Final Draft Of Research Presentation Ppt
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Final Draft Of Research Presentation Ppt

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BA324 class Research Project final ppt.

BA324 class Research Project final ppt.

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Final Draft Of Research Presentation Ppt Final Draft Of Research Presentation Ppt Presentation Transcript

  • Communication and Ethics in Insider Trading
    Group 6
    Tristen Owens, Edward Sherfey, Justin Smith,
    Lauren Savage, Michael Han
  • Introduction/Background
    FBI launched Massive Insider Trading Investigation
    Definition: Insider trading—the trading in stocks based on exclusive access to confidential information ₁
    We propose Three solutions
  • Insider trading is a problem
    Undermines the securities market
    Undermines integrity of the company
    Can cost billions of dollars
  • Current Chinese Wall is Ineffective
    Chinese Wall
    Sales & Trading Department
    Corporate Finance Department
    Research Department
  • New York Stock Exchange
    Problems with Fast Paced Trade Market
    http://www.nyse.com/about/history/1022221392987.html
  • Goldman Sachs is in Trouble
    Charges in 2001
    Investigation in 2008
    Current investigation in 2010
  • Compliance Officer
    Independent Third Party
    Salary not based on Goldman Sachs’ income
    Monetary Incentive
  • Ethics and Compliance Training
    Mandatory for ALL employees
    Eliminate Accidental Insider Trading
    Strengthens Reputation
  • Zero Tolerance Policy
    Contract terminated without pay
    Fear-tactic
    Policy written into new contracts
    Within one to two year full implementation
  • Implications
    People are hurt by insider trading
    Insider trading is unethical
    Solutions
  • Conclusion
    Statistics
    100 more cases -> 14 percent increase
    Less than 1% of the population
    Solutions
    Third party
    Training
    Zero Tolerance
  • Q & A
  • Citations
    Princeton University "About WordNet." WordNet. Princeton University. 2010. <http://wordnet.princeton.edu>.