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ORIGINAL ARTICLE


Gastric Bypass vs Sleeve Gastrectomy
for Type 2 Diabetes Mellitus
A Randomized Controlled Trial
Wei-Jei Lee, MD, PhD; Keong Chong, MD; Kong-Han Ser, MD; Yi-Chih Lee, PhD;
Shu-Chun Chen, RN; Jung-Chien Chen, MD; Ming-Han Tsai, MD; Lee-Ming Chuang, MD



Objectives: To determine the efficacies of 2 weight-                     HbA1c Ͻ6.5% without glycemic therapy). Secondary mea-
reducing operations on diabetic control and the role of                  sures included weight and metabolic syndrome. Analy-
duodenum exclusion.                                                      sis was by intention to treat.

Design: Double-blind randomized controlled trial.                        Results: Of the 60 patients enrolled, all completed the
                                                                         12-month follow-up. Remission of T2DM was achieved
Setting: Department of Surgery of the Min-Sheng Gen-                     by 28 (93%) in the gastric bypass group and 14 (47%)
eral Hospital, National Taiwan University.                               in the sleeve gastrectomy group (P=.02). Participants as-
                                                                         signed to gastric bypass had lost more weight, achieved
Patients: We studied 60 moderately obese patients (body                  a lower waist circumference, and had lower glucose,
mass index Ͼ25 and Ͻ35) aged Ͼ30 to Ͻ60 years who                        HbA1c, and blood lipid levels than the sleeve gastrec-
had poorly controlled type 2 diabetes mellitus (T2DM)                    tomy group. No serious complications occurred in either
(hemoglobin A1c [HbA1c] Ͼ7.5%) after conventional treat-
                                                                         group.
ment (Ͼ6 months) from September 1, 2007, through June
30, 2008. Patients and observers were masked during the
                                                                         Conclusions: Participants randomized to gastric by-
follow-up, which ended in 2009, 1 year after final en-
rollment.                                                                pass were more likely to achieve remission of T2DM. Duo-
                                                                         denum exclusion plays a role in T2DM treatment and
Interventions: Gastric bypass with duodenum exclu-                       should be assessed.
sion (n=30) vs sleeve gastrectomy without duodenum
exclusion (n=30).                                                        Trial Registration: clinicaltrials.gov Identifier:
                                                                         NCT00540462 (http://www.clinicaltrials.gov).
Main Outcome Measures: The primary outcome was
remission of T2DM (fasting glucose Ͻ126 mg/dL and                        Arch Surg. 2011;146(2):143-148




                                      O
                                                         BESITY AND TYPE 2 DIABE-        35.11-13 It has been hypothesized that changes
                                                         tes mellitus (T2DM) are         in gastrointestinal hormone secretion would
                                                         currently 2 of the most         favor an early improvement of T2DM in GB
                                                         common chronic, debili-         surgery that bypasses the duodenum and
                                                         tating diseases in West-        upper jejunum (foregut theory).14-16 How-
                                      ern countries.1,2 Both diseases are closely re-    ever, it has also been proposed that weight
                                      lated and difficult to control by current          loss accounts for the resolution of T2DM
                                      medical treatment, including diet, drug            by more simple, purely restrictive proce-
                                      therapy, and behavioral modification.3-5           dures, such as gastric banding and sleeve
                                      There is strong evidence that bariatric op-        gastrectomy (SG).7,17-20 This study aims to
Author Affiliations:                  erations, mostly gastric bypass (GB) surgi-        evaluate the efficacy of 2 different gastro-
Departments of Surgery                cal procedures, can cure most of the asso-         intestinal metabolic operations for the treat-
(Drs W.-J. Lee, Ser, Y.-C. Lee,       ciated T2DM in morbidly obese patients.6-11        ment of T2DM and to test the foregut hy-
and J.-C. Chen) and Nursing           Current consensus for bariatric surgery is         pothesis.
(Ms S.-C. Chen) and Diabetic          set at a body mass index (BMI) (calculated
Center (Drs Chong, Tsai, and
                                      as weight in kilograms divided by height in                           METHODS
Chuang), Min-Sheng General
Hospital, National Taiwan             meters squared) greater than 35 with co-
University, and Department of         morbidities, but gastrointestinal metabolic                      STUDY DESIGN
International Business, Ching         surgery recently has been proposed as a new
Yun University (Dr Y.-C. Lee),        treatment modality for obesity-related             We designed a randomized, double-blind trial
Taiwan, Republic of China.            T2DM in patients with a BMI less than              of the effects of 2 different bariatric opera-


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tions with or without duodenum exclusion on T2DM resolu-                tridges (3.5-mm stapler height, blue load). The remnant stom-
tion in nonmorbidly obese patients who had diabetes mellitus            ach tube was approximately 2 cm wide along the less curved side.
that was inadequately controlled. The study was conducted in            The resected portion of the stomach was extracted from the ex-
the Department of Surgery of the Min-Sheng General Hospi-               tended periumbilical trocar site. A running absorbable suture was
tal, National Taiwan University. The trial was conducted from           applied to the stapler line to prevent hemorrhage and leakage.
September 1, 2007, through June 30, 2009. A run-in period of            No drainage tube was left. For the case of GB surgical procedure,
at least 2 weeks was undertaken in which further alterations            a simplified laparoscopic mini-GB was adopted and has been pre-
to eating, glucose self-monitoring, and vitamin supplementa-            viously described.21 To describe briefly, a long-sleeved gastric tube
tion were suggested. During this time, study adherence was as-          was created (EndoGIA; Coviden), approximately 2.0 cm wide
sessed using attendance at appointments and completion of ques-         along the less curved side from the antrum to the angle of His. A
tionnaires. The study was reviewed and approved by the human            loop gastroenterostomy (Billroth II anastomosis) was created with
ethics committees of the Min-Sheng General Hospital and the             the small bowel approximately 120 cm distal to the ligament of
Department of Health of Taiwan.                                         Treitz. No drainage tube was left.
                                                                            All patients received care via a standard clinical pathway.
                                                                        The nasogastric tube was removed on the first postoperative
 PATIENT POPULATION AND RANDOMIZATION                                   day in both groups, and patients were encouraged to ambulate
                                                                        as soon as they felt comfortable. Oral feeding was allowed start-
Patients were recruited via a newspaper advertisement and were          ing on the second postoperative day, provided the patient had
neither paid to participate nor paid any medical costs. Recruit-        flatus passage and a normal Gastrografin contrast study re-
ment commenced in September 2007, the last participant was              sult. Patients were discharged on the third or fourth postop-
randomized in June 2008, and all data were available for analy-         erative day if they felt able to return home, patients were regu-
sis in June 2009. Patients were eligible if they were between           larly followed up at the outpatient clinic by the aforementioned
Ͼ30 and Ͻ60 years old, had a BMI of Ͼ25 to Ͻ35, had been                multidisciplinary team, and clinical controls were scheduled
diagnosed as having clearly documented but poorly con-                  once a month for the first 3 postoperative months and every 3
trolled (HbA1c Ͼ7.5% [to convert to proportion of total hemo-           months thereafter. Patients were advised to take a daily mul-
globin, multiply by 0.01]) T2DM and were treated by an en-              tivitamin tablet as a supplement. Iron supplement, vitamin B12
docrinologist for 6 months or longer, had no evidence of renal          injection, and blood transfusion were given only in sympto-
impairment or diabetic retinopathy, and were able to under-             matic patients. Radiologic study or endoscopy examination was
stand and comply with the study process. Candidates were ex-            scheduled if clinically indicated.
cluded if they had a specific disease; had previously under-                A complication was defined as the occurrence of an unex-
gone bariatric surgery; had a history of major medical problems,        pected medical event that made departure from the clinical path-
such as mental impairment, drug or alcohol addiction, a re-             way necessary. An early complication was defined as a com-
cent major vascular event, internal malignant neoplasm, or por-         plication that occurred within 30 days postoperatively. A major
tal hypertension; or had a contradiction for either surgery. Par-       complication was defined as a complication that required in-
ticipants were excluded if their C-peptide level was below 1.0          terventional management and hospitalization for more than 14
ng/mL (to convert to nanomoles per liter, multiply by 0.331)            days. Complications related to the operation occurred more than
or they did not attend 2 initial information visits.                    30 days postoperatively, and complications that required re-
    In addition to any assessments required for inclusion, each         admission were defined as late complications.
potential participant was assessed by a multidisciplinary and in-
tegrated medical unit, with the aid of a team including a general
physician, endocrinologist, psychiatrist, and dietician. A thor-
ough assessment was performed of each patient’s general condi-                           OUTCOMES MEASURES
tion and mental status, complications of obesity and diabetes melli-
tus, risk factors, and motivations for surgery. The endocrinologist     The primary end point of the study was glycemic control at 12
and surgeon codetermined when a patient was ready for random-           months after randomization. This was assessed as the propor-
ization. Baseline weight, blood pressure, anthropometric mea-           tion of participants achieving remission (exceptional glyce-
sures, and blood chemical data (levels of fasting plasma glucose,       mic control) of T2DM, defined as fasting plasma glucose lev-
glycated hemoglobin [HbA1c], C-peptide, and serum insulin and           els less than 126 mg/dL (to convert to millimoles per liter,
lipid profile) were measured immediately before randomization.          multiply by 0.0555) in addition to HbA1c values less than 6.5%
    A computer-generated variable block schedule was used for           without the use of oral hypoglycemics or insulin.
randomization. The block size was 10 cases for orderly recruit-             Secondary outcome measures included percentage change
ment into both study groups and to reduce the risk of uneven            in HbA1c levels, weight, blood pressure, waist circumference,
recruitment late in the series. Randomization was performed             and levels of fasting lipids, including total cholesterol, triglyc-
in the operation theater after pneumoperitoneum was com-                eride, and high-density and low-density lipoprotein choles-
pleted. The study was double-blinded.                                   terol. Changes in medication use, changes in the proportion
                                                                        of participants with metabolic syndrome as defined by the Na-
                                                                        tional Cholesterol Education Program Adult Treatment Panel
                STUDY INTERVENTIONS                                     III criteria,22 and changes in indirect measures of insulin resis-
                                                                        tance using the homeostasis model assessments were mea-
The surgical team performed both types of surgical procedures           sured.23 Adverse events and effects were recorded.
and had broad experience in both techniques. Surgery was per-               Insulin secretion was measured at 12 months postopera-
formed with the patients under general anesthesia in the re-            tively. An oral glucose tolerance test with 75 g of glucose (in a
versed Trendelenburg position with the operator standing be-            total volume of 300 mL) was administered in the morning af-
tween the legs of the patient. A standard laparoscopic surgical         ter a 12-hour overnight fast. A sample of blood was collected
technique with 5 to 6 trocars was used for both procedures. An          before and 30, 60, and 120 minutes after oral glucose load. The
SG was performed by resecting the greater curvature from the dis-       blood sample was checked for blood glucose and insulin lev-
tal antrum (4 cm proximal to the pylorus) to the angle of His,          els. The insulin secretion during the oral glucose tolerance test
including the complete fundus, by using a laparoscopic stapler          was measured by insulin total area under the curve (AUC) using
(EndoGIA; Coviden, Norwalk, Connecticut) with 60-mm car-                the trapezoidal method.


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STATISTICAL ANALYSIS
                                                                                                                            GB BMI
Sample size was selected to provide a statistical power for dia-                                                            SG BMI
betes mellitus remission rates on the basis of an approximate                                                               GB HbA1c
                                                                                 35                                         SG HbA1c        12
expected 80% remission in the GB group and 40% in the SG
                                                                                 30
group. This study was designed to have a power of 80% and an                                                   ∗
                                                                                                                                            10
                                                                                                                                       ∗
␣ risk of .05; at least 28 patients per group were required to                   25
                                                                                          ∗                                                 8




                                                                                                                                                 HbA1c, mg/dL
demonstrate a significant difference. Recruitment size was there-                20
                                                                                                 ∗
                                                                                                               ∗                       ∗




                                                                           BMI
fore set at 60.                                                                                                                             6
    All statistical analyses were performed using SPSS statisti-                 15
                                                                                                                                            4
cal software, version 12.01 (SPSS Inc, Chicago, Illinois), with                  10
baseline comparison made using ␹2 tests and 2-sample t tests.                     5                                                         2
Continuous variables were expressed as mean (standard de-
viation), with differences expressed as mean (95% confidence                      0                                                         0
                                                                                      0   1      3             6                       12
interval). A 2-sided P Ͻ .05 was considered statistically                                               Study Period, mo
significant.                                                               Weight loss, %
                                                                            GB          9.2     15.9         20.9                  23.3
                                                                            SG         11.1     16.1         18.5                  19.9
                                                                            P value       .03     .85          .10                   .02
                           RESULTS

                                                                      Figure. Weight reduction and hemoglobin A1c (HbA1c) curves of the sleeve
             PATIENT CHARACTERISTICS                                  gastrectomy (SG) and gastric bypass (GB) groups. Asterisks indicate
                                                                      P Ͻ .05; BMI, body mass index (calculated as weight in kilograms divided by
From September 1, 2007, through June 30, 2008, sixty                  height in meters squared). To convert HbA1c to proportion of total
                                                                      hemoglobin, multiply by 0.01.
of 209 eligible patients were enrolled in the randomized
trial (30 in the GB group and 30 in the SG group). All
patients were successfully randomized and completed the               tion between the groups at 1 and 3 months postopera-
12-month program. The mean BMI was 30.3 (range, 25.0-                 tively, but this became significant at 6 and 12 months post-
34.0), mean age was 45 years (range, 34-58 years), and                operatively.
mean HbA1c level was 10.0% (range, 7.5%-15.0%). There                     At 12 months after surgery, both groups had a marked
were no statistically significant differences in demograph-           reduction in body weight and improvement of other as-
ics or values contributing to study outcomes between the              sociated metabolic disorders, including reduction of waist
groups.                                                               circumference, blood pressure, and insulin, C-peptide,
                                                                      and blood lipid levels (Table). However, the GB group
 SURGICAL TREATMENT AND COMPLICATIONS                                 had a significantly lower BMI, waist circumference, and
                                                                      glucose, HbA1c, and blood lipid levels than the SG group
All procedures were successfully performed by a lapa-                 at 12 months after surgery. Therefore, 18 patients (60%)
roscopic technique, with no deaths or major complica-                 in the SG group still had metabolic syndrome compared
tions in either group. Minor complications occurred in                with only 2 patients (7%) in the GB group (PϽ.001). The
6 patients (10%), 3 in each group. The surgical time was              GB group also had a higher ratio of successful treatment
similar between the GB and SG groups (117 vs 127 min-                 of T2DM (HbA1c Ͻ7%, low-density lipoprotein choles-
utes; P=.09). The mean postoperative hospital stay was                terol Ͻ100 mg/dL [to convert to millimoles per liter, mul-
2.2 days for the GB group and 2.1 days for the SG group               tiply by 0.0259], and triglycerides Ͻ150 mg/dL [to con-
(PϾ.05).                                                              vert to millimoles per liter, multiply by 0.0113]) than the
                                                                      SG group (57% vs 0%; P Ͻ .001). Late complications oc-
                 TREATMENT EFFECTS                                    curred in 2 patients (3%), 1 in each group, and required
                                                                      hospitalization for conservative treatment, but no ma-
                                                                      jor adverse effects were observed.
Overall, 42 participants (70%) experienced T2DM reso-
lution at 12 months after surgery. Resolution of T2DM
                                                                                 COMPARISON OF INSULIN SECRETION
was significantly better in the GB group than in the SG
                                                                                   AFTER ORAL GLUCOSE INTAKE
group (93% vs 47%; P=.02). The Figure shows the weight
and HbA1c reduction curves of the groups. Both groups
                                                                      After the oral glucose load, the SG group had a continu-
had significant weight loss after surgery without differ-
                                                                      ously higher level of plasma glucose at all points and AUC
ence at 1 and 3 months postoperatively, but the GB group
                                                                      than the GB group. However, there was no difference in
had better weight loss at 6 and 12 months postopera-
                                                                      the insulin secretion at any point and total insulin se-
tively. Although the weight reduction was similar be-
                                                                      cretion (ie, AUC) after oral glucose challenge between
tween the groups at 1 and 3 months postoperatively, the
                                                                      the groups.
GB group had significantly lower fasting glucose and
HbA1c levels than the SG group since 1 month after sur-
gery (Figure). The mean reduction in the HbA1c level was                                                COMMENT
3.0% in the SG group and 4.2% in the GB group 1 year
after surgery, an approximately 30% discrepancy be-                   To our knowledge, this is the first randomized trial to
tween the groups. During the 12 months of follow-up,                  study surgical treatment of nonmorbidly obese patients
no differences were found in diabetes mellitus resolu-                (BMI Ͻ35) with poorly controlled T2DM. In this study,


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Table. Primary and Secondary Outcomes at 12 Months a

                                                                                             Gastric Bypass             Sleeve Gastrectomy
   Outcome                                                                                      (n = 30)                      (n = 30)                   P Value b
   Remission of diabetes mellitus (HbA1c Ͻ6.5%), No. (%)                                          28 (93)                      14 (47)                      .02
   Successful treatment of diabetes mellitus (HbA1c Ͻ7%, LDL-C Ͻ100 mg/dL,                        17 (57)                       0 (0)                      Ͻ.001
      and triglycerides Ͻ150 mg/dL), No. (%)
   BMI                                                                                          22.8 (2.2)                   24.4 (2.4)                     .009
   Weight, kg                                                                                   60.7 (10.1)                  65.7 (7.9)                     .03
   Excess weight loss, %                                                                        94.4 (33.1)                  76.3 (38.9)                    .06
   Waist circumference, cm                                                                      79.7 (7.4)                   85.3 (5.7)                     .002
   HbA1c, %                                                                                      5.7 (0.5)                    7.2 (1.5)                    Ͻ.001
   C-peptide, ng/mL                                                                              1.6 (1.1)                    1.6 (0.5)                     .92
   Glucose, mg/dL                                                                               99.3 (19.4)                 140.1 (53.0)                   Ͻ.001
   Blood pressure, mm Hg
      Systolic                                                                                119.6 (17.3)                  123.5 (9.8)                      .29
      Diastolic                                                                                74.2 (12.3)                   75.4 (8.5)                      .68
   Lipids, mg/dL
      Total cholesterol                                                                       162.2 (26.6)                  207.8 (67.0)                    .001
      Triglycerides                                                                           104.9 (62.0)                  144.2 (58.9)                    .02
      HDL-C                                                                                     49.3 (7.7)                    45.4 (7.9)                    .06
      LDL-C                                                                                     96.9 (21.5)                 136.6 (40.8)                   Ͻ.001
   Insulin, µIU/mL                                                                               4.9 (3.8)                     4.7 (2.7)                    .86
   HOMA                                                                                          1.2 (1.2)                     2.5 (3.4)                    .08
   Glucose AUC                                                                               22 459 (4465)                 29 077 (11 300)                  .005
   Insulin AUC                                                                                 3382 (1419)                   2871 (1887)                    .24
   Metabolic syndrome, No. (%)                                                                     2 (6.6)                      18 (60.0)                  Ͻ.001

   Abbreviations: AUC, area under the curve; BMI, body mass index (calculated as weight in kilograms divided by height in meters squared); HbA1c, hemoglobin
A1c; HDL-C, high-density lipoprotein cholesterol; HOMA, homeostasis model assessment; LDL-C, low-density lipoprotein cholesterol.
   SI conversion factors: To convert total cholesterol, HDL-C, and LDL-C to millimoles per liter, multiply by 0.0259; to convert C-peptide to nanomoles per liter,
multiply by 0.331; to convert glucose to millimoles per liter, multiply by 0.0555; to convert HbA1c to proportion of total hemoglobin, multiply by 0.01; to convert
insulin to picomoles per liter, multiply by 6.945; to convert triglycerides to millimoles per liter, multiply by 0.0113.
   a Data are presented as mean (SD) unless otherwise indicated.
   b P Ͻ .05 is considered statistically significant.




both GB and SG were effective in the treatment of pa-                                  strictive bariatric procedure with a better weight loss result
tients with T2DM in whom current medical treatment                                     than gastric banding.27 It has been suggested that change
had failed. However, the 93% resolution rate and 57%                                   in ghrelin after SG may help to explain the result.19 In
success rate for T2DM treatment in the GB group were                                   addition to the ghrelin effect, SG was also reported to have
superior to the 47% and 0% rates in the SG group at 12                                 a hindgut effect with increasing glucagon-like peptide 1
months after surgery. These results corroborate previ-                                 and peptide YY because of increasing transit time after
ous reports that GB may achieve an 80% diabetes melli-                                 SG.20 It was also reported that weight loss was similar be-
tus remission and pure restrictive-type procedures may                                 tween the GB and SG groups. The only effect that SG did
achieve a rate of approximately 50%.24,25 Besides weight                               not have was on the foregut; in other words, the upper
loss, the GB group also achieved lower waist circumfer-                                intestine was excluded from contact with ingested nu-
ence, fasting plasma glucose level, HbA1c level, and blood                             trients in the GB but not in the SG group. Therefore, this
lipid level. That is why the GB group also had a higher                                study is designed to study the role of the foregut theory
metabolic syndrome remission rate than the SG group.                                   in diabetes mellitus resolution by comparing SG to GB.
Although more clinical trials are needed, this study and                                   Although a recent randomized trial to compare glu-
other previous studies have strongly recommended that                                  cose metabolism after laparoscopic GB and SG did not
laparoscopic GB as a metabolic surgery should be in-                                   support the role of duodenum exclusion, this study has
cluded in the armament of diabetes mellitus treatments                                 some basic flaws because it was performed on morbidly
in less obese populations (BMI of 25-35) and in the mor-                               obese patients without diabetes.28 It had been found that
bidly obese population (BMI Ͼ35).                                                      obesity and diabetes mellitus have a separate effect on
    The underlying mechanism for diabetes mellitus re-                                 the incretin effect on total insulin secretion and B-cell
mission after GB surgical procedures is intriguing. Four                               glucose sensitivity.29 Therefore, the role of duodenum ex-
possible mechanisms have been proposed, including the                                  clusion was not demonstrated in the previous study of
starvation followed by weight loss hypothesis, the ghre-                               nondiabetic, morbidly obese patients. In this study of dia-
lin hypothesis, the lower intestinal (hindgut) hypoth-                                 betic patients, the result strongly supports the finding that
esis, and the upper intestinal (foregut) hypothesis.26 None                            the duodenum may play a role in diabetes mellitus reso-
of these theories necessarily precludes the others, so any                             lution after bariatric surgery. The mechanism seems to
combination may be operational to some degree; there-                                  relate to postprandial glucose metabolism rather than to
fore, it is difficult to design a study to elucidate the ex-                           an increase in insulin secretion and is independent of
act mechanism. Recently, SG has emerged as a new re-                                   weight reduction. Although the weight reduction is al-


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most the same as that found in the first and third post-             suppression. More elaborate studies are needed to elu-
operative months, patients who underwent GB surgery                  cidate the underlying complex mechanism of T2DM reso-
with duodenum exclusion had significantly lower HbA1c                lution after GB surgery.
levels and insulin resistance than patients who under-                  When we consider the choice of surgical treatment,
went SG without duodenum exclusion. The role of duo-                 although GB is more effective in diabetes mellitus reso-
denum exclusion or foregut theory on surgical treat-                 lution, pure restrictive surgery, such as gastric banding
ment of diabetes mellitus is worthy of further                       and SG, still can be considered for the surgical treat-
investigation.30                                                     ment of diabetes, especially in patients with newly diag-
    The foregut theory was first suggested by Hickey et al,14        nosed diabetes and good pancreatic reserve.18 A purely
and Rubino and Marescaux15 were the first to provide strong          restrictive procedure is 10-fold safer than a complex GB
evidence supporting this model. In Goto-Kalizak rats                 procedure and avoids the long-term sequela of micro-
(Charles River Laboratories Inc, Wilmington, Massachu-               nutrient deficiency after duodenum exclusion and should
setts), a nonobese model of polygenic T2DM, a duode-                 be considered the first choice.24 However, GB may be a
num exclusion operation improved diabetes mellitus rap-              better choice for patients with metabolic syndrome or hy-
idly and durably compared with a sham operation. A similar           perlipidemia. Gastric bypass can result in a lower waist
observation has subsequently been made.16,31 In these stud-          circumference and blood lipid levels than purely restric-
ies, diabetes mellitus was eliminated or restored based on           tive procedures and achieve a much higher successful rate
the absence or presence, respectively, of nutrient passage           in the resolution of metabolic syndrome and successful
through the duodenum, with an unchanging degree of mi-               diabetes mellitus treatment. Today, the risk of compli-
nor shortcutting for nutrients to reach the lower bowel. On          cations and mortality associated with GB has decreased
the basis of this theory, a flexible plastic sleeve has been         significantly.42 The improvement certainly will help to
designed and implanted in the upper intestine, causing food          make bariatric surgery not only a weight-reducing sur-
to move from the pylorus to the beginning of the jejunum             gery but also a metabolic surgery.43,44
without coming in contact with the duodenum mucosa.                     The main limitation of this study is the lack of gut hor-
Such endoluminal duodenal sleeves cause only minor or                mone data. Without data regarding the change in gut hor-
no weight loss, but they markedly improve glucose toler-             mone, such as glucagon, gastric inhibitory peptide, and
ance.15,16,32,33 All these data support the foregut theory, but      glucagon-like peptide 1, we cannot elucidate the under-
this study is the first randomized trial, to our knowledge,          lying mechanisms for the resolution of diabetes melli-
to scrutinize the effect of duodenum exclusion through dif-          tus after duodenum exclusion. Another limitation of this
ferent bariatric operations. In this study, duodenum ex-             study is the lack of long-term follow-up. Without long-
clusion may contribute to a 30% role in the mechanism of             term follow-up, we cannot confirm the durability of dia-
diabetes mellitus resolution after GB. The other 3 mecha-            betes mellitus remission after surgery and the influence
nisms may play a 70% role in T2DM resolution according               of possible weight change in the future. More elaborate
to the hypothesis by Thaler and Cummings.26                          clinical studies are indicated to elucidate this issue.
    The rapid postoperative remission of diabetes melli-                In summary, our study has demonstrated that GB sur-
tus is primarily related to an improvement in insulin re-            gery is more effective than SG for surgical treatment of
sistance rather than increasing insulin secretion.34,35 The          poorly controlled T2DM and control of metabolic syn-
difference in insulin resistance in the early postopera-             drome. Duodenum exclusion plays a role in the mecha-
tive period between the 2 procedures found in this study             nism of diabetes mellitus remission.
also supports the theory that duodenum exclusion is help-
ful for the reduction of insulin resistance. In recent stud-
ies, Korner et al36 found that reduction of insulin resis-
tance correlated significantly with weight loss only in              Accepted for Publication: April 13, 2010.
gastric banding but not in GB, and Bikman et al37 found              Correspondence: Lee-Ming Chung, MD, Diabetic Cen-
that improved insulin sensitivity after GB is due to some-           ter, Min-Sheng General Hospital, National Taiwan Uni-
thing other than weight loss. Because the duodenum was               versity, 168 Jingguo Rd, Taoyuan City, Taoyuan County
recently found to have a novel intestine-brain-liver neu-            330, Taiwan, Republic of China (wjlee_obessurg_tw
rocircuit to increase hepatic insulin sensitivity, it is pos-        @yahoo.com.tw).
sible that gastrointestinal surgery may help mediate an-             Author Contributions: Study concept and design: W.-J. Lee,
tidiabetes effects, although this is unclear now.38 Another          Ser, Tsai, and Chuang. Acquisition of data: W.-J. Lee,
possible mechanism induced by duodenum exclusion is                  Chong, and S.-C. Chen. Analysis and interpretation of data:
the gut hormone. The gastric inhibitory peptide, an in-              W.-J. Lee, Y.-C. Lee, and J.-C. Chen. Drafting of the manu-
cretin secreted by the K cells in the proximal intestine,            script: W.-J. Lee, Chong, Ser, Y.-C. Lee, S.-C. Chen, J.-C.
may play an important role in the foregut theory. Lafer-             Chen, Tsai, and Chuang. Critical revision of the manu-
rère et al39 found that after GB, greater gastric inhibitory         script for important intellectual content: W.-J. Lee. Statis-
peptide release could be a potential mediator of im-                 tical analysis: W.-J. Lee, Ser, Y.-C. Lee, and S.-C. Chen.
proved glucose tolerance. However, controversial data ex-            Administrative, technical, and material support: W.-J. Lee,
ist. The gastric inhibitory peptide was reported to de-              Chong, J.-C. Chen, and Tsai. Study supervision: Chuang.
crease after GB in those with severe diabetes.40,41 Another          Financial Disclosure: None reported.
gut hormone that possibly plays a role in duodenum ex-               Funding/Support: This work was supported by grant MS
clusion is glucagon.30 Patients with diabetes mellitus were          97-2314-B-002-065 from the Min-Sheng General
found to have hyperglucagonemia and to lack glucagon                 Hospital.


                       (REPRINTED) ARCH SURG/ VOL 146 (NO. 2), FEB 2011    WWW.ARCHSURG.COM
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23. Tan C-E, Ma S, Wai D, Chew S-K, Tai E-S. Can we apply the National Cholesterol
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Gastric Bypass Beats Sleeve for Diabetes Control

  • 1. ORIGINAL ARTICLE Gastric Bypass vs Sleeve Gastrectomy for Type 2 Diabetes Mellitus A Randomized Controlled Trial Wei-Jei Lee, MD, PhD; Keong Chong, MD; Kong-Han Ser, MD; Yi-Chih Lee, PhD; Shu-Chun Chen, RN; Jung-Chien Chen, MD; Ming-Han Tsai, MD; Lee-Ming Chuang, MD Objectives: To determine the efficacies of 2 weight- HbA1c Ͻ6.5% without glycemic therapy). Secondary mea- reducing operations on diabetic control and the role of sures included weight and metabolic syndrome. Analy- duodenum exclusion. sis was by intention to treat. Design: Double-blind randomized controlled trial. Results: Of the 60 patients enrolled, all completed the 12-month follow-up. Remission of T2DM was achieved Setting: Department of Surgery of the Min-Sheng Gen- by 28 (93%) in the gastric bypass group and 14 (47%) eral Hospital, National Taiwan University. in the sleeve gastrectomy group (P=.02). Participants as- signed to gastric bypass had lost more weight, achieved Patients: We studied 60 moderately obese patients (body a lower waist circumference, and had lower glucose, mass index Ͼ25 and Ͻ35) aged Ͼ30 to Ͻ60 years who HbA1c, and blood lipid levels than the sleeve gastrec- had poorly controlled type 2 diabetes mellitus (T2DM) tomy group. No serious complications occurred in either (hemoglobin A1c [HbA1c] Ͼ7.5%) after conventional treat- group. ment (Ͼ6 months) from September 1, 2007, through June 30, 2008. Patients and observers were masked during the Conclusions: Participants randomized to gastric by- follow-up, which ended in 2009, 1 year after final en- rollment. pass were more likely to achieve remission of T2DM. Duo- denum exclusion plays a role in T2DM treatment and Interventions: Gastric bypass with duodenum exclu- should be assessed. sion (n=30) vs sleeve gastrectomy without duodenum exclusion (n=30). Trial Registration: clinicaltrials.gov Identifier: NCT00540462 (http://www.clinicaltrials.gov). Main Outcome Measures: The primary outcome was remission of T2DM (fasting glucose Ͻ126 mg/dL and Arch Surg. 2011;146(2):143-148 O BESITY AND TYPE 2 DIABE- 35.11-13 It has been hypothesized that changes tes mellitus (T2DM) are in gastrointestinal hormone secretion would currently 2 of the most favor an early improvement of T2DM in GB common chronic, debili- surgery that bypasses the duodenum and tating diseases in West- upper jejunum (foregut theory).14-16 How- ern countries.1,2 Both diseases are closely re- ever, it has also been proposed that weight lated and difficult to control by current loss accounts for the resolution of T2DM medical treatment, including diet, drug by more simple, purely restrictive proce- therapy, and behavioral modification.3-5 dures, such as gastric banding and sleeve There is strong evidence that bariatric op- gastrectomy (SG).7,17-20 This study aims to Author Affiliations: erations, mostly gastric bypass (GB) surgi- evaluate the efficacy of 2 different gastro- Departments of Surgery cal procedures, can cure most of the asso- intestinal metabolic operations for the treat- (Drs W.-J. Lee, Ser, Y.-C. Lee, ciated T2DM in morbidly obese patients.6-11 ment of T2DM and to test the foregut hy- and J.-C. Chen) and Nursing Current consensus for bariatric surgery is pothesis. (Ms S.-C. Chen) and Diabetic set at a body mass index (BMI) (calculated Center (Drs Chong, Tsai, and as weight in kilograms divided by height in METHODS Chuang), Min-Sheng General Hospital, National Taiwan meters squared) greater than 35 with co- University, and Department of morbidities, but gastrointestinal metabolic STUDY DESIGN International Business, Ching surgery recently has been proposed as a new Yun University (Dr Y.-C. Lee), treatment modality for obesity-related We designed a randomized, double-blind trial Taiwan, Republic of China. T2DM in patients with a BMI less than of the effects of 2 different bariatric opera- (REPRINTED) ARCH SURG/ VOL 146 (NO. 2), FEB 2011 WWW.ARCHSURG.COM 143 Downloaded from www.archsurg.com at freedom foundation, on May 17, 2011 ©2011 American Medical Association. All rights reserved.
  • 2. tions with or without duodenum exclusion on T2DM resolu- tridges (3.5-mm stapler height, blue load). The remnant stom- tion in nonmorbidly obese patients who had diabetes mellitus ach tube was approximately 2 cm wide along the less curved side. that was inadequately controlled. The study was conducted in The resected portion of the stomach was extracted from the ex- the Department of Surgery of the Min-Sheng General Hospi- tended periumbilical trocar site. A running absorbable suture was tal, National Taiwan University. The trial was conducted from applied to the stapler line to prevent hemorrhage and leakage. September 1, 2007, through June 30, 2009. A run-in period of No drainage tube was left. For the case of GB surgical procedure, at least 2 weeks was undertaken in which further alterations a simplified laparoscopic mini-GB was adopted and has been pre- to eating, glucose self-monitoring, and vitamin supplementa- viously described.21 To describe briefly, a long-sleeved gastric tube tion were suggested. During this time, study adherence was as- was created (EndoGIA; Coviden), approximately 2.0 cm wide sessed using attendance at appointments and completion of ques- along the less curved side from the antrum to the angle of His. A tionnaires. The study was reviewed and approved by the human loop gastroenterostomy (Billroth II anastomosis) was created with ethics committees of the Min-Sheng General Hospital and the the small bowel approximately 120 cm distal to the ligament of Department of Health of Taiwan. Treitz. No drainage tube was left. All patients received care via a standard clinical pathway. The nasogastric tube was removed on the first postoperative PATIENT POPULATION AND RANDOMIZATION day in both groups, and patients were encouraged to ambulate as soon as they felt comfortable. Oral feeding was allowed start- Patients were recruited via a newspaper advertisement and were ing on the second postoperative day, provided the patient had neither paid to participate nor paid any medical costs. Recruit- flatus passage and a normal Gastrografin contrast study re- ment commenced in September 2007, the last participant was sult. Patients were discharged on the third or fourth postop- randomized in June 2008, and all data were available for analy- erative day if they felt able to return home, patients were regu- sis in June 2009. Patients were eligible if they were between larly followed up at the outpatient clinic by the aforementioned Ͼ30 and Ͻ60 years old, had a BMI of Ͼ25 to Ͻ35, had been multidisciplinary team, and clinical controls were scheduled diagnosed as having clearly documented but poorly con- once a month for the first 3 postoperative months and every 3 trolled (HbA1c Ͼ7.5% [to convert to proportion of total hemo- months thereafter. Patients were advised to take a daily mul- globin, multiply by 0.01]) T2DM and were treated by an en- tivitamin tablet as a supplement. Iron supplement, vitamin B12 docrinologist for 6 months or longer, had no evidence of renal injection, and blood transfusion were given only in sympto- impairment or diabetic retinopathy, and were able to under- matic patients. Radiologic study or endoscopy examination was stand and comply with the study process. Candidates were ex- scheduled if clinically indicated. cluded if they had a specific disease; had previously under- A complication was defined as the occurrence of an unex- gone bariatric surgery; had a history of major medical problems, pected medical event that made departure from the clinical path- such as mental impairment, drug or alcohol addiction, a re- way necessary. An early complication was defined as a com- cent major vascular event, internal malignant neoplasm, or por- plication that occurred within 30 days postoperatively. A major tal hypertension; or had a contradiction for either surgery. Par- complication was defined as a complication that required in- ticipants were excluded if their C-peptide level was below 1.0 terventional management and hospitalization for more than 14 ng/mL (to convert to nanomoles per liter, multiply by 0.331) days. Complications related to the operation occurred more than or they did not attend 2 initial information visits. 30 days postoperatively, and complications that required re- In addition to any assessments required for inclusion, each admission were defined as late complications. potential participant was assessed by a multidisciplinary and in- tegrated medical unit, with the aid of a team including a general physician, endocrinologist, psychiatrist, and dietician. A thor- ough assessment was performed of each patient’s general condi- OUTCOMES MEASURES tion and mental status, complications of obesity and diabetes melli- tus, risk factors, and motivations for surgery. The endocrinologist The primary end point of the study was glycemic control at 12 and surgeon codetermined when a patient was ready for random- months after randomization. This was assessed as the propor- ization. Baseline weight, blood pressure, anthropometric mea- tion of participants achieving remission (exceptional glyce- sures, and blood chemical data (levels of fasting plasma glucose, mic control) of T2DM, defined as fasting plasma glucose lev- glycated hemoglobin [HbA1c], C-peptide, and serum insulin and els less than 126 mg/dL (to convert to millimoles per liter, lipid profile) were measured immediately before randomization. multiply by 0.0555) in addition to HbA1c values less than 6.5% A computer-generated variable block schedule was used for without the use of oral hypoglycemics or insulin. randomization. The block size was 10 cases for orderly recruit- Secondary outcome measures included percentage change ment into both study groups and to reduce the risk of uneven in HbA1c levels, weight, blood pressure, waist circumference, recruitment late in the series. Randomization was performed and levels of fasting lipids, including total cholesterol, triglyc- in the operation theater after pneumoperitoneum was com- eride, and high-density and low-density lipoprotein choles- pleted. The study was double-blinded. terol. Changes in medication use, changes in the proportion of participants with metabolic syndrome as defined by the Na- tional Cholesterol Education Program Adult Treatment Panel STUDY INTERVENTIONS III criteria,22 and changes in indirect measures of insulin resis- tance using the homeostasis model assessments were mea- The surgical team performed both types of surgical procedures sured.23 Adverse events and effects were recorded. and had broad experience in both techniques. Surgery was per- Insulin secretion was measured at 12 months postopera- formed with the patients under general anesthesia in the re- tively. An oral glucose tolerance test with 75 g of glucose (in a versed Trendelenburg position with the operator standing be- total volume of 300 mL) was administered in the morning af- tween the legs of the patient. A standard laparoscopic surgical ter a 12-hour overnight fast. A sample of blood was collected technique with 5 to 6 trocars was used for both procedures. An before and 30, 60, and 120 minutes after oral glucose load. The SG was performed by resecting the greater curvature from the dis- blood sample was checked for blood glucose and insulin lev- tal antrum (4 cm proximal to the pylorus) to the angle of His, els. The insulin secretion during the oral glucose tolerance test including the complete fundus, by using a laparoscopic stapler was measured by insulin total area under the curve (AUC) using (EndoGIA; Coviden, Norwalk, Connecticut) with 60-mm car- the trapezoidal method. (REPRINTED) ARCH SURG/ VOL 146 (NO. 2), FEB 2011 WWW.ARCHSURG.COM 144 Downloaded from www.archsurg.com at freedom foundation, on May 17, 2011 ©2011 American Medical Association. All rights reserved.
  • 3. STATISTICAL ANALYSIS GB BMI Sample size was selected to provide a statistical power for dia- SG BMI betes mellitus remission rates on the basis of an approximate GB HbA1c 35 SG HbA1c 12 expected 80% remission in the GB group and 40% in the SG 30 group. This study was designed to have a power of 80% and an ∗ 10 ∗ ␣ risk of .05; at least 28 patients per group were required to 25 ∗ 8 HbA1c, mg/dL demonstrate a significant difference. Recruitment size was there- 20 ∗ ∗ ∗ BMI fore set at 60. 6 All statistical analyses were performed using SPSS statisti- 15 4 cal software, version 12.01 (SPSS Inc, Chicago, Illinois), with 10 baseline comparison made using ␹2 tests and 2-sample t tests. 5 2 Continuous variables were expressed as mean (standard de- viation), with differences expressed as mean (95% confidence 0 0 0 1 3 6 12 interval). A 2-sided P Ͻ .05 was considered statistically Study Period, mo significant. Weight loss, % GB 9.2 15.9 20.9 23.3 SG 11.1 16.1 18.5 19.9 P value .03 .85 .10 .02 RESULTS Figure. Weight reduction and hemoglobin A1c (HbA1c) curves of the sleeve PATIENT CHARACTERISTICS gastrectomy (SG) and gastric bypass (GB) groups. Asterisks indicate P Ͻ .05; BMI, body mass index (calculated as weight in kilograms divided by From September 1, 2007, through June 30, 2008, sixty height in meters squared). To convert HbA1c to proportion of total hemoglobin, multiply by 0.01. of 209 eligible patients were enrolled in the randomized trial (30 in the GB group and 30 in the SG group). All patients were successfully randomized and completed the tion between the groups at 1 and 3 months postopera- 12-month program. The mean BMI was 30.3 (range, 25.0- tively, but this became significant at 6 and 12 months post- 34.0), mean age was 45 years (range, 34-58 years), and operatively. mean HbA1c level was 10.0% (range, 7.5%-15.0%). There At 12 months after surgery, both groups had a marked were no statistically significant differences in demograph- reduction in body weight and improvement of other as- ics or values contributing to study outcomes between the sociated metabolic disorders, including reduction of waist groups. circumference, blood pressure, and insulin, C-peptide, and blood lipid levels (Table). However, the GB group SURGICAL TREATMENT AND COMPLICATIONS had a significantly lower BMI, waist circumference, and glucose, HbA1c, and blood lipid levels than the SG group All procedures were successfully performed by a lapa- at 12 months after surgery. Therefore, 18 patients (60%) roscopic technique, with no deaths or major complica- in the SG group still had metabolic syndrome compared tions in either group. Minor complications occurred in with only 2 patients (7%) in the GB group (PϽ.001). The 6 patients (10%), 3 in each group. The surgical time was GB group also had a higher ratio of successful treatment similar between the GB and SG groups (117 vs 127 min- of T2DM (HbA1c Ͻ7%, low-density lipoprotein choles- utes; P=.09). The mean postoperative hospital stay was terol Ͻ100 mg/dL [to convert to millimoles per liter, mul- 2.2 days for the GB group and 2.1 days for the SG group tiply by 0.0259], and triglycerides Ͻ150 mg/dL [to con- (PϾ.05). vert to millimoles per liter, multiply by 0.0113]) than the SG group (57% vs 0%; P Ͻ .001). Late complications oc- TREATMENT EFFECTS curred in 2 patients (3%), 1 in each group, and required hospitalization for conservative treatment, but no ma- jor adverse effects were observed. Overall, 42 participants (70%) experienced T2DM reso- lution at 12 months after surgery. Resolution of T2DM COMPARISON OF INSULIN SECRETION was significantly better in the GB group than in the SG AFTER ORAL GLUCOSE INTAKE group (93% vs 47%; P=.02). The Figure shows the weight and HbA1c reduction curves of the groups. Both groups After the oral glucose load, the SG group had a continu- had significant weight loss after surgery without differ- ously higher level of plasma glucose at all points and AUC ence at 1 and 3 months postoperatively, but the GB group than the GB group. However, there was no difference in had better weight loss at 6 and 12 months postopera- the insulin secretion at any point and total insulin se- tively. Although the weight reduction was similar be- cretion (ie, AUC) after oral glucose challenge between tween the groups at 1 and 3 months postoperatively, the the groups. GB group had significantly lower fasting glucose and HbA1c levels than the SG group since 1 month after sur- gery (Figure). The mean reduction in the HbA1c level was COMMENT 3.0% in the SG group and 4.2% in the GB group 1 year after surgery, an approximately 30% discrepancy be- To our knowledge, this is the first randomized trial to tween the groups. During the 12 months of follow-up, study surgical treatment of nonmorbidly obese patients no differences were found in diabetes mellitus resolu- (BMI Ͻ35) with poorly controlled T2DM. In this study, (REPRINTED) ARCH SURG/ VOL 146 (NO. 2), FEB 2011 WWW.ARCHSURG.COM 145 Downloaded from www.archsurg.com at freedom foundation, on May 17, 2011 ©2011 American Medical Association. All rights reserved.
  • 4. Table. Primary and Secondary Outcomes at 12 Months a Gastric Bypass Sleeve Gastrectomy Outcome (n = 30) (n = 30) P Value b Remission of diabetes mellitus (HbA1c Ͻ6.5%), No. (%) 28 (93) 14 (47) .02 Successful treatment of diabetes mellitus (HbA1c Ͻ7%, LDL-C Ͻ100 mg/dL, 17 (57) 0 (0) Ͻ.001 and triglycerides Ͻ150 mg/dL), No. (%) BMI 22.8 (2.2) 24.4 (2.4) .009 Weight, kg 60.7 (10.1) 65.7 (7.9) .03 Excess weight loss, % 94.4 (33.1) 76.3 (38.9) .06 Waist circumference, cm 79.7 (7.4) 85.3 (5.7) .002 HbA1c, % 5.7 (0.5) 7.2 (1.5) Ͻ.001 C-peptide, ng/mL 1.6 (1.1) 1.6 (0.5) .92 Glucose, mg/dL 99.3 (19.4) 140.1 (53.0) Ͻ.001 Blood pressure, mm Hg Systolic 119.6 (17.3) 123.5 (9.8) .29 Diastolic 74.2 (12.3) 75.4 (8.5) .68 Lipids, mg/dL Total cholesterol 162.2 (26.6) 207.8 (67.0) .001 Triglycerides 104.9 (62.0) 144.2 (58.9) .02 HDL-C 49.3 (7.7) 45.4 (7.9) .06 LDL-C 96.9 (21.5) 136.6 (40.8) Ͻ.001 Insulin, µIU/mL 4.9 (3.8) 4.7 (2.7) .86 HOMA 1.2 (1.2) 2.5 (3.4) .08 Glucose AUC 22 459 (4465) 29 077 (11 300) .005 Insulin AUC 3382 (1419) 2871 (1887) .24 Metabolic syndrome, No. (%) 2 (6.6) 18 (60.0) Ͻ.001 Abbreviations: AUC, area under the curve; BMI, body mass index (calculated as weight in kilograms divided by height in meters squared); HbA1c, hemoglobin A1c; HDL-C, high-density lipoprotein cholesterol; HOMA, homeostasis model assessment; LDL-C, low-density lipoprotein cholesterol. SI conversion factors: To convert total cholesterol, HDL-C, and LDL-C to millimoles per liter, multiply by 0.0259; to convert C-peptide to nanomoles per liter, multiply by 0.331; to convert glucose to millimoles per liter, multiply by 0.0555; to convert HbA1c to proportion of total hemoglobin, multiply by 0.01; to convert insulin to picomoles per liter, multiply by 6.945; to convert triglycerides to millimoles per liter, multiply by 0.0113. a Data are presented as mean (SD) unless otherwise indicated. b P Ͻ .05 is considered statistically significant. both GB and SG were effective in the treatment of pa- strictive bariatric procedure with a better weight loss result tients with T2DM in whom current medical treatment than gastric banding.27 It has been suggested that change had failed. However, the 93% resolution rate and 57% in ghrelin after SG may help to explain the result.19 In success rate for T2DM treatment in the GB group were addition to the ghrelin effect, SG was also reported to have superior to the 47% and 0% rates in the SG group at 12 a hindgut effect with increasing glucagon-like peptide 1 months after surgery. These results corroborate previ- and peptide YY because of increasing transit time after ous reports that GB may achieve an 80% diabetes melli- SG.20 It was also reported that weight loss was similar be- tus remission and pure restrictive-type procedures may tween the GB and SG groups. The only effect that SG did achieve a rate of approximately 50%.24,25 Besides weight not have was on the foregut; in other words, the upper loss, the GB group also achieved lower waist circumfer- intestine was excluded from contact with ingested nu- ence, fasting plasma glucose level, HbA1c level, and blood trients in the GB but not in the SG group. Therefore, this lipid level. That is why the GB group also had a higher study is designed to study the role of the foregut theory metabolic syndrome remission rate than the SG group. in diabetes mellitus resolution by comparing SG to GB. Although more clinical trials are needed, this study and Although a recent randomized trial to compare glu- other previous studies have strongly recommended that cose metabolism after laparoscopic GB and SG did not laparoscopic GB as a metabolic surgery should be in- support the role of duodenum exclusion, this study has cluded in the armament of diabetes mellitus treatments some basic flaws because it was performed on morbidly in less obese populations (BMI of 25-35) and in the mor- obese patients without diabetes.28 It had been found that bidly obese population (BMI Ͼ35). obesity and diabetes mellitus have a separate effect on The underlying mechanism for diabetes mellitus re- the incretin effect on total insulin secretion and B-cell mission after GB surgical procedures is intriguing. Four glucose sensitivity.29 Therefore, the role of duodenum ex- possible mechanisms have been proposed, including the clusion was not demonstrated in the previous study of starvation followed by weight loss hypothesis, the ghre- nondiabetic, morbidly obese patients. In this study of dia- lin hypothesis, the lower intestinal (hindgut) hypoth- betic patients, the result strongly supports the finding that esis, and the upper intestinal (foregut) hypothesis.26 None the duodenum may play a role in diabetes mellitus reso- of these theories necessarily precludes the others, so any lution after bariatric surgery. The mechanism seems to combination may be operational to some degree; there- relate to postprandial glucose metabolism rather than to fore, it is difficult to design a study to elucidate the ex- an increase in insulin secretion and is independent of act mechanism. Recently, SG has emerged as a new re- weight reduction. Although the weight reduction is al- (REPRINTED) ARCH SURG/ VOL 146 (NO. 2), FEB 2011 WWW.ARCHSURG.COM 146 Downloaded from www.archsurg.com at freedom foundation, on May 17, 2011 ©2011 American Medical Association. All rights reserved.
  • 5. most the same as that found in the first and third post- suppression. More elaborate studies are needed to elu- operative months, patients who underwent GB surgery cidate the underlying complex mechanism of T2DM reso- with duodenum exclusion had significantly lower HbA1c lution after GB surgery. levels and insulin resistance than patients who under- When we consider the choice of surgical treatment, went SG without duodenum exclusion. The role of duo- although GB is more effective in diabetes mellitus reso- denum exclusion or foregut theory on surgical treat- lution, pure restrictive surgery, such as gastric banding ment of diabetes mellitus is worthy of further and SG, still can be considered for the surgical treat- investigation.30 ment of diabetes, especially in patients with newly diag- The foregut theory was first suggested by Hickey et al,14 nosed diabetes and good pancreatic reserve.18 A purely and Rubino and Marescaux15 were the first to provide strong restrictive procedure is 10-fold safer than a complex GB evidence supporting this model. In Goto-Kalizak rats procedure and avoids the long-term sequela of micro- (Charles River Laboratories Inc, Wilmington, Massachu- nutrient deficiency after duodenum exclusion and should setts), a nonobese model of polygenic T2DM, a duode- be considered the first choice.24 However, GB may be a num exclusion operation improved diabetes mellitus rap- better choice for patients with metabolic syndrome or hy- idly and durably compared with a sham operation. A similar perlipidemia. Gastric bypass can result in a lower waist observation has subsequently been made.16,31 In these stud- circumference and blood lipid levels than purely restric- ies, diabetes mellitus was eliminated or restored based on tive procedures and achieve a much higher successful rate the absence or presence, respectively, of nutrient passage in the resolution of metabolic syndrome and successful through the duodenum, with an unchanging degree of mi- diabetes mellitus treatment. Today, the risk of compli- nor shortcutting for nutrients to reach the lower bowel. On cations and mortality associated with GB has decreased the basis of this theory, a flexible plastic sleeve has been significantly.42 The improvement certainly will help to designed and implanted in the upper intestine, causing food make bariatric surgery not only a weight-reducing sur- to move from the pylorus to the beginning of the jejunum gery but also a metabolic surgery.43,44 without coming in contact with the duodenum mucosa. The main limitation of this study is the lack of gut hor- Such endoluminal duodenal sleeves cause only minor or mone data. Without data regarding the change in gut hor- no weight loss, but they markedly improve glucose toler- mone, such as glucagon, gastric inhibitory peptide, and ance.15,16,32,33 All these data support the foregut theory, but glucagon-like peptide 1, we cannot elucidate the under- this study is the first randomized trial, to our knowledge, lying mechanisms for the resolution of diabetes melli- to scrutinize the effect of duodenum exclusion through dif- tus after duodenum exclusion. Another limitation of this ferent bariatric operations. In this study, duodenum ex- study is the lack of long-term follow-up. Without long- clusion may contribute to a 30% role in the mechanism of term follow-up, we cannot confirm the durability of dia- diabetes mellitus resolution after GB. The other 3 mecha- betes mellitus remission after surgery and the influence nisms may play a 70% role in T2DM resolution according of possible weight change in the future. More elaborate to the hypothesis by Thaler and Cummings.26 clinical studies are indicated to elucidate this issue. The rapid postoperative remission of diabetes melli- In summary, our study has demonstrated that GB sur- tus is primarily related to an improvement in insulin re- gery is more effective than SG for surgical treatment of sistance rather than increasing insulin secretion.34,35 The poorly controlled T2DM and control of metabolic syn- difference in insulin resistance in the early postopera- drome. Duodenum exclusion plays a role in the mecha- tive period between the 2 procedures found in this study nism of diabetes mellitus remission. also supports the theory that duodenum exclusion is help- ful for the reduction of insulin resistance. In recent stud- ies, Korner et al36 found that reduction of insulin resis- tance correlated significantly with weight loss only in Accepted for Publication: April 13, 2010. gastric banding but not in GB, and Bikman et al37 found Correspondence: Lee-Ming Chung, MD, Diabetic Cen- that improved insulin sensitivity after GB is due to some- ter, Min-Sheng General Hospital, National Taiwan Uni- thing other than weight loss. Because the duodenum was versity, 168 Jingguo Rd, Taoyuan City, Taoyuan County recently found to have a novel intestine-brain-liver neu- 330, Taiwan, Republic of China (wjlee_obessurg_tw rocircuit to increase hepatic insulin sensitivity, it is pos- @yahoo.com.tw). sible that gastrointestinal surgery may help mediate an- Author Contributions: Study concept and design: W.-J. Lee, tidiabetes effects, although this is unclear now.38 Another Ser, Tsai, and Chuang. Acquisition of data: W.-J. Lee, possible mechanism induced by duodenum exclusion is Chong, and S.-C. Chen. Analysis and interpretation of data: the gut hormone. The gastric inhibitory peptide, an in- W.-J. Lee, Y.-C. Lee, and J.-C. Chen. Drafting of the manu- cretin secreted by the K cells in the proximal intestine, script: W.-J. Lee, Chong, Ser, Y.-C. Lee, S.-C. Chen, J.-C. may play an important role in the foregut theory. Lafer- Chen, Tsai, and Chuang. Critical revision of the manu- rère et al39 found that after GB, greater gastric inhibitory script for important intellectual content: W.-J. Lee. Statis- peptide release could be a potential mediator of im- tical analysis: W.-J. Lee, Ser, Y.-C. Lee, and S.-C. Chen. proved glucose tolerance. However, controversial data ex- Administrative, technical, and material support: W.-J. Lee, ist. The gastric inhibitory peptide was reported to de- Chong, J.-C. Chen, and Tsai. Study supervision: Chuang. crease after GB in those with severe diabetes.40,41 Another Financial Disclosure: None reported. gut hormone that possibly plays a role in duodenum ex- Funding/Support: This work was supported by grant MS clusion is glucagon.30 Patients with diabetes mellitus were 97-2314-B-002-065 from the Min-Sheng General found to have hyperglucagonemia and to lack glucagon Hospital. (REPRINTED) ARCH SURG/ VOL 146 (NO. 2), FEB 2011 WWW.ARCHSURG.COM 147 Downloaded from www.archsurg.com at freedom foundation, on May 17, 2011 ©2011 American Medical Association. All rights reserved.
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