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Securities Litigation: Resource Round Up

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  • 1. The speakers of ACI’s Securities Litigation & Enforcement Forum share their top resources to keep up-to-date with the latest in the industry. Brought to you by: #ACISecurities
  • 2. Publications  Jpmorgan Shareholders Chose Wrong Side Of History by Mike Stocket & Christine Azar, Published on American Banker, 2013. Suggested by Christine Azar  Will Rakoff Opinion Impact Decision On Steven Cohen? by Thomas A. Sporkin, Published on Buckley & Sandler LLP, 2012. Suggested by Thomas A. Sporkin  The SEC’s Wells Process Turns 40 by Thomas A. Sporkin, Published on Buckley & Sandler LLP, 2012. Suggested by Thomas A. Sporkin  Seven Steps Companies Can Take To Incentivize Internal Reporting Of Fcpa Violations by Thomas A. Sporkin, Published on Buckley & Sandler LLP, 2012. Suggested by Thomas A. Sporkin  Crowd funding Offers Attractive Financing Alternative, But Sec Must Give More Clarity by Thomas A. Sporkin, Robyn C. Quattrone & Stephen M. LeBlanc Published on Buckley & Sandler LLP, 2012. Suggested by Thomas A. Sporkin  Minimizing Missteps When Interfacing With Sec Staff by Thomas A. Sporkin, Robyn C. Quattrone & Kendra C. Kinnaird Published on Buckley & Sandler LLP, 2012. Suggested by Thomas A. Sporkin #ACISecurities
  • 3. Publications  The Future of Admitting When Settling SEC Enforcement Actions: Some Initial Considerations by Jones Day, Published on Jones Day, 2013. Suggested by Joan E. McKown  SEC Endorses Use of Social Media Under Regulation FD by Jones Day, Published on Jones Day, 2013. Suggested by Joan E. McKown  Supreme Court Considers Scope of Preclusion of State Law Securities Fraud Class Action Litigation Under the Federal Securities Litigation Uniform Standards Act by the Washington, D.C. office of Simpson Thacher & Bartlett LLP Published Simpson Thacher & Bartlett LLP, 2013. Suggested by Bruce Angiolillo  The Supreme Court Holds That Class Certification of Rule 10b5 Claims Does Not Require Proof of Materiality by the Washington, D.C. office of Simpson Thacher & Bartlett LLP Published Simpson Thacher & Bartlett LLP, 2013. Suggested by Bruce Angiolillo  Supreme Court Rejects Argument That Section 16(b) Claims Based on “Short Swing” Trades Are Tolled Until Filing of a Section 16(a) Statement by the Washington, D.C. office of Simpson Thacher & Bartlett LLP Published Simpson Thacher & Bartlett LLP, 2013. Suggested by Bruce Angiolillo #ACISecurities
  • 4. Publications  SEC Hits the ‘Reset Button’ on Failure to Supervise Liability for Legal and Compliance Personnel by Ivan B. Knauer and Min Choi Published on Pepper Hamilton LLP, 2013. Suggested by Ivan B. Knauer  SEC Settles with the City of Harrisburg: Case Presents a Teaching Moment for Other Municipalities by Pepper Hamilton LLP, Published on Pepper Hamilton LLP, 2013. Suggested by Ivan B. Knauer  “Prosecutorial Common Law? A Reality in the Absence of Timely Appellate Review by Michael N. Levy, Michael L. Spafford & Amy K. Carpenter-Holmes, Published on Bingham ABA Section of Litigation, Criminal Litigation Committee Newsletter , 2008. Suggested by , Michael L. Spafford  Neither a Whitewash Nor a Witch-Hunt Be: Reclaiming the Independence of Internal Investigations by Michael N. Levy, Michael L. Spafford , Amy K. Carpenter-Holmes & Lothlorien S. Redmond, Published on The American Bar Association, 2007. Suggested by Michael L. Spafford  Q&A With Cozen O'Connor's Joseph Dever by Law 360, Published on Law 360, 2013. Suggested by Joseph Dever #ACISecurities
  • 5. Blog      Delaware Corporate & Commercial Litigation Blog Conflict of Interest Blog The FCPA Blog Deal Book The Institute of Delaware Corporate & Business Law Newsletters / Magazines        ABA Business Law Section Today’s General Counsel Alison Frankel’s On the Case Column – Reuters PLI Smart Brief The Chancery Daily Wall Street Journal New York Times #ACISecurities
  • 6. Speakers: LinkedIn Profiles Tom Sporkin  Joan McKown David Fischer-Lodike  Michael Spafford   Speakers: Twitter Handles   #ACISecurities @TomSporkin @StevenDavidoff
  • 7. For the Complete Agenda Go to: www.AmericanConference.com/SecLit Brought to you by: #ACISecurities