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Driving Clinical Quality Improvement Through Mental Health Recovery Control Charts
                                                                       Linda R. LaGanga, C.J. McKinney, Pablo A. Olmos, & Cathie McLean
                                                                            Division of Quality Systems, Mental Health Center of Denver, Denver, CO
Presented at the Mayo Clinic Conference on Systems Engineering & Operations Research in Health Care (August 2010), Rochester, MN. Awarded First Place for Poster Presentation.

                           INTRODUCTION                                                               RECOVERY ASSESSMENT continued                                                                 QUALITY CONTROL CHARTS continued
 Every community mental health center focuses on clinical quality. Benefits of effective 
   service delivery support quality through:
                                                                                            Recovery Needs Level                                                                               3.  The Utilization Review Process: When a consumer is “flagged” by the Change Chart they 
                                                                                            The  Recovery Needs Level is a series of indicators  that through an objective algorithm             will be an automatic candidate for a utilization management review. This review is done by 
•   optimize resource allocation,                                                             assigns the consumer to an appropriate clinical service level.  The  RNL is  completed by the      other clinicians reviewing a consumer’s medical record to determine if a gap in services has 
•   increase consistency in consumer outcomes,                                               clinician every six months and as needed.   The measure consist of 15 different dimensions          occurred and if other services should be considered. The recommendations from this 
•   increase service fidelity,                                                               such as the GAF, Residence, Case Management, Substance Abuse, and Service Engagement.               review are forwarded to the program manager for further review and implementation.
•   decrease administrative load on clinicians, and 
•   increase access to consumer services.
                                                                                                                                                                                                      Utilization Review Form
This poster presents our development of a set of reliable and valid mental health           Promoting Recovery in Organizations                                                                                                                    Qualitative Identification of 
  recovery measures, which we combine for a multi‐perspective assessment of                  The   PRO survey is completed by the consumer, and consists of 7 sections covering  all 
 recovery progress, which anchors an objective clinical quality control system.              major  service positions at MHCD, i.e. front desk, nursing/medical, case management,  and                                                                   Service Outliers
                                                                                             rehabilitation.   This data is collected annually through a random sampling of consumers.  
                                                                                             The survey summaries are then utilized to determine how well the teams and system are 
                                                                                             promoting recovery ideals.
               RECOVERY ASSESSMENT
MHCD consistently collects, reviews, and analyzes data across all consumers on four 
 different recovery‐oriented outcome measurement tools.  The combined data from 
 these assessments provide multi‐perspective viewpoints for a more comprehensive 
 picture of the consumer’s recovery experience and what factors may be impacting 
 their recovery.  It also provides supporting information to ensure the consumer is 
 placed at a level of care that appropriately reflects their needs.

Recovery Marker Inventory – Clinician Assessment
Assessments are recorded on seven factors associated with recovery:  Employment, 
 Learning/Education, Activity/Growth Orientation, Symptom  Interference, 
 Participation in Services, Housing, and Substance Use.
Documentation of this data provides the clinician with a longitudinal perspective – from 
 both an overall standpoint, as well as more specific recovery dimensions.  These                                                                                                                   CONCLUSION & FUTURE DIRECTIONS
 observations can then be used to help guide clinical discussion with the consumer, 
 and indicate treatment focus.
                                                                                                                                                                                                Consistent with continuous quality improvement, integration of these 
                                                                                                                                                                                                tools into the clinical workflow is a constantly evolving process.  We 
                                                                                                               QUALITY CONTROL CHARTS                                                           feel the following are basic needs to meet, and opportunities for 
                                                                                                                                                                                                operational enhancement:
                                                                                            The Recovery Outcome Tools have enabled us to develop a quality review system to monitor 
                                                                                              individual consumer outcomes and recommend review in cases where the consumer may 
                                                                                              not be progressing as expected. We are able to do this in three ways:                            • Education of Clinical staff, Executive Management, Consumers, and other 
                                                                                                                                                                                                 stakeholders as to the value of outcomes data collection and analysis and 
                                                                                            1.The Consumer Recovery Profile provides a snapshot of a person’s current mental health              integration into the clinical practice
                                                                                              recovery progress. It demonstrates through graphs and tables the current status of a 
                                                                                              consumer to aid in service planning.                                                             • Technological ability to “communicate” with the Electronic Medical Record ‐
                                                                                                                                                                                                 the Recovery Profile is connected to the Electronic Medical Record, so it can be 
                                                                                                                                                                                                 easily accessed by clinicians by bringing the information to them, without 
                                                                                                                                                                                                 having to log in or open other data storage sites
 Consumer Recovery Measure – Consumer Assessment                                                                                                                                               • Integration into the daily clinical work flow – clinicians can review outcomes 
 With the Consumer Recovery Measure, the consumer rates agreement or                                                                                                                             information with consumers during individual sessions, so as to make the 
  disagreement with statements regarding  their current recovery experience.  These                                                                                                              information more meaningful; it is employed as part of the Peer Review 
  responses gauge consumer perspective on five dimensions of recovery:  Symptom                                                                                                                  process; and can be used during six month case reviews
  Management, Sense of Safety, Sense of Growth, Sense of Hope, and Social Activity.
                                                                                                                                                                                               • Automation of Quality Review process – control charts “flag” concerning 
 Graphic representation of this data is shared with the consumer to initiate clinical                                                                                                            outcomes outliers and identify them for Utilization Management Review, so as 
  discussion about changes in these areas, what  the consumer attributes the changes                                                                                                             to address and redirect treatment inefficiencies in a timely manner
  to, and possible relationships between categories.  This promotes insight, and 
  empowers the consumer to share their story in a new and different way.                                                                                                                       • Exploration of “super performer” characteristics to identify benchmarks for 
                                                                                            2. The Recovery Change Chart automatically identifies consumers needing further review by 
                                                                                                                                                                                                 teams/programs
                                                                                            flagging those with substantial change in their recovery outcomes. A flag occurs whenever a        • Consumer Recovery Portal – consumers will have access to their outcomes 
                                                                                            consumer deviates from their expected outcomes for an extended period of time or if the 
                                                                                                                                                                                                 data for increased engagement in the recovery process
                                                                                            deviations are large. 
                                                                                            Self‐Comparing Control Chart                        Peer‐Comparing Control Chart                   •Integrate physical and mental healthcare

                                                                                                                                                                                               •Maximize outcomes to improve human lives!
                                                                                                                                                                                                      For more information about research or mental
                                                                                                                                                                                                          health recovery at MHCD, please view
                                                                                                                                                                                                        conference presentations on our website:
                                                                                                                                                                                                              www.outcomesmhcd.com

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Mayo Clinic Conference on Systems Engineering and Operations Research in Healthcare

  • 1. Driving Clinical Quality Improvement Through Mental Health Recovery Control Charts Linda R. LaGanga, C.J. McKinney, Pablo A. Olmos, & Cathie McLean Division of Quality Systems, Mental Health Center of Denver, Denver, CO Presented at the Mayo Clinic Conference on Systems Engineering & Operations Research in Health Care (August 2010), Rochester, MN. Awarded First Place for Poster Presentation. INTRODUCTION RECOVERY ASSESSMENT continued QUALITY CONTROL CHARTS continued Every community mental health center focuses on clinical quality. Benefits of effective  service delivery support quality through: Recovery Needs Level 3.  The Utilization Review Process: When a consumer is “flagged” by the Change Chart they  The  Recovery Needs Level is a series of indicators  that through an objective algorithm   will be an automatic candidate for a utilization management review. This review is done by  • optimize resource allocation, assigns the consumer to an appropriate clinical service level.  The  RNL is  completed by the  other clinicians reviewing a consumer’s medical record to determine if a gap in services has  • increase consistency in consumer outcomes,  clinician every six months and as needed.   The measure consist of 15 different dimensions  occurred and if other services should be considered. The recommendations from this  • increase service fidelity,  such as the GAF, Residence, Case Management, Substance Abuse, and Service Engagement. review are forwarded to the program manager for further review and implementation. • decrease administrative load on clinicians, and  • increase access to consumer services. Utilization Review Form This poster presents our development of a set of reliable and valid mental health  Promoting Recovery in Organizations Qualitative Identification of  recovery measures, which we combine for a multi‐perspective assessment of  The   PRO survey is completed by the consumer, and consists of 7 sections covering  all  recovery progress, which anchors an objective clinical quality control system.   major  service positions at MHCD, i.e. front desk, nursing/medical, case management,  and  Service Outliers rehabilitation.   This data is collected annually through a random sampling of consumers.   The survey summaries are then utilized to determine how well the teams and system are  promoting recovery ideals. RECOVERY ASSESSMENT MHCD consistently collects, reviews, and analyzes data across all consumers on four  different recovery‐oriented outcome measurement tools.  The combined data from  these assessments provide multi‐perspective viewpoints for a more comprehensive  picture of the consumer’s recovery experience and what factors may be impacting  their recovery.  It also provides supporting information to ensure the consumer is  placed at a level of care that appropriately reflects their needs. Recovery Marker Inventory – Clinician Assessment Assessments are recorded on seven factors associated with recovery:  Employment,  Learning/Education, Activity/Growth Orientation, Symptom  Interference,  Participation in Services, Housing, and Substance Use. Documentation of this data provides the clinician with a longitudinal perspective – from  both an overall standpoint, as well as more specific recovery dimensions.  These  CONCLUSION & FUTURE DIRECTIONS observations can then be used to help guide clinical discussion with the consumer,  and indicate treatment focus. Consistent with continuous quality improvement, integration of these  tools into the clinical workflow is a constantly evolving process.  We  QUALITY CONTROL CHARTS feel the following are basic needs to meet, and opportunities for  operational enhancement: The Recovery Outcome Tools have enabled us to develop a quality review system to monitor  individual consumer outcomes and recommend review in cases where the consumer may  not be progressing as expected. We are able to do this in three ways: • Education of Clinical staff, Executive Management, Consumers, and other  stakeholders as to the value of outcomes data collection and analysis and  1.The Consumer Recovery Profile provides a snapshot of a person’s current mental health  integration into the clinical practice recovery progress. It demonstrates through graphs and tables the current status of a  consumer to aid in service planning. • Technological ability to “communicate” with the Electronic Medical Record ‐ the Recovery Profile is connected to the Electronic Medical Record, so it can be  easily accessed by clinicians by bringing the information to them, without  having to log in or open other data storage sites Consumer Recovery Measure – Consumer Assessment • Integration into the daily clinical work flow – clinicians can review outcomes  With the Consumer Recovery Measure, the consumer rates agreement or  information with consumers during individual sessions, so as to make the  disagreement with statements regarding  their current recovery experience.  These  information more meaningful; it is employed as part of the Peer Review  responses gauge consumer perspective on five dimensions of recovery:  Symptom  process; and can be used during six month case reviews Management, Sense of Safety, Sense of Growth, Sense of Hope, and Social Activity. • Automation of Quality Review process – control charts “flag” concerning  Graphic representation of this data is shared with the consumer to initiate clinical  outcomes outliers and identify them for Utilization Management Review, so as  discussion about changes in these areas, what  the consumer attributes the changes  to address and redirect treatment inefficiencies in a timely manner to, and possible relationships between categories.  This promotes insight, and  empowers the consumer to share their story in a new and different way. • Exploration of “super performer” characteristics to identify benchmarks for  2. The Recovery Change Chart automatically identifies consumers needing further review by  teams/programs flagging those with substantial change in their recovery outcomes. A flag occurs whenever a  • Consumer Recovery Portal – consumers will have access to their outcomes  consumer deviates from their expected outcomes for an extended period of time or if the  data for increased engagement in the recovery process deviations are large.  Self‐Comparing Control Chart Peer‐Comparing Control Chart •Integrate physical and mental healthcare •Maximize outcomes to improve human lives! For more information about research or mental health recovery at MHCD, please view conference presentations on our website: www.outcomesmhcd.com