as indicated in Figures 2.25 and 2.26. If f 0 D 1, state 0 also
becomes the absorbing state:
P D k pi j k
pi j ! pi j (1
f i ) for transient states
pit D f i
(2.57)
p01 D ( p C q)(1
pN N
1
f0 )
D0
Next we reorganize the transmission matrix into (N C 2) ð (N C 2) matrix of the form [41]
PŁ D
I 0
R Q
(2.58)
where I is a 2 ð 2 diagonal unitary matrix, 0 is a 2 ð N all-zero matrix, R is an N ð 2 matrix
of transition probabilities from transient states to absorbing state t and Q is an N ð N matrix of
transition probabilities between the transient states. By using the notation N D (I Q) 1 , the mean
time for the process to reach any absorbing state starting from transient state i is [41]
τ D (−0 ; −1 ; : : : ; − N 1 )T D T (I
Q) 1 1 D T N1
(2.59)
and if the dwell time Ti D T for each state i is the same otherwise, then
τ D (−0 ; −1 ; : : : ; − N 1 )T D (I
η D column vec fTi g
Q) 1 η D Nη
(2.59a)
81.
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OPPORTUNISTIC COMMUNICATIONS
where 1 is an N ð 1 column vector of all once. In general, the variance of that time is
var τ D 2(I
Q) 1 η C (I
Q) 1 TQ(I
Q) 1 (ηsq )
((I
Q) 1 η)sq
T D diag matrix fTi g
(2.60)
and if the dwell times for each state is the same then
var τ D [(2N
I)N1
(N1)sq ]T 2
(N1)sq D square of each component of N1
(2.61)
The average time to reach absorbing state is
−a D fτ
(2.62)
where f is a row and τ is a column vector. The probability that the Markov process starting in a
transient state i ends up in an absorbing state j is bi j where
B D [bi j ] D (I
Q) 1 R
(2.63)
The average probabilities of handoff and transmission from the cell are given as
a D (a1 ; a2 ) D ( ph ; pt ) D p(0) B
(2.64)
If we are not interested from which cell the information is transmitted then state N should
be modeled as a reﬂective state and only state t would be an absorbing state. By modifying the
equations accordingly the average time to transmit or average waiting time would be calculated in
the same way with the new model, and vector a would have only one element.
2.8.6 Throughput analysis
In general the amount of interference between the users will depend on their mutual distance.
Therefore, for the analysis of the throughput we need to model joint mobility of the two interfering
users belonging to two different cells. The model is based on a two-dimensional random walk
process with states (i; j) representing the joint distance (ra ; rb ) of the two users with respect to
their corresponding BSs. As explained earlier, only distance from the base station has an impact
on the decision to transmit. For a given transmission the performance (success or collision) will
depend on angle Â, shown in Figure 2.24, and performance could be averaged with respect to this
parameter.
2.8.6.1 Low-mobility (or wide-beam) model
In this case we assume that during the transmission waiting period the two interfering users do not
leave the interfering area. The walk of the process along I (i) and J ( j) axes is independent and
both of these walks can be represented by the model from Figure 2.25 with separate t states; call
them t(I ) and t(J ). The state transition probabilities now have the form
pi1 i2 ; j1 j2 D P((i 1 ; j1 ) ) (i 2 ; j2 ))
(2.65)
which is the probability that the process moves from state (i 1 ; j1 ) to the state (i 2 ; j2 ) and the matrix
P has the form
P D k pi1 i2 ; j1 j2 k:
(2.66)
To analyze the throughput, states t(I ) and t(J ) should be converted into states S (successful
transmission) if only one user was transmitting. An additional state C (collision) will be introduced
82.
OPPORTUNISTIC AND COOPERATIVE COGNITIVE WIRELESS NETWORKS
63
to represent the event when both users transmit simultaneously, producing a collision, which
happens with probability Pout (i; j). These probabilities can be represented as
s(1 f i1 )s(1 f j1 ); i 1 D i 2 ; j1 D j2
s(1 f i1 ) p(1 f j1 ); i 1 D i 2 ; j2 D j1 C 1
s(1 f i )q(1 f j ); i 1 D i 2 ; j2 D j1 1
1
1
s(1 f ) f D p
i1
j1
i 1 i 2 ; j1 s (state S); i 1 D i 2 ; j2 D t(J )
p(1 f )s(1 f ); i D i C 1; j D j
i1
j1
1
2
1
2
p(1 f i ) p(1 f j ); i 1 D i 2 C 1; j2 D j1 C 1
1
1
p(1 f i )q(1 f j ); i 1 D i 2 C 1; j2 D j1 1
1
1
p(1 f ) f D p
i1
j1
i 1 i 2 ; j1 s (state S); i 1 D i 2 C 1; j2 D t(J )
(2.67)
pi1 i2 ; j1 j2 D
q(1 f i1 )s(1 f j1 ); i 1 D i 2 1; j1 D j2
q(1 f i1 ) p(1 f j1 ); i 1 D i 2 1; j2 D j1 C 1
q(1 f )q(1 f ); i D i
1; j2 D j1 1
i1
j1
1
2
q(1 f i1 ) f j1 D pi1 i2 ; j1 s (state S); i 1 D i 2 1; j2 D t(J )
f i s(1 f j ) D pi s; j j ; i 1 D t(I ); j1 D j2
1
1
1
1 2
f p(1 f ) D p
i1
j1
i 1 s; j1 j2 ; i 1 D t(I ); j2 D j1 C 1
f i1 q(1 f j1 ) D pi1 s; j1 j2 ; i 1 D t(I ); j2 D j1 1
f i f j (1 Pout (i 1 ; j1 )) D pi s; j s (state S); i 1 D t(I ); j2 D t(J )
1
1
1 1
f i1 f j1 Pout (i 1 ; j1 ) D pi1 c; j1 c (state C); i 1 D t(I ); j2 D t(J )
By modeling states S and C as absorbing states we can calculate the probability of successful
transmission and throughput by using Equation (2.61). In the case of cell cooperation, only the
states with mutual distance R would exist and matrix P should be modiﬁed accordingly. The rest
of the analysis is the same.
The model can be further elaborated by having states Ci j and Si j from each state (i; j) and
transitions back to state (i; j). For low mobility the transitions would be with probability one to
state (i; j) and for high mobility with equal probability 1/N to any other state. Any other mobility
can be included to make more probable transitions closer to (i; j). Now the steady-state solutions
of the system would give the steady-state probabilities of being in state Si j .
More precisely, Si j represents the throughput of a user in state i given that the interfering user
is in state j. Similarly,
Si D
Si j
(2.68)
j
represents the average throughput of a user in state i and
SD
Si D
i
Si j
i
(2.69)
j
represents the average throughput of the user.
The modiﬁed function f (r; v), deﬁned by Equation (2.51a) can be directly included in the
model in Figure 2.25. Modiﬁcations that include directivity deﬁned by (2.51b) and (2.51c) can
be included by additionally modifying probabilities p, q and s accordingly, as discussed in the
derivation of (2.51c). To include modiﬁcations deﬁned by (2.51d) and (2.51e) the model has to
be extended into the two-dimensional Markov model (−; r ), which also includes state dependency
on the discrete value of − , representing the number of times the message transmission has been
postponed from/to the terminal, as shown in Figure 2.27.
83.
64
OPPORTUNISTIC COMMUNICATIONS
0,n−1
fn−1
t
fn
0,n
t
q(1−fn)
1,n−1
q(1−fn+1)
s(1−fn)
s(1−fn−1)
fn−1
p(1−fn−1)
t
fn
1,n
s(1−fn−1) p(1−fn−1) q(1−fn)
0,n+1
s(1−fn)
p(1−fn)
t
fn+1
t
s(1−fn+1)
1,n+1
fn+1
t
p(1−fn) q(1−fn+1) s(1−fn+1)
s(1−fn−1) q(1−fn) p(1−fn−1) s(1−fn) q(1−fn+1) p(1−fn) s(1−fn+1)
t,n−1
1
1
t,n
t
t
t,n+1
1
t
Figure 2.27 Two-dimensional Markov model of the opportunistic scheduling with delay constrained.
2.8.6.2 High-mobility (or narrow-beam) model
Due to higher mobility (or narrow beams), during the transmission waiting period the two users
may leave the interfering area and interact with different users as interferers. The new interferer
may have any position with respect to the reference user, which can be modeled by allowing the
second user to transfer to any state with the same probability. It may also happen that in the new
situation the reference user will not be jammed due to angular isolation. In a cognitive system this
information may be available and the BS is free to transmit to the user at this moment so that f (r )
becomes one. A number of additional models are also possible, but due to the limited space we
cannot go into further details.
2.8.6.3 Performance measure and system utility function
The concept discussed so far requires criteria for optimal transmission probability f n . In this section
we use the utility function to optimize location dependent f n . One should be aware that we use
the utility function only as a performance measure and do not use utility function decomposition
techniques to implement and optimize the MAC protocol, as discussed later in Chapter 10. The
utility function can be deﬁned as
Un D (1
UD
2Pout (n)) f n
Un
n
f n D max U
fn
(2.70)
f n 2 = D f f n (k)g
The set of feasible values for function f n 2 = D f f n (k)g can be generated from the function f n !
f n (k) ! f (r; k) D f (n1r; k) D (1 r )k D (1 n1r )k ; k D 1; 2; ::; K max , and r Ä 1, as discussed
in Section 2.3. The ﬁrst term [1 2Pout (n)] 2 [0; 1] in the expression for the utility function tries
to minimize the errors. The second term is the transmission probability. Increasing f n would
increase U , but at the same time would increase the outage probability, which would tend to
reduce U .
84.
OPPORTUNISTIC AND COOPERATIVE COGNITIVE WIRELESS NETWORKS
65
The previous expression does not include the delay. The delay D can be included in the
optimization process in two ways:
(1) f n D max(ÞU
fn
þ D); f n 2 = D f f n g
(2) f n D max U ; f n 2 = D f f n g
fn
(2.71)
subject to D Ä Dmax
An alternative approach would be to deﬁne the utility function in state n as
Un D Sn
UDS
(2.72)
f n D max U ; f n 2 = D f f n g
fn
where Sn and S are given by Equations (2.68) and (2.69) with i ! n.
2.8.7 Collision resolution
2.8.7.1 Joint master/slave base MAC protocol
The network controller allocates the status M (master) or S (slave) to the bases. After the ﬁrst
transmission the neighboring cells ﬁnd out the channels with collision, say k out of N . In the next
transmission M basis use all channels and S basis only N k with no collision. The cognition is
used to allocate M and S status, which may alternate depending on trafﬁc. The average intercell
throughput is
S D (2N
k)=(2N ) D 1
k=(2N )
(2.73)
2.8.7.2 Joint master/slave mobile MAC protocol
The terminals are classiﬁed as M (master with lower processing capabilities, e.g. a phone) or S
(slave with higher processing capabilities, e.g. a PC). After the ﬁrst transmission the neighboring
cells ﬁnd out the channels with collision, say k out of N . In the next transmission M terminals use
the channels with no collisions and S terminals use the channels with collision and have to engage
sp (signal processing)–separability (interference cancellation). The throughput now is 1.
2.8.8 Opportunistic transmission with intercell interference awareness
The concept discussed so far will achieve high probability of successful transmission per user
when transmission occurs. Unfortunately the overall throughput (channel allocation efﬁciency per
user) will be relatively low because of a signiﬁcant percentage of time the user might have to wait
to move into the position where the opportunity will arise to transmit with such high probability
of success. From the network point of view (social optimum) it would be of interest to constantly
use the resource so that a channel is always allocated to the user who has an opportunity to
tra
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