Session ID: IM-WE-1000 <br />Twitter hashtag #HPSWU<br />
HP and KPMG: Driving HP's Journey from Paper-based Records Management to Electronic Records Management<br />via HP TRIM<br...
“How does a global technology products, software, and services organization deploy a records management program for any ty...
The Need for an ERMS<br />Began HP Global Records Manager role in 2007 when HP faced the following challenges: <br />HP is...
Define the RM Organizational Framework<br />Global Records <br />Manager<br />Americas<br />Records <br />Manager<br />EME...
Gain Executive Sponsorship Early<br />Be able to articulate the pain points<br />Be specific about return on investment<br...
Determine Project Objectives<br />Create enterprise processes for managing records that will:<br />Set priorities for reco...
Define Stakeholders<br />Who will Benefit <br />Tax, Litigation, Internal Audit, Ethics and Compliance<br />HP IT<br />How...
Lay the Foundation<br />Assess current state<br />Amount, type, and location of regular records declaration<br />Review an...
Decide on Basic Requirements for Automation<br />Create a single Repository or Record/Metadata pointers (manage in place)<...
Address HP’s Global Needs<br />Program must transcend International borders<br />Records management services (declare, cla...
Assemble the Right Project Team<br />HP Global Records Management Staff<br />HP Legal IT<br />Input from Tax<br />Litigati...
Bringing in Outside Help<br />Program and risk management needed to supplement core HP team<br />Create a formal competiti...
Deciding on KPMG<br />Program and risk management expertise<br />Experience with software implementations of this magnitud...
First Steps<br />Create a proposed timeline (3 yrs)<br />Define the Milestones<br />Write the Business Requirements<br />P...
Paper<br />Paper<br />Paper<br />Paper<br />Determine Strategic Vision<br />Managed <br />Unstructured <br />Content<br />...
Paper<br />Paper<br />Paper<br />Paper<br />Measure HP’s Information Landscape<br />Document <br />Management <br />System...
Write Business Requirements<br />Better to have too many than not enough<br />Interview all levels of a business unit<br /...
Global Records Assessment<br /><ul><li>Creates a foundation for records classification
Generates visibility for the program
Promotes accountability
Helps define what end-users do and do not comprehend</li></ul>© 2010 KPMG LLP, a Delaware limited liability partnership an...
Benefits from the Records Assessment<br />Raised visibility of the project<br />Addressed accountability<br />Provided a r...
Selecting Software<br />HP has a records management software solution, TRIM, from the Tower acquisition<br />Responded lik...
Phase 1:  Replace Homegrown Application<br />Migrating Data<br />Re-engineering Processes<br />Phase 1 Team:<br />HP GRM T...
Training for Phase 1<br />Create a training plan with realistic timelines<br />Prior to go-live<br />After go-live<br />Id...
Lessons Learned - Training<br />Train the trainers so knowledge can grow exponentially<br />Be prepared to alter product t...
Communications for Phase 1<br />Create a communication project plan aligned with training<br />Send communications from th...
Success of Phase 1<br />Migrated all metadata from former system<br />Currently have over 2,000 users<br />Measuring recor...
Decide How to Proceed after Phase 1<br />Based on:<br />Location of most requested records<br />Transactional Applications...
28<br />Determine the Future Phases<br />SharePoint<br />eMail<br />Office Apps<br />Document Management Systems<br />© 20...
Upcoming SlideShare
Loading in...5
×

HP and KPMG

1,525

Published on

HP&rsquo;s journey from Paper-based Records Management to Electronic Recrords Management

0 Comments
2 Likes
Statistics
Notes
  • Be the first to comment

No Downloads
Views
Total Views
1,525
On Slideshare
0
From Embeds
0
Number of Embeds
1
Actions
Shares
0
Downloads
25
Comments
0
Likes
2
Embeds 0
No embeds

No notes for slide

HP and KPMG

  1. 1. Session ID: IM-WE-1000 <br />Twitter hashtag #HPSWU<br />
  2. 2. HP and KPMG: Driving HP's Journey from Paper-based Records Management to Electronic Records Management<br />via HP TRIM<br />Speaker Name: Peggy Milovina-Meyer, HP Global Records Manager<br /> Leslie Banach, KPMG, Director of Records and Information Management<br />Date: December 1, 2010<br />Session ID: IM-WE-1000<br />
  3. 3. “How does a global technology products, software, and services organization deploy a records management program for any type of record generated by a legal or historical transactions across all lines of business in over 170 countries?”<br />
  4. 4. The Need for an ERMS<br />Began HP Global Records Manager role in 2007 when HP faced the following challenges: <br />HP is required by law to manage records<br />At every level it is challenging to find the right records at the right time<br />There is a need to produce information swiftly and cost-effectively for tax and other government audits, regulatory compliance, and legal proceedings<br />A strategy must be defined for legally destroying records to:<br />Reduce archiving<br />Decrease litigation production costs<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />4<br />
  5. 5. Define the RM Organizational Framework<br />Global Records <br />Manager<br />Americas<br />Records <br />Manager<br />EMEA<br />Records <br />Manager <br />APJ<br />Records <br />Manager <br />Country <br />Records <br />Managers<br />Country <br />Records <br />Managers<br />Country <br />Records <br />Managers<br />Business Line <br />Records <br />Managers<br />Business Line <br />Records <br />Managers<br />Business Line <br />Records <br />Managers<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />
  6. 6. Gain Executive Sponsorship Early<br />Be able to articulate the pain points<br />Be specific about return on investment<br />Get C-level executives to understand the benefits of risk prevention from this monumental type of undertaking<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />6<br />
  7. 7. Determine Project Objectives<br />Create enterprise processes for managing records that will:<br />Set priorities for records management controls that are aligned with compliance objectives<br />Improve access to records in order to meet information production demands for litigation, regulatory, and tax reasons <br />Establish a governance model that ensures that the new records management program:<br />Is successfully implemented and continues to function over time, with enhancements made to continuously improve the approach <br />Identifies the decision-making authority and accountability<br />Facilitates consideration of ownership and addresses concerns likely to arise throughout the records management lifecycle<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />7<br />
  8. 8. Define Stakeholders<br />Who will Benefit <br />Tax, Litigation, Internal Audit, Ethics and Compliance<br />HP IT<br />How can you help IT understand what the improvements mean for them<br />Who are the End Users <br />Global Records Management Team<br />Regional Records Managers<br />Line of Business Records Managers<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />8<br />
  9. 9. Lay the Foundation<br />Assess current state<br />Amount, type, and location of regular records declaration<br />Review and update Retention Schedule(s), if needed<br />Define how physical records processes will be upgraded to include electronic records<br />Identify what manual processes can be replaced with automated software technology<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />9<br />
  10. 10. Decide on Basic Requirements for Automation<br />Create a single Repository or Record/Metadata pointers (manage in place)<br />Identify what end user activities can be done by software<br />Define search capabilities needed across the universe of records and ESI<br />Deploy centralized Legal Hold Management<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />10<br />
  11. 11. Address HP’s Global Needs<br />Program must transcend International borders<br />Records management services (declare, classify, manage, store, retrieve) must be done in multiple languages<br />Specific country regulations must be collected<br />Media-based requirements specific to region determined (i.e. Country requires HR records stored in paper)<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />11<br />
  12. 12. Assemble the Right Project Team<br />HP Global Records Management Staff<br />HP Legal IT<br />Input from Tax<br />Litigation Discovery Team<br />Program and Risk Management<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />12<br />
  13. 13. Bringing in Outside Help<br />Program and risk management needed to supplement core HP team<br />Create a formal competitive evaluation process<br />Send out RFP<br />Ask for examples of technical strategies<br />Assess work styles<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />13<br />
  14. 14. Deciding on KPMG<br />Program and risk management expertise<br />Experience with software implementations of this magnitude<br />Software agnostic but deep knowledge of various solutions<br />Highly regarded reputation<br />Mix of technology, legal, forensic and risk management<br />Experience with HP a plus<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />14<br />
  15. 15. First Steps<br />Create a proposed timeline (3 yrs)<br />Define the Milestones<br />Write the Business Requirements<br />Perform a Records Assessment (Business Unit health check)<br />Prepare for Data Migration<br />Identify challenges with new deployment <br />Prepare for Process Change Management<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />15<br />
  16. 16. Paper<br />Paper<br />Paper<br />Paper<br />Determine Strategic Vision<br />Managed <br />Unstructured <br />Content<br />Unmanaged <br />Unstructured <br />Content<br />Classification Structure<br />Apply Retention Policy<br />Store/Manage<br />Search<br />Assign Legal Hold<br />Disposition<br />Semi-<br />Structured <br />Content<br />Structured <br />Content<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />16<br />
  17. 17. Paper<br />Paper<br />Paper<br />Paper<br />Measure HP’s Information Landscape<br />Document <br />Management <br />Systems<br />Office <br />Applications,<br />Share Drives<br />Classification Structure<br />Apply Retention Policy<br />Store/Manage<br />Search<br />Assign Legal Hold<br />Disposition<br />eMail<br />SharePoint<br />Transactional<br />Applications<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />17<br />
  18. 18. Write Business Requirements<br />Better to have too many than not enough<br />Interview all levels of a business unit<br />Include all records management services needed<br />Be specific<br />Be able to realistically separate must-haves from wish-I-had<br />Learnings<br />As detailed as possible use cases<br />Level of detail must be extremely specific<br />Prioritize deliverables<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />18<br />
  19. 19. Global Records Assessment<br /><ul><li>Creates a foundation for records classification
  20. 20. Generates visibility for the program
  21. 21. Promotes accountability
  22. 22. Helps define what end-users do and do not comprehend</li></ul>© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />
  23. 23. Benefits from the Records Assessment<br />Raised visibility of the project<br />Addressed accountability<br />Provided a roadmap on what to address from:<br />Identification of most requested records<br />Volume perspective<br />Data type analysis<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />20<br />
  24. 24. Selecting Software<br />HP has a records management software solution, TRIM, from the Tower acquisition<br />Responded like any other vendor to Business Requirements<br />Opportunity to<br />Exercise the software in a very large enterprise<br />Drive development of features not available in the marketplace<br />Prepare for other global clients<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />21<br />
  25. 25. Phase 1: Replace Homegrown Application<br />Migrating Data<br />Re-engineering Processes<br />Phase 1 Team:<br />HP GRM Team for Business Process Change Management<br />KPMG for Program and Risk Management<br />HP Software for Product Expertise<br />HP Software Services for Configuration<br />HP Legal IT for Systems Integration<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />22<br />
  26. 26. Training for Phase 1<br />Create a training plan with realistic timelines<br />Prior to go-live<br />After go-live<br />Identify and quantify target audience<br />Target records managers with most actively requested records as first in line for training<br />Track population of users trained<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />23<br />
  27. 27. Lessons Learned - Training<br />Train the trainers so knowledge can grow exponentially<br />Be prepared to alter product training documentation to your instance-specific training manual<br />Plan live training sessions at least 6 months prior to go-live<br />Provide recorded demonstration modules of key processes for reference and future long-term training<br />Request user feedback / evaluations of training for continuous improvement<br />Provide continuous user support<br />Live Q&A sessions with the experts<br />FAQs<br />Provide a ‘suggestion box’ for enhancements<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />24<br />
  28. 28. Communications for Phase 1<br />Create a communication project plan aligned with training<br />Send communications from the highest level possible (C-executive)<br />Raise general awareness of all employees<br />Emails, newsletters, videos<br />Raise end user awareness that a change is coming as early as possible<br />Change management needs constant communications<br />Go-live <br />Announce date multiple times prior to go-live<br />Provide follow up go-live announcements<br />Communicate with end users about process for downloading software, security, technical support<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />25<br />
  29. 29. Success of Phase 1<br />Migrated all metadata from former system<br />Currently have over 2,000 users<br />Measuring records declaration on new system in comparison to former system<br />Designing operational reports for audit trails<br />Kept sandbox for future pilots and testing<br />Continue to utilize Records Assessment activity<br />Assessment Database<br />Persist with training and awareness<br />Address IT understanding<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />26<br />
  30. 30. Decide How to Proceed after Phase 1<br />Based on:<br />Location of most requested records<br />Transactional Applications<br />Other Company Initiatives<br />Reduce the Number of Applications across the Company<br />Quick wins<br />Display progress to executives<br />Structured <br />Data<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />27<br />
  31. 31. 28<br />Determine the Future Phases<br />SharePoint<br />eMail<br />Office Apps<br />Document Management Systems<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />
  32. 32. 29<br />Lessons Learned<br />Significant change management and company awareness issues<br />Need to establish clear roles/responsibilities across various organizations (IT, Legal and HPS&S)<br />Internal teams may need additional convincing of consultant’s role<br />Competing priorities will derail timeline if not closely monitored<br />Need for continued Executive updates/engagement to drive timely resolution of issues<br />© 2010 KPMG LLP, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss entity. All rights reserved. KPMG and the KPMG logo are registered trademarks of KPMG International Cooperative (“KPMG International”), a Swiss entity<br />
  33. 33. All information provided is of a general nature and is not intended to address the circumstances of any particular individual or entity. Although we endeavor to provide accurate and timely information, there can be no guarantee that such information is accurate as of the date it is received or that it will continue to be accurate in the future. No one should act upon such information without appropriate professional advice after a thorough examination of the particular situation.<br />
  34. 34. Continue the conversation with your peers at the HP Software Community hp.com/go/swcommunity<br />
  1. A particular slide catching your eye?

    Clipping is a handy way to collect important slides you want to go back to later.

×