North
American
Financial
Information FREE attendance
Summit 2009 for qualified
delegates
from financial
institutions
Market data New York, May 20
Reference data
Bringing together market data, reference data and data
Enterprise data
management executives from leading financial institutions
management across North America to examine solutions to the urgent
Data infrastructures challenges facing their businesses
Algorithmic trading
Regulation and
Hear from leading practitioners:
market structure
Alex Golbin,
David Blaszkowsky,
CFA, Managing Director,
Director, Office of Interactive
BLACkROCk
Disclosure, US SECURITIES
PLUS: & EXCHANGE COMMISSION
Network with
senior market and Baldwin Smith, Tom Dalglish,
reference data managers Data Tsar & Global Head, Vice President,
from across North America CREDIT SUISSE Enterprise Reference Data,
JPMORGAN CHASE
at the North American
Financial Information
Robert Wallos Amy G. Harkins,
Summit cocktail
Global Head of Market Data, SVP, Managing Director,
reception
CITIGROUP Global Head of Corporate
Actions, Proxy & Class
Actions, THE BANk OF
NEW YORk MELLON
John Bottega
Chief Data Officer, Mark W. Januszka, Vice
FEDERAL RESERVE BANk President, EDM Regional
OF NEW YORk Head – Americas, HSBC
Lead sponsors
Panel sponsors
Xasax Corporation
Hosted by
Co-sponsors
www.financialinformationsummit.com/na

North
American
Financial
Information
New York, May 20
Summit 2009
Who should attend the North American
Letter from the editors
Financial Information Summit?
Dear data industry executive,
This event will be of value to all those working in market data, reference data
and enterprise data management in financial institutions. It is of particular
The past year has seen fundamental changes in the financial markets, as the
relevance to executives with the following job titles:
downturn continues to leave its mark on the market and reference data
industry alike. Now, more than ever, financial institutions need to address Chief Data Officer
market and reference data challenges and focus on using data to identify Chief Information Officer
new sources of alpha, harnessing innovative technologies to achieve lower Chief Operating Officer
latency and more granular analysis, and implementing enabling strategies Chief Technology Officer
such as enterprise data management, while increasing their focus on data Global, Regional, Country Heads, Directors and Senior Management with
quality as budget controls, best practices and risk management become responsibility for:
ever-more urgent priorities. Market Data Services; Data Administration; Market Data Commercial;
Reference Data Strategy; Reference Data Quality; Data Architecture;
With these concerns at the forefront of our minds, on May 20, 2009,
Enterprise Data Management; Data Outsourcing; Algorithmic Trading;
Inside Market Data and Inside Reference Data will bring together leading
Information Systems; IT Strategy; Trading Technology; Electronic Trading
practitioners from the data industry to discuss and debate the most
& Execution; Market Data Operations; Data Desktops Infrastructure;
topical and pressing issues affecting their business at the North American
Risk Management; Operational Risk & Compliance
Financial Information Summit 2009.
The day will feature in-depth panel discussions with senior market and
reference data executives from the buy-side and sell-side, vendors, and
‘This is an excellent forum for discussing
exchanges to discuss the latest strategies to help stay ahead of the
real-time and reference data support with
business, regulatory and technology challenges affecting the US and global
colleagues in the industry, letting all attendees
markets. The day will consist of a full two-stream program with panel
discussions and four exclusive case-studies. It will provide the best possible
take advantage of the collective experience
platform to network with your peers and industry experts, and to check out
of all participants.’
the latest offerings from the major data providers in our exhibition space.
Highlights from the market data stream include strategies for managing Mark Januszka, VP Regional Head of Enterprise Data Management
,
relationships between clients and exchanges, the growing challenge of – Americas, HSBC
capacity management in an age of falling budgets and rising data volumes,
finding a balance between timelines and quality of data, assessing the value
of new data sources as more venues come to market, and examining the
What’s in it for you?
trends that are changing data demands across the front, middle and
back office.
Benchmark your data management strategies, cost-control and risk
In the reference data stream, speakers will provide guidance on smarter
management initiatives and hear case studies on implementation of the
spending and project prioritization in a volatile market, how to succeed
latest solutions
with data integration initiatives, strategies for reducing counterparty risk,
Assess and learn about other factors that combine with low latency
the growth in complex instruments and tax information affecting corporate
to give firms an advantage
actions processing teams, and of course the lessons learned from the credit
crunch on transparency and pricing illiquid assets. Explore the drivers behind increasing market data volumes and the risks
of inadequate capacity management strategies
This year’s summit looks set to deliver invaluable insights into how best to
Hear exclusively from top speakers about the core components of
utilize and improve your data assets to weather the current financial storm.
an EDM strategy and the most effective techniques for maintaining
We hope you can join us for what will be a hugely worthwhile event.
consistent data models across data feeds
With best regards Discover the best business protocols for improving data quality and
uncover how to increase the availability of data across more applications
Participate in the interactive panel discussions and discuss the impact
of the recent merger activity on you and your firm
Max Bowie Tine Thoresen
Editor, Editor,
INSIDE MARKET DATA INSIDE REFERENCE DATA
www.financialinformationsummit.com/na

North
American
Financial
Information
New York, May 20
Summit 2009
Program – New York, May 20, 2009
8.20 Registration and breakfast
8.50 Welcome remarks: Lee Hartt, Publisher, INSIDE MARKET DATA & INSIDE REFERENCE DATA
9.00 KEYNOTE ADDRESS
9.30 PLENARY ADDRESS: The market data vendor landscape – Analysis and statistics on the industry
David Anderson, Editor, INSIDE MARKET DATA REFERENCE
10.10 Morning break
10.40 Inside Market Data Inside Reference Data
Chairperson’s opening remarks: Max Bowie, Editor, Chairperson’s opening remarks: Tine Thoresen, Editor,
INSIDE MARKET DATA INSIDE REFERENCE DATA
10.45 End-user panel: The future for data management End-user panel: The impact of market dynamics on reference data
• Managing the need for increased data with reduced budgets • Maintaining the long-term vision while fighting the short-term fires
• Merger mania: A blueprint for consolidating data teams and infrastructures • Cost-optimization: How to spend smarter
• Surviving the layoff lottery: What experience and certification do firms look for? • Negotiating contracts and service level agreements that meet internal
• Quick or clean? Balancing the need for high-quality data with timely data reference data consumption and re-distribution requirements
Moderator: Ludwig D’Angelo, Vice President North American Trading • Surviving with ‘self-funding’ strategies by making continuous data
Technology, JPMORGAN management enhancements
Christopher DarConte, Senior Vice President, Capital Markets, CITI Moderator: Norman Brower, Executive Director, Enterprise Data Group
Steve Ellenberg, Global Index Licensing Co-ordinator, Vice President, Supply MORGAN STANLEY
Management, CREDIT SUISSE Ranko Batljan, Vice President, Securities Data Technology & Asset Servicing,
Mark W. Januszka, Vice President, EDM Regional Head – Americas, HSBC THE BANK OF NEW YORK MELLON
Steve Listhaus, Head of Market Data Services, Corporate & Investment John Bottega, Chief Data Officer, FEDERAL BANK RESERVE OF NEW YORK
Banking, WACHOVIA Venkatesh Kaliappan, Senior Manager, Institutional Products & Technology,
FIDELITY
Baldwin Smith, Data Tsar & Global Head, CREDIT SUISSE
11.30 Case Study Case Study
Steve Ellenberg, Global Index Licensing Co-ordinator, Vice President, Tom Dalglish, Vice President, Enterprise Reference Data,
Supply Management, CREDIT SUISSE JPMORGAN CHASE
11.50 Panel: An evolving relationship: Finding a balance between exchanges Panel: EDM Phase 2: Succeeding with data integration
• The core components of an EDM strategy fit for a turbulent market
and customers
• Evaluating costs: Rationale behind pricing structures of exchange data • Improving data availability and accessibility across applications and silos
• Selecting and assessing data sources as new venues come to market • Best practices for integrating data assets on time and budget after a merger
• Negotiating contracts that maximize exchange data usage • Identifying best products and processes to deal with pressure to meet last
• The impact of mergers on unit of count and audit issues minute data requests
Rick Alm, Director, Market Data Strategy & Architecture, CREDIT SUISSE Moderator: Marcie Heyl, First Vice President, BNY MELLON ASSET SERVICING
Edmund Flynn, Senior Director, Market Data Services, FIDELITY INVESTMENTS John Bottega, Chief Data Officer, FEDERAL BANK RESERVE OF NEW YORK
Rafah Hanna, Executive Director, Head of MTS Data, EURO MTS Tom Dalglish, Vice President, Enterprise Reference Data, JPMORGAN CHASE
Steve Hansen, Vice president, Market Data Manager, SOCIETE GENERALE Suresh Jayaraman, Enterprise Risk Management, AIG
Richard Jacobi, Senior Vice President Global Relationship Manager
– Exchanges, CITIGROUP
12.35 Lunch break
13.50 Panel: Capacity planning: Making room for more Panel: Managing counterparty risk
• The drivers behind increasing data volumes • Counterparty data: Reducing risk in a volatile market
• Expecting the unexpected: Forecasting future capacity needs accurately • Succeeding with counterparty data aggregation to help manage exposure levels
and looking at long-term solutions to reducing traffic • Identifying counterparty data requirements to comply with existing and
• The risks of an inadequate capacity management strategy future regulation
• Boxing strategy: Prioritizing technology projects for internal efficiencies • Assessing the viability of a commercial entity entering the identifier space
Ted Lambrinos, Vice President Trading Technology, JPMORGAN CHASE Sinan Baskan, Director of Business Development for Financial Services
Noah S. Lieske, CEO, XASAX Industry, SYBASE, INC
Robert Wallos, Global Head of Market Data Architecture, CITIGROUP Darren Measures, Global Head of Sales & Collateral Management,
David Weiher, Director of Market Data Strategy, FIDELITY JPMORGAN CHASE
Scott J. Preiss, Vice President Securities Classifications, STANDARD & POOR’S
14.35 Case Study Case Study
David Blaszkowsky, Director, Office of Interactive Disclosure, US Amy G. Harkins, SVP Managing Director, Global Head of Corporate Actions,
,
SECURITIES & EXCHANGE COMMISSION Proxy & Class Actions, THE BANK OF NEW YORK MELLON
14.55 Panel: Developing content to meet future consumer demands Panel: Market mayhem: The impact on corporate actions
• Adding new data inputs to the trading and investment process • Dealing with the growth in complex instruments and tax information
• Assessing the reliability of research and ratings affecting corporate actions handling
• Examining changing data demands across the front, middle and back office • The effects of the market instability on the US Corporate Actions market
• Dealing with the demands for data on exchange traded assets, OTC, • Minimizing risk: Looking at the next steps
evaluations, news and ratings • Setting standards; Have we come any closer towards international
Rick Alm, Director, Market Data Strategy & Architecture, CREDIT SUISSE agreement on standards?
David Blaszkowsky, Director, Office of Interactive Disclosure, US Deborah Culhane, Chief Operating Officer, FIDELITY ACTIONS XCHANGE
SECURITIES & EXCHANGE COMMISSION Amy G. Harkins, SVP Managing Director, Global Head of Corporate Actions,
,
Bill Gartland, Director, Market Data, TRADEWEB Proxy & Class Actions, THE BANK OF NEW YORK MELLON
Robert Kissell, Head of Quantitative Trading Strategies, JPMORGAN Barry Raskin, Managing Director, SIX TELEKURS USA
SECURITIES, INC
Vikas Parikh, Head of IT Trading Operations, GE ASSET MANAGEMENT

North
American
Financial
Information
New York, May 20
Summit 2009
15.40 Afternoon break
16.10 Panel: Latency: Is it still a competitive differentiator? Panel: Evaluated prices: A winner in the downturn
• Getting up to speed: Identifying, monitoring and eliminating sources of • Pricing illiquid assets: Lessons learned from the credit crunch
external and internal latency • How to reduce the risk of the valuation game
• Creating and managing an integrated co-location strategy • Reviewing the importance of the underlying compared to the final price
• The chips are down: New technologies to help reduce latency • Improved transparency: Assessing the need for regulatory involvement
• What’s next? As speed becomes an equalizer, what other factors, Alex Golbin, CFA, Managing Director, BLACKROCK SOLUTIONS
combined with latency, will give firms an advantage? Peter Serenita, Global Pricing Operations, JPMORGAN CHASE
Venkatesh Kaliappan, Senior Manager, Institutional Products John M. White, Global Head, Market & Vended Data Services,
& Technology, FIDELITY STATE STREET GLOBAL ADVISORS
Jean-Marc Orlando, Global Head of E-Commerce, BNP PARIBAS
Varghese Thomas, Vice President, Financial Services Business Unit, SAVVIS
16.55 Vendor panel: Vendors respond to end-user’s questions
• The impact of industry cutbacks on vendor businesses
• How have end-user priorities and demands changed in light of recent market conditions?
• Evolving to provide the next generation of products and services
• Strategies for survival: Competition or co-operation in an era of consolidation?
Panelists to be confirmed – please visit website for updates
17.40 Chairperson’s closing remarks
17.50 Cocktail Reception
19.00 Inside Market Data Awards 2009 & Inside Reference Data Awards 2009
Upcoming Financial Information
Summits in 2009
This year’s Inside Market Data Awards and
European Asia Pacific
Inside Reference Data Awards evening will
take place on May 20, 2009.
London, Hong Kong,
Voting and Call for Entry is now open for
vendor and end-user categories. September 22, 2009 November 2009
Stand up and be counted – the only financialinformationsummit.com/ap
financialinformationsummit.com/eu
awards that recognize industry excellence
within market data, reference data and
enterprise data management.
‘This has become the most inclusive market
data event of the year. Inside Market Data
and Inside Reference Data bring together
all market data professionals, vendors and
related suppliers at this conference and allow
for open dialogue on critical issues for all
constituents. I learn more at this one event
than at any other offered today.’
Barry Raskin, Managing Director
Americas, SIX TELEKURS USA
Voting Categories
You, Inside Market Data and Inside Reference Data readers,
will make the final decision, choosing the winners in 21 hotly
contested vendor categories, from this year’s survey.
Voting ends at midnight on April 3, 2009.
Call for Entry Categories
Financial institutions will be able to enter themselves for
nominations in 8 market data and reference data categories.
Vendors also have the opportunity to enter 4 vendor
categories and have their clients endorse their entries. Both
will be judged by our esteemed judging panel.
Both our survey and entry forms can be
accessed via our websites
insidemarketdata.com/awards
irdonline.com/awards
VOTE NOW
SIMDIMDIRD09_ADA4-CALL.indd 2 26/2/09 15:48:52

North
American
Financial New York, May 20
Information
Summit 2009
Lead Sponsors
MTS Group is the market leader for electronic fixed- As a leader in its field, SIX Telekurs specializes in We offer highly secure, real-time, high-availability,
income securities trading in Europe. On average, over the procurement, processing and distribution of integrated financial solutions that will help increase
¤85 billion are traded each day, comprising activity for international financial information. Financial market your organization’s operational efficiency, customer
over 1,200 participants across 25 markets. The MTS specialists at SIX Telekurs gather information from all service, business resiliency, and ROI. We work with
Group has become the only genuine pan-European the world’s major trading venues – directly and in real more than 1,700 of the world’s largest financial
market for fixed-income securities present in all eu- time. The SIX Telekurs database with its structured institutions, while our technology powers 90 percent
rozone countries and Israel, as well as in other debt and encoded securities administration data for more of the world’s securities firms and 60 percent of
markets in Europe. Known as “The European Bond than 5 million financial instruments is unique in terms its banks. Our wireless solutions extend critical
Exchange, it aids the overall development of the
” of its depth of information and data coverage. With trade lifecycle information into the hands of traders,
European government bond market and facilitates offices in 23 countries, SIX Telekurs combines the brokers and operations staff enabling them to
its integration. MTS endeavours to deliver the full advantages of global presence and local know- proactively monitor trade transactions, exceptions
benefits of an electronic trading marketplace while how. SIX Telekurs is a company of SIX Group. On a and settlements in real time ensuring customer
working with both issuers and participants to create a worldwide scale, SIX Group offers first-rate services service level agreements are met.www.sybase.com
unified fixed-income market of unparalleled liquidity, in the areas of securities trading, clearing and
transparency and efficiency. settlement, as well as financial market information
and payment transactions. www.six-telekurs.com
www.euromts-ltd.com
Panel Sponsors
Savvis, enterprises can focus on their and mutual fund and client statement in providing indications of interests,
core business while Savvis ensures evaluations. Services include global and Tradeweb Routing Network, a
the quality of their IT infrastructure. securities identification and cross- global FIX network with more than
Leading IT organizations around the referencing, securities pricing, 7,000 connections to over 750 firms.
world have selected Savvis to help reference data, credit ratings and www.tradeweb.com
Leveraging more than 10 years of
them improve their service levels, research to support securities
experience, Fidelity ActionsXchange
reduce capital expense and deal with operations and investment managers
is the trusted provider of global
Xasax Corporation
the rising costs of bandwidth, energy, worldwide.
corporate action processing solutions
real estate, staff and expertise. As a www.standardsandpoors.com
for many of the world’s financial
pioneer in utility computing, Savvis
industry leaders. Our innovative
understands and harnesses the Xasax Corporation provides an ultra-
solutions leverage multiple best-of-
latest advances in technology like low latency financial network called
breed commercial data feeds and
virtualization, cloud computing and the Xasax Financial Backbone built by
other direct data sources, along with
support process automation. lighting diverse dark fiber paths. The
rigorous analysis and support, to turn
XFB encompasses the majority of
www.savvis.com
even the most complex data into
available liquidity in the US with dark
intelligence our clients can use to
Tradeweb is a leading over-the-counter, fiber interconnections. Xasax services
make confident business decisions.
multi-asset class marketplace, include proximity hosting / co-
www.actionsxchange.com
and a pioneer in the development location; raw and consolidated market
of electronic trading and trade data; order routing and execution
processing. The company provides management systems; Vendor
market data services in the fixed of Record/entitlement solutions,
Standard & Poor’s provides solutions income, derivatives, and equity and historical data warehousing.
that help organizations with clearance markets to clients in more than 50 This infrastructure facilitates high-
Savvis, Inc. (NASDAQ:SVVS) is an
and settlement STP compliance and
, countries. With its expansion into the frequency traders, hedge funds, and
outsourcing provider of managed
risk management, security master equity markets, Tradeweb is leveraging financial service providers.
computing and network infrastructure
file maintenance, data management, AutEx, the industry leader for 40 years www.xasax.com
for IT applications. By outsourcing to
Co-Sponsors
About the hosts
www.insidemarketdata.com/leaders
Incisive Media’s market data portfolio incorporates the market-leading industry brands serving financial institutions in
print, in person and online - through its series of publications, conferences, research, training, briefings and reports.
Our publications help key decision makers within financial institutions with the business and financial issues they face
as consumers of market data, reference data and data management. www.irdonline.com/leaders
Sponsorship Information
To find out how your organization could Jo Garvey Lee Hartt
benefit from sponsoring or exhibiting at the T: +1 212 457 7745 T: +44 (0)20 7484 9907
North American Financial Information Summit E: jo.garvey@incisivemedia.com E: lee.hartt@incisivemedia.com
2009, please contact:

North
American
Financial New York, May 20
Information
Summit 2009
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