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Riskpro brief introduction Riskpro brief introduction Presentation Transcript

  • 1 Risk Management Advisory & Consulting Riskpro, India
  • 2
  • 3 Riskpro’s Network Presence New Delhi Mumbai Bangalore Ahmedabad Pune Agra Salem Kolkata Hyderabad Chennai Jaipur
  • 4 Who is Riskpro… Why us? ABOUT US  Riskpro is an organisation of member firms around India devoted to client service excellence. Member firms offer wide range of services in the field of risk management.  Currently it has offices in three major cities Mumbai, Delhi and Bangalore and alliances in other cities.  Managed by experienced professionals with experiences spanning various industries. MISSION  Provide integrated risk management consulting services to mid-large sized corporate /financial institutions in India  Be the preferred service provider for complete Governance, Risk and Compliance (GRC) solutions. VALUE PROPOSITION  You get quality advisory, normally delivered by large consulting firms, at fee levels charged by independent & small firms  High quality deliverables  Multi-skilled & multi-disciplined organisation.  Timely completion of any task  Affordable alternative to large firms DIFFERENTIATORS  Risk Management is our main focus  Over 200 years of cumulative experience  Hybrid Delivery model  Ability to take on large and complex projects due to delivery capabilities  We Hold hands, not shake hands.
  • 5 Governance, Risk and Compliance (GRC)– Need of today • Increasing complexity in the regulatory and compliance requirements • Global reach of companies and related compliance issues • HITECH- Health industry, Solvency II-Insurance Global regulatory Driven • All Listed companies required to comply with SEBI • Regulatory intervention in role of Independent Directors • Investors expectations and protection Compliance Eg. Clause 49 • Stepping stone to Enterprise Risk Management • Competitive Pressures • Manage internal scams and external frauds • Quality conscious Best Practices
  • 6 Risk Management Advisory Services Training Recruitment Basel II/III Advisory  Market Risk  Credit Risk  Operational Risk  ICAAP Corporate Risks  Enterprise Risk Assessment  Fraud Risk  Risk based Internal Audit  Operations Risk  Forensic services IT Risk Advisory  IS Audit  IT Service Management  IT Assurance  IT Governance Operational Risk  Process reviews  Policy/ Process Review  Process Improvement  Compliance Risk  Insurance Risk Governance  Corporate Governance  Business Strategic risk  Fraud Risk  Forensic Accounting Other Risks  Business/Strategic Risk  Reputation Risk  Outsourcing Risk  Contractual Risk  Banking – E Learning  Corporate Training  Regular Risk Management Training  Online Training material  Workshops / Events  AML-KYC/ ISO standards- 31000  Independent Directors for Corporates  Virtual Risk Managers  Full Time Risk Professionals  Part time Risk Professionals  Risk Managers on call – free SERVICES
  • 7 Risk Management Offering – BFSI + Basel / Technology Market Risk Credit Risk Operational Risk GRC/ ERM Consulting Advisory Technology Solutions Basel II Advisory Training Recruitment Data Management & Analytics Audit and Assurance Market Risk Framework ALM / FTP Framework System Testing, UAT Support, Internal Parallel Run, External Parallel Run Risk Measures Modeling, Metrics, Model Validation, Stress Testing, Back Testing Policies and procedures, Current State Assessment, Target State Roadmap, Gap Analysis, Risk Business Architecture Development and Review Training, Risk Recruitment, Placement of Contract consultants Info Risk Mgmt, Fraud, Forensic Basel II Validation and Benchmarking advisory. Standard Data Interfaces, Risk Data Warehouse, Data Marts, Data Sourcing, Data Validation and Transformation, Reconciliation PD Model for Corporate /Retail Policies -RCSA, KRIs, Dashboards Integration Approach for ORM, Audit & Compliance Basel II Implementation including Pillar II-ICAAP LGD Modeling & validation AML/Regulatory Compliance AMA Modeling ERM, Corporate Governance, Risk Appetite
  • 8 Risk Management Trainings – Three Delivery Methods Onsite- Instructor Led Online- Web based Webinars  Corporate Institutional trainings for senior management with strategic interest areas  Classroom trainings for junior/ mid level executives  Delivered by knowledgeable experts across industry domains  Multi city delivery capability for training to large audience  Suitable for frontline staff for induction and onboarding requirements  Delivered live by experts providing topic outline framework  Low cost model at regular intervals or fixed duration e- learning platform  Interactive webinars on hot topics or customized areas for global access audience  Complimentary or Recorded versions for self paced re-cap and reference  On demand services with select topics  Conducted by industry experts with Q&A session
  • 9 Our Recruitment services Full Time Staffing  Riskpro is constantly building its network of Risk Professionals across India  Today, we can help you hire risk professionals at all levels of experience  We differentiate from other recruitment firms, because, as Risk Managers ourselves, we are able to better match your requirements and candidate experience  Our charge out rates are competitive  Slab rates. As we do more business with you, the rates come down. Temporary Staffing - The Project Team  Pool of highly qualified staff with deep risk expertise  Available for your short to medium term needs  Varying levels of professionals available. Experience starting from 4 years to 20 years. All will have CA, ICWA or equivalent qualification.  The Project employees pool will be available as per your needs and the employees on site can start/stop projects as per your master project plan. RECRUITMENT
  • 10 Risk Based Internal Audit How we Do Transaction Audit Control Reviews Process Reviews Risk Assessment Fraud Mitigation Enterprise Risk Assessment Increasing Enterprise Risk Focus NeedofOrganizations Internal Auditing helps an organization accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Source: The Institute of Internal Auditors 1999 (IIA) Benefits of Risk based Audit • Traditional audit view value added techniques •Risk profile of Businesses •Internal Controls & Ops Risk reviews •Cost reductions recommendations •Review of Fraud Risk Controls
  • 11 Our Solution for Fraud Investigation Based on our understanding of your requirements, we have customized a package of our solution offerings to meet your needs. To detect and prevent fraud and evaluate Code Of Conduct Compliance on following parameters :  Fraud Detection  Fraudulent Vendor  Recruiting new dealers, suppliers, franchisees or distributors  Anti-Fraud Measures  Monitoring Compliance and Aut horization  Workplace Practice  Background check for employees  Background check for customers  Prevent default of high value bills Our Solution For you Analyze Investigate Resolve Understanding Your Supply Chain To Monitor Your Process Evaluating your need Source Root cause of Problem Obtaining And securing Evidence Confidential Interviews with vendors Prioritize solutions and remedial measures Quantify Loss and Suggest possible Actions Solve Compliances Issues Benefits To You  Protects you from any Monetary or Reputation damage  Code of conduct establishment  Enables you to identify risks / control gaps  Helps you identify any undisclosed production  Risk Mitigation
  • 12 Enterprise Risk Management (ERM) - Methodology 1 Foundation 2 RISK IDENTIFICATION •ERM vision •Goals and objectives •Policies •Organization structure •Alignment to strategies •Risk Assessment •Gap Analysis •Risk Mapping 3 BASIC ERM Foundation •FOUNDATION TASKS •RISK ASSESSMENT TASKS •Risk Mgmt for 2-3 critical risks •Evaluate existing RM structures •Enhanced management reports •Dashboards •Monitoring tools •Risk based Communication 4 ENHANCED ERM Foundation •Foundation Tasks •RISK Identification •Enhanced Framework Risk Identification Risk Identification You select the level and size of ERM efforts to suit your needs and budget. How we Do
  • 13 Legal Risk Advisory Services How we do Completion: Board & Shareholder Resolutions Statutory filings Monitoring Compliance with Agreements Structuring: Determine the tax efficient & legal compliant structure for grants and funds Market Entry Strategy Instruments for the implementation of the agreed terms Due Diligence: Investor’s Perspective Risk Assessment Legal& commercial affairs of the company Documentation: Term Sheet Agreements Legal Advisory and Opinion
  • 14 IT Risk Advisory Service Information Technology Service Management Information Security Management Information Security Audit Information Technology Assurance Information Technology Governance How We Do
  • 15 IT Governance Offerings How we Do IT ASSURANCE • Business Continuity Planning • Computer Crime Investigations • Training in IT • Compliance with IS Policies & Procedures INFORMATION SECURITY • Penetration Testing • Application Systems - Security review • Review of IS Controls • BS 7799 / (ISO 27001) Implémentation • Formation of IS Security Policy • Compliance with IS Policies & Procedures IT GOVERNANCE • COBIT • Val IT • Balanced Scorecard • IT & Business Maturity Models IS AUDIT • Operating Systems Audit • Database Audit • Networking Audit • Firewall Audit • IDS Audit • Web Application, Data Center Audit • Internet Banking, Core Banking Audit • Performance & Forensic Auditing • Application Systems - Functional review • Compliance with IS Policies & Procedures
  • 16 Riskpro Clients Our Clients *Any trademarks or logos used throughout this presentation are the property of their respective owners Banking/ Insurance Corporate MNC Banking Intl Consulting IT / Others
  • 17 Team Experiences Our Experiences *Any trademarks or logos used throughout this presentation are the property of their respective owners Our team members have worked at world class Companies
  • 18 RESUMES – Our team  Co-Founder - Riskpro  CA, CPA, MBA-Finance (USA), FRM (GARP)  Over 10 years international experience – 6 years in Bahrain and 4 years USA  15 years exp in risk management consulting and internal audits, Specialization in Operational Risk, Basel II, Sox and Control design  Worked for Ernst & Young (Bahrain), Arab Investment Company (Bahrain), Navigant Consulting(USA), Kotak Mahindra Bank (India) and Credit Suisse(India)  Sox Compliance project for Fannie Mae, USA ( $900+ Billion Mortgage Company) ManojJain  Co- Founder - Riskpro  CA (India), MBA (Netherlands), CIA (USA)  Over 15 years of extensive internal and external audit experience in India and abroad.  Worked with KPMG United Arab Emirates, PKF South Africa, Ernst and Young Kuwait, Deloitte Netherlands and KPMG India.  Worked with clients in a wide variety of industries and countries including trading, retail and consumer goods, NGO, manufacturing and banking and finance. Major clients include banks, investment companies, manufacturing organizations, aviation etc. RahulBhan Credentials
  • 19 RESUMES - Our team  Co-Founder and Director - Riskpro  PGD (Electrical & Electronics & Computer Programming)  30 years of experience in Information & Communications Technology (ICT) Solutions for Retail, Garments, Manufacturing, Services Industries.  Has created Companies, Divisions, Products, Brands, Teams & Markets.  Consulting in Business, Technology, Marketing & Sales & Strategic Planning.  Advisory, Training, Workshops & Implementation in Systems Thinking, Systems Modeling & Balanced Scorecard  Worked with TIFR, Mahindra, Ambience, Communico-Graphique & Ionidea Inc, USA, CasperAbraham Credentials  Director  MBA, PDFM,NSE-NCFM, PMP, CSSGB,ISO 9001:2000 I.A,GARP-FBR, ITILV3,CPP-BPM  Professional with 17 years of rich experience into diverse Consumer finance/ Lending operations ,Risk Management,BPMS, Consumer Banking, NBFC, Management Consulting & Housing finance in BFSI industry having successfully led key business strategic engagements across multi-product environment in APAC, Australia and US regions.  Worked with GE, ABN AMRO Bank, Citigroup, Accenture, Deutsche Postbank  Highly skilled and expert Trainer in Risk areas across Credit, Fraud, Operational, Corporate Risk management.  Specializes in Fraud Control, AML/KYC Compliance ,QA ,ERM and Regulatory governance. HemantSeigell
  • 20 RESUMES – Our Team Executive Vice President - Riskpro  Banking and Risk Management professional, M.com, CAIIB, ACMA  29 years of Banking experience - Credit management, Branch and operations management and Risk Management in India and Middle East  Past 10+ years experience in Risk Management – setting up enterprise wide risk management frame work, managing risks, implementing Basel 2 requirements  Most recent employment with TAIB Bank, Bahrain, as Chief Risk Officer. TAIB Bank is a leading bank based in Bahrain having multinational operations in Kazakhstan, Turkey, UAE and India. Before TAIB, 6 years in senior position in risk management in Al Ahli Bank of Kuwait PrasannaRath Credentials  Senior Advisor – Basel II & Banking  Ex- Head of Integrated Risk Management department at Bank of Maharashtra  Responsible for implementation of Risk management guidelines issued by RBI from time to time on Credit risk, Market Risk and Operational risk and reporting regularly to Risk Management Committee of the Board and Board of Directors.  Put in place all policies relating to Risk Management, ALM Policy, ICAAP Policy; Stress Testing Policy, Business Continuity Planning Policy, Outsourcing Policy.  Validated Credit Risk Rating and put in place techniques for identifying and measuring of Pillar 2 risks such as concentration risk, Liquidity risk, IRRBB, Earnings risk, strategic risk etc. R.Muralidharan
  • 21 RESUMES - Our team  Head – Taxation Risk Advisory  B.Com, FCA  Senior Partner with 48 year old Delhi based Chartered Accountant firm, Mehrotra and Mehrotra  Over 19 years of experience in the field of Audit, Taxation, Company law matters.  Major clients served are NTPC, BHEL, Bank of India, PNB, Airport Authority of India etc. RajeshJhalani Credentials President – Banking & Financial Services  A senior researcher in Applied Mathematics leading to Ph.D after MSc (Mathematics), CWA, CAIIB  Combined experience of 25+ years in corporate banking, risk management, international trade finance, development of risk rating models, project finance, credit monitoring and NPA management  Since 2006 conducting open / in-house training on the above domains to all Top public/ new and old private sector banks, top MNC banks (India and abroad), leading NBFCs and corporates in manufacturing and financial services space; Worked on IFC (World Bank) funded projects for MSMEs in India and abroad  Worked for Bank of Baroda and ICICI Bank – bestowed Top Performer Award continuously two years during his tenure; widely travelled abroad for business relations, seminars, offering training, investor meetings, NYSE listing and for processes involving establishment of representative Office in USA Sivaramakrishnan
  • 22 Executive Vice President – Risk Management ( Banking & Financial Services)  A hands-on banking professional {BSc (Mathematics), CAIIB} with considerable domestic and international experience  An aggregate experience of 24+ years across industry, mainly BFSI in several functional areas including Retail and Commercial Banking, Corporate Lending, team member of the Business Process Re-Engineering project (BPR); conceptualizing and setting up shared services centres for centralized operations for the Bank in India.  Management through ERM framework overseeing all key areas of the business through various Operational Risk tools like KRI / RCSA matrices. Managing of major project implementation of Basel II and Compliance risk framework  Directing, reviewing and advising Board of Directors on various compliance issues and representing the bank to the Central Bank regulatory offices.  Worked for ANZ Grindlays Bank, Standard Chartered, Bahraini Saudi Bank and Dubai Holdings ( subsidiary) KashiBanerjeeRESUMES - Our team Credentials Consultant – Information Security & IT Governance  LLB, CA, CISA, CWA, CS, CFE and others  Over 15 years of experience in the field of Audit, Taxation, Investigations.  Specializing in the field of Systems Audit, Cybrex Audit, Computer Crime Investigations, IS Forensics  International Committee Member of Governmental and Regulatory Agencies Board and Academic Relations Committee of ISACA, USA AnjayAgarwal
  • 23 RESUMES - Our team Credentials PhanindraPrakash  Vice President – Riskpro India  FCA [India], ACMA [India], CFE [USA], CertIFRS [UK]  Over 16 years of extensive consulting experience which includes financial & systems audit, process transformation, implementation of internal controls, SOX compliance, fraud audits & due diligence, US-India taxation  Engaged in consulting roles as trusted advisor to finance, internal audit and information technology executives of multiple Fortune 1000 companies with project sites in US, Canada, Europe & Asia  Worked with E&Y and Deloitte Consulting in USA  Some of the major clients served internationally are GE Capital, UBS, McKesson, Eaton, Imation, Albertsons ShriramGokte  EVP - Risk Management  BTech MBA (USA)  22 years of work experience, 16 of which were in risk management domain, 11 years of global experience in USA & UK  Ex Chief Risk Officer of Birla Sun Life Insurance & CMS Info System .  Managed Risk & Compliance for two UK based insurance KPOs (Paternoster India & JLT India)  Core expertise in ERM, Capital Valuation, Operational Risk, Information Security, BCM, Governance & Internal Audit  CISA, CIA, CMA, FLMI, MBCI qualified
  • 24 Executive Vice President – Risk Management ( Banking & Financial Services)  Professional Risk Manager with considerable domestic and international experience  An aggregate experience of 30 + years across industry, mainly Banking in several functional areas including Wholesale Credit Risk, Operational Risk, Trade Finance , Retail Banking and Islamic Financial Services.  Track record of setting up of excellence in the set-up, and management of credit and operational risk, compliance and credit administration functions in retail, commercial , Islamic Banking and offshore banking entities in the Middle East.  Key strength includes Corporate Credits, Risk Management in IT, implementation of Risk Management module in core banking Bank’s Policies, procedures, Country Risk. Played an active role in 3 core banking software implementations  Worked for a Private Sector Bank in India, ABN AMRO Bank, Bahrain, Bank Muscat Bahrain and BMI Bank Bahrain as AGM Risk Management. VijayanGovindarajanRESUMES - Our team Credentials  Specialist Risk Consultant – ERP & IT Compliance  SAP Certified, MBA (Finance), SAP Security trained (from SAP India), SAP GRC Access Controls trained (from SAP India)  Over 7 years of experience working in the area of ERP/IT Risk advisory, primarily focusing on SAP, for ‘Fortune 500’ clients in around 8 countries including US, UK, UAE, Hong Kong, etc  Specializes in SAP Risk & Controls Advisory, SAP Business Process Controls Audit, SAP Security & Segregation of Duties Control Audit, ERP Trainings,  Strong Industry experiences ranging from Beverages, Insurance, Energy, FMCG, Pharmaceutical, Retail, Telecommunication to IT Services  Worked for risk advisory teams of reputed organizations like Ernst & Young, EXL Services GouravLadha
  • 25 RESUMES - Our team Credentials  Vice President & Head – IT Risk Advisory  Over 14+ Years of Experience in Information Security and Risk Management & CISM certified  Headed the Global Information Security team of Daimler (Mercedes-Benz) Worldwide at Bangalore for 9 years, previously worked at organization like Wipro, Bangalore Labs  Multi-sector experience including Banking, Insurance, Finance, Energy, Manufacturing, Retail, Hi-Tech & Telecom, and Automobile  Well known Ethical hacker: Was featured in BusinessWorld Magazine in an article about leading ethical hackers in India and published several articles in Print and Online Media  Rich experience in Information Security Audits across Corporations, 3rd Party Suppliers, Joint Ventures across several countries in the world including US, UK, China, Germany AashishShrivastavRavikiranBhandari  Vice President – Legal Risk Advisory  B.B.A. LL.B. (Hons.)  About half a decade experience in legal services to client’s with respect to Contract and Commercial Laws, Joint Ventures, Inbound & Outbound Investments, Private Equity Investment Transactions, Real Estate & Infrastructure, Energy and General Corporate.  Have advised various social enterprises and start ups in setting up business in India.  Worked for the leading law firms of India such as FoxMandal Little.
  • 26  Specialist Risk Consultant – Business Continuity  Founder and 15-year Chairman of Survive, the first international user group for Business Continuity professionals  Founding director and first Fellow of the Business Continuity Institute  Over 25 years international consulting expertise in Risk, Crisis, Emergency, Incident, and Business Continuity and ICT Disaster Recovery Management  Multi-sector experience including Banking, Insurance, Finance, Oil, Gas, Energy, Manufacturing, Retail, Hi-Tech & Telecom  Western Press Award for services to business, 1994; BCI/CIR nomination for lifetime achievement in BC, 1999, London; inducted into BC Hall of Fame by CPM magazine, 2004, Washington DC. AndrewHilesRESUMES - PARTNERSHIPS  Specialist Risk Consultant – Enterprise Risk Management  Highly skilled risk and insurance professional with 25 years of experience designing, developing and implementing large, global corporate risk management programs for Fortune 500 firms.  Principal Consultant and Founder - Excellence in Risk Management, LLC. (Texas, USA) Co- founder and EVP, Professional Services, rPM3 Solutions, LLC (Maryland, USA).  Past experiences include Head of Global Risk Management for USAA, PepsiCo/Tricon Global and American National Red Cross  Additional risk and insurance experience at Verizon Corp,. Marsh USA and Liberty Mutual Insurance Co.  2004 Risk Manager of the Year – 2007 recipient of the Alexander Hamilton Award for “Excellence in ERM” (at USAA) – former President, Risk and Insurance Management Society, Inc. ChrisE.Mandel
  • 27 Key Contacts Corporate Mumbai Delhi Bangalore Riskpro India Ventures (P) Limited info@riskpro.in www.riskpro.in F 186, Sarita Vihar New Delhi 110076 Manoj Jain Director M- 98337 67114 manoj.jain@riskpro.in Shriram Gokte EVP - Risk Management M- 98209 94063 shriram.gokte@riskpro.in Sivaramakrishnan President – Banking & FS M- 98690 19311 smaran.iyer@riskpro.in Rahul Bhan Director M- 99680 05042 rahul.bhan@riskpro.in Hemant Seigell SVP – Risk Management M- 99536 97905 hemant.seigell@riskpro.in Casper Abraham Director M- 98450 61870 casper.abraham@riskpro.in Vijayan Govindarajan EVP – Risk Management M- 99166 63652 vijayan.govindarajan@riskpro.in Ravikiran Bhandari VP – IT Risk Advisory M- 99001 69562 ravikiran.bhandari@riskpro.in Ghaziabad / Noida Chennai Kolkata Gurgaon Siddhartha Ghosh EVP - Finance M- 9810058072 Siddhartha.Ghosh@riskpro.in R Gupta - Insurance Risk M- 98101 07387 R. Muralidharan EVP – Risk Management M- 95660 77326 murali@riskpro.in Prasanna Rath EVP – Risk Management M- 90940 70458 prasanna.rath@riskpro.in Kashi Banerjee EVP – Risk Management M- 98304 75375 kashi.banerjee@riskpro.in Nilesh Bhatia Head – Human Capital Mgt. M- 98182 93434 nilesh.bhatia@riskpro.in Asok Sit EVP – Telecom Risk Advisory M- 98105 03463 asok.sit@riskpro.in Pune Salem Ahmedabad Hyderabad / Agra M.L. Jain Principal – Strategy Risk M- 98220 11987 mljain@riskpro.in Priti Tawari M- 9011054085 Chandrasekeran Recruitment franchisee M – 94435 99132 Manoj Kumar M – 98983 65320 Maulik Manakiwala M – 98256 40046 Gourav Ladha Phanindra Prakash (Hyderabad) Member Firm M- 95500 61616 Alok Kumar Agarwal (Agra) Member Firm M- 99971 65253