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Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
Managing Risk with Assured Compliance
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Managing Risk with Assured Compliance

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Presenting the Assured Compliance solution. Enabling effective risk management in real-time, ensuring Compliance with the FCA Treating Customers Fairly (TCF) rules and ensuring evidence of compliance

Presenting the Assured Compliance solution. Enabling effective risk management in real-time, ensuring Compliance with the FCA Treating Customers Fairly (TCF) rules and ensuring evidence of compliance

Published in: Economy & Finance, Business
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  • The reporting manager has a “reminder” email which clicks through to the areas of the system they need to interact with. This makes the process simple and uncomplicated.
  • Spreadsheets are great but version management becomes a bit of a nightmare quite quickly. Multiple inputs, multiple versions, different structures…..etc
  • Rapid, focused build to value
  • Transcript

    • 1. Compliance. Performance. Insight. Assured Compliance: Effective Risk Management
    • 2. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material A Demanding Regulatory Environment • Regulatory environment is placing more demands on operators. • Massive increase in oversight over the past 3 years. • Aggressive new regulator in the FCA. • Margins have come under pressure with lower fees and higher costs. • Compensation can be multiple times fines. • Share prices under pressure from regulatory risk perception.
    • 3. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material What is Assured Compliance? Compliance is a necessity, but why can’t it be easy? Imagine if… ….you could get a view of risks and performance trends across your business at any time ….your managers could make the best use of their time – all the time Can you be sure you’re consistently treating customers fairly? Could you check that now? Right now?
    • 4. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material What is Assured Compliance? Simple to use software platform for operational activity, compliance and risk reporting across the organisation:  Improving information flow & accountability  Tracking actions & delivery  Reducing admin overhead costs  Immediate view of performance & quality  Managing and Reducing risks
    • 5. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material Assured Compliance Compliance Schedule Reminder email Service Managers & Customers Service Locations Single reporting structure
    • 6. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material What do many people do now?
    • 7. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material Key Benefits • Highlight and manage areas of risk • Transparency of all activity within each line of business • Track actions right across the organisation • Saving time and money, improving revenue • Better than 5 times payback in year one • Customise to fit your processes in a few days • Rapid Deployment, Immediate Benefits • Industrial Strength, low cost, scalable value
    • 8. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material 2 hours • Summary of objectives • Content scope 1-2 days • Build level 1 content • Key project plan • Rollout schedule • Training plan 1 to 2 weeks • Build & test content • Train key users • Complete initial content • Tailored to fit 1 to 2 weeks • ‘soft’ launch • Pilot phase • Validate •Tweak process & content 4 to 6 weeks from start • Pilot service fully operational • Rollout phase Initiation Solution Definition Iterative Build Live Test Value Review Deployment Approach
    • 9. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material Risk Management
    • 10. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material Actions Management
    • 11. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material Customer, Service & Organisation
    • 12. Copyright 2011-2013 IPROS Cube Confidential & Proprietary material info@iproscube.com T: +44 1483 688 000 M: 07979 598742 IPROS CUBE Ltd. Surrey Technology Centre, Surrey Research Park, 40 Occam Road, Guildford Surrey, GU2 7YG U.K. www.iproscube.com Contact

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