Learn why you need a risk model, its effectiveness, limitations and also the best practices for developing a risk model and testing it.

1. Developing Risk Models for AML and BSA
Monitoring Programs
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com

2. Instructor Profile
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
Warren R. Markowitz is an attorney and
veteran compliance officer. He has been an
active participant in the world wide
financial sector since 1994. Mr. Markowitz
has provided hands on, direct advisory
services to domestic and international
financial providers in their dealings with
federal and state oversight authorities and
self-regulatory organizations, as both a
lawyer and an adviser through consulting
and technology advisory firms with whom
he maintains relationships.

3. www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
This session will offer insights on
developing risk models for AML/BSA
monitoring programs. Participants will gain
keen understanding on the necessary and
effective use of risk models.
Description

4. Why should Attend
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
This webinar will discuss the need for a
risk model, its effectiveness and
limitations and also analyze existing
models. It will further elaborate best
practices for developing a risk model
and testing it.

5. Objectives
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
 What is a risk model and its purpose?
 What can a risk model do? What can’t
it do?
 Existing risk model or factor rules/regs.
 How to develop a risk model?
 What do I need?
 What can I live without?
 Have I understood all the
components?
 Testing a risk model.
 Do I need more than one risk model, or
the flat model approach?
 Documenting and re-evaluating the
process and resulting model.

6. Who can Benefit
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
 AML/BSA officers and
consultants
 AML/BSA software developers
 Risk and compliance
management personnel
 Regulatory compliance
associates and managers
 Company management
 Audit professionals

7. How this Webinar Works
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
 Username and password will be sent to
you 24 hours prior to the webinar
 Presentation handouts in PDF format will
also be emailed to you
 Login to the session using the username
and password provided to you
 Get answers to your queries through
interactive Q&A sessions via chat
Track this link :
AML Training

8. Connect with Us
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
Online Compliance Panel