Investment
BankIng and
Corporate
FInanCe
graduate
applICatIon Form
IntroduCtIon

As the first stage of a selection process for the Graduate Trainee
Programme with Brewin Dolphin Ltd, we ask...
Investment Banking and Corporate Finance Graduate Application Form



                                                    ...
Investment Banking and Corporate Finance Graduate Application Form

    identification / nationalitY

    All candidates m...
Investment Banking and Corporate Finance Graduate Application Form

    edUcation
    Please complete the following sectio...
Investment Banking and Corporate Finance Graduate Application Form

    edUcation (continUed)
    Higher Education

    Un...
Investment Banking and Corporate Finance Graduate Application Form

 professional QUalifications (inc. fsa)

  If applicab...
Investment Banking and Corporate Finance Graduate Application Form

    emploYment HistorY (continUed)
    If you were a t...
Investment Banking and Corporate Finance Graduate Application Form

emploYment HistorY (continUed)
If you were a temporary...
Investment Banking and Corporate Finance Graduate Application Form

    career cHoice

     1. What attracts you to a care...
Investment Banking and Corporate Finance Graduate Application Form

personal QUalities (continUed)

 3. Discuss a great id...
Investment Banking and Corporate Finance Graduate Application Form

 responsiBilities & interests

     5. Please outline ...
Investment Banking and Corporate Finance Graduate Application Form

 credit information
 Please answer Yes or No. Do not l...
Investment Banking and Corporate Finance Graduate Application Form

 additional information




12
Brewin Dolphin: Trainee Investment Manager Programme Application Form




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Investment BankIng and Corporate FInanCe graduate applICatIon ...

  1. 1. Investment BankIng and Corporate FInanCe graduate applICatIon Form
  2. 2. IntroduCtIon As the first stage of a selection process for the Graduate Trainee Programme with Brewin Dolphin Ltd, we ask all potential candidates to complete the application form. The application form will be held by the HR department and all personal details will be held in the strictest confidence and in line with Data Protection. You should be aware that if any false information has been provided on an offer of employment being made, it may lead to civil and/or criminal liability and the withdrawal of the offer of employment or, if established after you have commenced employment, may result in disciplinary action up to and including your dismissal. In providing the information requested overleaf you should note that the Company promotes equality of opportunity and will take action to ensure that no individual suffers discrimination, directly or indirectly, on the grounds of age, sex, disability, colour, race, religion, nationality, ethnic or national origin. declaration Please read the following statements carefully and sign below. I confirm that the information contained on attached documents, is true and complete to the best of my knowledge. I also understand that I may incur civil and/or criminal liability if I attempt to obtain employment by deception and that any misrepresentation or omission of a material fact will be cause for immediate cancellation of consideration for employment, or for dismissal if already employed. Signed Date D D |M | M| Y | Y | Y | Y | Please print: Surname Name | | | | | | | | | | | | | | | | | | | | | | | | | | | First Name | | | | | | | | | | | | | | | | | | | | | | | | | | | Maiden Name, or any previous Name(s) Used | | | | | | | | | | | | | | | | | | | | | | | | | | | position and location Please state the preferred position and location. Only tick one box. Corporate Finance: Leeds X Investment Banking: Newcastle X
  3. 3. Investment Banking and Corporate Finance Graduate Application Form applicant details form personal information Mr X Mrs X Miss X Ms X Other X (Please state below) Other | | | | | | | | | | | | | | | | | | | | | | | | | | | First Name(s) | | | | | | | | | | | | | | | | | | | | | | | | | | | Surname | | | | | | | | | | | | | | | | | | | | | | | | | | | Middle Name | | | | | | | | | | | | | | | | | | | | | | | | | | | Preferred Name (if different from above) | | | | | | | | | | | | | | | | | | | | | | | | | | | Previous Name (if applicable) | | | | | | | | | | | | | | | | | | | | | | | | | | | Sex Male X Female X Permenant Address | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Postcode | | | | | Years at this address | | Home Telephone Number | | | | | | | | | | | | | | | | | | | | | | | | | | | Work Telephone Number | | | | | | | | | | | | | | | | | | | | | | | | | | | Mobile Telephone Number | | | | | | | | | | | | | | | | | | | | | | | | | | | Please indicate below how you prefer to be contacted: Home, Work or Mobile Telephone. | | | | | | | | | | | | | | | | | | | | | | | | | | | Email | | | | | | | | | | | | | | | | | | | | | | | | | | | Current Address (if different from above) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Postcode | | | | | Years at this address | | Telephone Number | | | | | | | | | | | | | | | | | | | | | | | | | | | 1
  4. 4. Investment Banking and Corporate Finance Graduate Application Form identification / nationalitY All candidates must provide proof of eligibility for employment in the UK and therefore submit appropriate documentation e.g. A British birth certificate, a certificate of registration or naturalisation as a British citizen, a passport issued by a country in the European Union, any other passport with necessary immigration authorisation, or a letter issued by the Home Office or the Department of Education and Employment indicating the employee has permission to accept the position offered. Do you require a work permit to work in the UK? Yes X No X If Yes, please contact Personnel Department, London please ansWer tHe QUestions BeloW reGardless of YoUr ansWer aBoVe Nationality / Citizenship | | | | | | | | | | | | | | | | | | | | | | | | | | | Country of Residence since 16th Birthday | | | | | | | | | | | | | | | | | | | | | | | | | | | Date of Birth D D |M | M| Y | Y | Y | Y | Place of Birth | | | | | | | | | | | | | | | | | | | | | | | | | | | National Insurance Number | | | | | | | | | | | | | | | | | | | | | | | | | | | or Social Security Number if US citizen. Passport Number | | | | | | | | | | | | | | | | | | | | | | | | | | | Are you a Green Card holder? Yes X No X Country of Domicile | | | | | | | | | | | | | | | | | | | | | | | | | | | 2
  5. 5. Investment Banking and Corporate Finance Graduate Application Form edUcation Please complete the following section giving as much detail as possible. Important Notes • Include all grades achieved and distinguish clearly between a pass and a fail. • If you know that the institution has changed its name please advise us of its new name, or if it has closed down please indicate. • If a degree/diploma is incomplete, please state grades to date. • If you began your degree/diploma at one university/college but completed it at another, please provide details. • Please note that you may be required to produce your certificates if we are unable to obtain verification of your qualifications. • evel should be either: Doctorate e.g. PhD; Degree e.g. BA, MA, MBA; Diploma e.g. HND, IPD; ‘A’ level; ‘S’ level; ‘O’ level/GCSE; L or CSE. If other, please state. • *Please clearly state if you are still awaiting results or have predicted grades • Please continue on a separate sheet if necessary. Post-graduate Education (if applicable) Name | | | | | | | | | | | | | | | | | | | | | | | | | | | Address | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Address | | | | | | | | | | | | | | | | | | | | | | | | | | | Dates attended from D D | M M | Y Y Y Y to D D | M M | Y Y Y Y | | | | | | | | | | Qualifications Degree Type Result* Date Title of Degree Course Exam Board (e.g. BA Hons) (inc. expected result) (MM/YY) University Education Name | | | | | | | | | | | | | | | | | | | | | | | | | | | Address | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Address | | | | | | | | | | | | | | | | | | | | | | | | | | | Dates attended from D D | M M | Y Y Y Y to D D | M M | Y Y Y Y | | | | | | | | | | Qualifications Degree Type Result* Date Title of Degree Course Exam Board (e.g. BA Hons) (inc. expected result) (MM/YY) 3
  6. 6. Investment Banking and Corporate Finance Graduate Application Form edUcation (continUed) Higher Education University X College X School X Other X (Please state below) Other | | | | | | | | | | | | | | | | | | | | | | | | | | | Name | | | | | | | | | | | | | | | | | | | | | | | | | | | Address | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Address | | | | | | | | | | | | | | | | | | | | | | | | | | | Dates attended from D D | M M | Y Y Y Y to D D | M M | Y Y Y Y | | | | | | | | | | Qualifications Date Level Subject Grade Exam Board (MM/YY) Secondary Education College X School X Other X (Please state below) Other | | | | | | | | | | | | | | | | | | | | | | | | | | | Name | | | | | | | | | | | | | | | | | | | | | | | | | | | Address | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Address | | | | | | | | | | | | | | | | | | | | | | | | | | | Dates attended from D D | M M | Y Y Y Y to D D | M M | Y Y Y Y | | | | | | | | | | Qualifications Date Level Subject Grade Exam Board (MM/YY) 4
  7. 7. Investment Banking and Corporate Finance Graduate Application Form professional QUalifications (inc. fsa) If applicable, please also list names and addresses of the awarding body and any study institutions attended, together with your membership number if applicable, i.e. ACA, ACCA, CIB. Dates Professional qualifications obtained/being studied (MM/YY) Dates Membership of professional institutes (please include membership number) (MM/YY) emploYment HistorY Important Notes • ist all employment over the last 10 years including part-time, summer jobs and military service (with your service number), L beginning with the most recent, industrial placements and volunteer work • f you are aware that any of your previous employers have changed their name or have gone out of business, please provide I up-to-date details • f you have been employed on a consultancy or temporary basis, please supply the full name(s) and address(es) of any agency(ies) I used, as well as the placement details. • Please state number of days taken for Parental Leave for each employment • At the end of this section, please list any periods of time unaccounted for. If you were a temporary employee/contractor, please supply the details of the agency which employed you. From To Full name, address and telephone number Position and final salary (MM/YY) (MM/YY) of company (including bonus, if applicable) Name and position of the person to whom you last reported | | | | | | | | | | | | | | | | | | | | | | | | | | | Reason for leaving | | | | | | | | | | | | | | | | | | | | | | | | | | | Number of days taken for Parental Leave | | | | | | | | | | | | | | | | | | | | | | | | | | | 5
  8. 8. Investment Banking and Corporate Finance Graduate Application Form emploYment HistorY (continUed) If you were a temporary employee/contractor, please supply the details of the agency which employed you. From To Full name, address and telephone number Position and final salary (MM/YY) (MM/YY) of company (including bonus, if applicable) Name and position of the person to whom you last reported | | | | | | | | | | | | | | | | | | | | | | | | | | | Reason for leaving | | | | | | | | | | | | | | | | | | | | | | | | | | | Number of days taken for Parental Leave | | | | | | | | | | | | | | | | | | | | | | | | | | | If you were a temporary employee/contractor, please supply the details of the agency which employed you. From To Full name, address and telephone number Position and final salary (MM/YY) (MM/YY) of company (including bonus, if applicable) Name and position of the person to whom you last reported | | | | | | | | | | | | | | | | | | | | | | | | | | | Reason for leaving | | | | | | | | | | | | | | | | | | | | | | | | | | | Number of days taken for Parental Leave | | | | | | | | | | | | | | | | | | | | | | | | | | | If you were a temporary employee/contractor, please supply the details of the agency which employed you. From To Full name, address and telephone number Position and final salary (MM/YY) (MM/YY) of company (including bonus, if applicable) Name and position of the person to whom you last reported | | | | | | | | | | | | | | | | | | | | | | | | | | | Reason for leaving | | | | | | | | | | | | | | | | | | | | | | | | | | | Number of days taken for Parental Leave | | | | | | | | | | | | | | | | | | | | | | | | | | | 6
  9. 9. Investment Banking and Corporate Finance Graduate Application Form emploYment HistorY (continUed) If you were a temporary employee/contractor, please supply the details of the agency which employed you. From To Full name, address and telephone number Position and final salary (MM/YY) (MM/YY) of company (including bonus, if applicable) Name and position of the person to whom you last reported | | | | | | | | | | | | | | | | | | | | | | | | | | | Reason for leaving | | | | | | | | | | | | | | | | | | | | | | | | | | | Number of days taken for Parental Leave | | | | | | | | | | | | | | | | | | | | | | | | | | | If you were a temporary employee/contractor, please supply the details of the agency which employed you. From To Full name, address and telephone number Position and final salary (MM/YY) (MM/YY) of company (including bonus, if applicable) Name and position of the person to whom you last reported | | | | | | | | | | | | | | | | | | | | | | | | | | | Reason for leaving | | | | | | | | | | | | | | | | | | | | | | | | | | | Number of days taken for Parental Leave | | | | | | | | | | | | | | | | | | | | | | | | | | | periods of time UnaccoUnted for Please account for all gaps in your education/employment history of one month or more, i.e. job search/travelling/education etc. (please continue on separate sheet if necessary). From To Reason (MM/YY) (MM/YY) 7
  10. 10. Investment Banking and Corporate Finance Graduate Application Form career cHoice 1. What attracts you to a career in the financial sector and Brewin Dolphin’s Trainee Investment Banking Programme? What skills do you possess which you think should help you in the role? (250 words maximum) personal QUalities 2. Discuss an important goal you had set yourself and how you went about trying to achieve that goal? What issues and / or challenges did you have to tackle and what sacrifices (if any) did you have to make? What was the outcome? In retrospect, what would you do differently? (400 words maximum) 8
  11. 11. Investment Banking and Corporate Finance Graduate Application Form personal QUalities (continUed) 3. Discuss a great idea you sold to a peer/employee/manager. What was your approach? How did you get them to support you? Why do you think you succeeded? (350 words maximum) sKills and deVelopment 4. Describe a time when you had to make a decision where you needed to carefully consider a great deal of conflicting as well as supporting information, opinions and data. Discuss the process you went though to arrive at the decision. To what extent did you rely on logic and/or intuition? (400 words maximum) 9
  12. 12. Investment Banking and Corporate Finance Graduate Application Form responsiBilities & interests 5. Please outline your main interest/achievements/awards, including positions of responsibility, stating whether this is within an educational setting or outside your main studies. (300 words maximum) QUestionnaire Please answer Yes or No. Do not leave any question blank. 1. Have you ever applied for employment with Brewin Dolphin Ltd? Yes X No X 2. Have you ever been employed by Brewin Dolphin Ltd? Yes X No X 3. Are you related, or known, to any employee(s) of Brewin Dolphin Ltd? Yes X No X 4. Have you, your family or friends, any business interest that could conflict with the employment for which you are applying? Yes X No X 5. re you subject to any obligation which may restrict your ability to be employed immediately by A Brewin Dolphin Ltd e.g. A non-competition agreement with a present or previous employer or a home country residency requirement? Yes X No X If so, please give details and contact in the Human Resources Group immediately. 6. How were you referred to Brewin Dolphin Ltd? (Please give name of agency, employee, publications etc) f you answered ‘Yes’ to any of the above questions, please provide details below, continuing on a separate sheet if necessary. I The information you provide should include the name of any associated company to which you have previously applied and the date and result of that application. 10
  13. 13. Investment Banking and Corporate Finance Graduate Application Form credit information Please answer Yes or No. Do not leave any question blank. 1. Are you, or have you been a director of a company or do you own more than 15% of any corporate body? Yes X No X 2. Have you ever been disqualified by a court from acting as a director of a company, or from acting in the management of the affairs of any company, partnership or unincorporated body? Yes X No X 3. Are any members of your family directors of a company, or have they been in the past? Yes X No X 4. Do you have any current outstanding creditors? Yes X No X 5. Have you ever been refused credit facilities? Yes X No X 6. Have you ever had civil proceedings taken against you by creditors? Yes X No X 7. Have you ever been declared bankrupt or had your estate sequestered either in the UK or elsewhere, or are you aware of any such action pending? Yes X No X 8. Do you have any criminal convictions? Yes X No X 9. Are there any criminal or disciplinary charges pending against you or have you ever been the subject of a justified complaint? Yes X No X 10. Have you ever been arrested, arraigned or indicted in a criminal or civil court action? Yes X No X 11. During previous employment have you ever been investigated, censured, disciplined, suspended or criticised in the UK or overseas in the previous ten years by an organisation or body recognised or designated under the Financial Services Act 1986 or by any other body in relation to your business or professional activities? Yes X No X 12. re you currently undergoing or have you knowingly been the subject of any investigation into A allegations of misconduct or malpractice in connection with investment business or any other business activities or disciplinary procedure by any organisation or authority? Yes X No X 13 Have you ever contravened any of the requirements and standards of the regulatory system, clearing houses and exchanges, professional bodies or government bodies or agencies? Yes X No X 14. Have you ever been involved with a company, partnership or other organisation that has been refused Registration, authorisation or membership or has had that registration, authorisation, membership or license Revoked, withdrawn or terminated, or has been expelled by a regulatory or governing body? Yes X No X 15. Have you ever been dismissed, or asked to resign and resigned from employment or a position of trust? Yes X No X If you answered ‘Yes’ to any of the above questions, please provide details below, continuing overleaf and on a separate sheet if necessary. 11
  14. 14. Investment Banking and Corporate Finance Graduate Application Form additional information 12
  15. 15. Brewin Dolphin: Trainee Investment Manager Programme Application Form Aberdeen Dorchester Hereford London Plymouth 2nd Floor Hamilton House 35 Bridge Street 12 Smithfield Street Ashleigh Court Blenheim House 6 Nantillo Street Hereford London Ashleigh Way Fountainhall Road Poundbury, Dorchester HR4 9DG EC1A 9BD Langage Business Park Aberdeen AB15 4DT Dorset DT1 3WN T 0845 213 1520 T 0845 213 1000 Plymouth PL7 5JX T 0845 213 1110 T 0845 213 1280 F 0845 213 1521 F 0845 213 1001 T 0845 213 1570 F 0845 213 1111 F 0845 213 1281 F 0845 213 1571 Belfast Dumfries Inverness Lymington Reigate 6th Floor 43 Buccleuch Street Lyle House West Barn Park House Waterfront Plaza Dumfries Fairways Business Park Efford Park 77 Bell Street 8 Laganbank Road DG1 2AB Inverness Milford Road Reigate Belfast BT1 3LY T 0845 213 1100 IV2 6AA Lymington SO41 0JD Surrey RH2 7AN T 0845 213 1130 F 0845 213 1101 T 0845 213 1200 T 0845 213 1380 T 0845 213 1370 F 0845 213 1131 F 0845 213 1201 F 0845 213 1381 F 0845 213 1371 Birmingham Dundee Jersey Manchester Stoke-on-Trent 9 Colmore Row 31-32 City Quay 2nd Floor, Kingsgate House National House 1st Floor, Highpoint Birmingham Camperdown Street 55 The Esplanade 36 St Ann Street Festival Park B3 2BJ Dundee DD1 3JA St Helier Manchester M2 7LE Stoke-on-Trent T 0845 213 1210 T 0845 213 1160 Jersey JE2 3QB T 0845 213 1390 ST1 5BG F 0845 213 1211 F 0845 213 1161 T 0845 213 1230 F 0845 213 1391 T 0845 213 1700 F 0845 213 1231 F 0845 213 1701 Bradford Edinburgh Keswick Marlborough Swansea Auburn House 7 Drumsheugh Gardens 42 St John’s Street Cross Keys House 6 Axis Court 8 Upper Piccadilly Edinburgh Keswick The Parade Mallard Way Bradford EH3 7QH Cumbria Marlborough Swansea Vale BD1 3NU T 0845 213 1010 CA12 5AF Wiltshire SN8 1NE Swansea SA7 0AJ T 0845 213 1180 F 0845 213 1011 T 0845 213 1500 T 0845 213 1320 T 0845 213 1540 F 0845 213 1181 F 0845 213 1501 F 0845 213 1321 F 0845 213 1541 Brighton Elgin Leeds Newcastle Taunton Invicta House 26 Hay Street 34 Lisbon Street Time Central 2 Mendip House Trafalgar Place Elgin Leeds Gallowgate High Street Brighton IV30 1NQ LS1 4LX Newcastle upon Tyne Taunton BN1 4ZG T 0845 213 1240 T 0845 213 1300 NE1 4SR Somerset TA1 3SX T 0845 213 1190 F 0845 213 1241 F 0845 213 1301 T 0845 213 1020 T 0845 213 1260 F 0845 213 1191 F 0845 213 1021 F 0845 213 1261 Cardiff Exeter Leicester Norwich Teesside Sutherland House Vantage Point Two Colton Square Jacquard House Progress House Castlebridge Woodwater Park Leicester Old Bank of England Court Fudan Way, Teesdale Cowbridge Road East Pynes Hill, Exeter LE1 1QF Queen Street Stockton-on-Tees Cardiff CF11 9BB Devon EX2 5FD T 0845 213 2200 Norwich NR2 4SX TS17 6EN T 0845 213 1220 T 0845 213 1270 F 0845 213 1311 T 0845 213 1360 T 0845 213 1340 F 0845 213 1221 F 0845 213 1271 F 0845 213 1361 F 0845 213 1341 Cheltenham Glasgow Lincoln Nottingham Truro The Lypiatts 48 St Vincent Street Olympic House 1st Floor, Waterfront House Unit 14 Indian Queens Lansdown Road Glasgow Doddington Road Waterfront Plaza Trading Estate, Warren Cheltenham G2 5TS Lincoln 35 Station Street Road, Indian Queens, St Gloucestershire GL50 2JA T 0845 213 1120 LN6 3SE Nottingham NG2 3DQ Columb, Cornwall TR9 6TL T 0845 213 1250 F 0845 213 1121 T 0845 213 1600 T 0845 213 1560 T 0845 213 1580 F 0845 213 1251 F 0845 213 1650 F 0845 213 1561 F 0845 213 1581 Chester Guernsey Llandudno Oxford York Liverpool House Suite B, St Peter Port House 59 Madoc Street 4 King Edward Street Apollo House 47 Lower Bridge Street Saumarez Street Llandudno Oxford Eboracum Way Chester St Peter Port North Wales OX1 4HS York YO31 7RE CH1 1RS Guernsey GY1 2PT LL30 2TW T 0845 213 1510 T 0845 213 1550 T 0845 213 1530 T 0845 213 1290 T 0845 213 1350 F 0845 213 1511 F 0845 213 1551 F 0845 213 1531 F 0845 213 1291 F 0845 213 1351
  16. 16. Aberdeen Leeds Belfast Leicester Birmingham Lincoln Bradford Llandudno Brighton London Cardiff Lymington Cheltenham Manchester Chester Marlborough Dorchester Newcastle Dumfries Norwich Dundee Nottingham Edinburgh Oxford Elgin Plymouth Exeter Reigate Glasgow Stoke-on-Trent Guernsey Swansea Hereford Taunton Inverness Teesside Jersey Truro Keswick York W brewin.co.uk E info@brewin.co.uk Brewin Dolphin Ltd is a member of the London Stock Exchange, authorised and regulated by the Financial Services Authority No. 124444 Registered office: 12 Smithfield Street, London EC1A 9BD. Registered in England and Wales No. 2135876

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