The University Perspective on Audit and Compliance Issues

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Introduce the goals and priorities, the focus areas, integrity through policy and Education and Research Integrity and Compliance, as well as Business Practices.

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The University Perspective on Audit and Compliance Issues

  1. 1. The University Perspective on Audit and Compliance Issues Lynne Chronister, Assistant Vice Provost and Director of Sponsored Programs University of Washington, Seattle, Washington June 20, 2008
  2. 2. GOALS AND PRIORITIES <ul><li>1. Promoting Integrity </li></ul><ul><li>2. Setting Ethical Standards </li></ul><ul><li>How Is this Done? </li></ul><ul><li>Building a Culture of Compliance </li></ul><ul><ul><li>Policy and procedures </li></ul></ul><ul><li>Staffing and Infrastructure </li></ul><ul><li>Training </li></ul><ul><li>Auditing and Oversight </li></ul>
  3. 3. Focus Areas <ul><li>Academics and Scholarship </li></ul><ul><li>Research and Service </li></ul><ul><li>Business Practices </li></ul>
  4. 4. Integrity through Policy and Education <ul><li>Promotes academic integrity </li></ul><ul><ul><li>Promotion and Tenure </li></ul></ul><ul><ul><li>Policies: </li></ul></ul><ul><ul><ul><li>Plagiarism </li></ul></ul></ul><ul><ul><ul><li>Academic standards for students </li></ul></ul></ul><ul><ul><ul><li>Faculty Policy and Procedures </li></ul></ul></ul>
  5. 5. Research Integrity and Compliance
  6. 6. Business Practices <ul><li>Policies </li></ul><ul><li>Internal Controls </li></ul><ul><li>Audits </li></ul>

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