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Expert Vision for a
    Changing World




Surface Characterization and Internal
 Structure of Rubber & Plastics Using
   Atomic-Force Microscopy (AFM)
                         Michael P. Mallamaci, Ph.D.

                              PolyInsight LLC
                          526 S. Main St., Ste. 414
                             Akron, Ohio 44311
                              (330) 777-0025
                           mike@polyinsight.com
                           http://polyinsight.com
Agenda

• Brief History of PolyInsight
• Atomic-Force Microscopy (AFM)
  – Surface characterization technique
  – Internal structure technique
• Using AFM as a Problem Solving Tool
  – Roughness of multi-polymer extruded film
  – Morphology of thermoplastic elastomers (TPE)
• Using AFM for Certification/Validation/QA
  – Measuring sub-micron rubber particle size in
    thermoplastic packaging films
• Summary / Q & A

                      MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 2 of 32
                             Fall Technical Meeting
PolyInsight
• Small team of experts in the physical and
  chemical structure of rubber and plastics
• Laboratory operation with several
  microscopes and related sample
  preparation equipment in-house
• Located in Akron, Ohio at the Akron Global
  Business Accelerator
  – Part of NEOinc, The Northeast Ohio Incubator
    Collaborative for new entrepreneurs/start-ups
  – Partnerships with The University of Akron,
    and other regional laboratories
                   MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 3 of 32
                          Fall Technical Meeting
PolyInsight (cont’d)

• Continuous operation since July 2003
• Provide failure analysis, R&D testing,
  consulting/expert witness, and product
  certification services to the rubber and
  plastics industry
• Developed a portfolio of over 50 clients
  nationally and overseas
• Medical/Healthcare, Automotive, Industrial
  Coatings, and Consumer Products

                 MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 4 of 32
                        Fall Technical Meeting
Atomic-Force Microscopy (AFM)
• High spatial resolution
  imaging of surface
  topography
• Similar to stylus
  profilometry, except 1 nm
  resolution
• Probe interacts with surface
  to reveal mechanical
  properties at high resolution

                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 5 of 32
                         Fall Technical Meeting
Atomic-Force Microscopy (AFM)
 Change in amplitude                                         Lag in phase related
 provides topography                                          to viscoelasticity
                                                             or material stiffness




Free amplitude = Ao
Damped amplitude at
setpoint S = As


Ao                              As
                                                              Phase lag
                       MidAtlantic Rubber & Plastics Group          September 24, 2009   Slide 6 of 32
                              Fall Technical Meeting
Atomic-Force Microscopy (AFM)

Veeco Dimension 3000 AFM                                 Veeco MultiMode AFM
   (large sample sizes)                               (highest spatial resolution)




                     MidAtlantic Rubber & Plastics Group       September 24, 2009   Slide 7 of 32
                            Fall Technical Meeting
Surface Characterization via AFM


• The height of surface features can be
  measured quantitatively with 0.1 nm
  resolution
• Atomic step heights on crystals, DNA
  molecules, proteins, semiconductor
  lithography applications
• Maximum height of features allowed is ~
  6 µm, so surfaces must be “smooth”

                 MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 8 of 32
                        Fall Technical Meeting
Surface Characterization via AFM
  3D Surface Projection                                     2D Surface Projection




                      MidAtlantic Rubber & Plastics Group       September 24, 2009   Slide 9 of 32
                             Fall Technical Meeting
Surface Characterization via AFM
           Roughness Analysis




             MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 10 of 32
                    Fall Technical Meeting
Internal Structure

• Classic technique for
  examining the structure of
  composite materials is
  Transmission-Electron
  Microscopy (TEM)
• Materials must be thinned to
  ~ 100 nm or less to be
  electron transparent
• Image contrast is based on
  either electron diffraction
  (crystalline materials) or
  mass-density (amorphous
  materials)

                   MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 11 of 32
                          Fall Technical Meeting
Internal Structure of Polymers


• Sample preparation technique for obtaining
  electron transparent thin sections is
  cryoultramicrotomy
• Mass-density image contrast is enhanced by
  using heavy-metal stains, such as RuO2 or OsO4
• TEM offers highest spatial resolution possible at
  < 0.1 nm, plus chemical ID techniques
• Time-consuming sample preparation ($$$)
• Difficulty with complex multi-component systems

                    MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 12 of 32
                           Fall Technical Meeting
Internal Structure of Polymers via AFM


• Probe interaction with the surface can
  image “mechanical property” distribution
  with high spatial resolution (1-5 nm)
• Cryoultramicrotomy must be used to
  expose the internal structure – cut open in
  cross-section and look at the surface
• Relies on surface structure being
  representative of internal structure (just
  like polished sections)

                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 13 of 32
                         Fall Technical Meeting
Internal Structure of Polymers via AFM

• Incompatible 4
  component
  polymer blend
  can be imaged
  – PP (brightest)
  – PA (round, less
    bright)
  – PE (dark orange)
  – SEBS (black,
    surrounds PA)

                   MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 14 of 32
                          Fall Technical Meeting
Review of AFM Capabilities


• High spatial resolution imaging of surface
  structures
• Quantitative measurement of surface
  roughness
• Imaging of internal structure based on
  mapping of mechanical properties
• Complex polymer blend morphology can
  be imaged, no stains required

                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 15 of 32
                         Fall Technical Meeting
Using AFM as a Problem Solving Tool

• Surface morphology of a multi-polymer
  extruded film
  – Client experiences “orange peel” film surface
    defects
  – “Nothing Changed”
• Internal structure of thermoplastic
  elastomers (TPE)
  – Client experiences flow problems, dimensional
    inconsistencies with part
  – “Nothing Changed”

                   MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 16 of 32
                          Fall Technical Meeting
Orange Peel Surface Defect for
       PP/PE/PA films




           MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 17 of 32
                  Fall Technical Meeting
Orange Peel Surface Defect for PP/PE/PA films

      Good                                             Orange Peel




                 MidAtlantic Rubber & Plastics Group    September 24, 2009   Slide 18 of 32
                        Fall Technical Meeting
Orange Peel Surface Defect for PP/PE/PA films

      Good                                             Orange Peel




                 MidAtlantic Rubber & Plastics Group    September 24, 2009   Slide 19 of 32
                        Fall Technical Meeting
Orange Peel Surface Defect for
           PP/PE/PA films

• Good film surface: even distribution of all
  three polymer strands on surface
• Orange peel defect: higher levels of
  exposed PE, large irregular PA domains on
  surface
• PA supplier suspected, higher amine
  number for new lot was discovered


                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 20 of 32
                         Fall Technical Meeting
Internal structure of thermoplastic
           elastomers (TPE)
• TPEs (TPVs) rubber
  material that can
  be processed like a
  thermoplastic and
  doesn’t need to be
  cured
• Morphology is
  rubber “particles” in
  thermoplastic
  matrix

                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 21 of 32
                         Fall Technical Meeting
Internal structure of PP/SEBS

• Higher
  magnification
  image of PP/SEBS
• Block co-polymer
  structure for SEBS
  clearly resolved
• This is the BAD
  sample!


                 MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 22 of 32
                        Fall Technical Meeting
Internal structure of PP/SEBS

• Typical TPE
  composition: plastic
  + rubber + OIL
• Oily phase
  segregates to
  surface created by
  cryomicrotomy
• This is the GOOD
  sample

                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 23 of 32
                         Fall Technical Meeting
Internal structure of PP/SEBS
   1st scan pass                                         2nd scan pass




                   MidAtlantic Rubber & Plastics Group    September 24, 2009   Slide 24 of 32
                          Fall Technical Meeting
Internal structure of PP/SEBS
   Before                                             After




            MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 25 of 32
                   Fall Technical Meeting
Internal structure of PP/SEBS


• Oily phase mobility to surface is typical
  behavior
• Good and Bad samples displayed different
  “oily phase” behavior – but same blend
  morphology
• Only AFM could reveal this difference!
• Slight difference in oil was not a “drop in
  the slot” – oil solubility in the polymer was
  affected

                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 26 of 32
                         Fall Technical Meeting
AFM for Certification/Validation/QA


• Typical QA tools can not detect changes in
  structure which effect ultimate
  performance – focus on composition and
  physicals
• Polymer/rubber composites are becoming
  increasingly complex with performance
  depending on “nanostructure”
• No adequate QA tools for sub-micron
  structure exist

                 MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 27 of 32
                        Fall Technical Meeting
AFM for Certification/Validation/QA


• Catch problems before they leave the
  plant
• Reduce returns/recalls/adjustments
• Save $$$
• Build customer satisfaction / quality
  reputation
• Unbiased 3rd party laboratory advantages


                 MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 28 of 32
                        Fall Technical Meeting
Rubber particle size in thermoplastic
          packaging films
• PE film with TPV
  rubber particle
  modifier
• AFM used to
  image the rubber
  particles
• Image analysis
  measures the
  particle size
  distribution

                MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 29 of 32
                       Fall Technical Meeting
Rubber particle size in thermoplastic
         packaging films
                                                 Particle Size Distribution by Atom ic-Force Microscopy


                100%




                80%




                60%
 Cumulative %




                                                                                                                                       45 pellet
                                                                                                                                       46 pellet
                                                                                                                                       45 film (good)

                40%                                                                                                                    46 film (bad)




                20%




                 0%
                         0


                               0


                                     0


                                           0


                                                 0


                                                       0


                                                              0


                                                                     0


                                                                             0

                                                                                    00


                                                                                            00


                                                                                                    00


                                                                                                           00


                                                                                                                  00


                                                                                                                         00
                       10


                             20


                                   30


                                         40


                                               50


                                                     60


                                                            70


                                                                   80


                                                                           90

                                                                                  10


                                                                                          11


                                                                                                  12


                                                                                                         13


                                                                                                                14


                                                                                                                       15
                                                           Equiv.Diam .(nanom eters)




                                                            MidAtlantic Rubber & Plastics Group                   September 24, 2009                    Slide 30 of 32
                                                                   Fall Technical Meeting
QA tool for particle size distribution


• Large TPV particle fraction: necessary for
  feel, translucency
• Smaller PSD achieved with higher work
  screw: films became transparent and had
  snakeskin defect
• Extruder/blender adjust to dial in proper
  particle size distribution for PE/TPV blend


                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 31 of 32
                         Fall Technical Meeting
Summary


• AFM has unique strengths as a high
  resolution microscopy technique
• Routine use as a problem solving tool is
  possible: can “see” things that other
  techniques cannot
• Great potential as a
  certification/validation/QA tool for today’s
  complex materials

                  MidAtlantic Rubber & Plastics Group   September 24, 2009   Slide 32 of 32
                         Fall Technical Meeting

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Expert AFM Analysis for Rubber & Plastics

  • 1. Expert Vision for a Changing World Surface Characterization and Internal Structure of Rubber & Plastics Using Atomic-Force Microscopy (AFM) Michael P. Mallamaci, Ph.D. PolyInsight LLC 526 S. Main St., Ste. 414 Akron, Ohio 44311 (330) 777-0025 mike@polyinsight.com http://polyinsight.com
  • 2. Agenda • Brief History of PolyInsight • Atomic-Force Microscopy (AFM) – Surface characterization technique – Internal structure technique • Using AFM as a Problem Solving Tool – Roughness of multi-polymer extruded film – Morphology of thermoplastic elastomers (TPE) • Using AFM for Certification/Validation/QA – Measuring sub-micron rubber particle size in thermoplastic packaging films • Summary / Q & A MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 2 of 32 Fall Technical Meeting
  • 3. PolyInsight • Small team of experts in the physical and chemical structure of rubber and plastics • Laboratory operation with several microscopes and related sample preparation equipment in-house • Located in Akron, Ohio at the Akron Global Business Accelerator – Part of NEOinc, The Northeast Ohio Incubator Collaborative for new entrepreneurs/start-ups – Partnerships with The University of Akron, and other regional laboratories MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 3 of 32 Fall Technical Meeting
  • 4. PolyInsight (cont’d) • Continuous operation since July 2003 • Provide failure analysis, R&D testing, consulting/expert witness, and product certification services to the rubber and plastics industry • Developed a portfolio of over 50 clients nationally and overseas • Medical/Healthcare, Automotive, Industrial Coatings, and Consumer Products MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 4 of 32 Fall Technical Meeting
  • 5. Atomic-Force Microscopy (AFM) • High spatial resolution imaging of surface topography • Similar to stylus profilometry, except 1 nm resolution • Probe interacts with surface to reveal mechanical properties at high resolution MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 5 of 32 Fall Technical Meeting
  • 6. Atomic-Force Microscopy (AFM) Change in amplitude Lag in phase related provides topography to viscoelasticity or material stiffness Free amplitude = Ao Damped amplitude at setpoint S = As Ao As Phase lag MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 6 of 32 Fall Technical Meeting
  • 7. Atomic-Force Microscopy (AFM) Veeco Dimension 3000 AFM Veeco MultiMode AFM (large sample sizes) (highest spatial resolution) MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 7 of 32 Fall Technical Meeting
  • 8. Surface Characterization via AFM • The height of surface features can be measured quantitatively with 0.1 nm resolution • Atomic step heights on crystals, DNA molecules, proteins, semiconductor lithography applications • Maximum height of features allowed is ~ 6 µm, so surfaces must be “smooth” MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 8 of 32 Fall Technical Meeting
  • 9. Surface Characterization via AFM 3D Surface Projection 2D Surface Projection MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 9 of 32 Fall Technical Meeting
  • 10. Surface Characterization via AFM Roughness Analysis MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 10 of 32 Fall Technical Meeting
  • 11. Internal Structure • Classic technique for examining the structure of composite materials is Transmission-Electron Microscopy (TEM) • Materials must be thinned to ~ 100 nm or less to be electron transparent • Image contrast is based on either electron diffraction (crystalline materials) or mass-density (amorphous materials) MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 11 of 32 Fall Technical Meeting
  • 12. Internal Structure of Polymers • Sample preparation technique for obtaining electron transparent thin sections is cryoultramicrotomy • Mass-density image contrast is enhanced by using heavy-metal stains, such as RuO2 or OsO4 • TEM offers highest spatial resolution possible at < 0.1 nm, plus chemical ID techniques • Time-consuming sample preparation ($$$) • Difficulty with complex multi-component systems MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 12 of 32 Fall Technical Meeting
  • 13. Internal Structure of Polymers via AFM • Probe interaction with the surface can image “mechanical property” distribution with high spatial resolution (1-5 nm) • Cryoultramicrotomy must be used to expose the internal structure – cut open in cross-section and look at the surface • Relies on surface structure being representative of internal structure (just like polished sections) MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 13 of 32 Fall Technical Meeting
  • 14. Internal Structure of Polymers via AFM • Incompatible 4 component polymer blend can be imaged – PP (brightest) – PA (round, less bright) – PE (dark orange) – SEBS (black, surrounds PA) MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 14 of 32 Fall Technical Meeting
  • 15. Review of AFM Capabilities • High spatial resolution imaging of surface structures • Quantitative measurement of surface roughness • Imaging of internal structure based on mapping of mechanical properties • Complex polymer blend morphology can be imaged, no stains required MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 15 of 32 Fall Technical Meeting
  • 16. Using AFM as a Problem Solving Tool • Surface morphology of a multi-polymer extruded film – Client experiences “orange peel” film surface defects – “Nothing Changed” • Internal structure of thermoplastic elastomers (TPE) – Client experiences flow problems, dimensional inconsistencies with part – “Nothing Changed” MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 16 of 32 Fall Technical Meeting
  • 17. Orange Peel Surface Defect for PP/PE/PA films MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 17 of 32 Fall Technical Meeting
  • 18. Orange Peel Surface Defect for PP/PE/PA films Good Orange Peel MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 18 of 32 Fall Technical Meeting
  • 19. Orange Peel Surface Defect for PP/PE/PA films Good Orange Peel MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 19 of 32 Fall Technical Meeting
  • 20. Orange Peel Surface Defect for PP/PE/PA films • Good film surface: even distribution of all three polymer strands on surface • Orange peel defect: higher levels of exposed PE, large irregular PA domains on surface • PA supplier suspected, higher amine number for new lot was discovered MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 20 of 32 Fall Technical Meeting
  • 21. Internal structure of thermoplastic elastomers (TPE) • TPEs (TPVs) rubber material that can be processed like a thermoplastic and doesn’t need to be cured • Morphology is rubber “particles” in thermoplastic matrix MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 21 of 32 Fall Technical Meeting
  • 22. Internal structure of PP/SEBS • Higher magnification image of PP/SEBS • Block co-polymer structure for SEBS clearly resolved • This is the BAD sample! MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 22 of 32 Fall Technical Meeting
  • 23. Internal structure of PP/SEBS • Typical TPE composition: plastic + rubber + OIL • Oily phase segregates to surface created by cryomicrotomy • This is the GOOD sample MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 23 of 32 Fall Technical Meeting
  • 24. Internal structure of PP/SEBS 1st scan pass 2nd scan pass MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 24 of 32 Fall Technical Meeting
  • 25. Internal structure of PP/SEBS Before After MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 25 of 32 Fall Technical Meeting
  • 26. Internal structure of PP/SEBS • Oily phase mobility to surface is typical behavior • Good and Bad samples displayed different “oily phase” behavior – but same blend morphology • Only AFM could reveal this difference! • Slight difference in oil was not a “drop in the slot” – oil solubility in the polymer was affected MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 26 of 32 Fall Technical Meeting
  • 27. AFM for Certification/Validation/QA • Typical QA tools can not detect changes in structure which effect ultimate performance – focus on composition and physicals • Polymer/rubber composites are becoming increasingly complex with performance depending on “nanostructure” • No adequate QA tools for sub-micron structure exist MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 27 of 32 Fall Technical Meeting
  • 28. AFM for Certification/Validation/QA • Catch problems before they leave the plant • Reduce returns/recalls/adjustments • Save $$$ • Build customer satisfaction / quality reputation • Unbiased 3rd party laboratory advantages MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 28 of 32 Fall Technical Meeting
  • 29. Rubber particle size in thermoplastic packaging films • PE film with TPV rubber particle modifier • AFM used to image the rubber particles • Image analysis measures the particle size distribution MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 29 of 32 Fall Technical Meeting
  • 30. Rubber particle size in thermoplastic packaging films Particle Size Distribution by Atom ic-Force Microscopy 100% 80% 60% Cumulative % 45 pellet 46 pellet 45 film (good) 40% 46 film (bad) 20% 0% 0 0 0 0 0 0 0 0 0 00 00 00 00 00 00 10 20 30 40 50 60 70 80 90 10 11 12 13 14 15 Equiv.Diam .(nanom eters) MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 30 of 32 Fall Technical Meeting
  • 31. QA tool for particle size distribution • Large TPV particle fraction: necessary for feel, translucency • Smaller PSD achieved with higher work screw: films became transparent and had snakeskin defect • Extruder/blender adjust to dial in proper particle size distribution for PE/TPV blend MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 31 of 32 Fall Technical Meeting
  • 32. Summary • AFM has unique strengths as a high resolution microscopy technique • Routine use as a problem solving tool is possible: can “see” things that other techniques cannot • Great potential as a certification/validation/QA tool for today’s complex materials MidAtlantic Rubber & Plastics Group September 24, 2009 Slide 32 of 32 Fall Technical Meeting