FEDERAL ELECTION COMMISSION                WASHINGTON, D.C. 20463                                                         ...
oGEForm278(Rev.o9/2oJo)5 C.F.R. Part 2634                                                 Executive Branch Personnel PUBLI...
R. ..(Kirlilll!                                                                                                           ...
lh.,mning            Namt:                                                                                                ...
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
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Romney personal finance disclosure

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Transcript of "Romney personal finance disclosure "

  1. 1. FEDERAL ELECTION COMMISSION WASHINGTON, D.C. 20463 September 6, 2011Don W. FoxActing DirectorOffice of Government Ethics1201 New York Avenue, N.W.Suite 500Washington, D.C. 20005Dear Mr. Fox: Enclosed are copies of the initial financial disclosure reports filed by 2012Presidential candidates Newton L. Gingrich, Timothy J. Pawlenty, and W. Mitt Romneypursuant to the Ethics in Government Act of 1978, as amended. These reports have beenreviewed by this office for apparent compliance with the Federal Election Campaign Actof 1971, as amended. We understand that final review will be undertaken by your office. If you have any questions or need additional information, please contact KateHigginbotham, Acting Deputy Ethics Official, at (202) 694-1594. a ence vert, r. Ass .ciate General Counsel for General Law & Advice Designated Agency Ethics OfficialEnclosure
  2. 2. oGEForm278(Rev.o9/2oJo)5 C.F.R. Part 2634 Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT Form Approved.:: OMB No. 3209 - 0001U.S. Office ofGove=ent Ethics DateotAppointnient,Candidacy,Ele<."tion, Reporting lrncumbent Calendar Year !New Entrant, IT_ermination Termin.. (JfAppli- Fee for Late Filing orNomination(Montb.Da•·. rear) status . D Covered by Report N?mi?ee, or G F!ler 0 rble)(.1onr:h,Da_ .Yeal Any individual who is required to file1 _(OleckAppropnate Boxes) I I Candidate this report and does so more than 30 days af-rer the date the report is required to be Reporting Last Name 1First Name and Middle Initial filed, or, if an extension is granted, more than 30 days after the last day of the Individuals Name Romney .W. Mitt filing extension period, shall be subject _ to a $200 fee. Title of Position Department or Agency (lf Applicable) Position for Which Filing Candidate for President N/A Reporting Periods1 Incumbents: The reporting period isILocation of Address (Number, Street, City, Stare, and ZiP Code) No. c:or}_e_}. Present Office 585 Commercial Street Boston MA 021 09 857-288-3553 where you must also indude the filingL(or forwarding address) year up to the date you file. Part II of Position(s) and Date(s) Held Schedule Dis not applicable. Position(s) Held with the Federal Government: During the Preceding Termination Filers: The reporting 12 Months (If Not Same as Above) N/A period begins at the end of the period covered by your previous filing and ends1 -.. at the date of termination. Part II of f Name of Congressional Committee Considering Nomination I Do You Intend to Create a Q!.J.a!ified Diversified Trust?I _ _ . Presldenttal Nomtnees SubJeCt N.o! App·licable r -.·. ,. :.· : . ... . I 0 0. ScheduleD is not applicable.1 to Senate Confirmation · · ..· ... · Yes · · No N om i nees, N ew Entrants an d1 for President and Certlflcatlon I Signature of Reporting I Date (Month, Day, Year) Vlce President: ICERTIFYthatthestatements!have Schedule A-The reporting period madeonthisform and all attached r August 12, 2011 for income (BLOCK C) is the preceding schedulesaretrue,completeandcorre<.1. - .A/ calendar year and rhe current calendar tothebestofmyknowledge. ,.. // year up to the date of :flling. Value assets • · Slgnature of Orher Rev,ewer Date {1-!onrh. Dav Year) as of any date you choose that iS within Other Review · - 31 days of the date of filing. (If desired by agency) Schedule B-Not applicable. Schedule C, Part I (Uabilities)-The AgencyEthlcsOfflclalsOplnlon Official Date (Month, Day, Year) reporting period is the preceding calendar . . . . . teport,Ioonclude1hatthefiler1Smoomp!ianc;o-- . !/ &; . // J year and the current calendar year up to any date vou choose that is v.i.thin 31 days f • fi · (/" I I I ,.-;th applicabl•_.Jaws and re&Wations (subj.·¢. ro / . o the date of ilmg. anycommemsmtheboxbelow)._ / . . 3D/ , Signature. l -- -/ - 7 Dati(Month, i5ay, Year) Schedule C, Part II (Agreement.s or Office of Government Ethics- /- Arrangements)-Show any agreements or Use Only arrangements as of the dare of filing. ScheduleD--The reporting period is Comments of Reviewing Officials (Jf additional space is required, use che reverse side of this sbeet) the preceding two calendar years and the current calendar year up to the date B offl.ling. -, ·.:· ,., -j fl q ) I .. J ,)[ .J •• V (Check box if Iliing extension granted & indiaue number of days 10 ) Jn u :!"J-1.::10 Agency Use Only " .J .,. ! 1 •.. t ·- ..J _J ._; Reviewed for Apparent Compliance :s Hd z1 with the Federal Election Campaign Act ry tl uoz (Check box if comments are continued on th(." reverse side) D OGE Use Only l. rl I ., t ui i i-··.j . . J IJ "· Supersedes SF 278 Editions. -u :ViLIU:?.:.i 1 ....._; r , ·•• ·,
  3. 3. R. ..(Kirlilll! Page NumberW. Min Romney SCHEDULE A(W.Min & Ann Romney•( 1 of 11 Valuation of Assets Income Type and Amount If "None (or Jess than S201)" is checked, no Assets and lntome at close of reporting period other entry is needed in block C for that item. BLOCK A BLOCKB BLOCKC Trpe Amount 0 o. .. 0 0 0 0 0 o. o. 0 0 0 0 0 " c &! ..a 0 " 0 0 0 Date "" .. 0 0 0 0 Other Income c 0 0 ii 0 .. 0 0 0 0 0 0 0 0 0 0 o. 0 0 o" 0 (Mo., Day. Yr.) !5 g 0 0 * 0 o. 0 ..c 0 0 * (Specify Type g ::4 l;;J " o. .E 1- 0 0 0 o. 0 0 g"" 0 o. 0 0 11 0 0 0 0 0 0 0 0 0 o. 0 0 .,; 0 0 rl ] 0 0 & Actual .. 1 " ;;;; g 0 0 o. 0 0 l;;J 0 0 0 ;;;; Only if Honoraria ::4 ;;;; - " " ., .., ;> ;;;; .. c 0 - "" 0 o.- c 0 1- ·;;; 0 0 ...r N" ::4 g 0 0 0 Amount) 8 "" o. d- g.. 0 0 5- 0 0 0 " ] " . 0 "" 0 0 0 0 0:: 0 0 0 l 0 0 0 ;;;; 0 0 0 c "" .,.. 0 .,; 0 0 ll 0 " I - 0 "1! .. " ·s: :! 0 0 0 0 " 0 0 " 0 ;;;; 0 0 - = o. 8 0 0 " " 0 0 0 0 :z ...... " " - " ., "" " " .,; ... "" tLl ;;;; .,; "0 0 l( = 0 l5 c 0 :z 0 " "" 0 ;;;; N" " ... 0 .,; ;;;; " ;;;; 0 5- 0 "" 0 " !! ;>B OF A CASH ACCOUNTS X X XNO APOLOGY: THE CASE FOR AMERICAN GREATNESS, ST.MARTINS PRESS. VAWE NOT ASCERTAINABLE (PROFITS IDONATED TO CHARITY) X X MARRIOTT INTERNATIONAL (FOR BOARD SERVICE UNTIL $113,880.73" RESIGNATION JAN. 21111) Directors Fee ABBOTT LABORATORIES X X FEDERATED GOVERNMENT OBLIGATION FUND X X X X (S) ROB ROM. LLC. MOORPARK. CA (OWNS HORSES) X X (S) 22od DISTRICT AGRICULTURAL ASSN, DEL MAR. CA Prize for Horse GOLD X X $35,771.37 " QUEST EDUCATIONAL FOUNDATION, NAPLES, FL Soeake(s Fee February 26, 20 I0 RIVERSIDE THEATRE. VERO BEACH. FL $20,000.00 " Speakers Fee AprilS, 2010 $11,475.00 " CLAREMONT McKENNA COLLEGE, CLAREMONT. CA Speake(s Fee Aorill5,2010 $29,750.00 " GET MOTIVATED SEMINARS. via SAT LINK. BOSTON. MA Speake(s Fee Mav20, 2010 $32,831.25 " HP HEALTHCARE SERVICES, DALLAS. TX Soeake(s Fee May 25.2010 $66,000.00 " CLARK CONSULTING, HALF MOON BAY, CA Sneake(s Fee September 23, 20 10 $68,000.00 " GOLDENTREE ASSET MGT. NEW YORK. NY Sneake(s Fee November 4, 20 I 0 $68,000.00 " INTERNATIONAL FRANCHISE ASSOC .• LAS VEGAS, NV Sneake(s Fee February 16, 20 II $42,500.00 " BARCLAYS BANK. WASHINGTON. DC Sneakers Fee Februarv 20 2011 -- -- -
  4. 4. lh.,mning Namt: Page NumberW. Mitt Romney SCHEDULE A(W. Milt Romney Blind Trusl 2 of 11 Valuation of Assets Income Type and Amount If "None {or less than $101)" is checked, no Assets and Income at close of reporting period other entry is needed in block C for that item. BLOCK A BLOCKB BLOCKC T (Je Amount 0 0 ., DateI ... o. 0 0 0 0 o. 0 0 o. 0 0 o. 0 0 " ..;: ... 0 " c 0 0 0 0 0 Other Income {Mo., Day, 0 0 0 0 0 o. 0 0 o. 5 " ,... 0 o. ci Yr.) ... ... ... 0 0 o. 0 "" {SpecifY Type . 0 0 0 0 0 0 0 0 ... 0 o. ci 0 * o. .,.. .§ q * 0 0 0 0 " " 0 £ 0 0 0 0 0 o. ... ... ... o. " .,.. 5- 0 0 N o. :l 0 0 0 0 0 0 &Actual .,.; .,.. 0 7;5 0 ... ;;;; 0 ... - ::- - 0 .,.; .,.. o. ,... :l 0 5; 0 0 o" 0 .... o. 0 Only if ... ... ... ;;;; 0 0 0 0 ....l ;;;; ;;;; " 0 0 0 0 0 0 0 0 o. > ., ., ..5 2 ., ., " ·;;; ....l 0 o. ...... 0 0 0 0 0 ci 0 Amount) Honomria ... 0 0 8 0 0 0 0 0 0 0 o..... 0 o. 0 q 0 0 0 " £ .E fr .., ., " ii ,:.:: "<! 0 0 g 0 0 0 .,.. 0 .,.; 0 0 0 ... 5- o. .,.. .... " o. o. ci ci .,.. 0 0 0 fr ·s: ·a 0 o. ci 0 ... ... .,.; 0 .,.. 0 o. ;;;; ... ;;;; " .,.. o. ... ... o. .,.. "C ... ... ... ... ;;;; ... o. ... o• <> <> 0 § ...... .,.; 0 0 z ;;;; " " 0 0 0 0 ;;;; N 0 > Jj Jj :::> 0 i5 " ,:.:: ..:; " u N ;;;; > 0 > 0 GS PRIVATE CLIENT PORTFOLIO (NOTE I AND ATTACHMENT PAGES 1·2) X X X X FORD MOTOR COMPANY X X BNP PARI BAS LNK TO BRIC +IT VS JPY (FX) 0% COUPON DUE )/22120 II STRUCTURED NOTE 0 X X BNP PARI BAS LNKD TO BASKET OF 6 COM MOD FUT 0% COUPON DUE NOV 21,2014 STRUCTURED NOTE X X BNP PARIBAS LNKD TO EUROSTOXX 50 DIV PTS 0% COUPON DUE 12129/2014 STRUCTURED NOTE X X FFCB 4.875000% 12116/2015 JD X X X FHLB 1.0% 121211/21lll JD X X X FHLB 1.5% 01/!(>121ll3 JJ X X X fHLB 1.625% 0!)/2(J20ll MS X X X fHLB 1.75% OS/2212012 FA X X FHLB 1.875% O<o/21/2013 JD X X fHLB 3.625%05/29/2013 MN X X X FHLB 3.625%09/1612011 MS X X X FHLB 4.50001Kl% 09/1(>12013 MS X X X FHLB4.625% l<VI0/2012 AO X X X FHLB 4.75% 1211(>12016 JD X X X FHLB 4.875%0511712017 MN X X X FHLB 5.2.5tlUOO% llMIM/2014 JD X X X FHLB5.375%05/18/2U1Ci MN X X X FHLB 5.5%08/13/2014 FA X X X FHLB SER: 312 5.750000%0511512012 MN X X X FHLB SER: 421 3.875000% 0(>114/2013 JO X X X GOLDMAN SACHS SMALL CAP VALUE CLASS I X X X X GOLDMAN SACHS TRUST GS INFLATION PROTECTED SECURITIES FUND· INSTL SHS X X X X GS STRATEGIC INCOME FUND CLASS I X X X X !SHARES TR-ISHARES MSCI EAFE INDEX FUND ETF X X X X RABOBANK NEDERLAND, UTRECHT LNKD TO !SHARES FTSEICHINA 0% COUPON DUE 5nl2011 STRUCTURED NOTE X X SPDR S&P 500 ETF TRUST SPDR X X X X TV A 6. 79% 0512312012 MN X X X CASH- GS ACCOUNT --- ---------- · - - - 0 .. - -- - ___!_ ,_ -- --- - X

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