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Investors lose billions of dollars every year due to the fraud, misconduct or simple negligence of their financial advisers. However, most investors take no action to recover these losses. Some investors are too embarrassed to tell anyone about their losses. Others don't want their spouses or family members to find out. Most investors don't know where to go to find out whether anything can be done to help them. In most instances, their tried and true tax advisers and/or general practice attorneys lack the knowledge or experience to adequately apprise them of their rights and options.
The Stoltmann Law Offices exclusively represents investors from across the country in securities litigation and arbitration actions including claims for fraud, unsuitable investment recommendations, excessive trading, churning, unauthorized trading, breach of fiduciary duty and misrepresentations and omissions. Investment losses often have a devastating impact on investors whose financial advisor, stockbroker, insurance agent or corporate management team failed to comply with their fiduciary duties and obligations. The failure to diversify a portfolio, unsuitable investment recommendations or a stockbroker who failed to disclose the risks associated with an investment all may be actionable claims under an investor’s state securities act entitling the investor to recovery of his or her losses, attorney fees, statutory interest and costs.