LiveOffice Email Archiving & Compliance 201
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A 60-minute webinar presented by Core Compliance & Legal Services and sponsored by LiveOffice. ...
A 60-minute webinar presented by Core Compliance & Legal Services and sponsored by LiveOffice.
Once You Archive Email, What's Next?
When it comes to email compliance, preparedness is key.
View this crash course in email compliance, and find out what else you need to know to protect yourself and your business.
- What you are required to do after you capture electronic data
- What SEC and FINRA rules apply to email
- What types of communications require email supervision and more
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