LAWS AND
DENTISTRY

RINEE KHANNA
INTRODUCTION
 Every profession has interaction with the law.

It is important for the dental assistant to
understand the ...
OATH
 “Thou shall be free from envy, not cause

another’s death, and pray for the welfare of all
creatures. Day and night...
DOCTOR PATIENT CONTR
DOCTOR-PATIENT
CONTRACT
Contract is defined as an obligation to do or
not to do a particular thing. agreement
between two ...
-An Implied Contract
An implied contract is one inferred from conduct of
parties and arises where one person renders servi...
Implied Warranties Owed By
The Doctor –
 Use reasonable care and methods in the provision of services.
 Be properly lice...
 Charge a reasonable fee.
 Keep the patient informed of her or his progress.
 Not to undertake any procedure for which ...
Implied Duties Owed By
The Patient –
When a patient hires or avails of services of a doctor for treatment,
he has the foll...
An Express Contract –
It is an actual agreement of parties, the term of which are
openly uttered or declared at the time m...
The doctor-patient relationship ends when:
 Both parties agree to end it.
 Either the patient or dentist dies.
 The pat...
CONSENT
 The term consent is defined as “when two or more

person agree upon same thing in same sense they
are said to be...
WHEN CONSENT IS NOT VALID ?
Consent given under fear ,fraud or
misrepresentation of facts or by a person who is
ignorant o...
EXPRESS CONSENT:
Anything other than implied consent is express consent. This
may be either oral or written. Express oral ...
PROXY CONSENT:
All above type of consent can take the
shape of proxy consent. Parents for child,
close relative for mental...
SITUATIONS WHERE CONSENT NEED NOT BE
OBTAINED BY CONCERNED MEDICAL
PROFESSIONAL:
 Medical emergencies.
 In case of perso...
SITUATIONS REQUIRING EXTRA
CAUTION :
 Retention of object in operation sites
 Accident and emergency department:

senior...
PROFESSIONAL NEGLIGENCE
 Professional negligence is defined as breach of duty

caused by omission to do something which a...
 Doctor owed him a duty to conform to a particular

standard of professional conduct

 Doctor was derelict and breached ...
CONSUMER PROTECTON ACT
 The Consumer Protection Act, 1986 that came into force on 15th April 1987 - is

a milestone in th...
 Who is liable?
 All medical/dental practitioners doing independen

t medical/dental practice unless rendering only
free...
 Who is not liable?
 It exempts only those hospitals and

the medical/dental practitioners of such

hospitals which offe...
SUPREME COURT
(Final Appeal)

NATIONAL COMMISSION
Appellate Authority over State Commission Original
Over Rs.20, 00,000

J...
Structure of consumer forums / commissions and their
jurisdictions:
As per the consumer Protection Rules, 1987, a complain...
DISTRICT FORUM
This shall consists of:
A person who is, or has been or is qualified to be a District Judge, who 
shall be...
 The consumer to whom such service is provided or is 

agreed to be provided.

 Any recognized consumer association, whe...
STATE COMMISSION
It shall consists of:
1.A person who is or has been judge of a High Court, appointed by 
the State Govern...
NATIONAL COMMISSION
This shall consists of:
 A person who is or has been a judge of the Supreme Court to be 

appointed b...
OTHER LEGAL AVENUES AVAILABLE TO
AGGRIEVEDPATIENTS
a) Medical Council of India and Dental 

Council of India.

b) Civil Co...
Medical Council of India / Dental Council of India:
The affected person can complain to the Medical Council of India / 
De...
Monopolies and Restrictive Trade Practices Act (MRTP), 1969
 This Act is the precursor of CPA, 1986. Before the advent of...
Indian Penal Code and Medical Negligence
 Indian Penal Code, 1860 sections 52, 80, 81,83,88,90,91,92 304-A, 337 and338 co...
DO’S FOR
DOCTORS
DO’S FOR DOCTORS
Mention your qualifications/ training/ experience/ designation on the pr
escription
Always mention date a...
Mention "diagnosis under review” until the diagnosis is finally 
settled
If the patient/ attendants are erring on any coun...
Update your knowledge and skill from time to time

Always obtain a legally valid consent before undertaking surgical 
diag...
WHILE ADMINISTERING ON 
INJECTION /DRUG ALWAYS CHECK:
 Name the drug
 Expiry date
 Reconfirm route of administration
 ...
DON’TS 
FOR
DOCTORS
 Don't prescribe without examining the patient, even if he is a 

close friend or relative

 Never examine a female pati...
TIVE  
EVEN S
PR
SURE
MEA
1.True and MCI / DCI approved qualification
 Training & experience of recognized centers are the primary safeguards again...
 3. Academic & technical up gradation
 To keep pace with fast changing scenario of technical advancement, 

one should re...
5. Prevention by professional Indemnity (Insurance 
cover)
Professional indemnity insurance is a tool, which not 
only mee...
CONCLUSION
After the Consumer Protection Act, 1986, came into 
effect, a number 
of  patients have filed cases against doc...
Laws and dentistry
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Laws and dentistry

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Law and Dentistry tells us about certain basic and foremost important laws in dentistry and also enlist DO's and Dont's for a dentist practitioner.
Text taken from standard book Essentials Of Preventive Community Dentistry- by Dr. Soben Peter

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Laws and dentistry

  1. 1. LAWS AND DENTISTRY RINEE KHANNA
  2. 2. INTRODUCTION  Every profession has interaction with the law. It is important for the dental assistant to understand the law as it relates to dental assisting and the practice of dentistry.  Regulations regarding dental assistants vary greatly from state to state, and the roles and the responsibilities of the dental assistant also vary from state to state.
  3. 3. OATH  “Thou shall be free from envy, not cause another’s death, and pray for the welfare of all creatures. Day and night thou shall not desert a patient, nor commit adultery, be modest in thy attire and appearance, not to be drunkard and sinful, while entering the patient’s house, be accompanied by a person known to the patient. The peculiar customs of the patient’s household shall not be made public”
  4. 4. DOCTOR PATIENT CONTR
  5. 5. DOCTOR-PATIENT CONTRACT Contract is defined as an obligation to do or not to do a particular thing. agreement between two or more persons which creates A dentist may refuse to treat a patient for any reason except race, creed, color, national origin or based upon a person’s disability. Patients suffering from HIV, fall into the category of disabled persons.
  6. 6. -An Implied Contract An implied contract is one inferred from conduct of parties and arises where one person renders services under circumstance. Implied contract is not established when,  The doctor renders first-aid in an emergency.  He makes a pre-employment medical examination for a prospective employer.  He performs an examination for life insurance purpose
  7. 7. Implied Warranties Owed By The Doctor –  Use reasonable care and methods in the provision of services.  Be properly licensed and registered and meet all other legal requirements.  Maintain a level of knowledge in keeping current advances.  Not use experimental procedures.  Ensure that care is available in emergency situations.
  8. 8.  Charge a reasonable fee.  Keep the patient informed of her or his progress.  Not to undertake any procedure for which the practitioner is not qualified.  Complete the care in a timely manner.  Keep accurate records.  Practice in a manner consistent with the code of ethics of the profession.
  9. 9. Implied Duties Owed By The Patient – When a patient hires or avails of services of a doctor for treatment, he has the following duties:  He must disclose all information that may be necessary for proper diagnosis and treatment.  He must co-operate with the doctor .  He must carry out all instructions as regards drugs, food, rest, exercise or any other relevant / necessary aspect.  He must compensate the doctor in terms of money.
  10. 10. An Express Contract – It is an actual agreement of parties, the term of which are openly uttered or declared at the time making it, being stated in distinct and explicit language. A doctor-patient contract requires that the doctor must – I. Continue to treat such a person. II. With reasonable care. III. Reasonable skill. IV. Not undertake any procedure/treatment beyond his skill. V. Must not diclose professional secrets.
  11. 11. The doctor-patient relationship ends when:  Both parties agree to end it.  Either the patient or dentist dies.  The patient ends it by act or statement.  The patient is cured.  The dentist unilaterally decides to terminate the care.
  12. 12. CONSENT  The term consent is defined as “when two or more person agree upon same thing in same sense they are said to be in consent” given in section 13 of Indian contract act 1872. WHO CAN GIVE CONSENT ? For purpose of clinical examination diagnosis and treatment ,consent can be given by any person who is conscious ,mentally sound and above 12 years of age as provided under section 88 &90 of Indian Penal Code,1860.
  13. 13. WHEN CONSENT IS NOT VALID ? Consent given under fear ,fraud or misrepresentation of facts or by a person who is ignorant of implications of consent or who is under 12 years of age is invalid. TYPES OF CONSENT IMPLIED CONSENT: The fact that a patient comes to a doctor for an ailment implies that he is agreeable to medical examination in general sense.
  14. 14. EXPRESS CONSENT: Anything other than implied consent is express consent. This may be either oral or written. Express oral consent is obtained for relatively minor examination or therapeutic procedures. INFORMED CONSENT: All information must be explained in comprehensible non medical terms preferably in local language about:  Diagnosis  Nature of treatment  Risk involved  Prospects of success  prognosis
  15. 15. PROXY CONSENT: All above type of consent can take the shape of proxy consent. Parents for child, close relative for mentally sound patient etc.
  16. 16. SITUATIONS WHERE CONSENT NEED NOT BE OBTAINED BY CONCERNED MEDICAL PROFESSIONAL:  Medical emergencies.  In case of person suffering from a notifiable disease like AIDS.  Immigrants  Members of armed force  New admission to prisons  In case of person where court may order for psychiatric examination
  17. 17. SITUATIONS REQUIRING EXTRA CAUTION :  Retention of object in operation sites  Accident and emergency department: senior staff must be readily available  Amputation of wrong limb digit or operation of wrong eye or tooth  Anesthesia: Anesthesia along with surgeons, present a common target for litigation.
  18. 18. PROFESSIONAL NEGLIGENCE  Professional negligence is defined as breach of duty caused by omission to do something which a reasonable man guided by those considerations which ordinarily regulates the conduct of human affair would do or doing something which a prudent and reasonable man would not do.  Medical negligence is defined as lack of reasonable care and skill or willful negligence on part of a doctor in treatment of patient.  In order to achieve success in action for negligence consumer must be able to establish to court that:
  19. 19.  Doctor owed him a duty to conform to a particular standard of professional conduct  Doctor was derelict and breached that duty  Patient suffered actual damage. CRIMINAL NEGLIGENCE: Some examples are:  Injecting anesthesia in fatal dosage  Amputation of wrong operating site  Operation on wrong patient  Leaving instrument inside body part  Transfusing wrong blood  Performing criminal abortion
  20. 20. CONSUMER PROTECTON ACT  The Consumer Protection Act, 1986 that came into force on 15th April 1987 - is a milestone in the history of socio-economic legislation in the country.  It is one of the most progressive and comprehensive piece of legislations enacted for the protection of consumers.  The main objective of the act is to provide for the better protection of consumersThe act is intended to provide simple, speedy and inexpensive redresses to the consumers 'grievances, and relief of a specific nature and award of compensation wherever appropriate to the consumer.  amended in 1993and in 2002 - extend its coverage and scope and to enhance the powers of the redresses machinery
  21. 21.  Who is liable?  All medical/dental practitioners doing independen t medical/dental practice unless rendering only free service  Private hospitals charging all patients.  All hospitals having free as well as paying patients and all the paying and free category patients receiving treatment in such hospitals.  Medical / dental practitioners and hospitals paid by an insurance firm for the treatment of a client or on employment for that of an employee
  22. 22.  Who is not liable?  It exempts only those hospitals and the medical/dental practitioners of such hospitals which offer free service to all patients.  The Act envisages three- tier quasi- judicial machinery at the National(Natio nal Commission), State (State Commissi on) and District levels(District Forum).
  23. 23. SUPREME COURT (Final Appeal) NATIONAL COMMISSION Appellate Authority over State Commission Original Over Rs.20, 00,000 Jurisdiction STATE COMMISSION Appellate Authority for District Forums motto Revision Original Jurisdiction over Rs. 5,00,000 up to Rs. 20,00,000 DISTRICT FORUM Original Jurisdiction up to Rs. 5,00,000
  24. 24. Structure of consumer forums / commissions and their jurisdictions: As per the consumer Protection Rules, 1987, a complaint filed in the  Consumer Forum / Commission shall be adjudicated, within a period of  90days from the date of notice by opposite party and within 150 days if  it requires analysis or testing of commodities. The Consumer Protection  (Amendment) Act, 1993 has introduced a new section, stating that the  forums shall not admit a complaint unless if it is filed within 2 years  from the date of cause of action.  Further, a complainant/opposite party can present his case on his own  without the help of a lawyer. The Consumer Protection (Amendment)  Act, 2002 has increased the claim amount at different levels as,   National commission - over Rs. 1 crore  State commission- over Rs 20 lakhs upto Rs. 1 crore-     District forum - upto Rs. 20 lakhs
  25. 25. DISTRICT FORUM This shall consists of: A person who is, or has been or is qualified to be a District Judge, who  shall be its president Two other members who shall be persons of ability, integrity and  standing and have adequate knowledge or experience of or shown  capacity in dealing with problems relating to economics, law,  commerce, accountancy, industry, public affairs or administration, one  of whom shall be a woman. Jurisdiction of District Forum The District Forum shall be jurisdiction to entertain complaints where  the value of goods or services and the compensation, if any, claimed  does not exceed rupees twenty lakhs complaint may be filled with  a District Forum by:
  26. 26.  The consumer to whom such service is provided or is  agreed to be provided.  Any recognized consumer association, whether the co nsumer to whom the service is provided or is agreed  to' be provided is a number of such association or not  One or more consumer, where there are numerous  consumers having the same interest, with the  permission of the district forum, on behalf of, or for  the benefit of, all consumers so interested
  27. 27. STATE COMMISSION It shall consists of: 1.A person who is or has been judge of a High Court, appointed by  the State Government, who shall be its President 2.Two other members with qualifications and experience (as for  District Forum) within the State. Jurisdiction of State Commission  The State Commission shall be jurisdiction to entertain complaints  where the value of goods or services and the compensation, if any,  claimed is between rupees twenty lakhs and rupees one crore.  Revision, petitions against the District Forum.
  28. 28. NATIONAL COMMISSION This shall consists of:  A person who is or has been a judge of the Supreme Court to be  appointed by the Central Government who shall be its President. (Appointment under this clause shall be made after consultation  with the Chief Justice of India).  Four other members (qualification: As for District Forum/State  Commission), one of whom shall be a woman The National Commission shall have jurisdiction: 1.To entertain  Complaints where the {value of goods services &compensation if  any, claimed exceeds rupees one crore; and  Appeals against the orders if any State Commission 2.To entertain revision petitions against the State Commission
  29. 29. OTHER LEGAL AVENUES AVAILABLE TO AGGRIEVEDPATIENTS a) Medical Council of India and Dental  Council of India. b) Civil Courts. c) MRTP (Monopolies and Restrictive Trade  Practices Commission). d) Public Interest Litigation. e) Sections of Indian Penal Code, 1860
  30. 30. Medical Council of India / Dental Council of India: The affected person can complain to the Medical Council of India /  Dental Council of India or the state council. Civil Courts:  The aggrieved patients can file a case against the doctor for m onetary compensation for which the patient has to pay court  fees that depends upon the compensation sought   The legal remedies are based on the law of Torts; Section 1 -A  of the Fatal Accidents Act, 185536 and the Section 357 of Cr.  PC., 197337. But to avail  it, an aggrieved patient hove to wait for years and spend consid erable amount of money on litigations. The civil court cases  take the route of Sub Court, District Court, High Court and  Supreme Court.
  31. 31. Monopolies and Restrictive Trade Practices Act (MRTP), 1969  This Act is the precursor of CPA, 1986. Before the advent of  CPA, this act was the only resource to consumers against the  unfair trade practices. The commission that looks into the  disputes brought under MRTP Act is based in New Delhi Public Interest Litigation (PIL)  An aggrieved patient can directly approach the High Court or  the Supreme  Court when his/her grievances are n9t properly  redressed. PIL's are usually  resorted when public health  programs are not implemented properly.
  32. 32. Indian Penal Code and Medical Negligence  Indian Penal Code, 1860 sections 52, 80, 81,83,88,90,91,92 304-A, 337 and338 contain the  law of medical malpraxis in India.   A physician can be charged with criminal negligence when a patient dies from the effects  of a drug or other kind of treatment, if it can be proved that the death was the result  of malicious intention, or gross negligence.   Before the administration of any drug or performance of an operation, the medical man"  is expected to follow the accepted precautions. In such cases, the physician should be  able to prove that he used   reasonable and ordinary care in the treatment of his patient to the best of his judgment.  He is  however, not liable for on error judgment. The law expects a duly qualified physician  to use that degree of skill and care which an average man of his qualifications ought to  have, and does not expect him to bring the highest possible degree of skill in the  treatment of his patients, or to be able to guarantee cures.   The Indian courts have been very careful not to hold qualified physicians criminality  (instances of quacks for criminal negligence are there) liable for  patients deaths that are  the result of a mere mistake of judgment in the selection and application of remedies and  when the death resulted merely from on error of judgment or an inadvertent death
  33. 33. DO’S FOR DOCTORS
  34. 34. DO’S FOR DOCTORS Mention your qualifications/ training/ experience/ designation on the pr escription Always mention date and timing of the consultation. Mention age and sex of the patient. Listen attentively. Look carefully. Ask questions intelligently Always face the patient. Do not stare. In case you have been distracted/ inattentive during the history taking,  ask the patient/ attendant to start ell over again.
  35. 35. Mention "diagnosis under review” until the diagnosis is finally  settled If the patient/ attendants are erring on any count make a note of it  or seek written refusal preferably in local language with proper  witness. Record history of drug allergy Give instruction to the patient in comprehensible terms, Always advice the patient not to stop taking a drug suddenly, Mention where the patient should contact in case of your non-availability/ emergency
  36. 36. Update your knowledge and skill from time to time Always obtain a legally valid consent before undertaking surgical  diagnostic procedure Always rule out pregnancy before subjecting the uterus to X-ray. Always read reports carefully and interpret the results  Mention if patient/ attendant is under effect of alcohol/ drugs
  37. 37. WHILE ADMINISTERING ON  INJECTION /DRUG ALWAYS CHECK:  Name the drug  Expiry date  Reconfirm route of administration  Rate of administration  Disposable syringe and needle is used
  38. 38. DON’TS  FOR DOCTORS
  39. 39.  Don't prescribe without examining the patient, even if he is a  close friend or relative  Never examine a female patient without presence of female  nurse/attendant  Do not permit considerations of religion, nationality, race, party,  politics or social standing to intervene between you and your  patient  Don't smoke while examining a patient  Don't examine a patient when you are sick, exhauster, or under i nfluence of alcohol  Don’t' prescribe a drug pr indulge in a procedure of you cannot  justify its indication  Don't refuse if the patient/ attendants want to leave against  medical advice.   Don't deny medical care to a patient with HIV infection/ AIDS.  Observe all necessary precautions
  40. 40. TIVE   EVEN S PR SURE MEA
  41. 41. 1.True and MCI / DCI approved qualification  Training & experience of recognized centers are the primary safeguards against any litigation.  The prescription heads, signboards  and advertisements should mention the actual facilities available Refrain from claims of  guarantee of results. 2.Communication / Interpersonal behavior   This is the key to doctor-patient relationship. Increasing crowds of  patients and improper  communication to patient about diagnostics and treatment procedures, complications and  claims of guaranteed success are main reasons for patient dissatisfaction. So it is desirable for  us to give our behavior a human face with a sympathetic attitude. We must answer all queries  of the patients/relative without getting irritated and patiently.   The right of patient/relatives to  seek explanation about the bill should not be denied. The  whole system of medical establishment should be made courteous, and polite. Special training  should be imported to the staff about dealing with patients/relatives.
  42. 42.  3. Academic & technical up gradation  To keep pace with fast changing scenario of technical advancement,  one should regularly attend continuing education programs,  workshops and other academic sessions and should also organize  workshops to upgrade the auxiliaries. 4.Medical/dental ethics and laws  A through knowledge of ethics and laws is essential for all  medical professionals. This helps in improving/correcting the practice  standards. Feedback from patients about the setup, staff, charges etc,  will give an idea about further improvement/ improvisation.  Proper documentation is also an important factor
  43. 43. 5. Prevention by professional Indemnity (Insurance  cover) Professional indemnity insurance is a tool, which not  only meets the claim of compensation awarded against  doctor/hospital but also gives a sense of mental security  that even if same negligence is proved the insurance  company will take care of it. The insurance companies  not only pay the compensation to the other  party but also arranges for legal help from advocates.
  44. 44. CONCLUSION After the Consumer Protection Act, 1986, came into  effect, a number  of  patients have filed cases against doctors. Althoug h, no human being is perfect and even the most  renowned specialist could make a mistake in  detecting or diagnosing the' true" nature of a  disease, the doctor/ dental surgeon can be held liable  for negligence only if one can prove that she/ he is  guilty of a failure that no doctor with ordinary skills  would be guilty of if acting with reasonable care.
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