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  • A strategic plan
  • Inability to meet NYSE, AMEX or NASDAQ listing..
  • Lines of credit, Change Channel strategy to Product Distribution strategy. (easier to understand)

Transcript

  • 1. “ Global Strategies Local Implementation” 全 球 性 战 略 局 部 实 施 “ Network of resources for efficiency” 高 效 率 的 资 源 网 络 UNITED EQUITY INVESTMENT 联 合 产 权 投 资
  • 2. Introduction to U.S. Market ( 美国市场介绍 ) : Highest Standards and credibility for liquidity and reduced financial risk 具有最高水准和最可信的流通性 , 并能降低金融风险 Largest access to Global Investors 全球投资者最大的金融通道 The U.S. is the largest capital market in the world 美国是世界上最大的资本市场
  • 3. Introduction to U.S. Market ( 美国市场介绍 ) : Access to the largest pool of investment funds up to 500m depending on listed companies financials 可获得最多的投资资金 , 根据上市公司的财政情况 , 最高可达 5 亿美元 Highest Standards and Respected world wide as leader in Securities and Financial Markets 最准最高并备受关注 , 引领全球证券及金融市场 Most detailed requirements for regulatory compliance 最为详细的监管服从要求
  • 4. U.S. Public Listing Comparison 美国证券资本市场实力分析
  • 5.
    • U.S. Public Listing Comparison
    • 美国证券资本市场实力分析
  • 6.
    • U.S. Public Listing Comparison
    • 美国证券资本市场实力分析
  • 7. Listing on Foreign Exchanges 海外股份上市细则 ■ Market of Exchange Hong Kong, Singapore, Europe, etc ■ 证券市场范围 , 香港 , 新加坡 , 欧洲等 ■ Less Compliance and regulation (Easier) ■ 法令遵守和规定较少 ( 更容易 ) ■ The Audit process is much easy ■ 审计程序较为简易 ■ Smaller access to Capital 10M to 100M ( Easy ) ■ 融资通道较小 , 一般是 1000 万至 1 亿美元 . ( 较易 ) ■ Less Liquidity and less confidence for investors ■ 流通性较差 , 以及投资者信心不足 ■ Higher Risk in market trends ■ 市场趋势风险较高 Strength Concerns
  • 8. IPO ( Initial Public Offering ) 首次公开募股 Reverse Merger 逆向兼并 Capital Raising Choic e : 融资选择: United Investment Banking 联合投资银行 Acquisition of a public company by a private company allowing the private company to reduce the long and complex process of going public 由一家私人公司并购一家上市公司,这样能省去冗长烦琐的上市程序。 The first sale of stock by a company to the public. 企业通过证券交易所首次向投资者增发股票
  • 9. OTC ( Over-the Counter ) 场外柜台交易 Dept Financing 部门融资 Capital Raising Choic e : 融资选择: United Investment Banking 联合投资银行 A security not traded on an exchange, because companies inability to meet listing requirements 一种不在证券交易所交易的证券,通常是因为公司不能达到上市要求。 An arrangement in which a financial institution extends secured or unsecured credit for a specified time period. 一家金融机构在某种特定的时期延长抵押或非抵押贷款的一种安排
  • 10. Capital Raising Choic e : 融资选择: United Investment Banking 联合投资银行 Venture Capitalist or Angel Investor 风险投资家和天使投资者 Bond 债券
  • 11. Capital raised by listing require a profitable business plan, innovative management, and strong corporate structure 上市融资需要有一份有利的商业计划,创新的管理方法,以及强大的公司结构 Public Listing Overview 公开上市概要 Independent Audit financials by a SEC recognized CPA firm is required 独立审计事务要求有一家证交所认可的注册会计师公司负责执行。 Investors want to know how investments will be used and that it will cause expansion of revenues, profits, and assets. 投资者想要了解他们的投资将如何被运用,以及投资将会使收入,利润和资产增加。
  • 12.
    • A consistent Investor & Public relations program must be implemented to promote the company and stock.
    • 必须实施一个针对长期投资者和公共关系的计划,以提升公司形象,提高股价。
    Public Listing Overview 公开上市概要 Listing regulations require full disclosure to the investors and corporate governance committees in overseeing developments 上市规程要求在监管过程中所有信息要向投资者和公司管制委员会完全公开
  • 13. 上海 ShangHai 新加坡 Singapore 旧金山 San Francisco ★ ★ ★ ★ Global Footprint ( 遍及全球的金融市场范围) 纽约 NewYork 洛杉矶 Los Angeles Our Company ( 我们公司 ) : 伦敦 London ★ ★ 香港 Hongkong ★ Research Coverage 金融网络覆盖范围 ★ Institutional Offices 市场代理处 Invest Region 融资市场范围
  • 14. Experience and Capabilities ( 经验和实力 ) Our Company ( 我们公司 ) :
  • 15. Capabilities ( 实力 ) Though our net work of resources we are able to put together a plan that meets your needs Is most efficient in time and cost. 通过我们的 资源网络 , 我们能根据您的要求制定计划 , 而且无论从时间上还是成本上来说都是最有效率的 . Our Company ( 我们公司 ) : Foreign Direct Listing 公司改组 Investor & Relations 投资者和公共关系 Corporate Restructuring 外部直接上市 Listing Compliance 上市条款直接服从 Business Development 商业开发
  • 16. Capabilities ( 实力 ) Our Company ( 我们公司 ) : Capital Market Assessment 资本市场评估 IPO, Private Placement 首次公开募股,私人配售 Capitalization Strategy 资本化战略 Mergers and Acquisition 并购和发展 Reverse Merger 逆向兼并
  • 17. Experience 经验 Experience A Network with a broad of background and experience in Financial, Legal, and Business Development. Organization created from U.S., China and Global experience Working in a wide range of industries including Agriculture, Biotech, Technology and Chemicals Our Company ( 我们公司 ) :
  • 18. 经 验 一个在金融 , 法律 , 业务开发等领域有着广阔背景和丰富经验的网络 . 有着在美国 . 中国 和全球建立组织 机构的经验 从事的行业广泛 , 其中包括农业 , 生物工艺 , 科技和化工等 Experience 经验 Our Company ( 我们公司 ) :
  • 19. Services 服务 Our Services Legal Structure and SEC and PRC Compliance Business Development
    • U.S. Securities and Corporate regulations
    • PRC overseas listing regulations
    • Strategic Corporate Organizational Structure
    • SEC recognized Audit of financials
    • U.S.GAAP standards
    • SOX 404 Internal Controls
    • New Law passed by U.S. Congress
    • SEC Audit of Internal Controls
    • Develop a profitable Business Plan to attract investors
    • Design Company Expansion Plan
    • Lay out Execution Plan to realize company goals
    Financials Listing Requirements Packaging and Marketing Prepare company for Public and Project Professional Appearance Develop Web Site, Investors Materials, and Presentations Create & develop attractive story for investors interest Our Company ( 我们公司 ) :
  • 20. Services 服务 Our Company ( 我们公司 ) : 我们的服务 法律结构和服从证交会及中国相关法律法规 业务发展
    • 美国证券和公司的相关规定
    • 中国企业海外上市的相关法律法规
    • 战略性公司组织结构
    • 证交所认可的财务审计所
    • 美国公认会计原则标准
    • SOX 404 内部监控
    • 美国国会通过的新法令
    • 内部监控体系的证交所审计
    • 制定一个赢利性的商业计划以吸引投资者
    • 设计公司扩展规划
    • 制定实施计划来实现公司目标
    财务审计要求 包装和销售 为公司上市和项目进行最专业的包装 开发网站 , 投资者资料 , 以及介绍 为企业打造生动的介绍以吸引投资者兴趣
  • 21. Our Company ( 我们公司 ) : Services 服务 Investor and Public Relations 投资者和公共关系处理
    • Analyst relations
    • 分析家关系处理
    • Institutional targeting
    • 制度觅标
    • Annual shareholder meetings
    • 年度股东会议
    • Financial relations audits
    • 财务关系审计
    • Earnings announcements
    • 收益公告
    • Annual and quarterly report
    • 年度和季度报告
    • SEC disclosure
    • 证交会信息披露
    • Investor conferences
    • 投资者会议
    • Investor presentations
    • 投资者报告
    • Investor Strategies
    • 投资者战略
  • 22. Our Company ( 我们公司 ) : Services 服务 Public and Investor Relations 公共关系和投资者处理 Inform Investors of progress and growth of business plan 及时向投资者通报商业计划的进度和发展情况 Develop company identity and corporate positioning 发展公司特性以及为公司定位 Increase visibility for your company, products and services 为你的公司,产品及服务提高透明度 Report financial information to stockholders and analysts 向股东和分析家报告财务信息 Increase Stock value by building the market 通过建立市场来提高股票价值
  • 23. Our Company ( 我们公司 ) : How we help your Company achieve success Create Capital Raising Options and Strategize to achieve these goals Utilize our Network of associates to Engage Legal, Audit, Investor and public relations Prepare and package your company to the targeted Private or Public Investor Layout a efficient Capital Raising plan that saves time & money Evaluate your Business Plans and Capital Raising Goals Execute, Represent, and Guide your company through the Process Assure that the Cost and Terms of the Funding fit within the companies long term goals and best interest Assist in Post Capital Raising Expansion through our Business development Services
  • 24. Our Company ( 我们公司 ) : 我们如何帮助你的公司取得成功 提出融资选择方案并战略性的完成这些目标 运用我们的关系网,协助你进行法律,审计以及处理投资者和公共关系等工作 准备和包装你的公司,吸引私人市场或公开市场的投资者 制订高效的融资计划,以节省时间和成本 对你公司的商业计划和融资目标进行评估 实行,代表和引导你公司办理上市程序 确保融资成本和条件符合贵公司长期发展目标和获得最大利益的要求 通过我们业务发展服务,在后期融资扩展上给予协助
  • 25. Our Company ( 我们公司 ) : United Equity investment requires the following information to move forward: 联合产权投资需要以下信息来进行我们的工作:
    • Business plan & Intended use of Capital to be raised
    • 商业计划和融资的用途
    • Description of business and its products and services
    • 业务,产品和服务的介绍
    Next step to achieving your goals 下一步 - 达成您的目标
    • Description of facilities, administration and operations
    • 设施,行政部门和业务运作介绍
    • Last three years and most recent quarterly financial statements
    • 最近三年以及最新的
    • 季度财务报表
    • List of Officers and directors and their resumes
    • 高级职员和董事的名单,以及他们的建立
    • Legal and Ownership Corporate Structure
    • 公司法律结构,所有权状况,法人结构